FYC vs. DES ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to SmallCap Dividend Fund (DES)
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$68.63

Average Daily Volume

22,704

Number of Holdings *

241

* may have additional holdings in another (foreign) market
DES

SmallCap Dividend Fund

DES Description The investment seeks to track the price and yield performance, before fees and expenses, of the WisdomTree SmallCap Dividend Index. Under normal circumstances, at least 95% of the fund's total assets (exclusive of collateral held from securities lending) will be invested in component securities of the index and investments that have economic characteristics that are substantially identical to the economic characteristics of such component securities. The index is a fundamentally weighted index measuring the performance of the small-capitalization segment of the U.S. dividend-paying market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$32.78

Average Daily Volume

135,808

Number of Holdings *

567

* may have additional holdings in another (foreign) market
Performance
Period FYC DES
30 Days 4.57% 3.33%
60 Days 4.25% 7.00%
90 Days 4.87% 6.67%
12 Months 15.79% 17.31%
82 Overlapping Holdings
Symbol Grade Weight in FYC Weight in DES Overlap
AESI B 0.36% 0.24% 0.24%
AGM D 0.37% 0.17% 0.17%
AKR B 0.45% 0.1% 0.1%
ALG D 0.12% 0.1% 0.1%
ALX B 0.36% 0.14% 0.14%
AROC D 0.57% 0.63% 0.57%
AWR B 0.13% 0.33% 0.13%
AZZ C 0.6% 0.15% 0.15%
BANC B 0.13% 0.15% 0.13%
BANF B 0.42% 0.25% 0.25%
BRC B 0.54% 0.3% 0.3%
CAL B 0.57% 0.13% 0.13%
CDRE D 0.37% 0.12% 0.12%
CHCO B 0.4% 0.2% 0.2%
CNMD C 0.12% 0.1% 0.1%
CRS B 0.75% 0.42% 0.42%
CSWI C 0.58% 0.19% 0.19%
CTRE A 0.29% 0.24% 0.24%
DBRG F 0.1% 0.09% 0.09%
DRH D 0.24% 0.07% 0.07%
EPAC C 0.5% 0.1% 0.1%
ESE C 0.26% 0.13% 0.13%
ESRT B 0.4% 0.07% 0.07%
EVTC D 0.12% 0.08% 0.08%
FCPT A 0.14% 0.12% 0.12%
GBX D 0.46% 0.2% 0.2%
GFF D 0.48% 0.25% 0.25%
GIC F 0.25% 0.16% 0.16%
GVA B 0.7% 0.19% 0.19%
HEES F 0.25% 0.16% 0.16%
HWKN B 0.81% 0.21% 0.21%
ICFI B 0.53% 0.13% 0.13%
IDCC B 0.56% 0.32% 0.32%
IIPR B 0.4% 0.42% 0.4%
IOSP D 0.31% 0.21% 0.21%
IVT B 0.29% 0.08% 0.08%
JJSF C 0.37% 0.3% 0.3%
JOE C 0.25% 0.15% 0.15%
JWN A 0.52% 0.6% 0.52%
KNTK A 0.38% 0.62% 0.38%
KW B 0.13% 0.1% 0.1%
LKFN B 0.39% 0.12% 0.12%
LMAT B 0.52% 0.15% 0.15%
LTC A 0.26% 0.12% 0.12%
MBIN C 0.53% 0.09% 0.09%
MGEE B 0.14% 0.38% 0.14%
MTRN D 0.12% 0.1% 0.1%
NHI A 0.59% 0.58% 0.58%
NSA A 0.4% 0.75% 0.4%
NSSC F 0.4% 0.1% 0.1%
NTST A 0.12% 0.06% 0.06%
PEB D 0.23% 0.06% 0.06%
PJT C 0.65% 0.11% 0.11%
PK D 0.34% 0.13% 0.13%
PLYM C 0.13% 0.04% 0.04%
POWL C 0.64% 0.18% 0.18%
PRGS B 0.38% 0.15% 0.15%
RES F 0.11% 0.13% 0.11%
RRR C 0.25% 0.29% 0.25%
SBRA A 0.4% 0.62% 0.4%
SCS C 0.51% 0.24% 0.24%
SHO D 0.23% 0.09% 0.09%
SKT A 0.27% 0.22% 0.22%
SLG B 0.55% 0.53% 0.53%
SMG C 0.26% 0.57% 0.26%
SXI C 0.26% 0.14% 0.14%
SYBT B 0.42% 0.11% 0.11%
TDS B 0.7% 0.35% 0.35%
TNC D 0.34% 0.15% 0.15%
TNL D 0.47% 0.53% 0.47%
TPG B 0.42% 0.52% 0.42%
TR A 0.24% 0.11% 0.11%
TRN C 0.65% 0.39% 0.39%
UE B 0.4% 0.1% 0.1%
UMH A 0.14% 0.07% 0.07%
USLM C 0.63% 0.13% 0.13%
VGR B 0.34% 0.63% 0.34%
WABC C 0.37% 0.17% 0.17%
WHD C 0.65% 0.26% 0.26%
WINA D 0.12% 0.2% 0.12%
WNC F 0.1% 0.08% 0.08%
YOU B 0.38% 0.21% 0.21%
FYC Overweight 159 Positions Relative to DES
Symbol Grade Weight
ADMA B 0.91%
ZETA B 0.85%
CNK A 0.77%
ALHC A 0.76%
PRCT B 0.75%
QTWO B 0.74%
MIRM B 0.74%
ACIW B 0.74%
SMMT B 0.74%
PTGX B 0.73%
SPNT B 0.72%
IESC C 0.7%
FTDR B 0.69%
SMTC B 0.69%
LRN B 0.69%
OSCR B 0.67%
ALKT C 0.67%
AMRX A 0.65%
ATGE C 0.65%
PI C 0.64%
TBBK B 0.64%
RDNT B 0.64%
AGIO C 0.63%
ROAD C 0.63%
BKD D 0.62%
DY D 0.62%
SATS A 0.62%
OSW D 0.61%
GERN D 0.61%
KRYS D 0.61%
SGBX F 0.6%
UFPT B 0.6%
TMDX C 0.6%
ITRI D 0.59%
PLMR B 0.58%
COLL B 0.57%
STRL C 0.56%
CEIX D 0.56%
KYMR B 0.55%
SKYW D 0.55%
SKWD A 0.54%
RXST B 0.54%
HURN C 0.53%
PTCT C 0.53%
CMPR B 0.53%
KTOS C 0.53%
HLX D 0.52%
CORT B 0.51%
SPR D 0.5%
AGYS C 0.5%
MYGN B 0.5%
PMT C 0.49%
LAUR C 0.49%
TNDM B 0.49%
BCRX B 0.48%
VERX C 0.48%
TWST F 0.48%
BOWL D 0.47%
GRBK B 0.47%
CRDO C 0.47%
CBZ D 0.47%
CPRX B 0.46%
ARDX D 0.46%
HIMS F 0.44%
TGLS B 0.43%
CARS D 0.43%
DSGR B 0.42%
LPG F 0.42%
MRUS D 0.42%
RYTM A 0.41%
INSW D 0.41%
WRBY D 0.41%
HASI B 0.39%
SHAK C 0.39%
PAR B 0.39%
FLNC C 0.38%
CARG B 0.38%
BROS D 0.37%
OSIS C 0.37%
SWI B 0.37%
MGNI D 0.36%
ENV B 0.36%
ACVA B 0.35%
ANIP D 0.35%
FORM F 0.35%
GBDC D 0.34%
MIR D 0.34%
GPOR D 0.33%
VECO F 0.33%
GIII A 0.33%
THR D 0.33%
RKLB B 0.32%
TGI D 0.31%
DOCS B 0.31%
NABL D 0.3%
GH F 0.3%
PDFS D 0.29%
DFH C 0.29%
HRMY B 0.29%
CLDX A 0.29%
JBI F 0.29%
OUT B 0.28%
FA B 0.28%
CRNX C 0.28%
ENVX F 0.27%
LADR B 0.26%
MLNK B 0.26%
EXTR C 0.26%
SABR F 0.26%
PRVA D 0.26%
AIV B 0.26%
SITM C 0.26%
NOVA B 0.25%
VCEL C 0.25%
FOR D 0.23%
AGL F 0.23%
AMC D 0.23%
ETWO D 0.23%
FWRG D 0.22%
BE F 0.22%
ALRM F 0.22%
YELP F 0.22%
ZUO D 0.21%
RUN B 0.2%
RAMP F 0.2%
TRIP F 0.19%
PDFS D 0.19%
XMTR D 0.19%
RKT B 0.17%
VCYT B 0.16%
MYRG F 0.16%
TGTX B 0.15%
CWAN B 0.15%
PHR B 0.14%
IAS C 0.14%
INTA B 0.14%
JAMF D 0.13%
AMWD D 0.13%
DNLI A 0.13%
DRVN B 0.13%
CLSK F 0.13%
NEO B 0.13%
LMND D 0.13%
BEAM F 0.12%
DOCN B 0.12%
RNG D 0.12%
BASE D 0.12%
UPWK F 0.11%
CXM F 0.11%
NARI D 0.11%
VC F 0.11%
CTKB F 0.11%
PLAB F 0.11%
GTX D 0.11%
ROCK D 0.11%
MCW F 0.1%
PLAY F 0.09%
AI F 0.09%
UEC F 0.09%
FYC Underweight 485 Positions Relative to DES
Symbol Grade Weight
OGN C -1.55%
TFSL C -0.87%
EPR B -0.83%
ALE A -0.77%
BNL B -0.71%
CNS B -0.68%
CCOI A -0.66%
CVI F -0.63%
FIBK B -0.63%
KSS F -0.62%
BKH A -0.61%
EPRT A -0.6%
SR B -0.56%
MC B -0.56%
OGS B -0.56%
FBP B -0.54%
NWE A -0.53%
KTB B -0.52%
AVA B -0.52%
CRI C -0.52%
VCTR B -0.52%
NOG D -0.51%
CATY B -0.46%
AVNT B -0.44%
ASB C -0.44%
PNM A -0.44%
FFBC B -0.44%
FHB C -0.43%
CRC D -0.42%
VIRT A -0.41%
PATK B -0.4%
IBOC C -0.4%
SLVM B -0.4%
XRX D -0.38%
OTTR D -0.38%
LEG D -0.38%
BKE B -0.38%
VAC F -0.37%
SEM D -0.37%
SHOO C -0.37%
LCII B -0.37%
FULT C -0.36%
CUZ A -0.36%
KRO D -0.36%
PHIN B -0.35%
PINC A -0.35%
KLG B -0.35%
PFS B -0.34%
SFNC B -0.34%
UCBI B -0.34%
AUB B -0.33%
CBU B -0.33%
HWC C -0.33%
UVV B -0.33%
SLM D -0.33%
NWBI B -0.33%
PPBI C -0.33%
RUSHA C -0.33%
ENR B -0.32%
NHC B -0.32%
SXT C -0.32%
SPB B -0.31%
BOH B -0.31%
EBC B -0.31%
ABM C -0.3%
BCO B -0.3%
HNI B -0.3%
HP F -0.3%
CVBF D -0.29%
TGNA D -0.29%
HRI D -0.29%
AMSF B -0.28%
MCY B -0.28%
PDCO F -0.28%
WOR F -0.28%
WSBC B -0.27%
INDB B -0.27%
STEP B -0.27%
KMPR C -0.27%
LBRT D -0.27%
NWN B -0.27%
WDFC A -0.27%
BKU B -0.27%
MWA C -0.26%
WD B -0.26%
UMBF B -0.26%
FRME C -0.26%
CAKE C -0.26%
PBI C -0.26%
MATX C -0.25%
PTVE D -0.25%
PRK B -0.25%
ENS D -0.24%
GRNT D -0.24%
STRA D -0.24%
CPK A -0.24%
CWT B -0.24%
GEF D -0.24%
TOWN B -0.24%
KMT D -0.24%
WWW A -0.23%
MLKN D -0.23%
KALU F -0.23%
PEBO C -0.22%
VRTS D -0.22%
GES F -0.22%
BLMN F -0.22%
SFBS B -0.22%
DLX D -0.22%
SASR B -0.22%
CNO B -0.22%
PRDO D -0.22%
HOPE B -0.22%
IBTX B -0.22%
SJW A -0.22%
PIPR B -0.21%
UTL B -0.21%
CACC F -0.21%
KFY C -0.21%
CBRL F -0.2%
NBTB B -0.2%
IRT B -0.2%
BHE C -0.2%
WAFD B -0.2%
APOG C -0.2%
OFG B -0.2%
HTLF B -0.2%
CSGS C -0.19%
MCRI A -0.19%
JBSS D -0.19%
WTTR C -0.19%
CCS B -0.19%
MGRC D -0.19%
TRMK B -0.19%
BANR B -0.19%
STC B -0.18%
BGS C -0.18%
DAN F -0.18%
HI F -0.18%
DK F -0.18%
LXP B -0.18%
WMK B -0.18%
ABCB B -0.18%
NAVI C -0.18%
NPO D -0.18%
TEX D -0.18%
ETH F -0.18%
BDC B -0.18%
OXM F -0.17%
LZB C -0.17%
STBA B -0.17%
PSMT B -0.17%
BGC B -0.17%
VSH F -0.17%
SBCF B -0.17%
CRGY D -0.17%
EBF B -0.17%
MAC B -0.17%
CABO F -0.17%
ACA D -0.17%
CRAI D -0.16%
HL C -0.16%
BUSE B -0.16%
PZZA C -0.16%
SCVL B -0.16%
NGVC A -0.16%
AEIS D -0.16%
SAH C -0.16%
FCF B -0.16%
VHI B -0.16%
KFRC D -0.16%
EPC C -0.16%
OCFC B -0.15%
GABC B -0.15%
AIN D -0.15%
RNST C -0.15%
WGO D -0.15%
KLIC F -0.15%
KAI D -0.15%
AGX A -0.15%
PRIM C -0.15%
PCH C -0.15%
ULH C -0.15%
GHC C -0.15%
BTU D -0.15%
HY F -0.15%
EGY D -0.15%
UWMC B -0.14%
SPTN A -0.14%
ANET D -0.14%
MLR C -0.14%
HMN B -0.14%
ACCO C -0.14%
WSFS C -0.14%
VBTX B -0.14%
REPX D -0.14%
MNRO D -0.14%
REVG C -0.14%
PFBC C -0.14%
WERN D -0.14%
SRCE C -0.14%
CTBI B -0.14%
KWR D -0.14%
UTZ A -0.14%
TPB A -0.13%
GRC D -0.13%
HCKT B -0.13%
NBHC B -0.13%
SCL D -0.13%
JBT F -0.13%
NPK D -0.13%
SSTK F -0.13%
PLOW B -0.13%
USPH D -0.13%
SXC F -0.13%
NNI B -0.13%
SAFT B -0.13%
MYE D -0.12%
SBSI B -0.12%
ANDE D -0.12%
BBSI C -0.12%
KRT D -0.12%
BRY F -0.12%
MSEX B -0.12%
SWBI D -0.12%
UNF C -0.12%
EIG B -0.12%
EMBC B -0.12%
CWH C -0.12%
PFC B -0.12%
HSII B -0.12%
CALM B -0.12%
CSV B -0.11%
ARCB F -0.11%
EGBN C -0.11%
DEI B -0.11%
VSEC C -0.11%
DNUT C -0.11%
RBCAA B -0.11%
CFFN C -0.11%
ALGT F -0.11%
SMP C -0.11%
ATEN D -0.11%
EFSC B -0.11%
MTX D -0.11%
TILE B -0.11%
BRKL B -0.11%
HAYN A -0.11%
ASIX B -0.11%
FBNC B -0.11%
GTY B -0.11%
HCC F -0.11%
CNXN B -0.1%
SPOK D -0.1%
NVEC D -0.1%
HTBK B -0.1%
WASH B -0.1%
LNN D -0.1%
ARCH F -0.1%
YORW D -0.1%
JACK F -0.1%
SOI B -0.1%
BHLB B -0.1%
NUS F -0.1%
MRTN D -0.1%
MATW F -0.1%
SCHL D -0.1%
TCBK C -0.1%
FBK B -0.1%
HVT D -0.1%
HTH C -0.1%
MGPI B -0.09%
MBWM C -0.09%
FCBC B -0.09%
RGR F -0.09%
FBMS B -0.09%
HBNC B -0.09%
ASTE D -0.09%
ODC C -0.09%
FISI B -0.09%
SD D -0.09%
SHYF C -0.09%
LYTS B -0.09%
HFWA B -0.09%
LMNR A -0.09%
MCS A -0.09%
NMRK A -0.09%
DCOM B -0.09%
HLIO F -0.09%
AMSWA B -0.09%
DIN F -0.09%
BHRB B -0.09%
VSTS C -0.09%
EXPI F -0.08%
AAN B -0.08%
GWRS A -0.08%
HBB B -0.08%
MOV F -0.08%
RYI F -0.08%
CPF B -0.08%
MCBS B -0.08%
LOB B -0.08%
IMMR D -0.08%
PKOH C -0.08%
CMCO F -0.08%
ALEX B -0.08%
CASH A -0.08%
NATH A -0.08%
ROIC B -0.08%
ATNI C -0.08%
TRST B -0.08%
JBGS B -0.08%
MLAB B -0.08%
MPX F -0.08%
WEYS B -0.08%
THFF B -0.08%
HBT C -0.08%
VLGEA B -0.08%
CTS D -0.08%
KELYA D -0.08%
HPK D -0.08%
ITIC B -0.07%
SLP F -0.07%
FF B -0.07%
RUSHB C -0.07%
SVC D -0.07%
TRS D -0.07%
UVE B -0.07%
GTN F -0.07%
NX D -0.07%
SAVE F -0.07%
BY C -0.07%
CNOB B -0.07%
DEA A -0.07%
METC F -0.07%
CVGW C -0.07%
ARTNA D -0.07%
PAHC B -0.07%
EE D -0.07%
IMKTA D -0.07%
PKE D -0.07%
RNGR B -0.07%
RGP F -0.07%
TRAK B -0.07%
GCMG B -0.07%
AAT B -0.07%
ARKO D -0.07%
HSTM C -0.07%
BELFB D -0.07%
EML B -0.06%
NRC F -0.06%
UTMD F -0.06%
ZEUS F -0.06%
CSR B -0.06%
RCKY D -0.06%
JOUT F -0.06%
WTI F -0.06%
HAFC B -0.06%
NFBK B -0.06%
MSB D -0.06%
NIC B -0.06%
PLPC F -0.06%
DBI F -0.06%
XHR D -0.06%
RLJ F -0.06%
MMI B -0.06%
HTLD D -0.06%
CLB F -0.06%
GNE C -0.06%
RDUS F -0.06%
SGC F -0.06%
KOP D -0.06%
IBCP B -0.06%
ESCA F -0.05%
HQI A -0.05%
FLIC A -0.05%
WSR D -0.05%
KRNY D -0.05%
MSBI D -0.05%
ALTG F -0.05%
PGRE C -0.05%
FFIC C -0.05%
CTO A -0.05%
NRIM B -0.05%
BSRR B -0.05%
ALRS B -0.05%
QCRH B -0.05%
DHIL B -0.05%
AMRK A -0.05%
RICK D -0.05%
CCNE B -0.05%
RGCO D -0.05%
NEWT F -0.05%
OFLX D -0.05%
FMBH B -0.05%
BFS B -0.05%
ALCO C -0.05%
SHEN F -0.05%
IIIN D -0.05%
AMAL B -0.05%
CASS D -0.04%
GMRE D -0.04%
FRST D -0.04%
HOFT C -0.04%
SHBI B -0.04%
FMNB B -0.04%
RELL C -0.04%
AMTB D -0.04%
AHH B -0.04%
HURC C -0.04%
GSBC C -0.04%
BSVN B -0.04%
ORRF B -0.04%
CLAR F -0.04%
PGC B -0.04%
SMBK B -0.04%
FSBC B -0.04%
DGICA A -0.04%
EQBK B -0.04%
LCUT F -0.04%
CAC B -0.04%
ARC A -0.04%
OSBC B -0.04%
BSIG C -0.04%
BFC C -0.04%
HCI A -0.04%
TWIN F -0.04%
EPM F -0.04%
MEI F -0.04%
NC F -0.04%
LAKE C -0.04%
EVC D -0.04%
CBL B -0.04%
CMP F -0.04%
RM B -0.04%
FRBA B -0.03%
LAND D -0.03%
CLDT D -0.03%
BMRC B -0.03%
FSBW B -0.03%
CZNC C -0.03%
BHB B -0.03%
CIVB B -0.03%
CSPI F -0.03%
BSET C -0.03%
DHC C -0.03%
PSTL B -0.03%
WTBA C -0.03%
UFCS D -0.03%
GNTY B -0.03%
OLP B -0.03%
ACU B -0.03%
HONE B -0.03%
BRT B -0.03%
OBK C -0.03%
TIPT B -0.03%
PHX B -0.03%
OPY C -0.03%
TSQ F -0.03%
SMBC B -0.03%
SSBK B -0.02%
RRBI D -0.02%
NBN B -0.02%
PINE A -0.02%
CBNK B -0.02%
ISTR B -0.02%
FBIZ B -0.02%
III D -0.02%
NECB B -0.02%
VOC F -0.02%
CATO F -0.02%
FPI D -0.02%
RMR B -0.02%
SPFI B -0.02%
PKST C -0.02%
CHCT F -0.02%
AROW B -0.02%
SGA F -0.02%
UNTY B -0.01%
OBT C -0.01%
FDBC A -0.01%
INBK B -0.01%
MBCN B -0.01%
PLBC B -0.01%
FNWB C -0.0%
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