FYT vs. BFOR ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Barron's 400 (BFOR)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.29

Average Daily Volume

19,129

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

BFOR

Barron's 400

BFOR Description

The investment seeks investment results that correspond generally, before fees and expenses, to the performance of the Barron's 400 Index (the "underlying index"). The underlying index is a rules-based index intended to give investors a means of tracking the overall performance of high performing equity securities of U.S. companies. The fund will invest at least 80% of its total assets in the equity securities which comprise the index. The underlying index's stocks are constituents of the MarketGrader U.S. Coverage Universe.

Grade (RS Rating)

Last Trade

$71.26

Average Daily Volume

3,126

Number of Holdings ^*

385

* may have additional holdings in another (foreign) market

Performance

Period	FYT	BFOR
30 Days	-2.65%	0.83%
60 Days	-0.29%	6.37%
90 Days	6.05%	7.60%
12 Months	20.95%	31.44%

26 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in BFOR	Overlap
APOG	B	0.39%	0.26%	0.26%
AX	D	0.39%	0.24%	0.24%
BOOT	A	0.15%	0.26%	0.15%
CASH	D	0.41%	0.23%	0.23%
CNO	C	0.61%	0.25%	0.25%
CUBI	F	0.56%	0.23%	0.23%
DFIN	C	0.27%	0.23%	0.23%
FBP	D	0.14%	0.25%	0.14%
FCF	D	0.59%	0.24%	0.24%
FULT	D	0.26%	0.24%	0.24%
HNI	B	0.14%	0.25%	0.14%
IBOC	D	0.5%	0.24%	0.24%
KOS	F	0.35%	0.23%	0.23%
LNN	C	0.24%	0.25%	0.24%
MCRI	B	0.41%	0.26%	0.26%
MWA	A	0.14%	0.26%	0.14%
NIC	D	0.28%	0.24%	0.24%
OFG	D	0.42%	0.25%	0.25%
OII	D	0.13%	0.25%	0.13%
PEBO	F	0.48%	0.23%	0.23%
PFBC	D	0.51%	0.24%	0.24%
REVG	D	0.53%	0.24%	0.24%
SHOO	A	0.14%	0.26%	0.14%
SLVM	C	0.44%	0.27%	0.27%
SRCE	D	0.27%	0.24%	0.24%
STBA	D	0.61%	0.23%	0.23%

FYT Overweight 225 Positions Relative to BFOR

Symbol	Grade	Weight
PRG	C	0.86%
CNX	A	0.77%
UAA	B	0.76%
CCS	C	0.75%
BZH	C	0.73%
NMIH	C	0.73%
BNL	C	0.72%
PHIN	C	0.72%
GHC	B	0.7%
EBC	D	0.7%
INVA	B	0.7%
LZB	C	0.69%
NWE	B	0.69%
HE	F	0.68%
NWN	C	0.68%
EIG	B	0.68%
AVA	D	0.68%
ATSG	B	0.67%
SR	C	0.67%
GEF	D	0.66%
UVV	D	0.66%
TGNA	B	0.66%
WMK	D	0.66%
IMKTA	F	0.65%
SPB	C	0.65%
ENVA	D	0.63%
HIW	C	0.62%
LGIH	C	0.62%
EFSC	D	0.61%
RLJ	D	0.61%
GDEN	D	0.61%
SBH	C	0.6%
NX	F	0.6%
CXW	F	0.6%
KOP	F	0.6%
JBT	B	0.6%
CALM	B	0.59%
BKU	D	0.59%
RYI	F	0.59%
CABO	F	0.59%
AAT	C	0.59%
HPP	F	0.59%
INDB	D	0.57%
GES	F	0.57%
ALGT	D	0.57%
RC	F	0.57%
DNOW	F	0.56%
SNDR	C	0.56%
HTZ	F	0.56%
ADNT	D	0.55%
OCFC	C	0.55%
FRME	D	0.54%
OLPX	C	0.54%
FFBC	D	0.54%
CATY	D	0.54%
VSCO	C	0.53%
ARCH	D	0.53%
ABR	C	0.52%
CRI	D	0.52%
KSS	D	0.52%
WERN	D	0.51%
SCHL	F	0.51%
HUBG	D	0.51%
SAH	D	0.51%
WGO	D	0.51%
CRK	B	0.51%
PRDO	D	0.5%
NAVI	D	0.5%
VSH	F	0.49%
ABM	D	0.49%
USM	C	0.49%
REZI	D	0.48%
LILAK	D	0.48%
ANDE	D	0.48%
FBNC	D	0.47%
CENTA	F	0.47%
CRC	B	0.47%
SASR	C	0.46%
PATK	C	0.46%
CENX	B	0.44%
EPC	F	0.44%
MATW	F	0.44%
VBTX	C	0.44%
SSTK	F	0.44%
BANR	C	0.43%
PDCO	F	0.43%
MSGE	A	0.43%
SFNC	C	0.43%
TOWN	D	0.43%
DAN	D	0.42%
PARR	F	0.42%
PNM	B	0.42%
LGND	D	0.42%
TALO	F	0.42%
NWBI	D	0.41%
BKE	D	0.41%
HOPE	D	0.41%
JELD	D	0.41%
ADV	F	0.4%
CTOS	F	0.4%
BXC	D	0.4%
UNF	A	0.4%
OI	D	0.4%
FHI	C	0.4%
FIBK	D	0.39%
OMI	F	0.39%
KMT	C	0.39%
AMN	F	0.39%
FHB	D	0.39%
RNST	D	0.38%
WSBC	D	0.38%
WSFS	D	0.38%
NBHC	D	0.38%
SJW	D	0.38%
OMCL	C	0.38%
EQC	D	0.37%
KN	C	0.37%
CBRL	D	0.37%
NMRK	A	0.37%
ARCB	D	0.37%
ODP	F	0.36%
ECVT	F	0.36%
ICUI	B	0.36%
HTLD	F	0.35%
CMCO	D	0.35%
MRTN	F	0.34%
VRTS	F	0.33%
MLKN	F	0.33%
CHGG	F	0.32%
DEI	A	0.32%
PLUS	C	0.32%
MODG	F	0.32%
DORM	C	0.31%
ROIC	C	0.31%
ZD	D	0.31%
GEO	F	0.31%
BDC	B	0.3%
VAC	D	0.3%
HELE	D	0.3%
WAFD	D	0.29%
MCY	B	0.29%
GTY	C	0.29%
DIOD	F	0.29%
AUB	D	0.28%
LCII	B	0.28%
CSGS	C	0.28%
VCTR	B	0.28%
TCBI	C	0.28%
CNXN	C	0.28%
ALEX	D	0.28%
CPK	C	0.28%
NHC	D	0.28%
PRIM	C	0.28%
CWT	D	0.27%
SNEX	C	0.27%
SAFT	D	0.27%
PSMT	B	0.27%
DEA	D	0.27%
SBCF	D	0.27%
OEC	F	0.27%
UCBI	B	0.27%
TRMK	D	0.26%
EAT	A	0.26%
PTVE	D	0.26%
TCBK	D	0.26%
BUSE	D	0.26%
KLG	D	0.26%
HTH	D	0.25%
GOGO	F	0.25%
CVBF	B	0.25%
PBH	D	0.25%
HLF	F	0.25%
XHR	B	0.25%
PCRX	F	0.24%
TRS	D	0.24%
MTX	B	0.22%
SHEN	F	0.22%
FOXF	F	0.21%
BLMN	F	0.21%
KALU	D	0.2%
STRA	F	0.2%
LTH	C	0.16%
FDP	C	0.16%
CBU	D	0.15%
CVCO	B	0.15%
BMBL	F	0.15%
CWEN	C	0.15%
PFS	D	0.15%
PLXS	B	0.15%
NBTB	D	0.14%
ADUS	D	0.14%
WD	C	0.14%
BHLB	D	0.14%
JBGS	C	0.14%
FBK	D	0.14%
STC	C	0.14%
ATUS	B	0.14%
PPBI	F	0.13%
KFY	C	0.13%
PGRE	D	0.13%
HMN	B	0.13%
NNI	C	0.13%
THS	C	0.13%
LXP	D	0.13%
GNW	C	0.13%
KFRC	F	0.12%
NVEE	F	0.12%
ASB	F	0.12%
CAKE	A	0.12%
AIN	F	0.12%
APAM	C	0.12%
WOR	F	0.11%
SCL	D	0.11%
CTS	B	0.11%
ENOV	F	0.11%
CMTG	F	0.11%
VSAT	F	0.11%
THRM	F	0.11%
OXM	F	0.1%
ROG	D	0.1%
XRX	D	0.1%
GO	F	0.09%
DK	F	0.09%
HI	F	0.08%
IART	F	0.07%

FYT Underweight 359 Positions Relative to BFOR

Symbol	Grade	Weight
LEU	A	-0.35%
CEG	B	-0.32%
POWL	A	-0.31%
IESC	B	-0.3%
ACMR	D	-0.29%
SCCO	B	-0.29%
VRT	B	-0.28%
USLM	C	-0.28%
UAL	B	-0.28%
CRS	C	-0.28%
NRG	A	-0.28%
CORT	B	-0.28%
ONTO	B	-0.28%
MOD	B	-0.28%
NEWT	D	-0.27%
CSWI	B	-0.27%
WMS	D	-0.27%
DOCS	A	-0.27%
HLNE	A	-0.27%
PYPL	C	-0.27%
ALSN	A	-0.27%
SIG	C	-0.27%
APP	A	-0.27%
NRP	B	-0.27%
EXPE	B	-0.27%
AGX	A	-0.27%
AOS	B	-0.27%
IBP	B	-0.27%
ITT	B	-0.27%
CAT	A	-0.27%
BELFB	B	-0.27%
AAON	A	-0.27%
STRL	B	-0.27%
VITL	B	-0.27%
CMPO	B	-0.27%
FLEX	C	-0.27%
FIX	A	-0.27%
FMC	B	-0.26%
CBT	B	-0.26%
GOOGL	B	-0.26%
YELP	D	-0.26%
NVDA	C	-0.26%
GGG	B	-0.26%
CW	A	-0.26%
IDCC	A	-0.26%
SKWD	B	-0.26%
AMP	A	-0.26%
FIZZ	D	-0.26%
MANH	C	-0.26%
EME	C	-0.26%
YOU	C	-0.26%
APD	C	-0.26%
CPRT	B	-0.26%
KLAC	B	-0.26%
ATR	A	-0.26%
WLDN	A	-0.26%
WWD	B	-0.26%
SYF	B	-0.26%
DFH	C	-0.26%
RCL	C	-0.26%
META	A	-0.26%
FOX	A	-0.26%
HCI	B	-0.26%
ON	F	-0.26%
FOUR	B	-0.26%
ARLP	A	-0.26%
BL	D	-0.26%
CSL	A	-0.26%
HUBB	A	-0.26%
TRN	C	-0.26%
BKNG	C	-0.26%
RMBS	F	-0.26%
TPL	B	-0.26%
BKR	B	-0.26%
PLAB	D	-0.26%
IBKR	A	-0.26%
ADMA	C	-0.26%
BBW	B	-0.26%
CROX	C	-0.26%
HY	F	-0.26%
CF	A	-0.26%
APO	A	-0.26%
HWKN	A	-0.26%
PPC	B	-0.26%
FN	B	-0.26%
ANET	A	-0.26%
WTS	C	-0.26%
AIT	B	-0.26%
ERII	B	-0.26%
WSM	B	-0.26%
PEGA	B	-0.26%
FSS	B	-0.26%
IPAR	D	-0.26%
RL	B	-0.26%
TXRH	A	-0.26%
USAP	C	-0.26%
FSLR	C	-0.26%
LPX	A	-0.26%
CEIX	B	-0.26%
AMAT	B	-0.26%
ANF	F	-0.26%
URI	C	-0.26%
LNTH	C	-0.25%
IBM	B	-0.25%
MGY	B	-0.25%
IRMD	B	-0.25%
TMUS	A	-0.25%
FTDR	C	-0.25%
APA	F	-0.25%
AFL	A	-0.25%
SKX	B	-0.25%
HIG	A	-0.25%
HCKT	C	-0.25%
LEN	B	-0.25%
MA	A	-0.25%
BRC	C	-0.25%
BMRN	F	-0.25%
CACI	A	-0.25%
ADSK	B	-0.25%
SUM	D	-0.25%
BMI	A	-0.25%
CME	A	-0.25%
NTRS	C	-0.25%
SO	A	-0.25%
NOG	F	-0.25%
JPM	D	-0.25%
SYY	B	-0.25%
EOG	B	-0.25%
CPAY	A	-0.25%
UFPT	D	-0.25%
SFM	A	-0.25%
ECL	B	-0.25%
IMMR	D	-0.25%
VAL	F	-0.25%
HRMY	D	-0.25%
MLM	D	-0.25%
OSIS	B	-0.25%
WING	B	-0.25%
TPH	C	-0.25%
EG	B	-0.25%
ZTS	C	-0.25%
MSI	A	-0.25%
IPG	C	-0.25%
FTNT	A	-0.25%
PHM	A	-0.25%
ZBH	F	-0.25%
NYT	A	-0.25%
PLTR	A	-0.25%
FFIV	B	-0.25%
FITB	C	-0.25%
EWBC	D	-0.25%
DBX	B	-0.25%
LRN	C	-0.25%
TCMD	B	-0.25%
TBBK	C	-0.25%
ASC	D	-0.25%
AXON	A	-0.25%
MMM	C	-0.25%
RNR	A	-0.25%
TSCO	A	-0.25%
XYL	C	-0.25%
UTHR	C	-0.25%
AMZN	C	-0.25%
CVLT	C	-0.25%
MPLX	A	-0.25%
DECK	B	-0.25%
SBR	D	-0.25%
FAST	B	-0.25%
ORRF	C	-0.25%
TGT	C	-0.25%
INGR	A	-0.25%
AXP	A	-0.25%
QCOM	D	-0.25%
MPC	F	-0.25%
FDS	C	-0.25%
MLI	C	-0.25%
AKAM	D	-0.25%
MHO	C	-0.25%
SNA	A	-0.25%
DAKT	D	-0.25%
DOV	C	-0.25%
NTAP	D	-0.25%
MPWR	B	-0.25%
TW	A	-0.25%
QLYS	F	-0.25%
INSW	B	-0.25%
MTB	C	-0.25%
PCTY	B	-0.25%
ACIW	B	-0.25%
FTI	B	-0.25%
AWI	A	-0.25%
TOL	A	-0.25%
NFLX	A	-0.25%
RJF	B	-0.25%
HES	D	-0.25%
APH	D	-0.25%
ODFL	D	-0.25%
DT	C	-0.25%
THR	F	-0.25%
ZM	C	-0.25%
COLL	B	-0.25%
AIZ	A	-0.25%
NVR	A	-0.25%
DCI	B	-0.25%
HOG	D	-0.25%
XOM	A	-0.25%
YETI	B	-0.25%
MLR	B	-0.25%
DY	C	-0.25%
TDY	A	-0.25%
WFC	D	-0.25%
NSSC	F	-0.25%
FC	C	-0.25%
AAPL	C	-0.25%
GRBK	C	-0.25%
GDDY	D	-0.25%
CCL	C	-0.25%
VRSN	B	-0.25%
DRI	C	-0.25%
BLDR	B	-0.25%
HWM	A	-0.25%
HRTG	D	-0.25%
UNM	A	-0.25%
PH	A	-0.25%
UPWK	D	-0.25%
EXP	C	-0.25%
PEP	D	-0.24%
CRUS	D	-0.24%
CBOE	A	-0.24%
CWCO	F	-0.24%
UHS	D	-0.24%
SYK	C	-0.24%
PTGX	C	-0.24%
QCRH	D	-0.24%
WABC	F	-0.24%
ISRG	A	-0.24%
AMAL	D	-0.24%
UTI	D	-0.24%
TILE	C	-0.24%
VEEV	C	-0.24%
LKFN	F	-0.24%
CNA	D	-0.24%
JNJ	D	-0.24%
TRGP	B	-0.24%
HOLX	D	-0.24%
RGA	C	-0.24%
TDW	F	-0.24%
SPGI	C	-0.24%
MCO	D	-0.24%
DHI	C	-0.24%
GL	C	-0.24%
CL	D	-0.24%
FANG	D	-0.24%
ROL	B	-0.24%
MTDR	F	-0.24%
DVN	F	-0.24%
BY	D	-0.24%
COST	C	-0.24%
CTAS	B	-0.24%
EPD	A	-0.24%
NEU	F	-0.24%
LOPE	D	-0.24%
SSNC	C	-0.24%
TJX	C	-0.24%
BRO	A	-0.24%
PAYC	D	-0.24%
PGR	C	-0.24%
OTTR	F	-0.24%
JWN	D	-0.24%
CASY	D	-0.24%
WEC	A	-0.24%
CTSH	B	-0.24%
AMPY	D	-0.24%
DKS	D	-0.24%
XPEL	D	-0.24%
DVA	C	-0.24%
HRB	C	-0.24%
WDAY	D	-0.24%
PAYX	A	-0.24%
MSFT	D	-0.24%
CINF	A	-0.24%
CQP	F	-0.24%
EA	D	-0.24%
THC	C	-0.24%
HEI	A	-0.24%
CHD	C	-0.24%
JKHY	A	-0.24%
ADP	A	-0.24%
MSA	F	-0.24%
PANW	D	-0.24%
FCNCA	D	-0.24%
ORCL	B	-0.24%
LII	C	-0.24%
ROST	C	-0.24%
MRO	D	-0.24%
FCN	C	-0.24%
COKE	B	-0.24%
AMPH	C	-0.24%
ET	C	-0.24%
CMG	C	-0.24%
ADBE	F	-0.24%
ACGL	A	-0.24%
WMB	A	-0.24%
G	A	-0.24%
NOV	F	-0.24%
TEX	F	-0.24%
PLMR	C	-0.24%
EGY	D	-0.24%
MBIN	D	-0.24%
IQV	F	-0.24%
IT	C	-0.24%
KMB	B	-0.24%
PODD	C	-0.24%
TRIN	C	-0.24%
EBAY	A	-0.24%
WHD	B	-0.24%
KNSL	D	-0.24%
LAUR	C	-0.24%
SM	F	-0.24%
BR	B	-0.24%
ALL	B	-0.24%
OZK	F	-0.24%
VLTO	A	-0.24%
MCB	B	-0.24%
OSBC	D	-0.23%
MEDP	F	-0.23%
PAY	D	-0.23%
LLY	D	-0.23%
NBIX	F	-0.23%
RMD	C	-0.23%
V	C	-0.23%
RBA	D	-0.23%
EXEL	B	-0.23%
HESM	D	-0.23%
IBCP	D	-0.23%
FMBH	D	-0.23%
COOP	B	-0.23%
HSY	D	-0.23%
MBWM	D	-0.23%
CHDN	D	-0.23%
MOH	D	-0.23%
TGTX	C	-0.23%
VIRT	B	-0.23%
CPRX	C	-0.23%
CHTR	D	-0.23%
BURL	D	-0.23%
OKE	B	-0.23%
WRB	B	-0.23%
WES	D	-0.23%
BFC	D	-0.23%
BLBD	D	-0.23%
FDX	D	-0.22%
REGN	D	-0.22%
HALO	D	-0.22%
CHWY	C	-0.22%
WFRD	F	-0.22%
LNW	F	-0.21%
SIGA	F	-0.21%
TH	F	-0.18%