SVAL vs. FNX ETF Comparison

Comparison of iShares US Small Cap Value Factor ETF (SVAL) to First Trust Mid Cap Core AlphaDEX (FNX)

SVAL

iShares US Small Cap Value Factor ETF

SVAL Description

The investment seeks to track the investment results of the Russell 2000 Focused Value Select Index composed of U.S. small-capitalization stocks with prominent value characteristics. The index measures the performance of small-capitalization U.S. companies with prominent value factor characteristics, as determined by the index provider. The fund generally will invest at least 80% of its assets in the component securities and other instruments of the index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents.

Grade (RS Rating)

Last Trade

$31.90

Average Daily Volume

86,097

Number of Holdings ^*

228

* may have additional holdings in another (foreign) market

FNX

First Trust Mid Cap Core AlphaDEX

FNX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$117.08

Average Daily Volume

21,233

Number of Holdings ^*

441

* may have additional holdings in another (foreign) market

Performance

Period	SVAL	FNX
30 Days	0.31%	4.23%
60 Days	5.53%	9.82%
90 Days	11.40%	9.84%
12 Months	22.81%	32.93%

36 Overlapping Holdings

Symbol	Grade	Weight in SVAL	Weight in FNX	Overlap
ABCB	C	0.0%	0.25%	0.0%
ABG	D	0.37%	0.35%	0.35%
AEO	C	0.47%	0.3%	0.3%
AMR	F	0.33%	0.06%	0.06%
ATKR	F	0.2%	0.22%	0.2%
AVNT	C	0.5%	0.16%	0.16%
BCC	C	0.48%	0.43%	0.43%
CADE	B	0.0%	0.3%	0.0%
CVI	D	0.24%	0.3%	0.24%
ESGR	C	0.47%	0.36%	0.36%
ESNT	A	0.48%	0.39%	0.39%
GBCI	B	0.56%	0.08%	0.08%
GMS	B	0.5%	0.31%	0.31%
HCC	C	0.45%	0.21%	0.21%
HOMB	D	0.45%	0.23%	0.23%
HP	D	0.25%	0.3%	0.25%
HWC	D	0.48%	0.21%	0.21%
KBH	D	0.65%	0.42%	0.42%
MATX	C	0.56%	0.3%	0.3%
MGY	B	0.37%	0.34%	0.34%
MHO	C	0.71%	0.49%	0.49%
MLI	B	0.67%	0.35%	0.35%
MTH	C	0.59%	0.44%	0.44%
MUR	F	0.26%	0.29%	0.26%
NOG	D	0.31%	0.34%	0.31%
ONB	D	0.45%	0.29%	0.29%
PTEN	F	0.19%	0.26%	0.19%
RDN	D	0.0%	0.38%	0.0%
SIG	C	0.49%	0.37%	0.37%
SM	D	0.35%	0.33%	0.33%
TMHC	C	0.58%	0.44%	0.44%
TPH	C	0.58%	0.42%	0.42%
UBSI	D	0.47%	0.23%	0.23%
UFPI	C	0.45%	0.32%	0.32%
UMBF	C	0.59%	0.17%	0.17%
VLY	C	0.36%	0.34%	0.34%

SVAL Overweight 192 Positions Relative to FNX

Symbol	Grade	Weight
EBC	B	0.9%
SKYW	B	0.71%
PATK	A	0.67%
HTLF	B	0.67%
TILE	C	0.66%
LC	D	0.64%
LOB	B	0.58%
AX	D	0.58%
ARIS	B	0.58%
MBIN	C	0.57%
FBK	B	0.57%
AKR	B	0.56%
UVSP	B	0.55%
UVE	C	0.55%
CALM	A	0.54%
CCS	C	0.54%
KFY	C	0.54%
HSII	D	0.53%
NMIH	B	0.53%
STGW	B	0.53%
INVA	B	0.52%
QCRH	C	0.52%
TTMI	D	0.51%
CNO	B	0.51%
PRG	C	0.51%
SASR	B	0.51%
GABC	D	0.5%
SPNT	D	0.5%
FMBH	D	0.5%
TOWN	C	0.5%
SRCE	D	0.49%
JAKK	C	0.49%
CNX	A	0.49%
GHC	A	0.49%
HBNC	D	0.49%
CTBI	B	0.49%
NIC	D	0.48%
PFC	D	0.48%
NTB	D	0.48%
BZH	C	0.48%
WKC	A	0.48%
CNOB	B	0.48%
LZB	D	0.48%
STNG	B	0.47%
BY	D	0.47%
ACT	B	0.47%
BUSE	D	0.47%
WAFD	D	0.47%
EFSC	D	0.47%
EGY	D	0.46%
BNL	C	0.46%
TCBK	D	0.46%
FRME	D	0.46%
REZI	D	0.45%
BXC	D	0.45%
THFF	D	0.45%
AOSL	D	0.44%
ASB	D	0.44%
FOR	D	0.43%
CFFN	D	0.43%
FIBK	C	0.43%
ALE	A	0.43%
RNST	D	0.43%
AMWD	C	0.43%
CCB	B	0.43%
LPG	F	0.42%
UNFI	C	0.42%
VSTO	B	0.42%
NWE	C	0.42%
BANC	D	0.42%
STEL	D	0.42%
TCBI	B	0.42%
CVLG	D	0.42%
WASH	C	0.42%
NFBK	D	0.42%
INSW	B	0.41%
CAL	F	0.41%
KELYA	D	0.41%
PEBO	F	0.41%
TMP	C	0.41%
DEA	D	0.41%
SCS	D	0.41%
FDP	C	0.4%
OSBC	D	0.4%
SBSI	D	0.4%
HTBK	D	0.4%
HUBG	D	0.4%
HTH	F	0.39%
CXW	F	0.39%
FFIC	C	0.38%
ARCB	F	0.38%
OBK	D	0.38%
MNRO	B	0.37%
PGC	B	0.37%
METC	D	0.37%
ETD	C	0.37%
SPTN	C	0.36%
RMR	B	0.36%
LCII	C	0.36%
APLE	B	0.35%
NX	F	0.35%
ASIX	A	0.35%
WERN	D	0.35%
ARKO	C	0.35%
CEIX	B	0.35%
MLKN	F	0.35%
AAN	B	0.34%
ANDE	D	0.34%
MCS	B	0.34%
WGO	D	0.34%
THRY	F	0.33%
GEF	B	0.33%
RLJ	D	0.33%
IIIN	F	0.33%
WNC	F	0.32%
CRC	B	0.32%
MD	B	0.31%
REPX	C	0.3%
SXC	F	0.3%
HPK	D	0.3%
REI	D	0.29%
HTLD	F	0.29%
CLW	F	0.28%
FLGT	F	0.28%
ARCH	D	0.28%
ATSG	D	0.27%
VSH	F	0.27%
LXU	C	0.27%
DAN	D	0.26%
HNRG	C	0.24%
RYI	D	0.24%
MTUS	F	0.24%
XRX	D	0.23%
WOR	F	0.23%
DK	F	0.23%
BRY	F	0.22%
TWI	F	0.22%
TALO	D	0.22%
HDSN	F	0.22%
CMT	F	0.22%
RGP	F	0.22%
ODP	F	0.22%
BOOM	D	0.19%
WS	D	0.19%
OIS	D	0.19%
TBI	F	0.18%
PARR	F	0.17%
CVGI	F	0.16%
TH	F	0.16%
JRVR	F	0.14%
DTC	F	0.1%
MED	F	0.09%
EGBN	C	0.0%
CVBF	B	0.0%
BRKL	D	0.0%
HAFC	D	0.0%
PPBI	D	0.0%
JBGS	C	0.0%
EIG	A	0.0%
SBCF	D	0.0%
HMN	B	0.0%
TRST	D	0.0%
CATY	B	0.0%
INDB	D	0.0%
SFNC	B	0.0%
FFBC	D	0.0%
PRDO	D	0.0%
NWBI	D	0.0%
BHLB	D	0.0%
HFWA	D	0.0%
WSFS	D	0.0%
NBTB	D	0.0%
BANR	B	0.0%
FCF	D	0.0%
NBHC	D	0.0%
CASH	C	0.0%
HOPE	B	0.0%
DCOM	B	0.0%
VBTX	C	0.0%
TRMK	D	0.0%
OFG	D	0.0%
FULT	D	0.0%
FBNC	B	0.0%
FBP	B	0.0%
GDOT	C	0.0%
CPF	C	0.0%
STC	D	0.0%
WABC	F	0.0%
STBA	D	0.0%
PFBC	D	0.0%
AUB	D	0.0%
PFS	D	0.0%

SVAL Underweight 405 Positions Relative to FNX

Symbol	Grade	Weight
APP	A	-0.54%
LBRDK	C	-0.5%
CVNA	A	-0.47%
SFM	A	-0.46%
MOD	B	-0.44%
GPI	C	-0.44%
FIX	A	-0.44%
PSN	A	-0.44%
RUSHA	D	-0.43%
LAD	C	-0.43%
MOG.A	C	-0.42%
COKE	C	-0.42%
JXN	A	-0.42%
G	A	-0.42%
RNR	A	-0.42%
EME	B	-0.41%
DVA	C	-0.41%
NTRA	A	-0.41%
MTG	A	-0.41%
BTU	B	-0.41%
TTEK	A	-0.4%
AVAV	B	-0.4%
HRB	C	-0.4%
POST	C	-0.39%
BCO	C	-0.39%
AMG	B	-0.39%
IBKR	A	-0.39%
TAP	D	-0.39%
HOG	D	-0.39%
FMC	C	-0.39%
INSM	D	-0.38%
NFG	A	-0.38%
ASO	D	-0.37%
MUSA	D	-0.37%
TOL	C	-0.37%
FYBR	C	-0.37%
HALO	D	-0.37%
TXRH	A	-0.36%
FRPT	A	-0.36%
GWRE	A	-0.36%
LNTH	C	-0.36%
SEB	F	-0.35%
AGCO	D	-0.35%
GL	C	-0.35%
CUZ	C	-0.35%
COLB	C	-0.35%
AGO	B	-0.35%
ALSN	A	-0.35%
WWD	C	-0.34%
UHS	D	-0.34%
OLLI	C	-0.34%
WTM	C	-0.34%
AAON	A	-0.34%
THC	D	-0.34%
KRC	C	-0.34%
HOOD	B	-0.34%
KTB	C	-0.34%
CVLT	B	-0.34%
CASY	D	-0.34%
CHK	C	-0.34%
CMC	D	-0.34%
CW	A	-0.34%
WING	C	-0.34%
DAR	F	-0.34%
RYAN	A	-0.33%
TW	A	-0.33%
TEX	F	-0.33%
THO	C	-0.33%
PNW	C	-0.33%
ATI	C	-0.33%
LBRT	D	-0.33%
OGE	C	-0.32%
AIT	B	-0.32%
UNM	A	-0.32%
PVH	D	-0.32%
OGS	C	-0.32%
BYD	B	-0.32%
AL	D	-0.32%
EVRG	C	-0.32%
R	C	-0.32%
BMI	A	-0.32%
MOS	F	-0.32%
ENSG	D	-0.32%
POR	D	-0.31%
FSS	D	-0.31%
TOST	B	-0.31%
ALK	C	-0.31%
AN	D	-0.31%
BKH	C	-0.31%
COOP	B	-0.31%
ARMK	C	-0.31%
UTHR	C	-0.31%
EMN	C	-0.31%
TKO	A	-0.31%
BC	C	-0.31%
BERY	C	-0.31%
GKOS	B	-0.3%
SON	D	-0.3%
HII	F	-0.3%
OVV	D	-0.3%
MDU	C	-0.3%
PAG	D	-0.3%
APA	F	-0.3%
ARW	C	-0.3%
RL	B	-0.3%
ITGR	B	-0.3%
BWA	C	-0.3%
DINO	F	-0.29%
AVT	B	-0.29%
TKR	B	-0.29%
WCC	D	-0.29%
DXC	C	-0.29%
PII	D	-0.29%
MTDR	D	-0.29%
NOV	F	-0.29%
CLH	B	-0.29%
KD	D	-0.29%
WAL	C	-0.28%
SANM	D	-0.28%
MEDP	F	-0.28%
OZK	D	-0.28%
JAZZ	F	-0.28%
CZR	B	-0.28%
WBS	D	-0.28%
MTSI	B	-0.27%
SRPT	F	-0.27%
CHRD	F	-0.27%
H	B	-0.27%
NXST	D	-0.27%
LNC	B	-0.27%
SSB	C	-0.26%
ADTN	C	-0.26%
AYI	A	-0.26%
HQY	B	-0.26%
DNB	D	-0.26%
TPL	A	-0.26%
VAL	F	-0.26%
BFAM	C	-0.26%
KNF	B	-0.26%
LEA	F	-0.26%
APPF	C	-0.26%
ANF	D	-0.26%
AWI	A	-0.25%
WFRD	F	-0.25%
NRG	A	-0.25%
SAIC	A	-0.25%
AIZ	B	-0.25%
LNT	B	-0.25%
CBT	B	-0.25%
NI	A	-0.25%
OSK	F	-0.25%
URBN	F	-0.25%
SFBS	B	-0.25%
RRC	D	-0.25%
SLGN	B	-0.25%
MMSI	C	-0.24%
PBF	F	-0.24%
ATR	A	-0.24%
CMA	C	-0.24%
ITT	C	-0.24%
APG	F	-0.24%
VRNS	B	-0.24%
PB	D	-0.24%
ORI	A	-0.24%
DDS	D	-0.24%
PEGA	B	-0.24%
PNFP	B	-0.24%
ALLY	F	-0.24%
BWXT	A	-0.24%
OHI	C	-0.24%
EWBC	B	-0.23%
RYN	C	-0.23%
NJR	C	-0.23%
OWL	A	-0.23%
BOKF	B	-0.23%
IDA	D	-0.23%
DTM	A	-0.23%
BPMC	F	-0.23%
LNW	F	-0.23%
PRI	A	-0.23%
CLF	D	-0.23%
MIDD	D	-0.23%
AXS	A	-0.23%
AXTA	C	-0.22%
SWX	C	-0.22%
WHR	C	-0.22%
ZION	D	-0.22%
KNX	D	-0.22%
SLM	B	-0.22%
ASGN	D	-0.22%
WTFC	B	-0.22%
FCN	C	-0.22%
COLM	B	-0.22%
MORN	B	-0.22%
WSM	C	-0.22%
SEIC	B	-0.22%
CNXC	F	-0.22%
AGNC	B	-0.22%
NYT	C	-0.22%
PRGO	F	-0.21%
FNB	D	-0.21%
GOLF	F	-0.21%
VNO	B	-0.21%
XPO	F	-0.21%
SNX	C	-0.21%
OLN	D	-0.21%
VRRM	D	-0.21%
LOPE	D	-0.21%
WTRG	D	-0.21%
AM	A	-0.21%
OMF	D	-0.2%
FHN	D	-0.2%
SKY	C	-0.2%
WU	D	-0.2%
ENS	B	-0.2%
OLED	B	-0.2%
SKX	B	-0.2%
CROX	C	-0.2%
CHDN	C	-0.2%
DUOL	B	-0.19%
HLNE	A	-0.19%
ASH	F	-0.19%
FBIN	C	-0.19%
ONTO	B	-0.19%
IOT	C	-0.19%
ALTR	B	-0.19%
BECN	D	-0.19%
IPGP	D	-0.18%
JLL	C	-0.18%
LPX	C	-0.18%
ESTC	F	-0.18%
GAP	F	-0.18%
HGV	F	-0.18%
IBP	C	-0.17%
MKSI	F	-0.17%
FOUR	A	-0.17%
M	D	-0.17%
EPRT	C	-0.17%
EXLS	B	-0.17%
FAF	C	-0.17%
IONS	F	-0.17%
RIG	F	-0.17%
JEF	A	-0.17%
HAS	A	-0.17%
SMAR	A	-0.17%
CRVL	C	-0.17%
ELF	F	-0.17%
HSIC	D	-0.16%
CPT	C	-0.16%
AXSM	D	-0.16%
KAI	C	-0.16%
GPK	D	-0.16%
IP	C	-0.16%
TDW	F	-0.16%
GT	F	-0.16%
USFD	C	-0.16%
RVMD	B	-0.16%
TFX	C	-0.16%
EXEL	B	-0.16%
CACI	A	-0.16%
MAT	B	-0.16%
PFGC	A	-0.16%
INGR	B	-0.16%
EXPO	A	-0.16%
BLD	D	-0.15%
SNV	D	-0.15%
RGA	B	-0.15%
NCLH	C	-0.15%
ITCI	D	-0.15%
ORA	C	-0.15%
UGI	C	-0.15%
ACLS	F	-0.15%
IRT	D	-0.15%
ROIV	D	-0.15%
BRBR	A	-0.15%
BPOP	D	-0.15%
MMS	C	-0.15%
UDR	C	-0.15%
AMKR	F	-0.15%
AFG	A	-0.15%
REYN	D	-0.15%
LAMR	C	-0.15%
IAC	C	-0.15%
VOYA	A	-0.15%
WYNN	B	-0.15%
ESAB	C	-0.15%
PLNT	B	-0.15%
EHC	C	-0.15%
ACA	C	-0.15%
RLI	A	-0.15%
GATX	F	-0.14%
SIGI	D	-0.14%
CWST	D	-0.14%
GXO	D	-0.14%
FUL	F	-0.14%
LFUS	C	-0.14%
KEX	C	-0.14%
DCI	B	-0.14%
SUM	F	-0.14%
RHI	D	-0.14%
OGN	F	-0.13%
MSA	F	-0.13%
FIZZ	F	-0.13%
CRUS	D	-0.13%
EEFT	F	-0.13%
DKS	D	-0.13%
KWR	F	-0.13%
SMPL	D	-0.13%
SEM	D	-0.13%
WMS	D	-0.13%
PR	D	-0.12%
GNTX	D	-0.12%
AR	C	-0.12%
OTTR	F	-0.12%
CXT	F	-0.12%
CNM	F	-0.12%
INFA	D	-0.11%
BBWI	F	-0.11%
MHK	C	-0.1%
SITE	D	-0.09%
KNSL	B	-0.09%
FFIV	B	-0.09%
AFRM	C	-0.09%
CIEN	A	-0.09%
CFLT	F	-0.09%
CCK	C	-0.09%
EXP	C	-0.09%
S	C	-0.08%
AOS	C	-0.08%
CHH	A	-0.08%
TECH	D	-0.08%
BLKB	C	-0.08%
AZEK	D	-0.08%
MSGS	A	-0.08%
SF	A	-0.08%
RBC	C	-0.08%
BCPC	C	-0.08%
RGLD	C	-0.08%
PCH	C	-0.08%
NNN	C	-0.08%
AES	C	-0.08%
IVZ	A	-0.08%
TPX	C	-0.08%
SOFI	C	-0.08%
REG	C	-0.08%
MAC	B	-0.08%
NVST	D	-0.08%
WDFC	B	-0.08%
KRG	C	-0.08%
CUBE	C	-0.08%
MSTR	B	-0.08%
HLI	A	-0.08%
PFSI	C	-0.08%
THG	A	-0.08%
AAP	F	-0.08%
GNRC	B	-0.08%
ALKS	B	-0.08%
HRI	B	-0.08%
BOX	C	-0.08%
EVR	C	-0.08%
BRX	C	-0.08%
RRX	B	-0.08%
ADC	C	-0.08%
ZWS	A	-0.08%
FFIN	D	-0.08%
SAM	D	-0.07%
AEIS	B	-0.07%
HAE	F	-0.07%
BJ	B	-0.07%
TNET	D	-0.07%
ALIT	D	-0.07%
ESI	C	-0.07%
NEOG	F	-0.07%
LSTR	F	-0.07%
WMG	D	-0.07%
CBSH	D	-0.07%
FLO	D	-0.07%
MAN	D	-0.07%
VMI	B	-0.07%
XRAY	D	-0.07%
SEE	C	-0.07%
HUN	B	-0.07%
BXMT	C	-0.07%
STWD	C	-0.07%
NEU	F	-0.07%
CFR	B	-0.07%
NSIT	B	-0.07%
KMX	F	-0.07%
YETI	C	-0.07%
CR	A	-0.07%
EGP	D	-0.07%
FLR	B	-0.07%
FLS	A	-0.07%
TPR	B	-0.07%
CAR	D	-0.06%
GTLS	D	-0.06%
VNT	F	-0.06%
LYFT	D	-0.06%
SAIA	D	-0.06%
LANC	F	-0.06%
IRTC	F	-0.05%
CIVI	F	-0.05%
MARA	F	-0.05%
ALGM	F	-0.05%
CELH	F	-0.04%