FYX vs. VFH ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to Vanguard Financials ETF - DNQ (VFH)
FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$100.66

Average Daily Volume

23,142

Number of Holdings *

494

* may have additional holdings in another (foreign) market
VFH

Vanguard Financials ETF - DNQ

VFH Description The investment seeks to track the performance of a benchmark index. The fund employs an indexing investment approach designed to track the performance of the MSCI US Investable Market Index (IMI)/Financials 25/50, an index made up of stocks of large, mid-size, and small U.S. companies within the financials sector, as classified under the Global Industry Classification Standard (GICS). It attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$110.75

Average Daily Volume

302,277

Number of Holdings *

373

* may have additional holdings in another (foreign) market
Performance
Period FYX VFH
30 Days 5.75% 4.16%
60 Days 3.90% 5.94%
90 Days 12.73% 11.10%
12 Months 24.82% 34.96%
99 Overlapping Holdings
Symbol Grade Weight in FYX Weight in VFH Overlap
ABR B 0.24% 0.04% 0.04%
AGM D 0.19% 0.03% 0.03%
APAM C 0.06% 0.04% 0.04%
ARI F 0.06% 0.02% 0.02%
ASB D 0.12% 0.05% 0.05%
AUB D 0.2% 0.05% 0.05%
AX D 0.26% 0.05% 0.05%
BANF B 0.14% 0.03% 0.03%
BANR B 0.27% 0.03% 0.03%
BHLB B 0.07% 0.02% 0.02%
BKU C 0.29% 0.04% 0.04%
BOH D 0.07% 0.04% 0.04%
BUSE C 0.19% 0.02% 0.02%
CASH B 0.21% 0.02% 0.02%
CATY C 0.26% 0.04% 0.04%
CBU C 0.15% 0.04% 0.04%
CHCO B 0.2% 0.02% 0.02%
CMTG D 0.06% 0.01% 0.01%
CNO B 0.29% 0.05% 0.05%
CUBI F 0.3% 0.02% 0.02%
CVBF D 0.18% 0.04% 0.04%
DFIN B 0.2% 0.03% 0.03%
EBC B 0.34% 0.05% 0.05%
EFSC C 0.3% 0.03% 0.03%
EIG C 0.34% 0.02% 0.02%
ENVA C 0.3% 0.03% 0.03%
FBK B 0.14% 0.02% 0.02%
FBNC B 0.23% 0.02% 0.02%
FBP C 0.13% 0.05% 0.05%
FCF C 0.29% 0.02% 0.02%
FFBC D 0.27% 0.03% 0.03%
FHB D 0.2% 0.04% 0.04%
FHI A 0.25% 0.04% 0.04%
FIBK B 0.19% 0.04% 0.04%
FRME D 0.26% 0.03% 0.03%
FULT D 0.19% 0.05% 0.05%
GNW B 0.13% 0.04% 0.04%
HASI C 0.21% 0.05% 0.05%
HMN D 0.12% 0.02% 0.02%
HOPE B 0.2% 0.02% 0.02%
HTH C 0.12% 0.02% 0.02%
IBOC D 0.25% 0.05% 0.05%
INDB C 0.28% 0.04% 0.04%
LADR C 0.06% 0.02% 0.02%
LKFN C 0.13% 0.02% 0.02%
LMND D 0.07% 0.01% 0.01%
LOB B 0.15% 0.02% 0.02%
MBIN D 0.25% 0.01% 0.01%
MCY D 0.2% 0.03% 0.03%
NAVI C 0.26% 0.02% 0.02%
NBHC D 0.19% 0.02% 0.02%
NBTB D 0.14% 0.03% 0.03%
NIC C 0.21% 0.02% 0.02%
NMIH B 0.35% 0.04% 0.04%
NNI B 0.13% 0.02% 0.02%
NWBI C 0.27% 0.02% 0.02%
OCFC B 0.26% 0.01% 0.01%
OFG C 0.21% 0.03% 0.03%
OSCR B 0.4% 0.04% 0.04%
PEBO C 0.24% 0.01% 0.01%
PFBC D 0.25% 0.01% 0.01%
PFS B 0.15% 0.03% 0.03%
PIPR B 0.07% 0.07% 0.07%
PJT B 0.34% 0.04% 0.04%
PLMR C 0.28% 0.03% 0.03%
PMT C 0.18% 0.02% 0.02%
PPBI D 0.06% 0.03% 0.03%
PRG A 0.39% 0.03% 0.03%
PRK C 0.07% 0.04% 0.04%
RC F 0.28% 0.02% 0.02%
RKT C 0.08% 0.03% 0.03%
RNST D 0.25% 0.03% 0.03%
SAFT D 0.13% 0.02% 0.02%
SASR B 0.23% 0.02% 0.02%
SBCF C 0.2% 0.03% 0.03%
SFNC B 0.21% 0.04% 0.04%
SKWD C 0.26% 0.02% 0.02%
SNEX B 0.19% 0.03% 0.03%
SPNT C 0.35% 0.02% 0.02%
SRCE D 0.2% 0.02% 0.02%
STBA B 0.3% 0.02% 0.02%
STC B 0.14% 0.03% 0.03%
SYBT A 0.21% 0.02% 0.02%
TBBK B 0.31% 0.04% 0.04%
TCBI B 0.14% 0.04% 0.04%
TCBK D 0.19% 0.02% 0.02%
TOWN B 0.22% 0.04% 0.04%
TPG B 0.16% 0.05% 0.05%
TRMK C 0.19% 0.03% 0.03%
UCBI B 0.2% 0.05% 0.05%
VBTX B 0.21% 0.02% 0.02%
VCTR B 0.2% 0.03% 0.03%
VIRT C 0.08% 0.04% 0.04%
VRTS F 0.16% 0.02% 0.02%
WABC D 0.12% 0.02% 0.02%
WAFD C 0.22% 0.04% 0.04%
WD B 0.13% 0.05% 0.05%
WSBC D 0.26% 0.03% 0.03%
WSFS D 0.2% 0.05% 0.05%
FYX Overweight 395 Positions Relative to VFH
Symbol Grade Weight
SMMT C 0.64%
ADMA B 0.48%
ZETA C 0.46%
ALHC C 0.45%
PRCT C 0.4%
PTGX C 0.4%
CNK C 0.4%
CRS B 0.39%
HWKN C 0.39%
HE F 0.38%
SATS C 0.38%
CCS B 0.37%
PI B 0.36%
QTWO A 0.36%
INVA B 0.36%
GVA B 0.36%
MIRM D 0.36%
ROAD B 0.35%
LRN B 0.35%
OLPX C 0.35%
PHIN B 0.35%
BNL B 0.35%
BZH B 0.35%
POWL C 0.35%
SBH B 0.35%
NWE B 0.34%
CNX B 0.34%
TDS C 0.34%
USLM B 0.34%
SGBX F 0.34%
IESC D 0.34%
CALM A 0.34%
ATSG D 0.33%
WMK C 0.33%
LZB C 0.33%
REVG D 0.33%
SMTC C 0.33%
AVA C 0.33%
NWN C 0.33%
DY B 0.33%
UAA C 0.33%
STRL B 0.32%
AGIO C 0.32%
GEF D 0.32%
IMKTA D 0.32%
GERN D 0.32%
SPB C 0.32%
ATGE D 0.32%
UVV D 0.32%
KRYS D 0.32%
AMRX B 0.32%
GHC B 0.32%
SR B 0.32%
HPP D 0.31%
PRDO D 0.31%
OSW C 0.31%
GDEN D 0.31%
TRN D 0.31%
ALKT D 0.31%
AZZ D 0.3%
CXW F 0.3%
HIW B 0.3%
CSWI B 0.3%
TMDX D 0.3%
KOP F 0.3%
TGNA D 0.3%
ITRI C 0.3%
AAT B 0.29%
AROC D 0.29%
OMCL C 0.29%
BKD D 0.29%
ACIW C 0.29%
LGIH C 0.29%
LGND C 0.29%
NX F 0.29%
IDCC C 0.28%
RDNT B 0.28%
GES F 0.28%
CRC C 0.28%
CEIX D 0.28%
CABO F 0.28%
UFPT B 0.28%
JBT D 0.28%
SKYW C 0.28%
RYI D 0.28%
RLJ D 0.28%
SCHL D 0.27%
BRC C 0.27%
KTOS C 0.27%
MCRI C 0.27%
CORT C 0.27%
ICUI B 0.27%
ICFI B 0.27%
SNDR B 0.27%
CRI D 0.27%
TWST D 0.27%
RXST C 0.27%
COLL C 0.27%
EPAC B 0.26%
WHD C 0.26%
FTDR B 0.26%
KMT B 0.26%
KSS F 0.26%
JWN C 0.26%
OMI D 0.26%
LMAT C 0.26%
DNOW D 0.26%
NMRK A 0.26%
TNDM C 0.26%
UNF C 0.26%
WERN D 0.25%
ARCH F 0.25%
HUBG C 0.25%
SCS D 0.25%
ALGT F 0.25%
BXC D 0.25%
AGYS D 0.24%
LILAK D 0.24%
ABM D 0.24%
CENTA F 0.24%
KN D 0.24%
HIMS D 0.24%
MLKN D 0.24%
VERX D 0.24%
HLX F 0.24%
SAH D 0.24%
ADNT F 0.24%
USM C 0.24%
VSH F 0.24%
WGO D 0.24%
NHI C 0.23%
MATW F 0.23%
ANDE D 0.23%
GBX C 0.23%
CRK D 0.23%
TNL D 0.23%
BCRX C 0.23%
REZI D 0.23%
VSCO C 0.23%
ROIC C 0.23%
HTZ F 0.23%
SBRA C 0.22%
WRBY D 0.22%
GTY B 0.22%
ECVT F 0.22%
PLUS A 0.22%
RYTM B 0.22%
TALO D 0.22%
CBZ F 0.22%
EPC F 0.22%
SLG C 0.22%
PATK B 0.22%
PARR F 0.22%
CMPR F 0.22%
DORM B 0.22%
MRTN D 0.22%
DEI B 0.22%
LPG F 0.21%
BKE B 0.21%
AMN F 0.21%
NHC D 0.21%
ADV C 0.21%
UE B 0.21%
NSA B 0.21%
CRDO D 0.21%
IIPR B 0.21%
CMCO F 0.21%
PDCO F 0.21%
DSGR B 0.21%
MSGE B 0.21%
HURN C 0.2%
MYGN C 0.2%
PRIM B 0.2%
BOWL F 0.2%
VAC F 0.2%
SLVM B 0.2%
CTOS F 0.2%
DEA B 0.2%
CWT C 0.2%
INSW D 0.2%
ARDX D 0.2%
SSTK F 0.2%
DIOD F 0.2%
PNM B 0.2%
KLG C 0.2%
LAUR C 0.19%
SPR D 0.19%
DAN F 0.19%
OSIS D 0.19%
CENX D 0.19%
JELD D 0.19%
EQC C 0.19%
ALX B 0.19%
PBH B 0.19%
PSMT B 0.19%
PTCT C 0.19%
OI D 0.19%
SJW C 0.19%
PTVE D 0.18%
NSSC F 0.18%
ODP F 0.18%
HTLD D 0.18%
CHGG F 0.18%
TRS D 0.18%
OEC F 0.18%
KYMR C 0.18%
ENV C 0.18%
JJSF C 0.18%
APOG B 0.18%
AESI C 0.18%
GFF D 0.18%
MGNI D 0.18%
DOCS B 0.17%
ARCB D 0.17%
XHR B 0.17%
KOS F 0.17%
TGLS B 0.16%
VECO F 0.16%
CARS D 0.16%
ZD D 0.16%
CBRL D 0.16%
FDP C 0.16%
CPRX B 0.16%
GEO F 0.16%
LTH B 0.16%
GRBK B 0.16%
TGI F 0.16%
CAL F 0.16%
MIR D 0.16%
HELE D 0.15%
CVCO A 0.15%
ENVX F 0.15%
NABL D 0.15%
BROS D 0.15%
MODG F 0.15%
MRUS D 0.15%
FLNC C 0.15%
AKR B 0.15%
CSGS C 0.14%
HNI C 0.14%
SHAK C 0.14%
SABR D 0.14%
CPK B 0.14%
THS C 0.14%
CRNX C 0.14%
FOXF D 0.14%
CWEN C 0.14%
ALEX B 0.14%
GOGO F 0.14%
JBGS C 0.14%
KALU F 0.14%
PAR B 0.14%
VSAT F 0.14%
SHOO B 0.13%
CDRE C 0.13%
KNTK B 0.13%
JOE C 0.13%
PRGS C 0.13%
FORM F 0.13%
BDC B 0.13%
LTC C 0.13%
AIV B 0.13%
CARG B 0.13%
LXP B 0.13%
MLNK C 0.13%
ACVA B 0.13%
LCII C 0.13%
ESRT B 0.13%
CNXN B 0.13%
GIII C 0.13%
LNN D 0.12%
GBDC C 0.12%
EAT A 0.12%
ENOV D 0.12%
OII D 0.12%
NVEE F 0.12%
RRR D 0.12%
AIN D 0.12%
SWI B 0.12%
KFY B 0.12%
ZUO F 0.11%
XRX D 0.11%
ANIP D 0.11%
GH D 0.11%
PCRX F 0.11%
FWRD C 0.11%
CTS D 0.11%
SHEN F 0.11%
THR D 0.11%
PK D 0.11%
TNC F 0.11%
TTMI D 0.11%
WOR D 0.11%
THRM D 0.11%
GPOR D 0.11%
PDFS F 0.1%
YOU C 0.1%
BLMN F 0.1%
ROG F 0.1%
STRA F 0.1%
MTX F 0.1%
IOSP D 0.1%
SCL F 0.1%
VCYT B 0.09%
VGR B 0.09%
RKLB C 0.09%
GO F 0.09%
PDFS F 0.09%
DK F 0.09%
JBI F 0.09%
UMH C 0.08%
HRMY B 0.08%
CWAN B 0.08%
DFH C 0.08%
ASTH B 0.08%
HI F 0.08%
HLF F 0.08%
DRVN C 0.07%
MP D 0.07%
PRVA F 0.07%
EXTR C 0.07%
ADUS B 0.07%
VICR D 0.07%
MWA B 0.07%
HAYW C 0.07%
KW C 0.07%
ESE B 0.07%
CLBK C 0.07%
CLDX C 0.07%
SITM B 0.07%
SUPN C 0.07%
DOCN A 0.07%
SKT B 0.07%
BMBL F 0.07%
BOOT A 0.07%
OUT C 0.07%
IVT B 0.07%
FA B 0.07%
INTA A 0.07%
PLXS A 0.07%
FCPT C 0.07%
IART F 0.07%
CTRE C 0.07%
YELP F 0.06%
GTX F 0.06%
PEB D 0.06%
CAKE D 0.06%
FOR C 0.06%
NARI F 0.06%
ETWO C 0.06%
SHO C 0.06%
VCEL D 0.06%
HEES D 0.06%
ENR D 0.06%
ROCK D 0.06%
AMC F 0.06%
SXT C 0.06%
KFRC D 0.06%
LEVI C 0.06%
DRH C 0.06%
AGL F 0.06%
ALG D 0.06%
ATUS C 0.06%
CHEF D 0.06%
SMG C 0.06%
GIC D 0.06%
SXI C 0.06%
LEG D 0.06%
PINC C 0.06%
TR C 0.06%
VSTO C 0.06%
PGRE C 0.06%
NTCT C 0.06%
DNUT D 0.06%
TRIP F 0.05%
XPRO F 0.05%
GPRE F 0.05%
VRNT F 0.05%
TDOC D 0.05%
AI F 0.05%
EYE F 0.05%
PLAY F 0.05%
RAMP F 0.05%
OXM F 0.05%
HLIO D 0.05%
BE F 0.05%
ALRM F 0.05%
FWRG F 0.05%
B D 0.05%
FTRE D 0.05%
AIR C 0.05%
CLSK F 0.04%
MYRG F 0.04%
COHU F 0.04%
CRSR F 0.03%
FYX Underweight 274 Positions Relative to VFH
Symbol Grade Weight
JPM D -8.94%
BRK.A C -8.72%
MA B -5.55%
V C -4.12%
BAC D -3.97%
WFC D -2.82%
GS C -2.28%
SPGI B -2.27%
AXP B -2.06%
PGR B -2.04%
BLK B -1.85%
MS D -1.75%
C D -1.65%
MMC C -1.55%
CB B -1.52%
BX B -1.41%
SCHW D -1.36%
ICE C -1.28%
MCO B -1.11%
KKR B -1.06%
PNC B -1.02%
USB B -1.02%
PYPL B -1.0%
AON B -0.93%
AJG D -0.88%
TFC C -0.82%
AFL C -0.82%
COF B -0.78%
TRV C -0.72%
AIG D -0.71%
BK B -0.7%
ALL B -0.69%
MET B -0.65%
MSCI C -0.64%
APO C -0.64%
FIS B -0.63%
AMP A -0.62%
PRU C -0.6%
ACGL C -0.59%
SQ D -0.51%
HIG B -0.48%
DFS C -0.48%
COIN F -0.48%
NDAQ A -0.43%
WTW C -0.41%
MTB B -0.4%
FITB B -0.4%
GPN D -0.39%
ARES B -0.38%
STT B -0.36%
BRO C -0.35%
RJF C -0.33%
TROW D -0.33%
CINF C -0.3%
RF B -0.3%
CBOE C -0.3%
HBAN B -0.3%
FCNCA D -0.29%
MKL C -0.29%
CPAY B -0.29%
SYF C -0.28%
CFG C -0.27%
NTRS A -0.26%
PFG B -0.26%
WRB C -0.25%
EG C -0.24%
LPLA D -0.23%
FDS C -0.22%
KEY B -0.22%
FNF B -0.21%
L C -0.21%
RGA C -0.2%
RNR C -0.19%
TW B -0.19%
EQH C -0.19%
ERIE B -0.18%
IBKR B -0.18%
JKHY B -0.17%
EWBC D -0.16%
ALLY F -0.16%
UNM B -0.15%
HOOD C -0.15%
KNSL C -0.15%
JEF B -0.14%
AIZ B -0.14%
AFRM C -0.14%
SF A -0.13%
PRI B -0.13%
FHN D -0.13%
MKTX C -0.13%
ORI B -0.13%
CG D -0.13%
AFG B -0.13%
GL C -0.13%
WAL B -0.12%
MORN C -0.12%
EVR A -0.12%
TOST C -0.12%
PNFP B -0.11%
CBSH C -0.11%
SOFI C -0.11%
WEX C -0.11%
CRBG D -0.11%
WBS D -0.11%
HLI B -0.11%
OWL C -0.11%
JXN A -0.1%
CFR C -0.1%
PB B -0.1%
VOYA B -0.1%
WTFC C -0.1%
ZION D -0.1%
SSB B -0.1%
BPOP C -0.1%
AGNC B -0.1%
SEIC C -0.1%
CMA B -0.1%
STWD A -0.09%
RLI B -0.09%
ONB C -0.09%
AXS B -0.09%
RYAN D -0.09%
FAF B -0.09%
SNV C -0.09%
MTG B -0.09%
ESNT B -0.09%
LNC D -0.08%
RDN C -0.08%
SIGI D -0.08%
AMG C -0.08%
IVZ B -0.08%
BEN F -0.08%
HLNE B -0.08%
CADE C -0.08%
OMF D -0.08%
COOP C -0.08%
MC B -0.07%
WTM D -0.07%
UMBF B -0.07%
JHG B -0.07%
UBSI B -0.07%
THG B -0.07%
COLB B -0.07%
HOMB B -0.07%
GBCI B -0.07%
FNB C -0.07%
KMPR D -0.06%
ABCB B -0.06%
AGO C -0.06%
WU F -0.06%
SFBS B -0.06%
SLM D -0.06%
FFIN B -0.06%
OZK D -0.06%
HWC D -0.06%
FOUR C -0.06%
EEFT D -0.06%
PFSI C -0.06%
BGC B -0.05%
VLY C -0.05%
ESGR D -0.05%
BHF F -0.04%
BXMT C -0.04%
BOKF B -0.04%
CACC F -0.04%
UPST C -0.04%
STEP B -0.04%
NATL D -0.03%
FLYW F -0.03%
BANC B -0.03%
GSHD C -0.03%
MQ F -0.03%
IBTX B -0.03%
EVTC D -0.03%
HTLF B -0.03%
CNS B -0.03%
EFC B -0.02%
CNNE D -0.02%
ECPG D -0.02%
GABC C -0.02%
QCRH B -0.02%
LC D -0.02%
CODI D -0.02%
TRUP C -0.02%
FRHC B -0.02%
FFWM D -0.01%
FFIC C -0.01%
KRNY C -0.01%
PAY D -0.01%
HIFS B -0.01%
WRLD D -0.01%
CARE B -0.01%
SMBK A -0.01%
SPFI B -0.01%
DHIL C -0.01%
UFCS D -0.01%
MPB B -0.01%
PGC C -0.01%
PX C -0.01%
TIPT B -0.01%
MSBI D -0.01%
BHB A -0.01%
CCBG B -0.01%
NRDS F -0.01%
MCB C -0.01%
THFF B -0.01%
NFBK C -0.01%
CCNE C -0.01%
HONE C -0.01%
TRTX C -0.01%
GDOT C -0.01%
AROW D -0.01%
IIIV D -0.01%
AMBC D -0.01%
AMAL B -0.01%
WASH B -0.01%
CASS C -0.01%
EQBK B -0.01%
SMBC C -0.01%
GSBC D -0.01%
LPRO D -0.01%
CAC C -0.01%
FMNB B -0.01%
CCB B -0.01%
BFST B -0.01%
UVE C -0.01%
IMXI D -0.01%
HAFC C -0.01%
HTBK C -0.01%
EGBN C -0.01%
EZPW D -0.01%
AMTB D -0.01%
PRA C -0.01%
TRST C -0.01%
TREE C -0.01%
RPAY F -0.01%
HBNC B -0.01%
KREF B -0.01%
IBCP B -0.01%
MBWM D -0.01%
BSIG B -0.01%
BY D -0.01%
FCBC A -0.01%
CPF B -0.01%
OSBC C -0.01%
CFB D -0.01%
TMP C -0.01%
CTBI B -0.01%
CFFN D -0.01%
BRSP D -0.01%
HFWA C -0.01%
FMBH B -0.01%
UVSP B -0.01%
HCI C -0.01%
UWMC D -0.01%
PRAA D -0.01%
PFC C -0.01%
DCOM B -0.01%
BRKL C -0.01%
BFC B -0.01%
CNOB B -0.01%
DX B -0.01%
SBSI B -0.01%
AMSF C -0.01%
OBK D -0.01%
RWT B -0.01%
FBMS B -0.01%
RILY F -0.0%
AC C -0.0%
DGICA B -0.0%
JRVR F -0.0%
HMST C -0.0%
BMRC C -0.0%
ACRE C -0.0%
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