HSMV vs. DES ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to SmallCap Dividend Fund (DES)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.39

Average Daily Volume

1,160

Number of Holdings ^*

146

* may have additional holdings in another (foreign) market

DES

SmallCap Dividend Fund

DES Description

The investment seeks to track the price and yield performance, before fees and expenses, of the WisdomTree SmallCap Dividend Index. Under normal circumstances, at least 95% of the fund's total assets (exclusive of collateral held from securities lending) will be invested in component securities of the index and investments that have economic characteristics that are substantially identical to the economic characteristics of such component securities. The index is a fundamentally weighted index measuring the performance of the small-capitalization segment of the U.S. dividend-paying market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.13

Average Daily Volume

121,020

Number of Holdings ^*

565

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	DES
30 Days	1.88%	2.38%
60 Days	7.16%	8.02%
90 Days	10.13%	12.18%
12 Months	25.86%	27.86%

28 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in DES	Overlap
ABM	D	0.35%	0.27%	0.27%
AIN	F	0.26%	0.14%	0.14%
AVA	D	0.77%	0.49%	0.49%
AWR	B	0.71%	0.32%	0.32%
BKH	C	0.89%	0.6%	0.6%
CNO	B	0.39%	0.22%	0.22%
CPK	C	0.65%	0.24%	0.24%
CRI	D	0.28%	0.5%	0.28%
CTRE	C	1.6%	0.24%	0.24%
CWT	D	0.54%	0.22%	0.22%
ENR	B	0.39%	0.3%	0.3%
EPC	F	0.52%	0.15%	0.15%
EPR	C	0.89%	0.84%	0.84%
EPRT	C	0.68%	0.64%	0.64%
EVTC	D	0.27%	0.08%	0.08%
FCPT	C	0.9%	0.12%	0.12%
IDCC	A	0.59%	0.32%	0.32%
IOSP	F	0.35%	0.21%	0.21%
IRT	D	0.23%	0.2%	0.2%
JJSF	C	0.33%	0.29%	0.29%
KFY	C	0.28%	0.22%	0.22%
LXP	D	0.38%	0.17%	0.17%
NSA	D	0.15%	0.74%	0.15%
NWE	C	1.18%	0.53%	0.53%
OGS	C	0.71%	0.58%	0.58%
PCH	C	0.21%	0.16%	0.16%
PRGS	A	0.59%	0.17%	0.17%
SBRA	C	0.57%	0.63%	0.57%

HSMV Overweight 118 Positions Relative to DES

Symbol	Grade	Weight
ATR	A	2.04%
ORI	A	1.7%
POST	C	1.7%
INGR	B	1.67%
SEIC	B	1.65%
DTM	A	1.62%
OGE	C	1.53%
CACI	A	1.48%
IDA	D	1.46%
MSGS	A	1.37%
ADC	C	1.33%
DCI	B	1.33%
AMH	D	1.31%
CHE	D	1.29%
RLI	A	1.28%
FLO	D	1.26%
NJR	C	1.22%
AM	A	1.2%
NNN	C	1.16%
NFG	A	1.15%
FHI	A	1.14%
OHI	C	1.13%
POR	D	1.11%
AFG	A	1.08%
GNTX	D	1.06%
MMS	C	1.06%
GGG	C	1.04%
GLPI	C	1.04%
NYT	C	1.02%
MDU	C	0.97%
DLB	D	0.93%
EHC	C	0.91%
MSA	F	0.87%
KBR	A	0.85%
ELS	D	0.83%
EFC	D	0.83%
LSTR	F	0.78%
ESNT	A	0.78%
ENSG	D	0.77%
PECO	C	0.72%
PRI	A	0.71%
CBSH	D	0.71%
RNR	A	0.7%
EGP	D	0.7%
PBH	D	0.68%
LOPE	D	0.67%
SLGN	B	0.66%
RGA	B	0.65%
RPM	A	0.63%
CW	A	0.63%
NMIH	B	0.61%
AMG	B	0.61%
AGO	B	0.6%
SF	A	0.6%
FCN	C	0.59%
SCI	D	0.58%
JHG	A	0.58%
FELE	C	0.57%
MTG	A	0.57%
ACM	A	0.56%
COLM	B	0.56%
BCPC	C	0.54%
ARW	C	0.54%
RS	D	0.52%
AVT	B	0.52%
FNF	C	0.52%
CHH	A	0.52%
GATX	F	0.51%
FR	D	0.48%
FLS	A	0.47%
LANC	F	0.47%
MSM	D	0.47%
LAMR	C	0.46%
MUSA	D	0.46%
BRX	C	0.46%
RYN	C	0.45%
CHDN	C	0.44%
PFGC	A	0.43%
ASH	F	0.42%
BWXT	A	0.42%
BLKB	C	0.42%
FAF	C	0.41%
SAIC	A	0.41%
RDN	D	0.41%
PB	D	0.4%
JEF	A	0.39%
CLH	B	0.39%
MAN	D	0.38%
ITT	C	0.38%
GPK	D	0.38%
RGLD	C	0.35%
BJ	B	0.35%
CSL	A	0.34%
AGCO	D	0.33%
FNB	D	0.33%
COOP	B	0.33%
LECO	D	0.33%
MTN	D	0.31%
G	A	0.31%
JAZZ	F	0.31%
EXEL	B	0.3%
KEX	C	0.3%
EVR	C	0.3%
MIDD	D	0.29%
HRB	C	0.28%
ALV	F	0.28%
ONB	D	0.28%
CUBE	C	0.27%
LFUS	C	0.27%
R	C	0.27%
LII	C	0.26%
ORA	C	0.26%
OSK	F	0.26%
FSS	D	0.25%
HXL	F	0.24%
PLXS	A	0.24%
REXR	D	0.24%
CASY	D	0.24%

HSMV Underweight 537 Positions Relative to DES

Symbol	Grade	Weight
OGN	F	-1.35%
TFSL	D	-0.83%
ALE	A	-0.76%
BNL	C	-0.71%
CNS	C	-0.71%
CCOI	B	-0.67%
SMG	C	-0.67%
AROC	B	-0.64%
FIBK	C	-0.62%
CVI	D	-0.62%
VGR	B	-0.61%
KNTK	A	-0.61%
KSS	D	-0.6%
TPG	A	-0.6%
JWN	D	-0.59%
MC	B	-0.58%
NHI	C	-0.58%
KTB	C	-0.56%
SLG	C	-0.56%
SR	D	-0.55%
TNL	B	-0.55%
VCTR	A	-0.55%
FBP	B	-0.53%
AVNT	C	-0.48%
CRS	B	-0.47%
NOG	D	-0.47%
IIPR	C	-0.45%
PATK	A	-0.44%
PNM	B	-0.44%
CATY	B	-0.44%
LEG	D	-0.43%
SLVM	C	-0.43%
CRC	B	-0.42%
FFBC	D	-0.42%
ASB	D	-0.42%
FHB	D	-0.41%
VIRT	B	-0.4%
SHOO	A	-0.4%
LCII	C	-0.39%
KRO	C	-0.39%
TRN	C	-0.39%
XRX	D	-0.38%
IBOC	D	-0.38%
BKE	B	-0.38%
MGEE	C	-0.38%
CUZ	C	-0.37%
VAC	D	-0.37%
OTTR	F	-0.36%
RUSHA	D	-0.35%
SEM	D	-0.35%
PPBI	D	-0.34%
FULT	D	-0.34%
TDS	C	-0.34%
SLM	B	-0.34%
SFNC	B	-0.34%
PINC	F	-0.33%
HRI	B	-0.33%
PHIN	D	-0.33%
SXT	C	-0.33%
PFS	D	-0.32%
NWBI	D	-0.32%
UVV	D	-0.32%
BCO	C	-0.32%
HWC	D	-0.32%
TGNA	B	-0.32%
KLG	F	-0.32%
UCBI	B	-0.32%
AUB	D	-0.31%
BRC	C	-0.31%
CBU	D	-0.31%
EBC	B	-0.3%
NHC	D	-0.3%
HNI	B	-0.29%
BOH	D	-0.29%
SPB	C	-0.29%
STEP	A	-0.28%
RRR	D	-0.28%
PDCO	F	-0.28%
CVBF	B	-0.28%
WWW	B	-0.28%
HP	D	-0.28%
AMSF	B	-0.27%
WD	C	-0.27%
CAKE	A	-0.27%
PBI	C	-0.27%
GFF	C	-0.27%
MCY	B	-0.27%
WOR	F	-0.26%
POWL	B	-0.26%
PTVE	D	-0.26%
KMPR	D	-0.26%
WDFC	B	-0.26%
BKU	D	-0.26%
UMBF	C	-0.26%
NWN	D	-0.26%
MATX	C	-0.26%
MWA	A	-0.26%
PRK	D	-0.25%
GEF	B	-0.25%
FRME	D	-0.25%
INDB	D	-0.25%
WHD	A	-0.25%
KMT	C	-0.25%
LBRT	D	-0.25%
CSWI	A	-0.24%
ENS	B	-0.24%
AESI	B	-0.24%
KALU	D	-0.24%
WSBC	D	-0.24%
BANF	D	-0.24%
GRNT	D	-0.23%
CBRL	D	-0.23%
TOWN	C	-0.23%
PRDO	D	-0.22%
IBTX	B	-0.22%
GES	F	-0.22%
HOPE	B	-0.22%
BHE	C	-0.22%
APOG	B	-0.22%
SKT	A	-0.22%
YOU	C	-0.22%
STRA	F	-0.22%
SCS	D	-0.22%
DLX	F	-0.21%
BDC	A	-0.21%
AGX	A	-0.21%
BLMN	F	-0.21%
SASR	B	-0.21%
HWKN	B	-0.21%
WINA	C	-0.21%
PIPR	A	-0.21%
SFBS	B	-0.21%
VRTS	D	-0.21%
SJW	D	-0.21%
MCRI	B	-0.2%
CCS	C	-0.2%
OFG	D	-0.2%
MLKN	F	-0.2%
GVA	A	-0.2%
CXT	F	-0.2%
UTL	D	-0.2%
GBX	C	-0.2%
PEBO	F	-0.2%
MGRC	D	-0.2%
HTLF	B	-0.2%
VHI	A	-0.19%
ETD	C	-0.19%
JBSS	F	-0.19%
WAFD	D	-0.19%
CHCO	D	-0.19%
CSGS	B	-0.19%
MAC	B	-0.19%
BANR	B	-0.19%
ACA	C	-0.19%
HL	C	-0.19%
NPO	C	-0.19%
WMK	D	-0.18%
ABCB	C	-0.18%
NBTB	D	-0.18%
BTU	B	-0.18%
WTTR	B	-0.18%
TRMK	D	-0.18%
BGS	D	-0.18%
TEX	F	-0.18%
SCVL	D	-0.17%
CRGY	B	-0.17%
CABO	F	-0.17%
OXM	F	-0.17%
DK	F	-0.17%
AEIS	B	-0.17%
PRIM	A	-0.17%
NAVI	D	-0.17%
STC	D	-0.17%
GIC	D	-0.17%
PSMT	A	-0.17%
LZB	D	-0.17%
EBF	B	-0.17%
PZZA	D	-0.17%
DAN	D	-0.17%
HEES	D	-0.17%
SAH	D	-0.16%
FCF	D	-0.16%
HI	F	-0.16%
BGC	B	-0.16%
BANC	D	-0.16%
TNC	F	-0.16%
CRAI	B	-0.16%
HY	D	-0.16%
GHC	A	-0.16%
AZZ	B	-0.16%
NGVC	D	-0.16%
WABC	F	-0.16%
KAI	C	-0.16%
STBA	D	-0.16%
KLIC	D	-0.16%
SBCF	D	-0.16%
VSH	F	-0.16%
AGM	D	-0.16%
EGY	D	-0.15%
BUSE	D	-0.15%
OCFC	C	-0.15%
LMAT	A	-0.15%
ULH	B	-0.15%
JOE	D	-0.15%
SXI	B	-0.15%
USLM	C	-0.15%
KFRC	F	-0.15%
MNRO	B	-0.15%
ESE	C	-0.14%
RES	C	-0.14%
RNST	D	-0.14%
CWH	C	-0.14%
PFBC	D	-0.14%
CTBI	B	-0.14%
SRCE	D	-0.14%
SPTN	C	-0.14%
JBT	B	-0.14%
ACCO	C	-0.14%
REPX	C	-0.14%
UTZ	D	-0.14%
GABC	D	-0.14%
REVG	D	-0.14%
ALX	D	-0.14%
WERN	D	-0.14%
KWR	F	-0.14%
VBTX	C	-0.14%
WGO	D	-0.14%
HCKT	D	-0.13%
NPK	F	-0.13%
SAFT	D	-0.13%
WSFS	D	-0.13%
CALM	A	-0.13%
PLOW	D	-0.13%
HCC	C	-0.13%
SSTK	F	-0.13%
NNI	B	-0.13%
GRC	B	-0.13%
SXC	F	-0.13%
TPB	C	-0.13%
ICFI	C	-0.13%
PK	D	-0.13%
SCL	D	-0.13%
ANET	A	-0.13%
HMN	B	-0.13%
MLR	B	-0.13%
EMBC	F	-0.12%
LKFN	D	-0.12%
ANDE	D	-0.12%
EGBN	C	-0.12%
SBSI	D	-0.12%
ATEN	B	-0.12%
TR	D	-0.12%
BBSI	B	-0.12%
MSEX	C	-0.12%
PJT	A	-0.12%
EIG	A	-0.12%
LTC	D	-0.12%
NBHC	D	-0.12%
ASIX	A	-0.12%
CDRE	A	-0.12%
UNF	A	-0.12%
KRT	F	-0.12%
HSII	D	-0.12%
UWMC	D	-0.12%
USPH	F	-0.12%
ARCH	D	-0.11%
HVT	F	-0.11%
SYBT	C	-0.11%
CSV	D	-0.11%
DNUT	F	-0.11%
EFSC	D	-0.11%
MYE	F	-0.11%
CNXN	C	-0.11%
TILE	C	-0.11%
SWBI	F	-0.11%
HAYN	B	-0.11%
FBNC	B	-0.11%
CAL	F	-0.11%
GTY	C	-0.11%
RBCAA	C	-0.11%
CFFN	D	-0.11%
ARCB	F	-0.11%
MTX	C	-0.11%
NSSC	F	-0.11%
SMP	D	-0.11%
DEI	A	-0.11%
PFC	D	-0.11%
BRKL	D	-0.11%
SPOK	D	-0.1%
MCS	B	-0.1%
ATNI	C	-0.1%
CNMD	F	-0.1%
PAHC	C	-0.1%
ALG	F	-0.1%
LMNR	B	-0.1%
BHLB	D	-0.1%
NVEC	D	-0.1%
TCBK	D	-0.1%
SCHL	F	-0.1%
MRTN	F	-0.1%
LNN	C	-0.1%
HTH	F	-0.1%
VSEC	D	-0.1%
UE	C	-0.1%
FBK	B	-0.1%
DCOM	B	-0.1%
KW	C	-0.1%
AKR	B	-0.1%
BRY	F	-0.1%
EPAC	A	-0.1%
NMRK	C	-0.1%
MTRN	F	-0.1%
HLIO	B	-0.1%
DBRG	D	-0.1%
CMCO	D	-0.09%
RGR	F	-0.09%
HFWA	D	-0.09%
FISI	C	-0.09%
BELFB	A	-0.09%
BHRB	D	-0.09%
ODC	D	-0.09%
MLAB	B	-0.09%
EXPI	C	-0.09%
SHO	B	-0.09%
ASTE	F	-0.09%
MATW	F	-0.09%
HTBK	D	-0.09%
VSTS	D	-0.09%
JACK	F	-0.09%
LYTS	B	-0.09%
YORW	F	-0.09%
WASH	C	-0.09%
DIN	D	-0.09%
AMSWA	C	-0.09%
MCBS	D	-0.08%
DRH	B	-0.08%
IMMR	D	-0.08%
TRST	D	-0.08%
ALEX	D	-0.08%
GCMG	A	-0.08%
TRAK	D	-0.08%
CPF	C	-0.08%
WNC	F	-0.08%
EE	B	-0.08%
HBT	D	-0.08%
ROIC	C	-0.08%
RYI	D	-0.08%
VLGEA	D	-0.08%
THFF	D	-0.08%
HBB	B	-0.08%
JBGS	C	-0.08%
MBWM	D	-0.08%
HBNC	D	-0.08%
PKOH	B	-0.08%
MSB	B	-0.08%
CVGW	B	-0.08%
FBMS	D	-0.08%
RDUS	D	-0.08%
HPK	D	-0.08%
NATH	B	-0.08%
MGPI	F	-0.08%
NUS	F	-0.08%
ARKO	C	-0.08%
FCBC	D	-0.08%
SD	D	-0.08%
WEYS	C	-0.08%
MPX	D	-0.08%
KELYA	D	-0.08%
MBIN	C	-0.08%
LOB	B	-0.08%
CTS	B	-0.08%
SHYF	D	-0.08%
SGC	D	-0.07%
PLPC	D	-0.07%
DEA	D	-0.07%
PEB	D	-0.07%
ARTNA	F	-0.07%
HTLD	F	-0.07%
XHR	A	-0.07%
SVC	D	-0.07%
PKE	D	-0.07%
RGP	F	-0.07%
RNGR	C	-0.07%
IMKTA	F	-0.07%
RUSHB	D	-0.07%
UMH	D	-0.07%
DBI	F	-0.07%
HSTM	B	-0.07%
IVT	B	-0.07%
NX	F	-0.07%
GTN	D	-0.07%
MOV	F	-0.07%
TRS	D	-0.07%
UVE	C	-0.07%
GWRS	D	-0.07%
METC	D	-0.07%
CASH	C	-0.07%
AAT	C	-0.07%
ESRT	C	-0.07%
AAN	B	-0.07%
UTMD	F	-0.06%
DHIL	C	-0.06%
WTI	C	-0.06%
RCKY	C	-0.06%
NRC	F	-0.06%
ZEUS	F	-0.06%
OFLX	D	-0.06%
NFBK	D	-0.06%
SLP	F	-0.06%
NTST	F	-0.06%
EML	C	-0.06%
HAFC	D	-0.06%
JOUT	F	-0.06%
GNE	F	-0.06%
FF	B	-0.06%
IBCP	D	-0.06%
CLB	D	-0.06%
NIC	D	-0.06%
RLJ	D	-0.06%
KOP	F	-0.06%
CMP	D	-0.06%
CNOB	B	-0.06%
SAVE	F	-0.06%
BY	D	-0.06%
ITIC	C	-0.06%
MMI	D	-0.06%
WSR	C	-0.05%
HQI	D	-0.05%
CTO	D	-0.05%
BSRR	D	-0.05%
CAC	C	-0.05%
EPM	B	-0.05%
ESCA	D	-0.05%
FFIC	C	-0.05%
QCRH	C	-0.05%
MEI	D	-0.05%
ALRS	B	-0.05%
MSBI	F	-0.05%
SHEN	F	-0.05%
AMRK	C	-0.05%
CCNE	D	-0.05%
FMBH	D	-0.05%
IIIN	F	-0.05%
NRIM	C	-0.05%
NEWT	D	-0.05%
PGRE	D	-0.05%
KRNY	C	-0.05%
ALCO	D	-0.05%
BFS	C	-0.05%
CSR	D	-0.05%
RICK	F	-0.05%
AMAL	B	-0.05%
RGCO	C	-0.05%
GSBC	D	-0.04%
HURC	C	-0.04%
OSBC	D	-0.04%
BSVN	D	-0.04%
DHC	C	-0.04%
FRST	D	-0.04%
RELL	B	-0.04%
GMRE	C	-0.04%
PLYM	D	-0.04%
PGC	B	-0.04%
ORRF	C	-0.04%
LCUT	F	-0.04%
DGICA	D	-0.04%
SMBK	C	-0.04%
LAKE	F	-0.04%
HOFT	D	-0.04%
FSBC	C	-0.04%
ARC	A	-0.04%
CLAR	F	-0.04%
EQBK	D	-0.04%
BFC	D	-0.04%
CBL	D	-0.04%
NC	D	-0.04%
TWIN	F	-0.04%
BSIG	D	-0.04%
FLIC	B	-0.04%
RM	D	-0.04%
OBK	D	-0.04%
ALTG	F	-0.04%
EVC	D	-0.04%
HCI	B	-0.04%
CHCT	F	-0.03%
LAND	D	-0.03%
PKST	D	-0.03%
CLDT	D	-0.03%
FSBW	D	-0.03%
BHB	D	-0.03%
BMRC	D	-0.03%
CZNC	D	-0.03%
PSTL	D	-0.03%
CSPI	F	-0.03%
WTBA	D	-0.03%
CIVB	B	-0.03%
BSET	C	-0.03%
UFCS	D	-0.03%
GNTY	C	-0.03%
ACU	D	-0.03%
OLP	C	-0.03%
HONE	D	-0.03%
BRT	D	-0.03%
AHH	F	-0.03%
OPY	D	-0.03%
PHX	B	-0.03%
SMBC	B	-0.03%
TIPT	B	-0.03%
TSQ	F	-0.03%
FMNB	D	-0.03%
AMTB	F	-0.03%
SHBI	D	-0.03%
CASS	F	-0.03%
SSBK	D	-0.02%
PINE	D	-0.02%
RRBI	D	-0.02%
NBN	B	-0.02%
CBNK	C	-0.02%
FBIZ	D	-0.02%
ISTR	C	-0.02%
III	F	-0.02%
CATO	D	-0.02%
VOC	D	-0.02%
FPI	D	-0.02%
SPFI	D	-0.02%
RMR	B	-0.02%
AROW	D	-0.02%
NECB	C	-0.02%
SGA	F	-0.02%
FRBA	D	-0.02%
UNTY	D	-0.01%
FDBC	D	-0.01%
OBT	D	-0.01%
INBK	D	-0.01%
PLBC	D	-0.01%
MBCN	C	-0.01%
FNWB	F	-0.0%