SAA vs. FYT ETF Comparison

Comparison of ProShares Ultra SmallCap600 (SAA) to First Trust Small Cap Value AlphaDEX Fund (FYT)

SAA

ProShares Ultra SmallCap600

SAA Description

The investment seeks daily investment results that correspond to two times (2x) the daily performance of the S&P SmallCap 600®. The fund invests in securities and derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as two times (2x) the daily return of the index. The index is a measure of small-cap company U.S. stock market performance. It is a float-adjusted, market capitalization-weighted index of 600 U.S. operating companies selected through a process that factors in criteria such as liquidity, price, market capitalization, financial viability and public float. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.01

Average Daily Volume

18,700

Number of Holdings ^*

576

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$55.03

Average Daily Volume

23,388

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

Performance

Period	SAA	FYT
30 Days	2.16%	1.34%
60 Days	-1.88%	-1.90%
90 Days	14.13%	7.75%
12 Months	27.12%	15.65%

179 Overlapping Holdings

Symbol	Grade	Weight in SAA	Weight in FYT	Overlap
AAT	B	0.07%	0.59%	0.07%
ABM	D	0.2%	0.49%	0.2%
ABR	C	0.14%	0.49%	0.14%
ADUS	B	0.13%	0.14%	0.13%
AIN	F	0.16%	0.12%	0.12%
ALEX	B	0.08%	0.29%	0.08%
ALGT	F	0.03%	0.52%	0.03%
AMN	F	0.11%	0.43%	0.11%
ANDE	D	0.09%	0.47%	0.09%
APAM	C	0.16%	0.12%	0.12%
APOG	C	0.08%	0.37%	0.08%
ARCB	D	0.14%	0.34%	0.14%
ARCH	D	0.13%	0.51%	0.13%
AUB	C	0.2%	0.28%	0.2%
AVA	B	0.17%	0.68%	0.17%
AX	D	0.19%	0.4%	0.19%
BANR	B	0.11%	0.42%	0.11%
BHLB	C	0.06%	0.14%	0.06%
BKE	B	0.07%	0.42%	0.07%
BKU	C	0.16%	0.59%	0.16%
BLMN	F	0.08%	0.21%	0.08%
BOOT	B	0.23%	0.14%	0.14%
CABO	F	0.09%	0.57%	0.09%
CAKE	D	0.1%	0.11%	0.1%
CALM	B	0.16%	0.57%	0.16%
CASH	B	0.1%	0.42%	0.1%
CATY	C	0.18%	0.55%	0.18%
CBRL	F	0.05%	0.32%	0.05%
CBU	C	0.18%	0.15%	0.15%
CCS	B	0.15%	0.76%	0.15%
CENTA	D	0.1%	0.49%	0.1%
CENX	D	0.04%	0.39%	0.04%
CNXN	B	0.05%	0.28%	0.05%
CPK	A	0.15%	0.28%	0.15%
CRC	C	0.18%	0.46%	0.18%
CRK	D	0.05%	0.47%	0.05%
CSGS	C	0.08%	0.28%	0.08%
CTS	D	0.08%	0.11%	0.08%
CUBI	F	0.08%	0.62%	0.08%
CVBF	C	0.13%	0.25%	0.13%
CVCO	B	0.17%	0.15%	0.15%
CWEN	A	0.05%	0.14%	0.05%
CWEN	A	0.13%	0.14%	0.13%
CWT	A	0.18%	0.28%	0.18%
CXW	D	0.08%	0.62%	0.08%
DAN	F	0.08%	0.39%	0.08%
DEA	B	0.08%	0.27%	0.08%
DEI	A	0.15%	0.31%	0.15%
DFIN	B	0.09%	0.28%	0.09%
DIOD	F	0.16%	0.31%	0.16%
DNOW	D	0.07%	0.54%	0.07%
DORM	B	0.17%	0.31%	0.17%
EAT	B	0.18%	0.24%	0.18%
EIG	B	0.07%	0.69%	0.07%
ENVA	C	0.13%	0.62%	0.13%
EPC	F	0.11%	0.45%	0.11%
FBK	B	0.09%	0.14%	0.09%
FBNC	C	0.1%	0.48%	0.1%
FBP	D	0.2%	0.13%	0.13%
FCF	C	0.1%	0.59%	0.1%
FDP	B	0.06%	0.16%	0.06%
FFBC	C	0.14%	0.56%	0.14%
FHB	C	0.17%	0.4%	0.17%
FOXF	F	0.09%	0.19%	0.09%
FULT	D	0.19%	0.26%	0.19%
GDEN	D	0.04%	0.64%	0.04%
GEO	D	0.1%	0.32%	0.1%
GES	F	0.03%	0.57%	0.03%
GNW	B	0.17%	0.13%	0.13%
GO	F	0.1%	0.09%	0.09%
GOGO	F	0.03%	0.29%	0.03%
GTY	A	0.09%	0.3%	0.09%
HI	F	0.12%	0.08%	0.08%
HIW	A	0.19%	0.62%	0.19%
HMN	C	0.08%	0.13%	0.08%
HNI	C	0.14%	0.14%	0.14%
HOPE	C	0.09%	0.41%	0.09%
HPP	F	0.04%	0.63%	0.04%
HTH	C	0.08%	0.25%	0.08%
HTLD	D	0.03%	0.36%	0.03%
HTZ	F	0.02%	0.48%	0.02%
HUBG	C	0.16%	0.52%	0.16%
IART	F	0.08%	0.07%	0.07%
ICUI	B	0.19%	0.37%	0.19%
INDB	C	0.15%	0.58%	0.15%
INVA	B	0.06%	0.75%	0.06%
JBGS	B	0.08%	0.14%	0.08%
JBT	D	0.16%	0.58%	0.16%
KALU	D	0.06%	0.2%	0.06%
KFY	B	0.21%	0.13%	0.13%
KLG	C	0.06%	0.28%	0.06%
KMT	B	0.11%	0.39%	0.11%
KN	D	0.09%	0.36%	0.09%
KOP	F	0.05%	0.62%	0.05%
KSS	F	0.13%	0.53%	0.13%
LCII	C	0.17%	0.27%	0.17%
LGIH	C	0.12%	0.6%	0.12%
LGND	C	0.1%	0.45%	0.1%
LNN	C	0.07%	0.24%	0.07%
LXP	B	0.17%	0.13%	0.13%
LZB	C	0.1%	0.67%	0.1%
MATW	F	0.04%	0.47%	0.04%
MCRI	C	0.06%	0.4%	0.06%
MCY	C	0.09%	0.27%	0.09%
MLKN	D	0.11%	0.36%	0.11%
MODG	F	0.09%	0.31%	0.09%
MRTN	D	0.06%	0.34%	0.06%
MTX	F	0.14%	0.22%	0.14%
NAVI	C	0.07%	0.53%	0.07%
NBHC	D	0.09%	0.38%	0.09%
NBTB	D	0.13%	0.14%	0.13%
NHC	D	0.1%	0.29%	0.1%
NMIH	B	0.19%	0.73%	0.19%
NVEE	F	0.07%	0.12%	0.07%
NWBI	C	0.1%	0.42%	0.1%
NWN	B	0.09%	0.68%	0.09%
NX	D	0.06%	0.61%	0.06%
ODP	F	0.05%	0.36%	0.05%
OFG	C	0.12%	0.42%	0.12%
OI	D	0.11%	0.4%	0.11%
OII	D	0.14%	0.12%	0.12%
OMCL	C	0.11%	0.4%	0.11%
OMI	D	0.07%	0.39%	0.07%
OXM	D	0.07%	0.1%	0.07%
PARR	F	0.06%	0.46%	0.06%
PATK	A	0.15%	0.45%	0.15%
PBH	B	0.21%	0.27%	0.21%
PCRX	F	0.04%	0.22%	0.04%
PDCO	D	0.1%	0.44%	0.1%
PFBC	C	0.06%	0.52%	0.06%
PFS	C	0.14%	0.15%	0.14%
PHIN	C	0.12%	0.72%	0.12%
PLUS	B	0.14%	0.3%	0.14%
PLXS	B	0.19%	0.15%	0.15%
PPBI	D	0.14%	0.13%	0.13%
PRDO	D	0.08%	0.51%	0.08%
PRG	B	0.12%	0.81%	0.12%
PSMT	B	0.13%	0.27%	0.13%
RC	F	0.07%	0.58%	0.07%
REZI	D	0.16%	0.47%	0.16%
RNST	D	0.12%	0.39%	0.12%
ROG	D	0.1%	0.1%	0.1%
ROIC	B	0.11%	0.32%	0.11%
SAFT	C	0.07%	0.27%	0.07%
SAH	D	0.05%	0.5%	0.05%
SBCF	C	0.13%	0.28%	0.13%
SBH	C	0.07%	0.58%	0.07%
SCHL	D	0.04%	0.55%	0.04%
SCL	D	0.09%	0.11%	0.09%
SFNC	B	0.15%	0.43%	0.15%
SHEN	F	0.04%	0.23%	0.04%
SHOO	B	0.17%	0.13%	0.13%
SJW	C	0.1%	0.4%	0.1%
SLVM	B	0.15%	0.4%	0.15%
SNDR	B	0.06%	0.56%	0.06%
SNEX	C	0.12%	0.26%	0.12%
SSTK	F	0.05%	0.42%	0.05%
STBA	C	0.09%	0.62%	0.09%
STC	B	0.12%	0.14%	0.12%
STRA	D	0.12%	0.21%	0.12%
TALO	F	0.1%	0.45%	0.1%
THRM	D	0.09%	0.11%	0.09%
THS	C	0.11%	0.14%	0.11%
TRMK	C	0.11%	0.26%	0.11%
UCBI	B	0.2%	0.28%	0.2%
UNF	B	0.16%	0.4%	0.16%
UVV	D	0.07%	0.66%	0.07%
VBTX	B	0.08%	0.42%	0.08%
VRTS	D	0.08%	0.32%	0.08%
VSAT	F	0.06%	0.15%	0.06%
VSCO	C	0.1%	0.46%	0.1%
WAFD	B	0.14%	0.31%	0.14%
WD	B	0.2%	0.13%	0.13%
WERN	D	0.13%	0.51%	0.13%
WGO	D	0.1%	0.51%	0.1%
WOR	F	0.08%	0.11%	0.08%
WSFS	D	0.18%	0.4%	0.18%
XHR	C	0.08%	0.23%	0.08%
XRX	F	0.07%	0.11%	0.07%

SAA Overweight 397 Positions Relative to FYT

Symbol	Grade	Weight
ENSG	A	0.48%
FN	D	0.46%
MLI	B	0.44%
ATI	D	0.42%
CMA	B	0.41%
SPSC	D	0.4%
MTH	B	0.39%
CRS	B	0.38%
GKOS	D	0.37%
RHI	D	0.36%
COOP	B	0.34%
VFC	C	0.34%
JXN	B	0.33%
BMI	A	0.33%
MMSI	A	0.32%
BCPC	C	0.32%
NSIT	C	0.32%
EPRT	A	0.32%
OGN	C	0.32%
MOG.A	B	0.31%
AVAV	D	0.31%
AWI	C	0.31%
RDN	C	0.31%
LUMN	C	0.31%
LNC	D	0.3%
FSS	D	0.3%
DY	C	0.29%
ACIW	B	0.29%
IBP	C	0.28%
BCC	C	0.28%
SEE	D	0.28%
ABG	F	0.27%
BOX	A	0.27%
ALKS	C	0.27%
GPI	B	0.27%
SM	F	0.27%
MC	B	0.26%
PECO	B	0.26%
AL	D	0.26%
ALK	C	0.26%
MATX	C	0.26%
KRYS	D	0.26%
RUN	C	0.25%
MGY	D	0.25%
FUL	D	0.25%
ITRI	C	0.25%
VRRM	D	0.25%
RDNT	B	0.24%
SLG	B	0.24%
CTRE	A	0.24%
ITGR	B	0.24%
MHO	B	0.24%
ASO	C	0.23%
TPH	C	0.23%
MARA	F	0.23%
ACA	C	0.23%
PIPR	B	0.23%
AGO	C	0.23%
TDW	F	0.22%
SFBS	B	0.22%
FELE	D	0.22%
ABCB	B	0.22%
KTB	A	0.21%
IAC	C	0.21%
AEIS	D	0.21%
HASI	B	0.21%
SANM	D	0.21%
WHD	C	0.21%
AEO	F	0.21%
FTDR	B	0.21%
SHAK	C	0.21%
DXC	C	0.21%
BGC	B	0.21%
SEM	D	0.21%
IIPR	A	0.2%
MSGS	B	0.2%
GTES	C	0.2%
WDFC	C	0.2%
SIG	C	0.2%
BRC	B	0.19%
RXO	D	0.19%
GMS	C	0.19%
MAC	B	0.19%
SKT	B	0.19%
NOG	F	0.19%
OTTR	D	0.19%
IDCC	B	0.19%
FORM	F	0.19%
NPO	D	0.18%
BXMT	C	0.18%
MGEE	A	0.18%
ENV	C	0.18%
CORT	B	0.18%
APLE	D	0.18%
GVA	B	0.18%
SXT	D	0.18%
LRN	B	0.18%
ACLS	F	0.18%
ALRM	F	0.17%
CCOI	C	0.17%
LBRT	D	0.17%
ESE	C	0.17%
CNK	B	0.17%
SMPL	D	0.17%
SKYW	C	0.17%
AWR	B	0.17%
HP	F	0.17%
RUSHA	C	0.17%
SMTC	C	0.16%
VIRT	B	0.16%
ATGE	D	0.16%
CRVL	B	0.16%
STEP	B	0.16%
AROC	D	0.16%
PENN	D	0.16%
NWL	C	0.16%
MPW	B	0.16%
HCC	D	0.16%
TBBK	B	0.15%
PJT	C	0.15%
BOH	C	0.15%
PTEN	F	0.15%
TRN	C	0.15%
PRFT	A	0.15%
JJSF	D	0.15%
TNDM	C	0.15%
FCPT	A	0.15%
DV	F	0.15%
IOSP	D	0.15%
SITM	C	0.14%
PRK	C	0.14%
PLMR	B	0.14%
OUT	B	0.14%
PTGX	B	0.14%
UE	B	0.14%
AMR	F	0.14%
CEIX	C	0.14%
CWK	B	0.14%
PRGS	B	0.14%
BL	D	0.14%
AAP	F	0.14%
CARG	B	0.13%
IPAR	D	0.13%
SATS	B	0.13%
MTRN	F	0.13%
OSIS	C	0.13%
GSHD	C	0.13%
NARI	F	0.13%
CPRX	B	0.13%
KLIC	D	0.13%
HBI	B	0.13%
VSTO	B	0.13%
AZZ	D	0.13%
KWR	D	0.13%
MYGN	C	0.13%
YELP	F	0.13%
CNS	A	0.13%
HWKN	C	0.13%
BTU	D	0.13%
VCEL	F	0.13%
FL	D	0.13%
AKR	B	0.13%
UFPT	C	0.13%
TDS	B	0.13%
GFF	C	0.13%
SXI	D	0.12%
JOE	D	0.12%
SHO	D	0.12%
IBTX	B	0.12%
URBN	D	0.12%
ENR	D	0.12%
CALX	D	0.12%
AGYS	D	0.12%
EPAC	B	0.12%
EVTC	D	0.12%
PINC	C	0.12%
AIR	C	0.12%
CNMD	D	0.12%
EXTR	C	0.11%
GRBK	B	0.11%
FTRE	F	0.11%
SUPN	D	0.11%
DOCN	B	0.11%
NATL	D	0.11%
B	D	0.11%
BANC	C	0.11%
PRVA	F	0.11%
MRCY	C	0.11%
ASTH	B	0.11%
NEO	C	0.11%
VGR	C	0.11%
ROCK	D	0.11%
GNL	C	0.1%
RAMP	F	0.1%
JBLU	D	0.1%
LKFN	C	0.1%
CHCO	B	0.1%
DRH	C	0.1%
LMAT	B	0.1%
TNC	D	0.1%
AMPH	C	0.1%
VSTS	D	0.1%
VECO	F	0.1%
HAYW	D	0.1%
VIAV	D	0.1%
KAR	D	0.1%
ALG	D	0.1%
TTMI	D	0.1%
CHEF	C	0.09%
BANF	B	0.09%
TRIP	F	0.09%
MYRG	F	0.09%
UCTT	F	0.09%
STAA	F	0.09%
PEB	D	0.09%
LTC	B	0.09%
LEG	D	0.09%
TRUP	B	0.09%
PZZA	D	0.09%
HLIT	C	0.09%
SPNT	C	0.08%
ARI	F	0.08%
AMWD	C	0.08%
WABC	D	0.08%
MGPI	C	0.08%
POWL	C	0.08%
DVAX	D	0.08%
GBX	C	0.08%
PLAB	D	0.08%
HLX	F	0.08%
SONO	F	0.08%
BHE	C	0.08%
NTCT	D	0.08%
HRMY	B	0.07%
COHU	D	0.07%
SCSC	D	0.07%
PMT	C	0.07%
LPG	F	0.07%
CERT	F	0.07%
SEDG	F	0.07%
COLL	C	0.07%
NGVT	F	0.07%
KW	C	0.07%
USPH	F	0.07%
CAL	F	0.07%
SBSI	C	0.06%
PLAY	F	0.06%
UNFI	C	0.06%
RWT	A	0.06%
WS	D	0.06%
SGH	F	0.06%
MATV	B	0.06%
QNST	C	0.06%
GIII	C	0.06%
TGI	F	0.06%
XNCR	C	0.06%
CXM	F	0.06%
DGII	D	0.06%
NXRT	B	0.06%
PBI	D	0.06%
FWRD	C	0.06%
TILE	B	0.06%
CARS	D	0.06%
FIZZ	F	0.06%
MXL	F	0.06%
AVNS	B	0.06%
WWW	B	0.06%
EFC	A	0.06%
SABR	D	0.06%
ARLO	F	0.06%
MSEX	C	0.06%
CSR	C	0.06%
ECPG	C	0.06%
SDGR	F	0.06%
UNIT	C	0.06%
HCSG	C	0.05%
AHH	B	0.05%
VICR	F	0.05%
EYE	F	0.05%
AOSL	D	0.05%
JBSS	F	0.05%
PRAA	F	0.05%
WNC	F	0.05%
DLX	D	0.05%
CLB	D	0.05%
MD	C	0.05%
AHCO	B	0.05%
BDN	B	0.05%
NVRI	D	0.05%
RCUS	C	0.05%
BRKL	C	0.05%
JACK	F	0.05%
NABL	D	0.05%
BLFS	B	0.05%
PDFS	D	0.05%
EXPI	C	0.05%
DCOM	B	0.05%
MMI	C	0.05%
XPEL	D	0.05%
GPRE	F	0.05%
AMSF	C	0.05%
VTOL	D	0.05%
ATEN	C	0.05%
EMBC	C	0.05%
ICHR	F	0.05%
UTL	B	0.05%
ANIP	F	0.05%
WSR	D	0.04%
EZPW	D	0.04%
IIIN	D	0.04%
MLAB	C	0.04%
PUMP	F	0.04%
HZO	C	0.04%
CHUY	B	0.04%
TRST	C	0.04%
EGBN	C	0.04%
REX	D	0.04%
SWI	B	0.04%
BGS	D	0.04%
VIR	F	0.04%
KELYA	D	0.04%
SCVL	C	0.04%
KREF	B	0.04%
TTGT	F	0.04%
HSTM	C	0.04%
IRWD	F	0.04%
ETH	F	0.04%
PRA	C	0.04%
BSIG	C	0.04%
DXPE	C	0.04%
VVI	D	0.04%
BJRI	D	0.04%
SXC	F	0.04%
ASTE	F	0.04%
INN	C	0.04%
CVI	F	0.04%
HCI	C	0.04%
RGR	F	0.04%
AXL	F	0.04%
CFFN	D	0.04%
TMP	C	0.04%
PRLB	D	0.04%
ASIX	C	0.04%
CPF	B	0.04%
HAYN	D	0.04%
HSII	C	0.04%
HAIN	D	0.04%
SPTN	C	0.04%
HFWA	C	0.04%
MNRO	D	0.04%
SVC	F	0.04%
VREX	F	0.03%
LQDT	B	0.03%
DIN	F	0.03%
CCRN	F	0.03%
CTKB	F	0.03%
RES	F	0.03%
GDOT	C	0.03%
RGNX	D	0.03%
AMBC	F	0.03%
CLW	F	0.03%
BFS	B	0.03%
CEVA	C	0.03%
TR	C	0.03%
MYE	F	0.03%
LESL	F	0.03%
SLP	F	0.03%
UHT	B	0.03%
THRY	D	0.03%
MCW	D	0.03%
HAFC	C	0.03%
SMP	C	0.03%
MTUS	F	0.03%
NBR	F	0.03%
CMP	F	0.02%
CRSR	F	0.02%
AMCX	F	0.02%
HVT	D	0.02%
CNSL	A	0.02%
MOV	F	0.02%
ZEUS	F	0.02%
CENT	D	0.02%
WRLD	D	0.02%
NPK	C	0.02%
PAHC	B	0.02%
CVGW	B	0.02%
NUS	F	0.02%
SNCY	F	0.02%
TWI	D	0.02%
UFCS	D	0.02%
FLGT	D	0.02%
USNA	F	0.02%
CHCT	F	0.02%
RILY	F	0.01%
MERC	F	0.01%
DDD	F	0.01%
DBI	F	0.01%

SAA Underweight 73 Positions Relative to FYT

Symbol	Grade	Weight
HE	D	-0.78%
BZH	B	-0.73%
BNL	A	-0.72%
EBC	B	-0.71%
CNX	B	-0.7%
UAA	C	-0.69%
NWE	A	-0.69%
GHC	C	-0.67%
SR	A	-0.67%
ATSG	D	-0.67%
WMK	C	-0.67%
IMKTA	D	-0.66%
SPB	B	-0.66%
GEF	D	-0.65%
TGNA	C	-0.63%
EFSC	C	-0.61%
RLJ	F	-0.59%
CNO	B	-0.59%
RYI	F	-0.58%
CRI	C	-0.56%
FRME	D	-0.54%
REVG	D	-0.54%
OCFC	B	-0.54%
OLPX	C	-0.53%
IBOC	C	-0.52%
VSH	F	-0.51%
PEBO	C	-0.5%
ADNT	F	-0.5%
USM	B	-0.5%
LILAK	C	-0.49%
SASR	B	-0.47%
TOWN	B	-0.45%
MSGE	B	-0.44%
ADV	C	-0.42%
CTOS	F	-0.41%
PNM	B	-0.41%
WSBC	C	-0.4%
EQC	B	-0.39%
BXC	D	-0.39%
FIBK	C	-0.39%
JELD	D	-0.38%
FHI	B	-0.38%
CHGG	F	-0.37%
KOS	F	-0.36%
ECVT	F	-0.36%
NMRK	B	-0.36%
ZD	D	-0.32%
CMCO	F	-0.32%
HELE	D	-0.3%
VAC	F	-0.3%
TCBI	B	-0.28%
NIC	C	-0.28%
TCBK	C	-0.27%
BUSE	C	-0.27%
BDC	B	-0.27%
VCTR	B	-0.27%
SRCE	C	-0.27%
PRIM	C	-0.27%
OEC	F	-0.27%
HLF	F	-0.26%
PTVE	D	-0.24%
TRS	D	-0.24%
LTH	B	-0.16%
BMBL	F	-0.15%
NNI	B	-0.14%
MWA	C	-0.14%
PGRE	C	-0.13%
ENOV	F	-0.12%
ASB	D	-0.12%
CMTG	F	-0.12%
KFRC	F	-0.12%
ATUS	D	-0.12%
DK	F	-0.09%