ROSC vs. DWAS ETF Comparison

Comparison of Hartford Multifactor Small Cap ETF (ROSC) to PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS)
ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$45.29

Average Daily Volume

840

Number of Holdings *

306

* may have additional holdings in another (foreign) market
DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$98.89

Average Daily Volume

32,519

Number of Holdings *

182

* may have additional holdings in another (foreign) market
Performance
Period ROSC DWAS
30 Days 2.23% 4.06%
60 Days 3.99% 6.10%
90 Days 6.60% 9.57%
12 Months 23.29% 33.59%
36 Overlapping Holdings
Symbol Grade Weight in ROSC Weight in DWAS Overlap
ADMA C 0.09% 1.47% 0.09%
AGX B 0.63% 0.58% 0.58%
AMRX C 0.44% 0.6% 0.44%
APOG B 0.63% 0.42% 0.42%
BBSI B 0.41% 0.39% 0.39%
BDC B 0.05% 0.41% 0.05%
BELFB C 1.07% 0.87% 0.87%
BVS C 0.19% 0.34% 0.19%
CNX A 0.23% 0.45% 0.23%
CORT C 1.06% 0.47% 0.47%
CRVL A 0.78% 0.44% 0.44%
CXT C 0.18% 0.34% 0.18%
FBP B 0.28% 0.35% 0.28%
GIII D 0.03% 0.35% 0.03%
GOLF B 0.29% 0.39% 0.29%
GRBK D 0.1% 0.79% 0.1%
HBB F 0.14% 0.27% 0.14%
HWKN B 0.15% 0.51% 0.15%
IDCC B 1.04% 0.46% 0.46%
KTB A 0.86% 0.43% 0.43%
LMAT A 0.69% 0.4% 0.4%
LMB A 0.04% 1.59% 0.04%
MATX B 0.7% 0.43% 0.43%
MLR C 0.57% 0.43% 0.43%
NGVC A 0.31% 0.4% 0.31%
NMRK B 0.28% 0.35% 0.28%
OFG B 0.57% 0.41% 0.41%
PATK D 0.47% 0.31% 0.31%
PLUS F 0.83% 0.34% 0.34%
PRDO B 1.0% 0.39% 0.39%
PTGX D 0.17% 0.37% 0.17%
REVG B 0.47% 0.37% 0.37%
RUSHA B 1.09% 0.47% 0.47%
SLVM C 0.68% 0.44% 0.44%
SPNT A 0.33% 0.35% 0.33%
UFPT C 0.77% 1.07% 0.77%
ROSC Overweight 270 Positions Relative to DWAS
Symbol Grade Weight
CALM A 1.18%
HCC B 0.99%
PINC B 0.96%
BKE B 0.94%
HNI B 0.92%
CPRX C 0.87%
PDCO F 0.86%
NHC B 0.86%
GMS B 0.83%
SCS B 0.81%
BHE B 0.8%
ARCH B 0.78%
HOPE B 0.78%
WMK B 0.73%
PFBC B 0.7%
IMKTA C 0.69%
COLL F 0.69%
HIMS C 0.68%
JWN C 0.68%
CNO B 0.66%
LRN A 0.65%
DDS B 0.64%
INVA C 0.64%
CPF B 0.64%
BRC C 0.63%
HTBK B 0.63%
AMKR F 0.63%
DAKT B 0.63%
IESC A 0.63%
EIG B 0.63%
PHIN B 0.63%
GEF B 0.61%
LZB B 0.61%
SXC A 0.6%
BFH B 0.6%
HY D 0.6%
VSH F 0.59%
UPBD C 0.58%
SIGA F 0.57%
ETD D 0.55%
IDT B 0.53%
VBTX B 0.53%
VIRC C 0.52%
TGNA B 0.52%
CEIX A 0.52%
CNXN D 0.51%
EMBC D 0.5%
SCSC B 0.5%
HCKT B 0.48%
PAHC B 0.47%
SMP C 0.47%
HSII B 0.47%
SPOK B 0.46%
JILL D 0.45%
HSTM A 0.45%
KFRC D 0.45%
EGY F 0.45%
HAFC B 0.43%
SUPN B 0.43%
UVE A 0.43%
METC C 0.43%
TRST B 0.43%
IBOC B 0.42%
SWBI C 0.42%
IBCP B 0.42%
AMR C 0.42%
PLAB D 0.42%
ADUS D 0.41%
MOV D 0.41%
SMLR B 0.41%
UVV B 0.4%
EBF D 0.4%
LBRT F 0.4%
SPTN F 0.4%
MCY B 0.4%
TOWN B 0.39%
MED F 0.38%
CMPO B 0.38%
EQC A 0.37%
SNDR B 0.37%
ULH B 0.37%
AMPH F 0.37%
GPOR A 0.36%
ACT D 0.36%
SAFT B 0.35%
STBA B 0.35%
HUBG A 0.35%
OSIS A 0.35%
IIPR F 0.34%
HVT D 0.34%
BBW B 0.32%
PEBO B 0.32%
CCRN F 0.32%
RYI C 0.32%
ZYXI D 0.31%
RGP F 0.31%
STC B 0.31%
CTO B 0.31%
RMR F 0.31%
CATY B 0.3%
OXM F 0.3%
PLPC B 0.29%
BUSE B 0.29%
CVI D 0.29%
ATEN A 0.29%
CLW F 0.29%
SHO D 0.28%
NX C 0.28%
ABM B 0.28%
FULT B 0.28%
BNL D 0.28%
KRT B 0.27%
BANR B 0.27%
AMN F 0.27%
GTY A 0.27%
CAL F 0.27%
IMMR F 0.27%
UVSP B 0.26%
WSR A 0.26%
PFC B 0.26%
FFBC B 0.26%
SRTS A 0.25%
LXP D 0.25%
PLXS B 0.25%
THFF B 0.25%
MSBI B 0.25%
WSBC B 0.24%
TNC F 0.24%
UE A 0.24%
SCHL F 0.24%
HTLF B 0.24%
JBSS F 0.24%
OTTR C 0.24%
RELL B 0.24%
ALX D 0.24%
SGC C 0.24%
WNC D 0.23%
HRMY F 0.23%
CARG B 0.23%
HE C 0.23%
PANL F 0.23%
REFI A 0.23%
PRGS B 0.23%
OSUR F 0.23%
SASR B 0.22%
IRMD C 0.22%
ABCB B 0.22%
HMN B 0.22%
LEVI F 0.22%
TBRG A 0.21%
NHI D 0.21%
CSGS B 0.21%
SIG C 0.21%
CTBI B 0.21%
CCS F 0.21%
APLE B 0.21%
DXPE B 0.21%
FRME B 0.21%
CVEO D 0.21%
ODC C 0.21%
FHB B 0.2%
ORGO B 0.2%
NBTB B 0.2%
PBH A 0.2%
VREX C 0.19%
NWBI B 0.19%
SSTK F 0.19%
HIW D 0.19%
NBHC B 0.19%
GRNT B 0.19%
TCMD B 0.19%
EFSC B 0.19%
FOR F 0.19%
JAKK C 0.18%
EPR D 0.18%
BTMD B 0.18%
UNF B 0.17%
BTU C 0.17%
RLJ C 0.17%
HFWA B 0.17%
RGR F 0.17%
CWCO C 0.17%
KELYA F 0.16%
AROW B 0.16%
MRC B 0.16%
ZEUS C 0.16%
LTC B 0.16%
PRK B 0.16%
OPY B 0.15%
UTL C 0.15%
CRC A 0.15%
ASB B 0.14%
ANDE F 0.14%
DNOW B 0.13%
AMWD C 0.13%
TRMK B 0.13%
DLX B 0.13%
CHCO B 0.12%
EZPW A 0.12%
OCFC B 0.12%
SCVL F 0.12%
OMI F 0.12%
VPG F 0.11%
RCMT C 0.11%
WERN B 0.11%
LYTS A 0.11%
TCBK B 0.11%
INSW F 0.11%
CRI F 0.11%
RNST B 0.11%
ACTG F 0.11%
HTH B 0.1%
GHC B 0.1%
PDM D 0.1%
NOG B 0.1%
KSS F 0.1%
NRC F 0.1%
PK D 0.09%
BLBD F 0.09%
UTMD F 0.09%
CUBI C 0.08%
MRTN C 0.08%
ITGR B 0.08%
AAT A 0.08%
GDRX F 0.08%
GIC F 0.08%
MAN F 0.08%
WGO D 0.07%
PSMT D 0.07%
ODP F 0.07%
CDP C 0.07%
WTTR A 0.07%
OEC C 0.07%
AMRK F 0.07%
AVA C 0.06%
NSSC F 0.06%
FF F 0.06%
SHOO D 0.06%
OLP A 0.06%
AHH D 0.05%
ALG C 0.05%
SFNC B 0.05%
KE C 0.05%
MYE F 0.05%
CCOI B 0.05%
AKR A 0.05%
GMRE F 0.04%
RCKY F 0.04%
NWN A 0.04%
FBRT C 0.04%
HCI C 0.04%
NVEC D 0.04%
PAG B 0.03%
BDN C 0.03%
PRGO C 0.03%
URBN C 0.03%
FCF B 0.03%
DEA D 0.03%
ZIMV F 0.03%
HLF C 0.03%
GSBC B 0.03%
WAFD B 0.03%
LPG F 0.03%
BFST B 0.02%
HTBI A 0.02%
KOP C 0.02%
UMH A 0.02%
MYGN F 0.01%
NUS C 0.01%
FBNC B 0.01%
ROSC Underweight 146 Positions Relative to DWAS
Symbol Grade Weight
MOD A -1.53%
STRL A -1.44%
KNTK A -1.1%
COOP B -1.09%
NUVL D -1.07%
RNA C -0.88%
CSWI A -0.87%
CRS A -0.87%
AMSC C -0.86%
DFIN D -0.86%
SFM A -0.86%
HRTG C -0.76%
CVNA A -0.75%
NBN B -0.71%
USLM A -0.7%
ZETA D -0.7%
RXST F -0.68%
USAP A -0.67%
GPI B -0.65%
COMM D -0.64%
BYRN A -0.64%
VCTR B -0.62%
CECO C -0.61%
SKYW B -0.61%
ATI C -0.6%
MLI B -0.6%
OSCR C -0.58%
ENVA B -0.57%
BMI C -0.56%
HROW D -0.55%
TPC C -0.55%
KRYS C -0.51%
AROC A -0.51%
PCT C -0.51%
NRIX C -0.5%
VERX A -0.5%
IMNM F -0.49%
GVA A -0.49%
JXN C -0.49%
TDS B -0.49%
PIPR B -0.48%
APLT C -0.48%
RDW A -0.47%
CCB A -0.47%
PRIM A -0.47%
SKT A -0.46%
VSEC B -0.46%
ALSN B -0.46%
OCUL C -0.46%
QTWO B -0.46%
AVAV C -0.45%
TRAK A -0.44%
ROAD A -0.44%
ALHC C -0.43%
NECB B -0.43%
ALKT B -0.42%
PAY A -0.42%
SERA F -0.42%
UTI A -0.42%
FSS B -0.42%
RYTM C -0.42%
RYAM C -0.42%
SNEX B -0.41%
RDNT B -0.41%
HURN B -0.41%
PRCT B -0.41%
SKY A -0.41%
BGC C -0.41%
WEAV B -0.41%
BSIG A -0.41%
TVTX C -0.41%
CRNX C -0.4%
AGYS A -0.4%
TGTX B -0.4%
CVLT B -0.4%
GKOS A -0.4%
ESQ B -0.4%
SLG B -0.4%
PBI B -0.4%
RYAN B -0.4%
CASH B -0.4%
SXI B -0.4%
LPX B -0.4%
VNO C -0.4%
MMSI A -0.39%
R B -0.39%
SMTC C -0.39%
MHO D -0.39%
MOG.A B -0.39%
AGM B -0.39%
FRPT A -0.39%
AMAL B -0.38%
KYMR C -0.38%
ICFI F -0.38%
INSM C -0.38%
INBK B -0.38%
DSGR C -0.37%
CBT C -0.37%
AUR C -0.37%
WT A -0.37%
PI D -0.37%
WLDN C -0.37%
NPO A -0.36%
AXSM B -0.36%
AVAH B -0.36%
AQST D -0.36%
RSI B -0.36%
NRIM A -0.36%
CVCO A -0.36%
TREE F -0.36%
CDMO A -0.35%
TBBK B -0.35%
KEX B -0.35%
PHAT F -0.35%
TWST F -0.35%
MTG D -0.34%
SWIM D -0.34%
CDE C -0.34%
VRNS D -0.34%
GCI D -0.34%
THRD C -0.34%
DFH F -0.33%
PNTG D -0.33%
AXGN D -0.33%
ACVA A -0.33%
KBH D -0.32%
ALDX C -0.32%
TPH D -0.32%
DY C -0.32%
COGT D -0.32%
SAVA C -0.31%
ATRO F -0.31%
MBIN F -0.31%
RKT F -0.3%
PLCE C -0.3%
RDFN D -0.3%
BOOT D -0.29%
MEC F -0.29%
BKD F -0.29%
IGMS F -0.29%
MG D -0.29%
LSEA F -0.28%
UWMC D -0.26%
TNDM F -0.26%
MAX F -0.23%
NOVA F -0.11%
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