FYT vs. SAA ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to ProShares Ultra SmallCap600 (SAA)
FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings *

256

* may have additional holdings in another (foreign) market
SAA

ProShares Ultra SmallCap600

SAA Description The investment seeks daily investment results that correspond to two times (2x) the daily performance of the S&P SmallCap 600®. The fund invests in securities and derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as two times (2x) the daily return of the index. The index is a measure of small-cap company U.S. stock market performance. It is a float-adjusted, market capitalization-weighted index of 600 U.S. operating companies selected through a process that factors in criteria such as liquidity, price, market capitalization, financial viability and public float. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$30.56

Average Daily Volume

9,104

Number of Holdings *

586

* may have additional holdings in another (foreign) market
Performance
Period FYT SAA
30 Days 9.77% 17.53%
60 Days 7.74% 13.44%
90 Days 6.59% 13.53%
12 Months 25.70% 54.51%
179 Overlapping Holdings
Symbol Grade Weight in FYT Weight in SAA Overlap
ABM B 0.26% 0.17% 0.17%
ABR C 0.47% 0.14% 0.14%
ADNT F 0.44% 0.09% 0.09%
AIN C 0.11% 0.13% 0.11%
AIR B 0.12% 0.12% 0.12%
ALEX C 0.24% 0.07% 0.07%
ALG B 0.39% 0.1% 0.1%
AMN F 0.28% 0.05% 0.05%
AMWD C 0.51% 0.07% 0.07%
ANDE D 0.46% 0.08% 0.08%
APLE B 0.64% 0.17% 0.17%
ARCB C 0.37% 0.13% 0.13%
ARI C 0.24% 0.06% 0.06%
AVA A 0.59% 0.15% 0.15%
AVNS F 0.19% 0.04% 0.04%
BANR B 0.44% 0.12% 0.12%
BFH B 0.73% 0.14% 0.14%
BHE B 0.26% 0.08% 0.08%
BHLB B 0.14% 0.06% 0.06%
BKE B 0.4% 0.07% 0.07%
BKU A 0.4% 0.15% 0.15%
BLMN F 0.1% 0.05% 0.05%
BTU B 0.62% 0.16% 0.16%
CABO C 0.71% 0.09% 0.09%
CAL D 0.56% 0.05% 0.05%
CASH A 0.44% 0.1% 0.1%
CATY B 0.43% 0.18% 0.18%
CBU B 0.14% 0.18% 0.14%
CCS D 0.52% 0.12% 0.12%
CENTA C 0.49% 0.08% 0.08%
CNMD C 0.12% 0.11% 0.11%
CNXN C 0.11% 0.04% 0.04%
CRGY B 0.62% 0.11% 0.11%
CRK B 0.43% 0.06% 0.06%
CSGS B 0.27% 0.08% 0.08%
CUBI C 0.72% 0.08% 0.08%
CVBF A 0.46% 0.15% 0.15%
CVCO A 0.13% 0.19% 0.13%
CVI F 0.5% 0.03% 0.03%
CWEN C 0.11% 0.11% 0.11%
CWEN C 0.11% 0.05% 0.05%
CXW B 1.03% 0.12% 0.12%
DAN D 0.39% 0.05% 0.05%
DEA D 0.23% 0.06% 0.06%
DEI B 0.13% 0.15% 0.13%
DFIN D 0.23% 0.08% 0.08%
DNOW B 0.69% 0.08% 0.08%
DRH B 0.51% 0.09% 0.09%
EIG B 0.68% 0.07% 0.07%
EPC D 0.59% 0.09% 0.09%
EVTC B 0.12% 0.11% 0.11%
FBK B 0.14% 0.09% 0.09%
FBNC A 0.27% 0.09% 0.09%
FCF A 0.39% 0.09% 0.09%
FDP B 0.14% 0.06% 0.06%
FFBC A 0.56% 0.14% 0.14%
FHB A 0.29% 0.17% 0.17%
FOXF F 0.19% 0.07% 0.07%
FULT A 0.42% 0.19% 0.19%
GBX A 0.79% 0.1% 0.1%
GEO B 0.5% 0.18% 0.18%
GES F 0.51% 0.02% 0.02%
GIII D 0.62% 0.06% 0.06%
GNW A 0.13% 0.16% 0.13%
GO C 0.25% 0.09% 0.09%
GOGO C 0.27% 0.02% 0.02%
GPRE F 0.1% 0.03% 0.03%
GRBK D 0.3% 0.1% 0.1%
HAYW B 0.12% 0.11% 0.11%
HELE C 0.65% 0.07% 0.07%
HIW D 0.46% 0.16% 0.16%
HMN B 0.29% 0.08% 0.08%
HOPE B 0.39% 0.08% 0.08%
HTH B 0.25% 0.07% 0.07%
HTZ C 0.76% 0.03% 0.03%
HUBG A 0.39% 0.15% 0.15%
IART C 0.63% 0.07% 0.07%
INDB B 0.59% 0.15% 0.15%
INVA D 0.61% 0.05% 0.05%
IOSP B 0.26% 0.14% 0.14%
JBGS D 0.11% 0.06% 0.06%
JBT B 0.73% 0.19% 0.19%
KALU C 0.4% 0.06% 0.06%
KAR B 0.28% 0.11% 0.11%
KLG C 0.36% 0.06% 0.06%
KMT B 0.68% 0.11% 0.11%
KSS F 0.54% 0.1% 0.1%
KWR C 0.24% 0.11% 0.11%
LCII C 0.23% 0.14% 0.14%
LGIH D 0.32% 0.1% 0.1%
LNN B 0.24% 0.07% 0.07%
LXP D 0.11% 0.13% 0.11%
LZB B 0.49% 0.09% 0.09%
MCRI A 0.38% 0.05% 0.05%
MCW B 0.15% 0.04% 0.04%
MGPI F 0.15% 0.03% 0.03%
MLKN D 0.47% 0.08% 0.08%
MODG F 0.37% 0.06% 0.06%
MRTN C 0.35% 0.05% 0.05%
MSEX B 0.12% 0.06% 0.06%
MTRN C 0.13% 0.12% 0.12%
MTX B 0.26% 0.13% 0.13%
MYRG B 0.18% 0.12% 0.12%
NAVI C 0.48% 0.06% 0.06%
NBTB B 0.13% 0.11% 0.11%
NVEE F 0.12% 0.06% 0.06%
NWBI B 0.27% 0.09% 0.09%
NWN A 0.49% 0.08% 0.08%
NX C 0.39% 0.07% 0.07%
ODP F 0.21% 0.04% 0.04%
OFG B 0.24% 0.1% 0.1%
OI C 0.12% 0.1% 0.1%
OMI F 0.28% 0.04% 0.04%
OXM D 0.11% 0.06% 0.06%
PARR D 0.61% 0.05% 0.05%
PATK D 0.22% 0.14% 0.14%
PBH A 0.28% 0.2% 0.2%
PDCO D 0.44% 0.08% 0.08%
PEB D 0.33% 0.07% 0.07%
PFBC B 0.42% 0.06% 0.06%
PFS B 0.14% 0.14% 0.14%
PHIN A 0.55% 0.11% 0.11%
PINC B 0.69% 0.12% 0.12%
PLAB C 0.61% 0.07% 0.07%
PLUS F 0.1% 0.1% 0.1%
PPBI B 0.13% 0.13% 0.13%
PRDO B 0.58% 0.08% 0.08%
PRG C 0.48% 0.1% 0.1%
PSMT C 0.23% 0.11% 0.11%
RC D 0.11% 0.06% 0.06%
RES D 0.57% 0.02% 0.02%
REZI A 0.62% 0.19% 0.19%
RNST B 0.41% 0.12% 0.12%
ROCK C 0.25% 0.11% 0.11%
ROG D 0.22% 0.09% 0.09%
ROIC A 0.13% 0.11% 0.11%
SAFT C 0.12% 0.06% 0.06%
SAH A 0.54% 0.05% 0.05%
SBCF A 0.27% 0.12% 0.12%
SBH C 0.5% 0.07% 0.07%
SCL C 0.24% 0.08% 0.08%
SCSC B 0.5% 0.06% 0.06%
SCVL F 0.3% 0.03% 0.03%
SFNC B 0.41% 0.15% 0.15%
SHEN F 0.23% 0.03% 0.03%
SHO C 0.6% 0.1% 0.1%
SHOO D 0.11% 0.15% 0.11%
SJW D 0.33% 0.08% 0.08%
SNDR B 0.39% 0.07% 0.07%
SNEX B 0.29% 0.14% 0.14%
SPNT A 0.62% 0.07% 0.07%
SSTK F 0.32% 0.04% 0.04%
STBA B 0.25% 0.08% 0.08%
STC B 0.12% 0.1% 0.1%
TALO C 0.69% 0.07% 0.07%
TDS B 0.64% 0.15% 0.15%
TGNA B 0.7% 0.14% 0.14%
THRM D 0.23% 0.07% 0.07%
TRMK B 0.59% 0.11% 0.11%
TTMI B 0.32% 0.12% 0.12%
UNF B 0.36% 0.14% 0.14%
UPBD B 0.12% 0.08% 0.08%
UVV B 0.61% 0.07% 0.07%
VBTX B 0.4% 0.08% 0.08%
VRTS B 0.41% 0.08% 0.08%
VSAT F 0.32% 0.03% 0.03%
VSCO B 0.5% 0.14% 0.14%
VSTS C 0.46% 0.08% 0.08%
VTLE C 0.71% 0.04% 0.04%
WAFD B 0.26% 0.15% 0.15%
WERN C 0.37% 0.12% 0.12%
WGO C 0.38% 0.08% 0.08%
WKC D 0.55% 0.08% 0.08%
WS B 0.62% 0.07% 0.07%
WSFS A 0.41% 0.17% 0.17%
XHR B 0.37% 0.07% 0.07%
XPEL C 0.13% 0.05% 0.05%
XRX F 0.39% 0.05% 0.05%
ZD C 0.58% 0.12% 0.12%
FYT Overweight 78 Positions Relative to SAA
Symbol Grade Weight
RIOT C 0.98%
BMBL C 0.79%
CTOS C 0.72%
ECVT C 0.72%
ULH B 0.69%
GEF A 0.66%
GPOR B 0.65%
PK B 0.64%
RLJ C 0.64%
GT C 0.64%
VAC B 0.62%
KOS F 0.62%
VC D 0.59%
IMKTA C 0.59%
PEBO A 0.58%
BY B 0.57%
GHC C 0.56%
FOR F 0.56%
USM B 0.55%
EBC B 0.55%
DBRG F 0.54%
WMK C 0.53%
VSH D 0.52%
MRC B 0.52%
SEB F 0.52%
HOV D 0.51%
CMCO B 0.51%
EQC B 0.49%
BV B 0.49%
LADR B 0.49%
NWE B 0.47%
OEC C 0.47%
SASR B 0.44%
BNL D 0.44%
PLYA B 0.44%
WSBC A 0.43%
FRME B 0.42%
HY D 0.41%
EFSC B 0.41%
LAUR A 0.4%
TCBK B 0.4%
FIBK A 0.39%
SRCE B 0.39%
PTVE B 0.38%
BUSE B 0.37%
IPGP D 0.36%
SPB C 0.35%
LILAK D 0.33%
LC A 0.32%
CAR C 0.3%
ASB B 0.3%
NIC B 0.29%
CRI D 0.29%
FHI A 0.28%
DFH D 0.28%
ENOV C 0.26%
TOWN B 0.26%
HLF C 0.26%
DK C 0.25%
SYNA C 0.24%
CXT B 0.24%
YETI C 0.23%
UPWK B 0.17%
TCBI B 0.15%
BHF B 0.14%
HLIO B 0.13%
IVT B 0.13%
SAM C 0.13%
KFRC D 0.12%
NNI D 0.12%
NMRK B 0.12%
PGRE F 0.12%
MSGE F 0.11%
CMTG F 0.11%
SHLS F 0.11%
CC C 0.11%
GIC D 0.1%
OLPX D 0.09%
FYT Underweight 407 Positions Relative to SAA
Symbol Grade Weight
MLI C -0.51%
CMA A -0.45%
CRS A -0.44%
LUMN C -0.41%
JXN C -0.38%
RHI B -0.37%
GKOS B -0.37%
BBWI D -0.35%
ATI D -0.35%
CSWI A -0.34%
ALK C -0.33%
AWI A -0.33%
MTH D -0.32%
VFC C -0.32%
SPSC C -0.32%
BMI B -0.31%
MOG.A B -0.31%
COOP B -0.31%
MMSI B -0.3%
ETSY D -0.29%
EPRT B -0.29%
LNC B -0.29%
ZWS B -0.28%
DY D -0.28%
ACIW B -0.28%
BCPC B -0.28%
PIPR B -0.27%
EAT A -0.27%
BCC B -0.27%
AVAV D -0.27%
FSS B -0.27%
MGY A -0.26%
MATX C -0.26%
MC C -0.26%
ITRI B -0.26%
INSP D -0.26%
GPI A -0.26%
MARA C -0.26%
AL B -0.25%
ACA A -0.25%
CTRE D -0.25%
SEE C -0.25%
SM B -0.25%
ABG B -0.25%
RDN C -0.25%
RDNT B -0.25%
GTES A -0.24%
IBP D -0.24%
PECO A -0.24%
CORT B -0.24%
BOX B -0.24%
SLG B -0.24%
IDCC A -0.23%
SHAK C -0.23%
ADMA B -0.23%
SFBS B -0.23%
WHD B -0.22%
SKYW B -0.22%
KRYS B -0.22%
ABCB B -0.22%
ITGR B -0.22%
ALKS B -0.22%
AGO B -0.22%
KTB B -0.22%
ICUI D -0.21%
FTDR A -0.21%
FELE B -0.21%
MAC B -0.21%
NSIT F -0.21%
GVA A -0.21%
SANM B -0.21%
MHO D -0.21%
SIG B -0.21%
PLXS B -0.21%
LRN A -0.21%
AX A -0.21%
GMS B -0.2%
TGTX B -0.2%
SKT B -0.2%
UCB A -0.2%
KFY B -0.2%
CRC B -0.2%
HIMS B -0.2%
PI D -0.2%
BGC C -0.2%
AROC B -0.2%
FUL F -0.2%
STEP B -0.2%
BOOT D -0.2%
NOG A -0.2%
AEIS B -0.2%
RUSHA C -0.19%
ESE B -0.19%
WDFC B -0.19%
AUB B -0.19%
MDU D -0.19%
MGEE C -0.19%
CALM A -0.19%
SEM B -0.19%
OGN D -0.19%
TPH D -0.19%
DXC B -0.18%
NPO A -0.18%
DORM B -0.18%
MSGS A -0.18%
NWL B -0.18%
RXO C -0.18%
PJT A -0.18%
VRRM D -0.18%
SITM B -0.18%
IAC D -0.17%
OTTR C -0.17%
ASO F -0.17%
CCOI B -0.17%
FBP B -0.17%
CEIX A -0.17%
CNK B -0.17%
WD D -0.17%
SMTC B -0.17%
SMPL B -0.17%
HCC B -0.17%
HASI D -0.16%
ENV B -0.16%
AWR B -0.16%
AEO F -0.16%
CWK B -0.16%
CRVL A -0.16%
SXT B -0.16%
APAM B -0.16%
ATGE B -0.16%
HP B -0.16%
SLVM B -0.15%
PTEN C -0.15%
IIPR D -0.15%
ARCH B -0.15%
CWT D -0.15%
BL B -0.15%
NMIH D -0.15%
PENN C -0.15%
GFF A -0.15%
VIRT B -0.15%
BOH B -0.15%
BRC D -0.15%
TRN C -0.15%
CARG C -0.15%
BXMT C -0.15%
AGYS A -0.14%
PRK B -0.14%
OII B -0.14%
UE C -0.14%
PRGS A -0.14%
PLMR B -0.14%
SATS D -0.14%
GSHD A -0.14%
CPK A -0.14%
HBI B -0.14%
FORM D -0.14%
ALRM C -0.14%
LBRT D -0.14%
AZZ B -0.13%
EPAC B -0.13%
JJSF B -0.13%
VSTO A -0.13%
NARI C -0.13%
HNI B -0.13%
VCEL B -0.13%
AKR B -0.13%
ENVA B -0.13%
FCPT C -0.13%
AMR C -0.13%
CNS B -0.13%
PAYO A -0.13%
TMDX F -0.13%
POWL C -0.13%
DV C -0.13%
TBBK B -0.13%
STRA C -0.12%
ACLS F -0.12%
IBTX B -0.12%
HWKN B -0.12%
YOU D -0.12%
PTGX C -0.12%
AAP C -0.12%
YELP C -0.12%
BANF B -0.12%
OSIS B -0.12%
SXI B -0.12%
TDW F -0.12%
DIOD D -0.12%
OUT A -0.12%
KLIC B -0.12%
MPW F -0.12%
B B -0.11%
PRVA B -0.11%
TFIN A -0.11%
VIAV B -0.11%
URBN C -0.11%
CAKE C -0.11%
BANC A -0.11%
ENR B -0.11%
IPAR B -0.11%
RUN F -0.11%
MP B -0.11%
HI C -0.11%
DOCN D -0.11%
CPRX C -0.11%
NEO C -0.1%
SUPN C -0.1%
MRCY B -0.1%
MCY A -0.1%
VYX B -0.1%
EXTR B -0.1%
LGND B -0.1%
UFPT B -0.1%
NATL B -0.1%
ADUS D -0.1%
LMAT A -0.1%
OMCL C -0.1%
WWW B -0.09%
APOG B -0.09%
NBHC B -0.09%
FL F -0.09%
LKFN B -0.09%
RAMP C -0.09%
TNDM F -0.09%
CHCO B -0.09%
JOE F -0.09%
JBLU F -0.09%
SONO C -0.08%
THS D -0.08%
NHC C -0.08%
NTCT C -0.08%
PZZA D -0.08%
LEG F -0.08%
KN B -0.08%
UCTT D -0.08%
GTY B -0.08%
TNC D -0.08%
CTS C -0.08%
LTC B -0.08%
NGVT B -0.08%
AMPH D -0.08%
ASTH D -0.08%
TRUP B -0.08%
FTRE D -0.08%
CALX D -0.08%
USPH B -0.07%
WT B -0.07%
MYGN F -0.07%
HLIT D -0.07%
UNIT B -0.07%
ELME D -0.07%
CHEF A -0.07%
DVAX C -0.07%
TGI B -0.07%
XNCR B -0.07%
GNL F -0.07%
HLX B -0.07%
TILE B -0.07%
SABR C -0.07%
VRE B -0.07%
VECO F -0.07%
TRIP F -0.07%
WABC B -0.07%
CSR B -0.06%
ARLO C -0.06%
DGII B -0.06%
CARS B -0.06%
QNST B -0.06%
PMT D -0.06%
PBI B -0.06%
PLAY D -0.06%
CENX B -0.06%
ECPG B -0.06%
COHU C -0.06%
VICR B -0.06%
ATEN B -0.06%
MD B -0.06%
WOR F -0.06%
DCOM A -0.06%
HRMY D -0.06%
KW B -0.06%
AAT B -0.06%
STAA F -0.06%
UNFI A -0.06%
VTOL B -0.05%
HCI C -0.05%
HSII B -0.05%
CLB B -0.05%
ANIP F -0.05%
TMP B -0.05%
PDFS C -0.05%
RWT D -0.05%
CXM C -0.05%
PRLB A -0.05%
COLL F -0.05%
UTL B -0.05%
LPG F -0.05%
MMI B -0.05%
AORT B -0.05%
SBSI B -0.05%
SDGR C -0.05%
AHCO F -0.05%
NXRT B -0.05%
ICHR C -0.05%
DLX B -0.05%
SXC A -0.05%
FBRT C -0.05%
EXPI C -0.05%
EFC C -0.05%
ALGT B -0.05%
CBRL C -0.05%
MXL C -0.05%
BRKL B -0.05%
PGNY F -0.05%
CERT F -0.05%
AMSF B -0.05%
FIZZ C -0.05%
GDEN B -0.04%
REX D -0.04%
NABL F -0.04%
MATW C -0.04%
AOSL C -0.04%
AXL C -0.04%
BLFS C -0.04%
JBSS D -0.04%
AHH D -0.04%
HSTM B -0.04%
TTGT C -0.04%
PCRX C -0.04%
HAFC A -0.04%
HAYN C -0.04%
RCUS F -0.04%
KOP C -0.04%
ASIX A -0.04%
BJRI B -0.04%
CFFN B -0.04%
HCSG C -0.04%
BSIG A -0.04%
EMBC C -0.04%
ASTE B -0.04%
WNC C -0.04%
CPF A -0.04%
PRA C -0.04%
MNRO D -0.04%
EGBN B -0.04%
DXPE B -0.04%
WOLF F -0.04%
HFWA B -0.04%
JACK D -0.04%
PRAA C -0.04%
BDN C -0.04%
EYE C -0.04%
VVI C -0.04%
UHT D -0.03%
HTLD B -0.03%
TR B -0.03%
NVRI F -0.03%
MTUS C -0.03%
MLAB D -0.03%
LESL C -0.03%
IRWD F -0.03%
LQDT B -0.03%
SNCY C -0.03%
GDOT D -0.03%
HZO D -0.03%
IIIN C -0.03%
UFCS B -0.03%
AMBC C -0.03%
SPTN D -0.03%
SEDG F -0.03%
SCHL D -0.03%
EZPW A -0.03%
PUMP B -0.03%
FWRD D -0.03%
WSR A -0.03%
CTKB C -0.03%
RGR F -0.03%
VIR D -0.03%
NBR C -0.03%
CEVA B -0.03%
HAIN C -0.03%
ETD C -0.03%
INN D -0.03%
KREF D -0.03%
SMP B -0.03%
MATV D -0.03%
TRST A -0.03%
SWI B -0.03%
FLGT F -0.02%
TWI F -0.02%
CNSL C -0.02%
CENT C -0.02%
WRLD C -0.02%
NPK B -0.02%
MYE F -0.02%
USNA C -0.02%
SVC F -0.02%
KELYA F -0.02%
SLP D -0.02%
RGNX F -0.02%
THRY F -0.02%
HPP F -0.02%
BFS C -0.02%
PAHC C -0.02%
BGS F -0.02%
CRSR C -0.01%
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