SMLV vs. ROSC ETF Comparison

Comparison of SPDR Russell 2000 Low Volatility (SMLV) to Hartford Multifactor Small Cap ETF (ROSC)

SMLV

SPDR Russell 2000 Low Volatility

SMLV Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of a small cap, low volatility index. The fund employs a sampling strategy, which means that the fund is not required to purchase all of the securities represented in the index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index includes small cap U.S. equity securities, including business development companies, and is designed to deliver exposure to low volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$135.96

Average Daily Volume

6,134

Number of Holdings ^*

405

* may have additional holdings in another (foreign) market

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$46.40

Average Daily Volume

898

Number of Holdings ^*

306

* may have additional holdings in another (foreign) market

Performance

Period	SMLV	ROSC
30 Days	12.06%	8.63%
60 Days	12.77%	12.00%
90 Days	16.81%	12.59%
12 Months	43.02%	33.90%

122 Overlapping Holdings

Symbol	Grade	Weight in SMLV	Weight in ROSC	Overlap
ABM	B	0.08%	0.28%	0.08%
ADMA	C	0.11%	0.08%	0.08%
ADUS	D	0.1%	0.42%	0.1%
AGX	B	0.37%	0.61%	0.37%
AHH	D	0.08%	0.05%	0.05%
ALG	C	0.08%	0.05%	0.05%
AMN	F	0.04%	0.44%	0.04%
AMPH	D	0.05%	0.43%	0.05%
APLE	B	0.08%	0.21%	0.08%
APOG	B	0.09%	0.63%	0.09%
ARCH	B	0.06%	0.73%	0.06%
AROW	B	0.35%	0.15%	0.15%
ATEN	B	0.06%	0.27%	0.06%
BBSI	A	0.08%	0.38%	0.08%
BHE	B	0.11%	0.8%	0.11%
BNL	D	0.14%	0.31%	0.14%
BRC	B	0.14%	0.63%	0.14%
BUSE	C	0.96%	0.27%	0.27%
CALM	B	0.16%	1.19%	0.16%
CCOI	B	0.1%	0.06%	0.06%
CHCO	B	1.2%	0.11%	0.11%
CMPO	B	0.18%	0.44%	0.18%
CNO	B	1.09%	0.63%	0.63%
CORT	B	0.07%	1.01%	0.07%
CRC	B	0.09%	0.15%	0.09%
CRI	F	0.05%	0.12%	0.05%
CSGS	B	0.11%	0.19%	0.11%
CTBI	B	0.65%	0.2%	0.2%
CTO	B	0.16%	0.33%	0.16%
CXT	D	0.07%	0.19%	0.07%
DEA	C	0.18%	0.03%	0.03%
EBF	D	0.25%	0.4%	0.25%
EFSC	B	1.05%	0.18%	0.18%
EIG	B	0.84%	0.62%	0.62%
EQC	C	0.69%	0.39%	0.39%
ETD	F	0.05%	0.57%	0.05%
FCF	B	0.98%	0.03%	0.03%
FULT	B	0.92%	0.26%	0.26%
GEF	B	0.12%	0.59%	0.12%
GHC	B	0.11%	0.1%	0.1%
GMRE	D	0.09%	0.04%	0.04%
GPOR	C	0.14%	0.33%	0.14%
GSBC	B	0.37%	0.03%	0.03%
GTY	C	0.18%	0.28%	0.18%
HCC	A	0.11%	1.06%	0.11%
HCKT	B	0.1%	0.46%	0.1%
HFWA	B	0.56%	0.17%	0.17%
HIW	C	0.12%	0.21%	0.12%
HLF	C	0.03%	0.03%	0.03%
HMN	B	1.08%	0.22%	0.22%
HNI	B	0.11%	0.89%	0.11%
HRMY	D	0.04%	0.23%	0.04%
HSII	B	0.09%	0.45%	0.09%
HSTM	A	0.13%	0.43%	0.13%
HTBI	C	0.34%	0.02%	0.02%
HUBG	B	0.1%	0.34%	0.1%
HWKN	D	0.12%	0.14%	0.12%
IBOC	B	1.03%	0.39%	0.39%
INVA	B	0.11%	0.65%	0.11%
IRMD	B	0.06%	0.22%	0.06%
ITGR	A	0.07%	0.08%	0.07%
JBSS	F	0.11%	0.25%	0.11%
KFRC	D	0.07%	0.46%	0.07%
LMAT	B	0.1%	0.7%	0.1%
LTC	B	0.14%	0.17%	0.14%
LXP	D	0.14%	0.26%	0.14%
LZB	C	0.08%	0.59%	0.08%
MLR	B	0.12%	0.54%	0.12%
MRTN	C	0.1%	0.08%	0.08%
NBHC	B	1.17%	0.18%	0.18%
NBTB	B	1.33%	0.19%	0.19%
NHC	C	0.21%	0.84%	0.21%
NHI	D	0.13%	0.21%	0.13%
NRC	F	0.03%	0.1%	0.03%
NVEC	C	0.05%	0.04%	0.04%
NWBI	B	1.15%	0.18%	0.18%
NWN	C	0.2%	0.04%	0.04%
OSIS	C	0.1%	0.33%	0.1%
OXM	F	0.03%	0.31%	0.03%
PAHC	B	0.1%	0.45%	0.1%
PBH	B	0.14%	0.2%	0.14%
PDCO	C	0.05%	0.93%	0.05%
PEBO	B	0.75%	0.3%	0.3%
PINC	B	0.11%	1.0%	0.11%
PLUS	C	0.08%	0.83%	0.08%
PLXS	B	0.14%	0.25%	0.14%
PRDO	B	0.07%	0.95%	0.07%
PRGO	D	0.06%	0.03%	0.03%
PRGS	A	0.12%	0.24%	0.12%
PRK	B	1.39%	0.16%	0.16%
PSMT	C	0.08%	0.07%	0.07%
RGP	F	0.08%	0.3%	0.08%
RGR	F	0.07%	0.19%	0.07%
RUSHA	B	0.11%	1.09%	0.11%
SAFT	C	0.79%	0.34%	0.34%
SASR	B	1.05%	0.2%	0.2%
SCHL	F	0.04%	0.23%	0.04%
SCSC	C	0.05%	0.47%	0.05%
SFNC	B	0.88%	0.05%	0.05%
SHOO	D	0.07%	0.07%	0.07%
SMP	C	0.13%	0.49%	0.13%
SNDR	B	0.13%	0.36%	0.13%
SPOK	B	0.07%	0.46%	0.07%
STBA	C	0.88%	0.33%	0.33%
SUPN	B	0.07%	0.42%	0.07%
SXC	B	0.08%	0.56%	0.08%
TGNA	B	0.13%	0.48%	0.13%
THFF	B	0.35%	0.24%	0.24%
TNC	F	0.08%	0.24%	0.08%
TOWN	C	1.08%	0.38%	0.38%
TRMK	B	0.99%	0.12%	0.12%
TRST	B	0.44%	0.41%	0.41%
UFPT	C	0.11%	0.78%	0.11%
UNF	C	0.13%	0.16%	0.13%
UTMD	D	0.12%	0.09%	0.09%
UVSP	B	0.58%	0.25%	0.25%
VPG	F	0.05%	0.11%	0.05%
VREX	C	0.04%	0.19%	0.04%
VSH	F	0.05%	0.64%	0.05%
WAFD	C	0.93%	0.03%	0.03%
WERN	B	0.14%	0.1%	0.1%
WSBC	B	0.84%	0.22%	0.22%

SMLV Overweight 283 Positions Relative to ROSC

Symbol	Grade	Weight
PJT	B	1.77%
NNI	B	1.74%
THG	B	1.64%
CBU	B	1.61%
VIRT	B	1.44%
ONB	B	1.35%
ESGR	B	1.21%
FFIN	B	1.12%
MGRC	B	1.08%
GCMG	A	1.08%
SYBT	B	1.06%
GBCI	B	1.03%
NIC	B	0.95%
WABC	B	0.94%
QCRH	B	0.93%
RDN	D	0.91%
HOMB	B	0.9%
BLX	A	0.84%
GABC	B	0.82%
AGM	B	0.8%
LKFN	B	0.79%
WU	F	0.78%
SRCE	B	0.75%
AMSF	B	0.73%
BRKL	B	0.7%
FBMS	B	0.68%
SBSI	C	0.67%
EVTC	D	0.65%
OKLO	B	0.65%
OBK	B	0.64%
PAX	C	0.63%
TMP	B	0.6%
BFC	B	0.59%
BHRB	B	0.57%
CFFN	B	0.57%
FMBH	B	0.57%
NFG	C	0.51%
FCBC	B	0.47%
TRIN	C	0.42%
CAC	B	0.42%
MCBS	B	0.38%
CCNE	B	0.37%
FMNB	C	0.35%
HONE	C	0.34%
BHB	B	0.34%
NFBK	B	0.33%
SMBK	B	0.33%
MPB	B	0.32%
CCBG	B	0.32%
ESQ	B	0.32%
DHIL	C	0.3%
SPFI	B	0.29%
HIFS	B	0.29%
KRNY	B	0.28%
FLO	F	0.28%
ORRF	B	0.27%
ALRS	D	0.27%
BSRR	B	0.27%
GLRE	B	0.25%
FSBC	B	0.25%
FBIZ	B	0.24%
HBCP	B	0.24%
IDA	A	0.24%
ACNB	B	0.24%
FMAO	B	0.24%
PFIS	B	0.23%
WTBA	B	0.23%
NWE	D	0.23%
PNM	B	0.23%
BWB	B	0.22%
SLGN	B	0.21%
FSBW	B	0.21%
CPK	C	0.21%
MGEE	A	0.21%
BKH	D	0.21%
EBTC	B	0.21%
PECO	B	0.21%
CZNC	B	0.2%
SBR	B	0.2%
SR	D	0.2%
ARTNA	C	0.2%
FLIC	B	0.19%
GNTY	C	0.19%
NPK	D	0.18%
CSWI	A	0.18%
FNLC	B	0.18%
SXT	B	0.17%
FRST	C	0.17%
WSBF	B	0.17%
PSTL	B	0.17%
TRC	F	0.16%
VLGEA	C	0.16%
CBNK	B	0.16%
WT	B	0.15%
JJSF	B	0.15%
TRS	B	0.15%
ICFI	C	0.15%
CSR	C	0.14%
CVLT	A	0.14%
ELME	D	0.14%
ARKO	C	0.14%
GOOD	B	0.13%
FCPT	D	0.13%
VMI	B	0.13%
GENC	C	0.13%
ROAD	B	0.13%
BMI	C	0.13%
FELE	C	0.13%
CTRE	C	0.13%
HTLD	C	0.13%
FTDR	B	0.12%
CBZ	B	0.12%
ESE	B	0.12%
BCAL	B	0.12%
KREF	C	0.12%
SCL	D	0.12%
MWA	B	0.12%
NTST	F	0.12%
EXPO	D	0.12%
GATX	B	0.12%
PKE	B	0.12%
ACA	B	0.12%
MSGS	A	0.11%
FSS	D	0.11%
DEI	B	0.11%
AFCG	F	0.11%
KW	B	0.11%
UHT	D	0.11%
CUZ	B	0.11%
GRC	B	0.11%
WEN	C	0.11%
COLM	C	0.11%
JBGS	D	0.1%
CHCT	C	0.1%
SRCL	A	0.1%
BFS	B	0.1%
CASS	B	0.1%
OMCL	B	0.1%
WDFC	B	0.1%
NOMD	F	0.1%
ACIW	A	0.1%
LNN	B	0.1%
AROC	B	0.1%
NCNO	A	0.1%
IRT	C	0.1%
NTCT	B	0.1%
ICUI	C	0.1%
ASH	F	0.1%
DORM	B	0.1%
SXI	B	0.09%
RLGT	B	0.09%
INSM	D	0.09%
GLDD	B	0.09%
AVT	B	0.09%
WINA	B	0.09%
RDWR	B	0.09%
RNGR	A	0.09%
PRIM	A	0.09%
MOG.A	B	0.09%
SPNS	B	0.08%
JBT	B	0.08%
MGIC	F	0.08%
IOSP	B	0.08%
BLKB	C	0.08%
EPAC	B	0.08%
SATS	C	0.08%
HURN	B	0.08%
FPI	B	0.08%
KAI	B	0.08%
PBT	F	0.08%
MTX	B	0.08%
DNB	B	0.08%
PCH	D	0.08%
LILAK	D	0.08%
MRCY	C	0.07%
VIAV	B	0.07%
BOX	B	0.07%
CNNE	B	0.07%
LAUR	A	0.07%
KN	B	0.07%
VAL	F	0.07%
TTMI	A	0.07%
SANM	B	0.07%
TRNS	F	0.07%
PLOW	D	0.07%
WEYS	B	0.07%
ENS	F	0.07%
CTS	B	0.07%
AZZ	C	0.07%
LOPE	A	0.07%
IRDM	C	0.06%
CABO	C	0.06%
OFIX	B	0.06%
TPH	D	0.06%
FORR	F	0.06%
CSV	B	0.06%
MNRO	B	0.06%
MLAB	D	0.06%
CVCO	B	0.06%
IBEX	C	0.06%
MMSI	A	0.06%
CENT	D	0.06%
HUN	F	0.06%
FUL	D	0.06%
GPRK	F	0.06%
ITRN	B	0.06%
ATNI	F	0.06%
SFL	F	0.06%
ENV	C	0.06%
GPI	B	0.06%
LGTY	B	0.06%
FORM	F	0.05%
DK	F	0.05%
IPGP	C	0.05%
PZZA	C	0.05%
XNCR	C	0.05%
ECVT	C	0.05%
TTGT	C	0.05%
AIN	D	0.05%
AORT	B	0.05%
ZD	C	0.05%
ALKS	C	0.05%
HAE	C	0.05%
ATEX	F	0.05%
JOUT	F	0.05%
WK	C	0.05%
POWI	C	0.05%
ASGN	B	0.05%
LIVN	C	0.05%
MYRG	C	0.05%
MEI	F	0.05%
RDNT	B	0.05%
BL	C	0.05%
NVST	C	0.05%
SPB	D	0.05%
MATW	C	0.05%
CEVA	B	0.05%
AMED	C	0.05%
AEIS	B	0.05%
GKOS	B	0.05%
STRA	D	0.05%
AGIO	A	0.05%
FSTR	C	0.05%
CMCO	D	0.05%
SEM	B	0.05%
AVNS	F	0.05%
VRNT	F	0.04%
LEG	F	0.04%
OGN	F	0.04%
USPH	C	0.04%
THRM	F	0.04%
ARCO	F	0.04%
ANIP	F	0.04%
NEOG	C	0.04%
IART	C	0.04%
VECO	F	0.04%
CNXC	F	0.04%
USNA	C	0.04%
CNMD	C	0.04%
BOWL	D	0.04%
ANIK	F	0.04%
SHEN	F	0.04%
MTRN	C	0.04%
NATR	D	0.04%
KIDS	F	0.04%
ATRC	C	0.04%
SRDX	D	0.04%
NARI	C	0.04%
PTCT	B	0.04%
IRWD	D	0.03%
IMTX	F	0.03%
HELE	D	0.03%
JBI	F	0.03%
HI	C	0.03%
TBPH	C	0.03%
RARE	D	0.03%
PCRX	D	0.03%
ALRM	C	0.03%
CBRL	C	0.03%
ZIP	C	0.03%
ACAD	D	0.02%
AZTA	F	0.02%
AAP	F	0.02%

SMLV Underweight 184 Positions Relative to ROSC

Symbol	Grade	Weight
BELFB	B	-1.07%
IDCC	A	-0.99%
BKE	B	-0.93%
CPRX	B	-0.88%
KTB	A	-0.85%
GMS	B	-0.81%
COLL	F	-0.78%
SCS	C	-0.77%
HOPE	B	-0.75%
CRVL	B	-0.73%
JWN	C	-0.72%
MATX	B	-0.72%
SLVM	B	-0.71%
WMK	B	-0.7%
DDS	C	-0.69%
IMKTA	D	-0.68%
PFBC	B	-0.66%
AMKR	F	-0.66%
HY	F	-0.65%
LRN	A	-0.64%
SIGA	C	-0.63%
CPF	B	-0.6%
PHIN	B	-0.6%
HTBK	B	-0.6%
DAKT	B	-0.6%
IESC	B	-0.59%
BFH	B	-0.58%
UPBD	C	-0.57%
OFG	C	-0.55%
HIMS	B	-0.55%
IDT	B	-0.52%
EMBC	C	-0.51%
CNXN	C	-0.51%
CEIX	A	-0.5%
SPTN	F	-0.5%
VBTX	B	-0.5%
VIRC	C	-0.49%
EGY	F	-0.48%
SWBI	D	-0.47%
IIPR	D	-0.46%
REVG	C	-0.45%
PATK	D	-0.45%
JILL	D	-0.44%
PLAB	C	-0.43%
MED	D	-0.43%
METC	D	-0.43%
MOV	D	-0.43%
UVV	C	-0.42%
AMR	D	-0.42%
HAFC	B	-0.41%
LBRT	F	-0.41%
UVE	C	-0.41%
AMRX	C	-0.41%
MCY	B	-0.39%
IBCP	B	-0.38%
ACT	D	-0.37%
HVT	F	-0.36%
RMR	D	-0.35%
ULH	B	-0.35%
CCRN	F	-0.35%
BBW	C	-0.34%
CLW	F	-0.33%
SPNT	D	-0.32%
ZYXI	C	-0.32%
SMLR	C	-0.32%
RYI	C	-0.31%
STC	D	-0.31%
NGVC	B	-0.3%
CATY	B	-0.29%
NMRK	B	-0.29%
NX	C	-0.29%
SHO	B	-0.29%
IMMR	F	-0.28%
PLPC	B	-0.27%
WSR	B	-0.27%
ALX	D	-0.27%
FBP	C	-0.27%
CVI	F	-0.27%
GOLF	C	-0.27%
HE	D	-0.26%
OSUR	D	-0.26%
OTTR	C	-0.26%
CAL	F	-0.26%
PFC	B	-0.25%
MSBI	B	-0.25%
UE	B	-0.25%
FFBC	B	-0.25%
BANR	B	-0.25%
RELL	B	-0.25%
KRT	B	-0.25%
SGC	C	-0.24%
LEVI	F	-0.24%
SRTS	C	-0.24%
CCS	F	-0.24%
REFI	B	-0.24%
ODC	C	-0.24%
HTLF	B	-0.23%
PANL	D	-0.23%
KELYA	F	-0.22%
WNC	D	-0.22%
FOR	C	-0.22%
CNX	A	-0.22%
CVEO	D	-0.22%
CARG	B	-0.21%
SIG	B	-0.21%
SSTK	D	-0.21%
ABCB	B	-0.21%
DXPE	B	-0.2%
BVS	D	-0.2%
GRNT	C	-0.19%
FRME	B	-0.19%
EPR	D	-0.19%
FHB	B	-0.19%
JAKK	C	-0.19%
PTGX	B	-0.19%
CWCO	F	-0.18%
BTU	B	-0.18%
TBRG	A	-0.18%
BTMD	D	-0.18%
ORGO	C	-0.18%
TCMD	B	-0.17%
OPY	B	-0.16%
MRC	B	-0.16%
ZEUS	D	-0.16%
RLJ	D	-0.16%
HBB	F	-0.15%
UTL	D	-0.15%
ANDE	D	-0.14%
AMWD	B	-0.13%
ASB	B	-0.13%
DLX	B	-0.12%
SCVL	D	-0.12%
INSW	F	-0.12%
OMI	F	-0.12%
ACTG	D	-0.12%
EZPW	B	-0.12%
BLBD	F	-0.11%
OCFC	B	-0.11%
DNOW	C	-0.11%
PDM	B	-0.11%
GDRX	F	-0.11%
KSS	F	-0.11%
GRBK	D	-0.11%
AMRK	F	-0.1%
RCMT	C	-0.1%
NOG	B	-0.1%
HTH	C	-0.1%
TCBK	B	-0.1%
RNST	B	-0.1%
GIC	F	-0.09%
AAT	B	-0.09%
ODP	F	-0.09%
MAN	F	-0.09%
PK	D	-0.09%
LYTS	A	-0.09%
CDP	C	-0.08%
FF	B	-0.08%
CUBI	C	-0.07%
OLP	B	-0.07%
WGO	C	-0.07%
OEC	F	-0.07%
AKR	B	-0.06%
AVA	D	-0.06%
NSSC	F	-0.06%
WTTR	B	-0.06%
HCI	B	-0.05%
FBRT	B	-0.05%
KE	C	-0.05%
MYE	F	-0.05%
BDC	B	-0.05%
LPG	F	-0.04%
RCKY	F	-0.04%
LMB	B	-0.04%
PAG	C	-0.03%
URBN	D	-0.03%
BDN	C	-0.03%
ZIMV	F	-0.03%
GIII	B	-0.03%
BFST	B	-0.02%
KOP	D	-0.02%
UMH	D	-0.02%
NUS	F	-0.01%
FBNC	B	-0.01%
MYGN	F	-0.01%