SVAL vs. DWAS ETF Comparison

Comparison of iShares US Small Cap Value Factor ETF (SVAL) to PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS)

SVAL

iShares US Small Cap Value Factor ETF

SVAL Description

The investment seeks to track the investment results of the Russell 2000 Focused Value Select Index composed of U.S. small-capitalization stocks with prominent value characteristics. The index measures the performance of small-capitalization U.S. companies with prominent value factor characteristics, as determined by the index provider. The fund generally will invest at least 80% of its assets in the component securities and other instruments of the index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents.

Grade (RS Rating)

Last Trade

$35.66

Average Daily Volume

33,068

Number of Holdings ^*

228

* may have additional holdings in another (foreign) market

DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description

The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$102.69

Average Daily Volume

31,945

Number of Holdings ^*

182

* may have additional holdings in another (foreign) market

Performance

Period	SVAL	DWAS
30 Days	11.65%	11.37%
60 Days	9.96%	10.79%
90 Days	9.05%	11.29%
12 Months	30.77%	38.56%

15 Overlapping Holdings

Symbol	Grade	Weight in SVAL	Weight in DWAS	Overlap
CASH	A	0.0%	0.42%	0.0%
CCB	A	0.56%	0.5%	0.5%
CNX	A	0.55%	0.47%	0.47%
FBP	B	0.0%	0.36%	0.0%
KBH	D	0.55%	0.31%	0.31%
MATX	C	0.6%	0.42%	0.42%
MBIN	D	0.47%	0.31%	0.31%
MHO	D	0.6%	0.37%	0.37%
MLI	C	0.78%	0.6%	0.6%
OFG	B	0.0%	0.42%	0.0%
PATK	D	0.57%	0.32%	0.32%
PRDO	B	0.0%	0.43%	0.0%
SKYW	B	0.86%	0.61%	0.61%
SPNT	A	0.47%	0.39%	0.39%
TPH	D	0.5%	0.33%	0.33%

SVAL Overweight 213 Positions Relative to DWAS

Symbol	Grade	Weight
EBC	B	0.96%
TILE	B	0.84%
LC	A	0.81%
ARIS	B	0.8%
HTLF	B	0.73%
GBCI	B	0.64%
UMBF	B	0.64%
FBK	B	0.64%
CXW	B	0.62%
CALM	A	0.61%
QCRH	A	0.61%
HSII	B	0.6%
TTMI	B	0.6%
SASR	B	0.58%
UVSP	B	0.58%
SEI	A	0.56%
HBNC	B	0.56%
CTBI	B	0.56%
LOB	B	0.55%
GABC	B	0.55%
AKR	B	0.55%
TMHC	B	0.54%
PFC	A	0.54%
DCOM	A	0.54%
STGW	B	0.52%
UVE	B	0.52%
BY	B	0.52%
NIC	B	0.52%
REZI	A	0.52%
HWC	B	0.52%
CNO	A	0.52%
GHC	C	0.52%
KFY	B	0.52%
SRCE	B	0.51%
ASB	B	0.51%
GMS	B	0.51%
FRME	B	0.51%
FMBH	B	0.51%
EFSC	B	0.51%
JAKK	C	0.5%
CNOB	B	0.5%
TOWN	B	0.5%
UBSI	B	0.49%
HOPE	B	0.49%
ONB	B	0.49%
TCBI	B	0.49%
UNFI	A	0.49%
TMP	B	0.49%
HOMB	A	0.48%
THFF	B	0.48%
BXC	B	0.48%
MTH	D	0.48%
INVA	D	0.48%
WASH	C	0.48%
TCBK	B	0.48%
PRG	C	0.47%
MCS	B	0.47%
AVNT	B	0.47%
STEL	A	0.46%
CFFN	B	0.46%
WAFD	B	0.46%
PGC	C	0.46%
NFBK	B	0.46%
RDN	C	0.45%
NMIH	D	0.45%
BUSE	B	0.45%
BZH	B	0.45%
LZB	B	0.45%
PEBO	A	0.45%
NTB	B	0.45%
FFIC	B	0.44%
CVLG	C	0.44%
SIG	B	0.44%
BCC	B	0.44%
OSBC	A	0.44%
CCS	D	0.43%
BANC	A	0.43%
VSTO	A	0.43%
CVBF	A	0.43%
FIBK	A	0.43%
ESGR	B	0.43%
UFPI	B	0.42%
FDP	B	0.42%
AMWD	C	0.42%
HCC	B	0.42%
ACT	D	0.41%
HTBK	A	0.41%
HUBG	A	0.41%
SBSI	B	0.4%
WKC	D	0.4%
SCS	C	0.39%
MGY	A	0.39%
OBK	B	0.39%
EGY	D	0.39%
ALE	A	0.39%
SXC	A	0.39%
VLY	B	0.38%
MD	B	0.38%
CEIX	A	0.38%
ESNT	D	0.38%
BNL	D	0.38%
METC	C	0.37%
ABG	B	0.37%
HTH	B	0.37%
NWE	B	0.37%
ARCB	C	0.36%
AEO	F	0.36%
FOR	F	0.36%
SM	B	0.36%
MNRO	D	0.35%
JBGS	D	0.35%
DEA	D	0.35%
NX	C	0.35%
REPX	A	0.35%
WERN	C	0.34%
CRC	B	0.34%
ATSG	B	0.34%
CAL	D	0.34%
AOSL	C	0.33%
GEF	A	0.33%
NOG	A	0.33%
STNG	F	0.33%
APLE	B	0.33%
WGO	C	0.33%
LCII	C	0.32%
ETD	C	0.32%
MLKN	D	0.32%
RLJ	C	0.32%
INSW	F	0.31%
ARCH	B	0.31%
ASIX	A	0.31%
LPG	F	0.31%
ARKO	C	0.3%
AMR	C	0.3%
ANDE	D	0.3%
RMR	F	0.3%
WNC	C	0.3%
HNRG	B	0.3%
IIIN	C	0.3%
HTLD	B	0.28%
SPTN	D	0.27%
KELYA	F	0.27%
LXU	B	0.27%
RYI	C	0.27%
HPK	B	0.27%
REI	D	0.26%
HP	B	0.26%
MUR	D	0.24%
THRY	F	0.24%
CLW	F	0.23%
WS	B	0.23%
TALO	C	0.23%
FLGT	F	0.22%
DK	C	0.22%
MTUS	C	0.22%
OIS	C	0.21%
VSH	D	0.21%
WOR	F	0.21%
ATKR	C	0.2%
TH	C	0.19%
CMT	D	0.19%
PTEN	C	0.19%
BRY	F	0.18%
ODP	F	0.18%
CVI	F	0.18%
RGP	F	0.18%
DAN	D	0.18%
TWI	F	0.17%
XRX	F	0.17%
TBI	F	0.16%
PARR	D	0.16%
HDSN	F	0.15%
CVGI	F	0.11%
BOOM	F	0.11%
JRVR	F	0.1%
MED	F	0.08%
DTC	F	0.07%
CATY	B	0.0%
GDOT	D	0.0%
PPBI	B	0.0%
EIG	B	0.0%
EGBN	B	0.0%
TRST	A	0.0%
SBCF	A	0.0%
WABC	B	0.0%
HMN	B	0.0%
BRKL	B	0.0%
RNST	B	0.0%
NWBI	B	0.0%
SFNC	B	0.0%
INDB	B	0.0%
FFBC	A	0.0%
BHLB	B	0.0%
FCF	A	0.0%
HAFC	A	0.0%
PFBC	B	0.0%
STBA	B	0.0%
NBTB	B	0.0%
WSFS	A	0.0%
HFWA	B	0.0%
NBHC	B	0.0%
VBTX	B	0.0%
STC	B	0.0%
FBNC	A	0.0%
BANR	B	0.0%
FULT	A	0.0%
TRMK	B	0.0%
CADE	B	0.0%
ABCB	B	0.0%
CPF	A	0.0%
AX	A	0.0%
PFS	B	0.0%
AUB	B	0.0%

SVAL Underweight 167 Positions Relative to DWAS

Symbol	Grade	Weight
LMB	A	-1.64%
STRL	B	-1.57%
MOD	A	-1.55%
ADMA	B	-1.49%
KNTK	B	-1.18%
COOP	B	-1.1%
NUVL	D	-1.02%
AMSC	B	-0.95%
CRS	A	-0.92%
SFM	A	-0.89%
CSWI	A	-0.88%
UFPT	B	-0.88%
DFIN	D	-0.85%
HRTG	C	-0.82%
BELFB	C	-0.8%
RNA	D	-0.79%
CVNA	B	-0.78%
GRBK	D	-0.78%
BYRN	B	-0.74%
USLM	A	-0.74%
OSCR	D	-0.7%
CECO	A	-0.7%
NBN	B	-0.7%
USAP	B	-0.68%
GPI	A	-0.66%
VCTR	B	-0.64%
RXST	F	-0.61%
RDW	B	-0.61%
ATI	D	-0.61%
AMRX	C	-0.6%
ENVA	B	-0.59%
PAY	B	-0.57%
AROC	B	-0.55%
HWKN	B	-0.54%
BMI	B	-0.54%
AGX	B	-0.53%
COMM	D	-0.52%
GVA	A	-0.51%
TPC	C	-0.51%
TDS	B	-0.49%
PCT	C	-0.49%
KRYS	B	-0.49%
VERX	B	-0.49%
PIPR	B	-0.49%
TRAK	B	-0.48%
IDCC	A	-0.48%
SKT	B	-0.48%
PRIM	A	-0.48%
ALSN	B	-0.47%
VSEC	C	-0.47%
JXN	C	-0.46%
CRVL	A	-0.46%
RUSHA	C	-0.46%
RDNT	B	-0.46%
CORT	B	-0.46%
QTWO	A	-0.45%
KTB	B	-0.45%
NECB	B	-0.45%
LPX	B	-0.44%
UTI	A	-0.44%
FSS	B	-0.44%
ROAD	A	-0.44%
AUR	C	-0.43%
HROW	D	-0.43%
BSIG	A	-0.43%
TGTX	B	-0.43%
SKY	A	-0.43%
APLT	B	-0.43%
LMAT	A	-0.42%
SLVM	B	-0.42%
SNEX	B	-0.42%
TVTX	B	-0.42%
AGYS	A	-0.42%
APOG	B	-0.42%
AVAV	D	-0.41%
ESQ	A	-0.41%
SXI	B	-0.41%
RYAN	B	-0.41%
NRIX	D	-0.41%
NRIM	A	-0.41%
ZETA	D	-0.41%
NGVC	A	-0.41%
WT	B	-0.41%
INBK	B	-0.41%
ALKT	B	-0.41%
MLR	B	-0.4%
FRPT	B	-0.4%
AGM	C	-0.4%
RYTM	C	-0.4%
PRCT	B	-0.4%
BBSI	B	-0.4%
RYAM	C	-0.4%
GKOS	B	-0.4%
R	B	-0.4%
MMSI	B	-0.4%
ACVA	B	-0.39%
RSI	B	-0.39%
AMAL	B	-0.39%
BDC	B	-0.39%
MOG.A	B	-0.39%
HURN	B	-0.39%
WEAV	B	-0.39%
CVLT	B	-0.39%
BGC	C	-0.39%
NPO	A	-0.38%
CVCO	A	-0.38%
OCUL	D	-0.38%
REVG	B	-0.38%
SLG	B	-0.38%
GOLF	B	-0.38%
INSM	C	-0.37%
DY	D	-0.37%
WLDN	D	-0.37%
PBI	B	-0.37%
TBBK	B	-0.37%
AXSM	B	-0.37%
VNO	B	-0.37%
AVAH	B	-0.37%
IMNM	F	-0.37%
DSGR	D	-0.36%
SMTC	B	-0.36%
NMRK	B	-0.36%
CRNX	C	-0.36%
KEX	C	-0.36%
SAVA	D	-0.35%
MTG	C	-0.35%
CDMO	B	-0.35%
BVS	D	-0.35%
CBT	C	-0.35%
ALHC	C	-0.35%
TREE	F	-0.34%
AQST	D	-0.34%
GIII	D	-0.34%
PLCE	C	-0.34%
CXT	B	-0.34%
SERA	F	-0.34%
CDE	D	-0.34%
AXGN	D	-0.33%
SWIM	C	-0.33%
TWST	D	-0.33%
PI	D	-0.33%
PNTG	D	-0.33%
KYMR	D	-0.33%
PTGX	C	-0.32%
GCI	D	-0.32%
VRNS	D	-0.32%
ICFI	F	-0.31%
COGT	D	-0.3%
ALDX	D	-0.29%
MG	D	-0.29%
THRD	D	-0.29%
BOOT	D	-0.29%
MEC	D	-0.29%
LSEA	D	-0.28%
ATRO	D	-0.28%
DFH	D	-0.28%
PLUS	F	-0.28%
BKD	D	-0.27%
HBB	F	-0.25%
UWMC	D	-0.25%
RKT	F	-0.25%
MAX	F	-0.24%
TNDM	F	-0.23%
RDFN	D	-0.22%
IGMS	F	-0.19%
PHAT	F	-0.17%
NOVA	F	-0.12%