FYC vs. SPSM ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to SPDR Portfolio Small Cap ETF (SPSM)
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings *

240

* may have additional holdings in another (foreign) market
SPSM

SPDR Portfolio Small Cap ETF

SPSM Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the SSGA Small Cap Index that tracks the performance of small capitalization exchange traded U.S. equity securities. The fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. It may purchase a subset of the securities in the index in an effort to hold a portfolio of securities with generally the same risk and return characteristics of the index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$48.61

Average Daily Volume

1,582,681

Number of Holdings *

586

* may have additional holdings in another (foreign) market
Performance
Period FYC SPSM
30 Days 11.90% 8.97%
60 Days 12.40% 7.31%
90 Days 15.20% 7.73%
12 Months 46.68% 32.22%
125 Overlapping Holdings
Symbol Grade Weight in FYC Weight in SPSM Overlap
AAT B 0.36% 0.09% 0.09%
ADMA B 0.6% 0.32% 0.32%
ADUS D 0.32% 0.15% 0.15%
AGYS A 0.26% 0.19% 0.19%
AMPH D 0.33% 0.12% 0.12%
ANIP F 0.24% 0.06% 0.06%
AORT B 0.48% 0.07% 0.07%
APAM B 0.13% 0.23% 0.13%
APOG B 0.42% 0.13% 0.13%
ARLO C 0.11% 0.08% 0.08%
AROC B 0.27% 0.29% 0.27%
ASTH D 0.43% 0.12% 0.12%
ATGE B 0.67% 0.23% 0.23%
AWR B 0.12% 0.23% 0.12%
AZZ B 0.36% 0.18% 0.18%
BANC A 0.26% 0.16% 0.16%
BANF B 0.41% 0.17% 0.17%
BGC C 0.4% 0.29% 0.29%
BL B 0.13% 0.21% 0.13%
BLFS C 0.3% 0.05% 0.05%
BRC D 0.34% 0.22% 0.22%
BXMT C 0.11% 0.22% 0.11%
CAKE C 0.42% 0.16% 0.16%
CALM A 0.58% 0.27% 0.27%
CARG C 0.42% 0.22% 0.22%
CARS B 0.13% 0.08% 0.08%
CCOI B 0.49% 0.24% 0.24%
CEIX A 0.28% 0.24% 0.24%
CENX B 0.46% 0.08% 0.08%
CHCO B 0.39% 0.13% 0.13%
CHEF A 0.59% 0.1% 0.1%
CLB B 0.13% 0.07% 0.07%
CNK B 0.68% 0.24% 0.24%
COLL F 0.37% 0.07% 0.07%
CPK A 0.24% 0.21% 0.21%
CPRX C 0.52% 0.17% 0.17%
CTS C 0.13% 0.12% 0.12%
CWT D 0.32% 0.21% 0.21%
DOCN D 0.33% 0.16% 0.16%
DORM B 0.57% 0.26% 0.26%
EAT A 0.91% 0.39% 0.39%
ELME D 0.22% 0.1% 0.1%
ENVA B 0.72% 0.19% 0.19%
EPAC B 0.27% 0.18% 0.18%
ESE B 0.38% 0.27% 0.27%
FBP B 0.47% 0.24% 0.24%
FBRT C 0.12% 0.07% 0.07%
FCPT C 0.23% 0.19% 0.19%
FTDR A 0.69% 0.3% 0.3%
GFF A 0.39% 0.22% 0.22%
GNL F 0.1% 0.1% 0.1%
GSHD A 0.64% 0.2% 0.2%
GTY B 0.23% 0.11% 0.11%
GVA A 0.72% 0.3% 0.3%
HLIT D 0.3% 0.1% 0.1%
HLX B 0.22% 0.1% 0.1%
HNI B 0.61% 0.18% 0.18%
HRMY D 0.39% 0.09% 0.09%
HWKN B 0.58% 0.17% 0.17%
IDCC A 0.76% 0.33% 0.33%
IIPR D 0.27% 0.21% 0.21%
JJSF B 0.23% 0.18% 0.18%
JOE F 0.1% 0.14% 0.1%
KN B 0.36% 0.11% 0.11%
KW B 0.23% 0.09% 0.09%
LGND B 0.28% 0.15% 0.15%
LKFN B 0.27% 0.13% 0.13%
LMAT A 0.52% 0.15% 0.15%
LPG F 0.09% 0.07% 0.07%
LRN A 0.7% 0.31% 0.31%
LTC B 0.12% 0.12% 0.12%
MAC B 0.25% 0.3% 0.25%
MCY A 0.69% 0.14% 0.14%
MGEE C 0.28% 0.27% 0.27%
MYGN F 0.2% 0.1% 0.1%
NBHC B 0.55% 0.13% 0.13%
NEO C 0.26% 0.14% 0.14%
NHC C 0.6% 0.11% 0.11%
NMIH D 0.43% 0.21% 0.21%
NXRT B 0.24% 0.07% 0.07%
OII B 0.39% 0.2% 0.2%
OSIS B 0.35% 0.17% 0.17%
OUT A 0.48% 0.18% 0.18%
PAYO A 0.82% 0.19% 0.19%
PBI B 0.61% 0.08% 0.08%
PJT A 0.71% 0.26% 0.26%
PLAY D 0.13% 0.08% 0.08%
PLMR B 0.53% 0.2% 0.2%
PMT D 0.32% 0.08% 0.08%
POWL C 0.81% 0.19% 0.19%
PRGS A 0.48% 0.2% 0.2%
PRK B 0.55% 0.2% 0.2%
PTGX C 0.54% 0.17% 0.17%
PZZA D 0.11% 0.11% 0.11%
SABR C 0.48% 0.1% 0.1%
SATS D 0.53% 0.2% 0.2%
SHAK C 0.42% 0.33% 0.33%
SITM B 0.42% 0.27% 0.27%
SKT B 0.26% 0.28% 0.26%
SKYW B 0.62% 0.31% 0.31%
SLVM B 0.58% 0.21% 0.21%
SMPL B 0.13% 0.24% 0.13%
SMTC B 0.49% 0.24% 0.24%
STEP B 0.69% 0.29% 0.29%
STRA C 0.12% 0.17% 0.12%
SWI B 0.25% 0.05% 0.05%
SXI B 0.26% 0.17% 0.17%
SXT B 0.23% 0.23% 0.23%
TBBK B 0.6% 0.19% 0.19%
TGI B 0.16% 0.1% 0.1%
TGTX B 0.79% 0.28% 0.28%
TNC D 0.11% 0.12% 0.11%
TNDM F 0.24% 0.13% 0.13%
TR B 0.12% 0.04% 0.04%
TRN C 0.64% 0.22% 0.22%
TRUP B 0.74% 0.12% 0.12%
UE C 0.38% 0.2% 0.2%
UFPT B 0.47% 0.14% 0.14%
VECO F 0.1% 0.11% 0.1%
WABC B 0.13% 0.11% 0.11%
WDFC B 0.26% 0.27% 0.26%
WT B 0.4% 0.1% 0.1%
WWW B 0.75% 0.12% 0.12%
YELP C 0.12% 0.17% 0.12%
YOU D 0.48% 0.17% 0.17%
FYC Overweight 115 Positions Relative to SPSM
Symbol Grade Weight
RKLB B 1.06%
PRIM A 0.81%
IESC B 0.79%
ROAD A 0.76%
STRL B 0.75%
QCRH A 0.73%
WULF C 0.71%
DOCS C 0.71%
USLM A 0.69%
ACLX C 0.68%
RYTM C 0.68%
LMND B 0.67%
ALHC C 0.65%
VCYT B 0.65%
PRCT B 0.64%
AMRX C 0.64%
REVG B 0.63%
PTON B 0.6%
DSGR D 0.59%
AGIO C 0.59%
KYMR D 0.58%
SKWD A 0.58%
MIRM B 0.57%
SGBX F 0.57%
INTA A 0.57%
SYBT B 0.57%
CWAN B 0.57%
ALKT B 0.56%
VCTR B 0.55%
JANX C 0.54%
MWA B 0.54%
PRM C 0.54%
CDE D 0.54%
OSW A 0.54%
PTCT B 0.54%
CHWY B 0.53%
MNKD C 0.53%
TGLS B 0.51%
CRAI B 0.51%
NPAB B 0.49%
LFST C 0.49%
BCRX D 0.47%
LITE B 0.47%
VERX B 0.45%
WTTR B 0.43%
MBIN D 0.43%
OSCR D 0.43%
NRIX D 0.42%
MGNI A 0.42%
RNG B 0.41%
GABC B 0.41%
CIFR B 0.4%
SEMR B 0.4%
VITL D 0.39%
GERN D 0.39%
HURN B 0.39%
KTOS B 0.38%
BLBD D 0.38%
ICFI F 0.33%
ESRT C 0.33%
IOVA F 0.32%
NHI D 0.32%
FLNC C 0.32%
ASPN F 0.32%
NSA D 0.31%
WRBY B 0.31%
KNTK B 0.3%
TWST D 0.3%
HEES B 0.29%
BKD D 0.28%
DRVN B 0.28%
TNL A 0.28%
OCUL D 0.27%
AGM C 0.26%
ARQT C 0.25%
CDP C 0.24%
UMH C 0.24%
IAS C 0.24%
GTX D 0.23%
DNLI D 0.23%
CMPR D 0.23%
SCS C 0.23%
ACVA B 0.23%
EPR D 0.22%
PHR F 0.22%
AESI B 0.22%
AIV C 0.22%
CDRE D 0.21%
HUMA F 0.21%
RXST F 0.21%
EVH F 0.21%
ALX D 0.21%
NVAX F 0.2%
SOUN C 0.17%
MIR A 0.16%
ARDX F 0.16%
PAR B 0.16%
CBZ B 0.14%
BEAM D 0.13%
APPN B 0.13%
MLNK B 0.13%
ACAD D 0.13%
THR B 0.12%
AMC C 0.12%
WEN D 0.12%
NSSC D 0.11%
RRR D 0.11%
FOLD F 0.11%
ENVX F 0.11%
IRDM D 0.11%
AZTA D 0.1%
JAMF F 0.1%
CLDX F 0.09%
XPRO F 0.09%
RLAY F 0.09%
FYC Underweight 461 Positions Relative to SPSM
Symbol Grade Weight
MLI C -0.73%
CRS A -0.64%
CMA A -0.64%
LUMN C -0.59%
GKOS B -0.54%
JXN C -0.54%
RHI B -0.53%
BBWI D -0.5%
ATI D -0.5%
AWI A -0.48%
CSWI A -0.48%
SPSC C -0.47%
ALK C -0.47%
MTH D -0.46%
VFC C -0.46%
BMI B -0.45%
MOG.A B -0.45%
COOP B -0.45%
MMSI B -0.43%
EPRT B -0.42%
LNC B -0.42%
DY D -0.41%
ACIW B -0.41%
BCPC B -0.41%
ETSY D -0.41%
ZWS B -0.4%
BCC B -0.39%
AVAV D -0.39%
FSS B -0.39%
MARA C -0.38%
PIPR B -0.38%
RDNT B -0.37%
MGY A -0.37%
MC C -0.37%
ITRI B -0.37%
MATX C -0.37%
INSP D -0.37%
GPI A -0.37%
AL B -0.36%
ACA A -0.36%
CTRE D -0.36%
SEE C -0.36%
SM B -0.36%
ABG B -0.36%
RDN C -0.36%
CORT B -0.35%
BOX B -0.35%
SLG B -0.35%
GTES A -0.34%
IBP D -0.34%
PECO A -0.34%
SFBS B -0.33%
ABCB B -0.32%
KRYS B -0.32%
ITGR B -0.32%
ALKS B -0.32%
KTB B -0.32%
AGO B -0.32%
AX A -0.31%
WHD B -0.31%
ICUI D -0.3%
FELE B -0.3%
NSIT F -0.3%
SANM B -0.3%
SIG B -0.3%
MHO D -0.3%
PLXS B -0.3%
PBH A -0.29%
FUL F -0.29%
BOOT D -0.29%
NOG A -0.29%
AEIS B -0.29%
TPH D -0.28%
OGN D -0.28%
GMS B -0.28%
UCB A -0.28%
KFY B -0.28%
CRC B -0.28%
HIMS B -0.28%
PI D -0.28%
VRRM D -0.27%
RUSHA C -0.27%
REZI A -0.27%
JBT B -0.27%
AUB B -0.27%
MDU D -0.27%
FULT A -0.27%
CVCO A -0.27%
SEM B -0.27%
GEO B -0.26%
MSGS A -0.26%
NWL B -0.26%
CATY B -0.26%
RXO C -0.26%
APLE B -0.25%
HCC B -0.25%
DXC B -0.25%
NPO A -0.25%
CBU B -0.25%
HP B -0.24%
HIW D -0.24%
BTU B -0.24%
IAC D -0.24%
OTTR C -0.24%
ASO F -0.24%
WD D -0.24%
FHB A -0.24%
WSFS A -0.24%
ABM B -0.24%
ENV B -0.23%
HASI D -0.23%
GNW A -0.23%
AEO F -0.23%
CWK B -0.23%
CRVL A -0.23%
AVA A -0.22%
TDS B -0.22%
INDB B -0.22%
SFNC B -0.22%
BOH B -0.22%
BKU A -0.22%
HUBG A -0.22%
SHOO D -0.22%
HBI B -0.21%
IOSP B -0.21%
LCII C -0.21%
FORM D -0.21%
TGNA B -0.21%
ALRM C -0.21%
LBRT D -0.21%
WAFD B -0.21%
UNF B -0.21%
PATK D -0.21%
VIRT B -0.21%
CVBF A -0.21%
PTEN C -0.21%
ARCH B -0.21%
PENN C -0.21%
DEI B -0.21%
SNEX B -0.2%
FFBC A -0.2%
PFS B -0.2%
ABR C -0.2%
VSCO B -0.2%
BFH B -0.2%
AKR B -0.19%
AMR C -0.19%
PPBI B -0.19%
CNS B -0.19%
TMDX F -0.19%
DV C -0.19%
LXP D -0.19%
TDW F -0.18%
SBCF A -0.18%
DIOD D -0.18%
ZD C -0.18%
BANR B -0.18%
KLIC B -0.18%
MPW F -0.18%
AIN C -0.18%
ARCB C -0.18%
NARI C -0.18%
VSTO A -0.18%
MTX B -0.18%
VCEL B -0.18%
MYRG B -0.17%
CXW B -0.17%
RNST B -0.17%
AIR B -0.17%
CCS D -0.17%
PINC B -0.17%
MTRN C -0.17%
ACLS F -0.17%
TTMI B -0.17%
AAP C -0.17%
WERN C -0.17%
URBN C -0.16%
KMT B -0.16%
PSMT C -0.16%
ROIC A -0.16%
ENR B -0.16%
EVTC B -0.16%
RUN F -0.16%
IPAR B -0.16%
MP B -0.16%
HI C -0.16%
IBTX B -0.16%
CWEN C -0.16%
HAYW B -0.16%
KWR C -0.16%
NBTB B -0.16%
TRMK B -0.16%
PHIN A -0.16%
SHO C -0.15%
LGIH D -0.15%
NATL B -0.15%
GRBK D -0.15%
PLUS F -0.15%
OMCL C -0.15%
ROCK C -0.15%
B B -0.15%
TFIN A -0.15%
PRVA B -0.15%
KAR B -0.15%
CRGY B -0.15%
VIAV B -0.15%
CNMD C -0.15%
FCF A -0.14%
JBLU F -0.14%
FBK B -0.14%
KSS F -0.14%
OI C -0.14%
SUPN C -0.14%
MRCY B -0.14%
CASH A -0.14%
VYX B -0.14%
EXTR B -0.14%
PRG C -0.14%
ALG B -0.14%
OFG B -0.14%
STC B -0.14%
GBX A -0.14%
LZB B -0.13%
CABO C -0.13%
DRH B -0.13%
FL F -0.13%
NWBI B -0.13%
RAMP C -0.13%
FBNC A -0.13%
HOPE B -0.12%
SJW D -0.12%
PDCO D -0.12%
WKC D -0.12%
CENTA C -0.12%
HMN B -0.12%
PRDO B -0.12%
MLKN D -0.12%
NGVT B -0.12%
FTRE D -0.12%
BHE B -0.12%
WGO C -0.12%
CALX D -0.12%
EPC D -0.12%
ADNT F -0.12%
GO C -0.12%
ROG D -0.12%
PEB D -0.11%
HELE C -0.11%
AMWD C -0.11%
IART C -0.11%
WS B -0.11%
XHR B -0.11%
TRIP F -0.11%
PLAB C -0.11%
CSGS B -0.11%
THS D -0.11%
SONO C -0.11%
DNOW B -0.11%
VSTS C -0.11%
NTCT C -0.11%
ANDE D -0.11%
VRTS B -0.11%
LEG F -0.11%
UCTT D -0.11%
VBTX B -0.11%
UPBD B -0.11%
SCL C -0.11%
CUBI C -0.11%
DFIN D -0.11%
NWN A -0.11%
STBA B -0.11%
FOXF F -0.1%
USPH B -0.1%
LNN B -0.1%
UVV B -0.1%
SBH C -0.1%
UNIT B -0.1%
ALEX C -0.1%
NX C -0.1%
TALO C -0.1%
DVAX C -0.1%
BKE B -0.1%
XNCR B -0.1%
SNDR B -0.1%
TILE B -0.1%
SPNT A -0.1%
HTH B -0.1%
VRE B -0.1%
VICR B -0.09%
ATEN B -0.09%
RC D -0.09%
MD B -0.09%
WOR F -0.09%
DCOM A -0.09%
SAFT C -0.09%
CRK B -0.09%
BHLB B -0.09%
KALU C -0.09%
JBGS D -0.09%
STAA F -0.09%
UNFI A -0.09%
EIG B -0.09%
THRM D -0.09%
EXPI C -0.08%
MXL C -0.08%
MCRI A -0.08%
ALGT B -0.08%
CBRL C -0.08%
EFC C -0.08%
BRKL B -0.08%
PGNY F -0.08%
CERT F -0.08%
AMSF B -0.08%
FIZZ C -0.08%
CSR B -0.08%
OXM D -0.08%
SCSC B -0.08%
DGII B -0.08%
QNST B -0.08%
KLG C -0.08%
NVEE F -0.08%
FDP B -0.08%
MODG F -0.08%
ECPG B -0.08%
ARI C -0.08%
DEA D -0.08%
NAVI C -0.08%
PFBC B -0.08%
MSEX B -0.08%
GIII D -0.08%
COHU C -0.08%
VVI C -0.07%
HCI C -0.07%
SAH A -0.07%
TMP B -0.07%
RWT D -0.07%
CXM C -0.07%
PRLB A -0.07%
PDFS C -0.07%
UTL B -0.07%
XRX F -0.07%
BLMN F -0.07%
MMI B -0.07%
XPEL C -0.07%
MRTN C -0.07%
PARR D -0.07%
SBSI B -0.07%
SDGR C -0.07%
AMN F -0.07%
AHCO F -0.07%
ICHR C -0.07%
DAN D -0.07%
INVA D -0.07%
SXC A -0.07%
DLX B -0.07%
CAL D -0.07%
RCUS F -0.06%
HAYN C -0.06%
ASIX A -0.06%
KOP C -0.06%
BJRI B -0.06%
BSIG A -0.06%
AVNS F -0.06%
CPF A -0.06%
EMBC C -0.06%
HCSG C -0.06%
WNC C -0.06%
CFFN B -0.06%
ASTE B -0.06%
CNXN C -0.06%
EGBN B -0.06%
PRA C -0.06%
VTLE C -0.06%
MNRO D -0.06%
ODP F -0.06%
DXPE B -0.06%
WOLF F -0.06%
JACK D -0.06%
BDN C -0.06%
CWEN C -0.06%
HFWA B -0.06%
EYE C -0.06%
OMI F -0.06%
PRAA C -0.06%
VTOL B -0.06%
HSII B -0.06%
RGR F -0.05%
WSR A -0.05%
VIR D -0.05%
CTKB C -0.05%
HAIN C -0.05%
NBR C -0.05%
ETD C -0.05%
CVI F -0.05%
INN D -0.05%
KREF D -0.05%
CEVA B -0.05%
SMP B -0.05%
MATV D -0.05%
GPRE F -0.05%
MGPI F -0.05%
TRST A -0.05%
GDEN B -0.05%
REX D -0.05%
SSTK F -0.05%
AOSL C -0.05%
AXL C -0.05%
MCW B -0.05%
NABL F -0.05%
MATW C -0.05%
HSTM B -0.05%
AHH D -0.05%
JBSS D -0.05%
TTGT C -0.05%
HAFC A -0.05%
PCRX C -0.05%
BGS F -0.04%
PAHC C -0.04%
HTZ C -0.04%
UHT D -0.04%
HTLD B -0.04%
NVRI F -0.04%
MLAB D -0.04%
LESL C -0.04%
MTUS C -0.04%
IRWD F -0.04%
GDOT D -0.04%
HZO D -0.04%
SNCY C -0.04%
UFCS B -0.04%
IIIN C -0.04%
SHEN F -0.04%
AMBC C -0.04%
LQDT B -0.04%
SPTN D -0.04%
VSAT F -0.04%
SCVL F -0.04%
SCHL D -0.04%
EZPW A -0.04%
SEDG F -0.04%
PUMP B -0.04%
FWRD D -0.04%
CENT C -0.03%
CNSL C -0.03%
NPK B -0.03%
WRLD C -0.03%
MYE F -0.03%
USNA C -0.03%
SVC F -0.03%
SLP D -0.03%
THRY F -0.03%
RGNX F -0.03%
GOGO C -0.03%
KELYA F -0.03%
GES F -0.03%
BFS C -0.03%
HPP F -0.03%
RES D -0.03%
CRSR C -0.02%
TWI F -0.02%
FLGT F -0.02%
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