SAA vs. FYC ETF Comparison

Comparison of ProShares Ultra SmallCap600 (SAA) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
SAA

ProShares Ultra SmallCap600

SAA Description

The investment seeks daily investment results that correspond to two times (2x) the daily performance of the S&P SmallCap 600®. The fund invests in securities and derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as two times (2x) the daily return of the index. The index is a measure of small-cap company U.S. stock market performance. It is a float-adjusted, market capitalization-weighted index of 600 U.S. operating companies selected through a process that factors in criteria such as liquidity, price, market capitalization, financial viability and public float. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$30.56

Average Daily Volume

9,104

Number of Holdings *

586

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

27,661

Number of Holdings *

240

* may have additional holdings in another (foreign) market
Performance
Period SAA FYC
30 Days 17.53% 11.90%
60 Days 13.44% 12.40%
90 Days 13.53% 15.20%
12 Months 54.51% 46.68%
125 Overlapping Holdings
Symbol Grade Weight in SAA Weight in FYC Overlap
AAT B 0.06% 0.36% 0.06%
ADMA B 0.23% 0.6% 0.23%
ADUS D 0.1% 0.32% 0.1%
AGYS A 0.14% 0.26% 0.14%
AMPH D 0.08% 0.33% 0.08%
ANIP F 0.05% 0.24% 0.05%
AORT B 0.05% 0.48% 0.05%
APAM B 0.16% 0.13% 0.13%
APOG B 0.09% 0.42% 0.09%
ARLO C 0.06% 0.11% 0.06%
AROC B 0.2% 0.27% 0.2%
ASTH D 0.08% 0.43% 0.08%
ATGE B 0.16% 0.67% 0.16%
AWR B 0.16% 0.12% 0.12%
AZZ B 0.13% 0.36% 0.13%
BANC A 0.11% 0.26% 0.11%
BANF B 0.12% 0.41% 0.12%
BGC C 0.2% 0.4% 0.2%
BL B 0.15% 0.13% 0.13%
BLFS C 0.04% 0.3% 0.04%
BRC D 0.15% 0.34% 0.15%
BXMT C 0.15% 0.11% 0.11%
CAKE C 0.11% 0.42% 0.11%
CALM A 0.19% 0.58% 0.19%
CARG C 0.15% 0.42% 0.15%
CARS B 0.06% 0.13% 0.06%
CCOI B 0.17% 0.49% 0.17%
CEIX A 0.17% 0.28% 0.17%
CENX B 0.06% 0.46% 0.06%
CHCO B 0.09% 0.39% 0.09%
CHEF A 0.07% 0.59% 0.07%
CLB B 0.05% 0.13% 0.05%
CNK B 0.17% 0.68% 0.17%
COLL F 0.05% 0.37% 0.05%
CPK A 0.14% 0.24% 0.14%
CPRX C 0.11% 0.52% 0.11%
CTS C 0.08% 0.13% 0.08%
CWT D 0.15% 0.32% 0.15%
DOCN D 0.11% 0.33% 0.11%
DORM B 0.18% 0.57% 0.18%
EAT A 0.27% 0.91% 0.27%
ELME D 0.07% 0.22% 0.07%
ENVA B 0.13% 0.72% 0.13%
EPAC B 0.13% 0.27% 0.13%
ESE B 0.19% 0.38% 0.19%
FBP B 0.17% 0.47% 0.17%
FBRT C 0.05% 0.12% 0.05%
FCPT C 0.13% 0.23% 0.13%
FTDR A 0.21% 0.69% 0.21%
GFF A 0.15% 0.39% 0.15%
GNL F 0.07% 0.1% 0.07%
GSHD A 0.14% 0.64% 0.14%
GTY B 0.08% 0.23% 0.08%
GVA A 0.21% 0.72% 0.21%
HLIT D 0.07% 0.3% 0.07%
HLX B 0.07% 0.22% 0.07%
HNI B 0.13% 0.61% 0.13%
HRMY D 0.06% 0.39% 0.06%
HWKN B 0.12% 0.58% 0.12%
IDCC A 0.23% 0.76% 0.23%
IIPR D 0.15% 0.27% 0.15%
JJSF B 0.13% 0.23% 0.13%
JOE F 0.09% 0.1% 0.09%
KN B 0.08% 0.36% 0.08%
KW B 0.06% 0.23% 0.06%
LGND B 0.1% 0.28% 0.1%
LKFN B 0.09% 0.27% 0.09%
LMAT A 0.1% 0.52% 0.1%
LPG F 0.05% 0.09% 0.05%
LRN A 0.21% 0.7% 0.21%
LTC B 0.08% 0.12% 0.08%
MAC B 0.21% 0.25% 0.21%
MCY A 0.1% 0.69% 0.1%
MGEE C 0.19% 0.28% 0.19%
MYGN F 0.07% 0.2% 0.07%
NBHC B 0.09% 0.55% 0.09%
NEO C 0.1% 0.26% 0.1%
NHC C 0.08% 0.6% 0.08%
NMIH D 0.15% 0.43% 0.15%
NXRT B 0.05% 0.24% 0.05%
OII B 0.14% 0.39% 0.14%
OSIS B 0.12% 0.35% 0.12%
OUT A 0.12% 0.48% 0.12%
PAYO A 0.13% 0.82% 0.13%
PBI B 0.06% 0.61% 0.06%
PJT A 0.18% 0.71% 0.18%
PLAY D 0.06% 0.13% 0.06%
PLMR B 0.14% 0.53% 0.14%
PMT D 0.06% 0.32% 0.06%
POWL C 0.13% 0.81% 0.13%
PRGS A 0.14% 0.48% 0.14%
PRK B 0.14% 0.55% 0.14%
PTGX C 0.12% 0.54% 0.12%
PZZA D 0.08% 0.11% 0.08%
SABR C 0.07% 0.48% 0.07%
SATS D 0.14% 0.53% 0.14%
SHAK C 0.23% 0.42% 0.23%
SITM B 0.18% 0.42% 0.18%
SKT B 0.2% 0.26% 0.2%
SKYW B 0.22% 0.62% 0.22%
SLVM B 0.15% 0.58% 0.15%
SMPL B 0.17% 0.13% 0.13%
SMTC B 0.17% 0.49% 0.17%
STEP B 0.2% 0.69% 0.2%
STRA C 0.12% 0.12% 0.12%
SWI B 0.03% 0.25% 0.03%
SXI B 0.12% 0.26% 0.12%
SXT B 0.16% 0.23% 0.16%
TBBK B 0.13% 0.6% 0.13%
TGI B 0.07% 0.16% 0.07%
TGTX B 0.2% 0.79% 0.2%
TNC D 0.08% 0.11% 0.08%
TNDM F 0.09% 0.24% 0.09%
TR B 0.03% 0.12% 0.03%
TRN C 0.15% 0.64% 0.15%
TRUP B 0.08% 0.74% 0.08%
UE C 0.14% 0.38% 0.14%
UFPT B 0.1% 0.47% 0.1%
VECO F 0.07% 0.1% 0.07%
WABC B 0.07% 0.13% 0.07%
WDFC B 0.19% 0.26% 0.19%
WT B 0.07% 0.4% 0.07%
WWW B 0.09% 0.75% 0.09%
YELP C 0.12% 0.12% 0.12%
YOU D 0.12% 0.48% 0.12%
SAA Overweight 461 Positions Relative to FYC
Symbol Grade Weight
MLI C 0.51%
CMA A 0.45%
CRS A 0.44%
LUMN C 0.41%
JXN C 0.38%
RHI B 0.37%
GKOS B 0.37%
BBWI D 0.35%
ATI D 0.35%
CSWI A 0.34%
ALK C 0.33%
AWI A 0.33%
MTH D 0.32%
VFC C 0.32%
SPSC C 0.32%
BMI B 0.31%
MOG.A B 0.31%
COOP B 0.31%
MMSI B 0.3%
ETSY D 0.29%
EPRT B 0.29%
LNC B 0.29%
ZWS B 0.28%
DY D 0.28%
ACIW B 0.28%
BCPC B 0.28%
PIPR B 0.27%
BCC B 0.27%
AVAV D 0.27%
FSS B 0.27%
MGY A 0.26%
MATX C 0.26%
MC C 0.26%
ITRI B 0.26%
INSP D 0.26%
GPI A 0.26%
MARA C 0.26%
AL B 0.25%
ACA A 0.25%
CTRE D 0.25%
SEE C 0.25%
SM B 0.25%
ABG B 0.25%
RDN C 0.25%
RDNT B 0.25%
GTES A 0.24%
IBP D 0.24%
PECO A 0.24%
CORT B 0.24%
BOX B 0.24%
SLG B 0.24%
SFBS B 0.23%
WHD B 0.22%
KRYS B 0.22%
ABCB B 0.22%
ITGR B 0.22%
ALKS B 0.22%
AGO B 0.22%
KTB B 0.22%
ICUI D 0.21%
FELE B 0.21%
NSIT F 0.21%
SANM B 0.21%
MHO D 0.21%
SIG B 0.21%
PLXS B 0.21%
AX A 0.21%
GMS B 0.2%
UCB A 0.2%
KFY B 0.2%
CRC B 0.2%
HIMS B 0.2%
PI D 0.2%
PBH A 0.2%
FUL F 0.2%
BOOT D 0.2%
NOG A 0.2%
AEIS B 0.2%
REZI A 0.19%
RUSHA C 0.19%
JBT B 0.19%
AUB B 0.19%
MDU D 0.19%
CVCO A 0.19%
FULT A 0.19%
SEM B 0.19%
OGN D 0.19%
TPH D 0.19%
DXC B 0.18%
CBU B 0.18%
NPO A 0.18%
GEO B 0.18%
MSGS A 0.18%
NWL B 0.18%
RXO C 0.18%
CATY B 0.18%
VRRM D 0.18%
IAC D 0.17%
OTTR C 0.17%
ASO F 0.17%
WD D 0.17%
WSFS A 0.17%
FHB A 0.17%
ABM B 0.17%
APLE B 0.17%
HCC B 0.17%
HASI D 0.16%
ENV B 0.16%
AEO F 0.16%
CWK B 0.16%
GNW A 0.16%
CRVL A 0.16%
HP B 0.16%
HIW D 0.16%
BTU B 0.16%
WAFD B 0.15%
CVBF A 0.15%
PTEN C 0.15%
ARCH B 0.15%
PENN C 0.15%
DEI B 0.15%
INDB B 0.15%
VIRT B 0.15%
AVA A 0.15%
TDS B 0.15%
SFNC B 0.15%
BOH B 0.15%
BKU A 0.15%
HUBG A 0.15%
SHOO D 0.15%
SNEX B 0.14%
FFBC A 0.14%
PFS B 0.14%
ABR C 0.14%
VSCO B 0.14%
BFH B 0.14%
HBI B 0.14%
IOSP B 0.14%
LCII C 0.14%
FORM D 0.14%
ALRM C 0.14%
TGNA B 0.14%
PATK D 0.14%
UNF B 0.14%
LBRT D 0.14%
ARCB C 0.13%
AIN C 0.13%
VSTO A 0.13%
NARI C 0.13%
MTX B 0.13%
VCEL B 0.13%
AKR B 0.13%
AMR C 0.13%
PPBI B 0.13%
CNS B 0.13%
TMDX F 0.13%
DV C 0.13%
LXP D 0.13%
MYRG B 0.12%
CXW B 0.12%
RNST B 0.12%
CCS D 0.12%
AIR B 0.12%
PINC B 0.12%
ACLS F 0.12%
MTRN C 0.12%
IBTX B 0.12%
TTMI B 0.12%
AAP C 0.12%
WERN C 0.12%
TDW F 0.12%
SBCF A 0.12%
DIOD D 0.12%
ZD C 0.12%
BANR B 0.12%
KLIC B 0.12%
MPW F 0.12%
ROCK C 0.11%
B B 0.11%
PRVA B 0.11%
TFIN A 0.11%
KAR B 0.11%
CRGY B 0.11%
VIAV B 0.11%
CNMD C 0.11%
URBN C 0.11%
KMT B 0.11%
PSMT C 0.11%
ROIC A 0.11%
EVTC B 0.11%
ENR B 0.11%
IPAR B 0.11%
RUN F 0.11%
MP B 0.11%
HI C 0.11%
CWEN C 0.11%
HAYW B 0.11%
KWR C 0.11%
NBTB B 0.11%
PHIN A 0.11%
TRMK B 0.11%
KSS F 0.1%
OI C 0.1%
SUPN C 0.1%
MRCY B 0.1%
CASH A 0.1%
PRG C 0.1%
VYX B 0.1%
EXTR B 0.1%
ALG B 0.1%
STC B 0.1%
OFG B 0.1%
GBX A 0.1%
SHO C 0.1%
LGIH D 0.1%
NATL B 0.1%
GRBK D 0.1%
PLUS F 0.1%
OMCL C 0.1%
EPC D 0.09%
ADNT F 0.09%
GO C 0.09%
ROG D 0.09%
LZB B 0.09%
CABO C 0.09%
DRH B 0.09%
FL F 0.09%
NWBI B 0.09%
RAMP C 0.09%
FBNC A 0.09%
FCF A 0.09%
JBLU F 0.09%
FBK B 0.09%
CSGS B 0.08%
SONO C 0.08%
THS D 0.08%
DNOW B 0.08%
VSTS C 0.08%
NTCT C 0.08%
ANDE D 0.08%
LEG F 0.08%
UCTT D 0.08%
VBTX B 0.08%
UPBD B 0.08%
VRTS B 0.08%
SCL C 0.08%
CUBI C 0.08%
DFIN D 0.08%
NWN A 0.08%
STBA B 0.08%
HOPE B 0.08%
SJW D 0.08%
PDCO D 0.08%
WKC D 0.08%
CENTA C 0.08%
HMN B 0.08%
PRDO B 0.08%
MLKN D 0.08%
NGVT B 0.08%
FTRE D 0.08%
BHE B 0.08%
WGO C 0.08%
CALX D 0.08%
EIG B 0.07%
THRM D 0.07%
FOXF F 0.07%
USPH B 0.07%
LNN B 0.07%
UVV B 0.07%
SBH C 0.07%
ALEX C 0.07%
UNIT B 0.07%
NX C 0.07%
TALO C 0.07%
DVAX C 0.07%
BKE B 0.07%
XNCR B 0.07%
SNDR B 0.07%
SPNT A 0.07%
TILE B 0.07%
HTH B 0.07%
VRE B 0.07%
PEB D 0.07%
HELE C 0.07%
AMWD C 0.07%
IART C 0.07%
XHR B 0.07%
WS B 0.07%
TRIP F 0.07%
PLAB C 0.07%
CSR B 0.06%
OXM D 0.06%
SCSC B 0.06%
DGII B 0.06%
KLG C 0.06%
FDP B 0.06%
QNST B 0.06%
NVEE F 0.06%
PFBC B 0.06%
MODG F 0.06%
ARI C 0.06%
ECPG B 0.06%
DEA D 0.06%
NAVI C 0.06%
MSEX B 0.06%
GIII D 0.06%
COHU C 0.06%
VICR B 0.06%
ATEN B 0.06%
RC D 0.06%
MD B 0.06%
WOR F 0.06%
DCOM A 0.06%
SAFT C 0.06%
CRK B 0.06%
BHLB B 0.06%
KALU C 0.06%
JBGS D 0.06%
STAA F 0.06%
UNFI A 0.06%
VTOL B 0.05%
HCI C 0.05%
HSII B 0.05%
TMP B 0.05%
SAH A 0.05%
CWEN C 0.05%
PDFS C 0.05%
RWT D 0.05%
CXM C 0.05%
PRLB A 0.05%
UTL B 0.05%
BLMN F 0.05%
XRX F 0.05%
MMI B 0.05%
XPEL C 0.05%
MRTN C 0.05%
PARR D 0.05%
AMN F 0.05%
SBSI B 0.05%
SDGR C 0.05%
AHCO F 0.05%
ICHR C 0.05%
DAN D 0.05%
DLX B 0.05%
INVA D 0.05%
SXC A 0.05%
CAL D 0.05%
MCRI A 0.05%
EXPI C 0.05%
EFC C 0.05%
ALGT B 0.05%
CBRL C 0.05%
MXL C 0.05%
BRKL B 0.05%
PGNY F 0.05%
CERT F 0.05%
AMSF B 0.05%
FIZZ C 0.05%
GDEN B 0.04%
REX D 0.04%
NABL F 0.04%
SSTK F 0.04%
MCW B 0.04%
MATW C 0.04%
AOSL C 0.04%
AXL C 0.04%
JBSS D 0.04%
AHH D 0.04%
HSTM B 0.04%
TTGT C 0.04%
PCRX C 0.04%
HAFC A 0.04%
HAYN C 0.04%
RCUS F 0.04%
KOP C 0.04%
ASIX A 0.04%
BJRI B 0.04%
CFFN B 0.04%
HCSG C 0.04%
BSIG A 0.04%
EMBC C 0.04%
ASTE B 0.04%
AVNS F 0.04%
WNC C 0.04%
CPF A 0.04%
PRA C 0.04%
VTLE C 0.04%
MNRO D 0.04%
EGBN B 0.04%
CNXN C 0.04%
DXPE B 0.04%
ODP F 0.04%
WOLF F 0.04%
HFWA B 0.04%
JACK D 0.04%
PRAA C 0.04%
BDN C 0.04%
EYE C 0.04%
OMI F 0.04%
VVI C 0.04%
HTZ C 0.03%
UHT D 0.03%
HTLD B 0.03%
NVRI F 0.03%
MTUS C 0.03%
MLAB D 0.03%
LESL C 0.03%
IRWD F 0.03%
LQDT B 0.03%
SNCY C 0.03%
GDOT D 0.03%
HZO D 0.03%
IIIN C 0.03%
UFCS B 0.03%
AMBC C 0.03%
SHEN F 0.03%
SCVL F 0.03%
SPTN D 0.03%
VSAT F 0.03%
SEDG F 0.03%
SCHL D 0.03%
EZPW A 0.03%
PUMP B 0.03%
FWRD D 0.03%
WSR A 0.03%
CTKB C 0.03%
RGR F 0.03%
VIR D 0.03%
NBR C 0.03%
CEVA B 0.03%
HAIN C 0.03%
CVI F 0.03%
ETD C 0.03%
INN D 0.03%
KREF D 0.03%
SMP B 0.03%
MATV D 0.03%
GPRE F 0.03%
MGPI F 0.03%
TRST A 0.03%
FLGT F 0.02%
TWI F 0.02%
CNSL C 0.02%
CENT C 0.02%
WRLD C 0.02%
NPK B 0.02%
MYE F 0.02%
USNA C 0.02%
SVC F 0.02%
KELYA F 0.02%
SLP D 0.02%
RGNX F 0.02%
THRY F 0.02%
GOGO C 0.02%
GES F 0.02%
HPP F 0.02%
BFS C 0.02%
RES D 0.02%
PAHC C 0.02%
BGS F 0.02%
CRSR C 0.01%
SAA Underweight 115 Positions Relative to FYC
Symbol Grade Weight
RKLB B -1.06%
PRIM A -0.81%
IESC B -0.79%
ROAD A -0.76%
STRL B -0.75%
QCRH A -0.73%
WULF C -0.71%
DOCS C -0.71%
USLM A -0.69%
ACLX C -0.68%
RYTM C -0.68%
LMND B -0.67%
ALHC C -0.65%
VCYT B -0.65%
PRCT B -0.64%
AMRX C -0.64%
REVG B -0.63%
PTON B -0.6%
DSGR D -0.59%
AGIO C -0.59%
KYMR D -0.58%
SKWD A -0.58%
MIRM B -0.57%
SGBX F -0.57%
INTA A -0.57%
SYBT B -0.57%
CWAN B -0.57%
ALKT B -0.56%
VCTR B -0.55%
JANX C -0.54%
MWA B -0.54%
PRM C -0.54%
CDE D -0.54%
OSW A -0.54%
PTCT B -0.54%
CHWY B -0.53%
MNKD C -0.53%
TGLS B -0.51%
CRAI B -0.51%
NPAB B -0.49%
LFST C -0.49%
BCRX D -0.47%
LITE B -0.47%
VERX B -0.45%
WTTR B -0.43%
MBIN D -0.43%
OSCR D -0.43%
NRIX D -0.42%
MGNI A -0.42%
RNG B -0.41%
GABC B -0.41%
CIFR B -0.4%
SEMR B -0.4%
VITL D -0.39%
GERN D -0.39%
HURN B -0.39%
KTOS B -0.38%
BLBD D -0.38%
ICFI F -0.33%
ESRT C -0.33%
IOVA F -0.32%
NHI D -0.32%
FLNC C -0.32%
ASPN F -0.32%
NSA D -0.31%
WRBY B -0.31%
KNTK B -0.3%
TWST D -0.3%
HEES B -0.29%
BKD D -0.28%
DRVN B -0.28%
TNL A -0.28%
OCUL D -0.27%
AGM C -0.26%
ARQT C -0.25%
CDP C -0.24%
UMH C -0.24%
IAS C -0.24%
GTX D -0.23%
DNLI D -0.23%
CMPR D -0.23%
SCS C -0.23%
ACVA B -0.23%
EPR D -0.22%
PHR F -0.22%
AESI B -0.22%
AIV C -0.22%
CDRE D -0.21%
HUMA F -0.21%
RXST F -0.21%
EVH F -0.21%
ALX D -0.21%
NVAX F -0.2%
SOUN C -0.17%
MIR A -0.16%
ARDX F -0.16%
PAR B -0.16%
CBZ B -0.14%
BEAM D -0.13%
APPN B -0.13%
MLNK B -0.13%
ACAD D -0.13%
THR B -0.12%
AMC C -0.12%
WEN D -0.12%
NSSC D -0.11%
RRR D -0.11%
FOLD F -0.11%
ENVX F -0.11%
IRDM D -0.11%
AZTA D -0.1%
JAMF F -0.1%
CLDX F -0.09%
XPRO F -0.09%
RLAY F -0.09%
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