ROSC vs. HSMV ETF Comparison

Comparison of Hartford Multifactor Small Cap ETF (ROSC) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$41.59

Average Daily Volume

1,713

Number of Holdings ^*

298

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$35.23

Average Daily Volume

1,255

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

Performance

Period	ROSC	HSMV
30 Days	2.28%	2.92%
60 Days	5.36%	6.22%
90 Days	3.90%	6.22%
12 Months	15.76%	16.36%

16 Overlapping Holdings

Symbol	Grade	Weight in ROSC	Weight in HSMV	Overlap
AVA	B	0.07%	0.5%	0.07%
CCOI	A	0.19%	0.3%	0.19%
CNO	B	0.64%	0.6%	0.6%
CRI	C	0.11%	0.44%	0.11%
EPR	B	0.2%	0.53%	0.2%
IDCC	B	0.79%	0.72%	0.72%
INVA	B	0.66%	0.58%	0.58%
LXP	B	0.28%	0.72%	0.28%
MAN	D	0.11%	0.45%	0.11%
PBH	A	0.2%	0.48%	0.2%
PDCO	F	0.77%	0.24%	0.24%
PLXS	B	0.2%	0.65%	0.2%
PRGS	B	0.2%	0.54%	0.2%
TNC	D	0.28%	0.43%	0.28%
UNF	C	0.17%	0.54%	0.17%
WERN	D	0.21%	0.49%	0.21%

ROSC Overweight 282 Positions Relative to HSMV

Symbol	Grade	Weight
JXN	C	1.44%
CALM	B	1.21%
BELFB	D	1.16%
RUSHA	C	1.02%
NHC	B	0.99%
PRDO	D	0.99%
HCC	F	0.98%
PLUS	B	0.94%
HNI	B	0.93%
PINC	A	0.89%
MATX	C	0.88%
SCS	C	0.88%
BKE	B	0.86%
UFPT	B	0.81%
HOPE	B	0.8%
AMKR	F	0.8%
CRVL	B	0.8%
SNDR	B	0.78%
CPRX	B	0.78%
HY	F	0.77%
IMKTA	D	0.77%
KTB	B	0.76%
ARCH	F	0.73%
BHE	C	0.72%
LEVI	C	0.71%
ETH	F	0.7%
STC	B	0.7%
CORT	B	0.69%
GPI	B	0.69%
WMK	B	0.67%
GMS	D	0.66%
LMAT	B	0.64%
BRC	B	0.64%
VSH	F	0.63%
OFG	B	0.63%
COLL	B	0.63%
SANM	D	0.63%
CPF	B	0.62%
JBSS	D	0.62%
GNE	C	0.61%
EIG	B	0.61%
AMPH	C	0.6%
SLVM	B	0.6%
PATK	B	0.6%
LZB	C	0.59%
PLAB	F	0.57%
GEF	D	0.57%
EMBC	B	0.57%
DDS	D	0.57%
LRN	B	0.56%
GNW	B	0.56%
CNXN	B	0.55%
PAHC	B	0.54%
VGR	B	0.52%
SMP	C	0.52%
KFRC	D	0.51%
TRST	B	0.51%
FOR	D	0.49%
OSUR	F	0.49%
PFBC	C	0.49%
SWBI	D	0.49%
MOV	F	0.49%
CCRN	F	0.49%
METC	F	0.48%
WSR	D	0.48%
ACT	A	0.47%
CEIX	D	0.47%
APOG	C	0.46%
MHO	B	0.46%
UVV	B	0.45%
XRX	D	0.45%
AMRX	A	0.45%
IDT	B	0.44%
RGR	F	0.44%
IESC	C	0.44%
IIPR	B	0.43%
UVE	B	0.43%
SPOK	D	0.43%
AGX	A	0.42%
CVI	F	0.42%
SUPN	B	0.42%
HCKT	B	0.42%
TOWN	B	0.41%
HVT	D	0.41%
HSII	B	0.41%
HSTM	C	0.41%
AMN	F	0.4%
VIRC	C	0.4%
SAFT	B	0.4%
IBCP	B	0.4%
DAKT	D	0.39%
EQC	A	0.39%
RMR	B	0.39%
HUBG	B	0.39%
IBOC	C	0.39%
SCSC	C	0.39%
SPTN	A	0.39%
STBA	B	0.38%
JAKK	C	0.37%
RGP	F	0.37%
CAL	B	0.37%
LBRT	D	0.36%
OSIS	C	0.36%
BBSI	C	0.36%
EBF	B	0.36%
SPNT	B	0.36%
SXC	F	0.36%
ORGO	D	0.35%
VBTX	B	0.35%
AMRK	A	0.35%
MLR	C	0.35%
IRWD	F	0.34%
OXM	F	0.34%
RELL	C	0.34%
HTBK	B	0.33%
GPOR	D	0.33%
ADUS	B	0.32%
SCHL	D	0.31%
BUSE	B	0.31%
BNL	B	0.31%
ACCO	C	0.3%
ZYXI	F	0.3%
ZIMV	D	0.3%
FBP	B	0.29%
GTY	B	0.29%
CTO	A	0.29%
TPG	B	0.28%
RYI	F	0.28%
FULT	C	0.28%
GOLF	C	0.28%
CARG	B	0.27%
PLPC	F	0.27%
TGNA	D	0.27%
AAN	B	0.27%
EPM	F	0.26%
ATEN	D	0.26%
CCS	B	0.26%
ALX	B	0.26%
NMRK	A	0.26%
WNC	F	0.25%
MMI	B	0.25%
REFI	B	0.25%
TPH	B	0.25%
NX	D	0.25%
UVSP	B	0.25%
OTTR	D	0.25%
THFF	B	0.25%
HAFC	B	0.25%
MED	F	0.25%
KRT	D	0.24%
BXC	F	0.24%
HRMY	B	0.24%
WSBC	B	0.24%
BANR	B	0.24%
PANL	F	0.24%
ODC	C	0.23%
SSTK	F	0.23%
MSBI	D	0.23%
ASIX	B	0.22%
KELYA	D	0.22%
HMN	B	0.21%
ABCB	B	0.21%
HTLF	B	0.21%
WOR	F	0.21%
NBTB	B	0.21%
SMLR	F	0.2%
UWMC	B	0.2%
CSGS	C	0.2%
NWBI	B	0.2%
IRMD	C	0.2%
CATY	B	0.2%
TCMD	C	0.19%
GRNT	D	0.19%
CWCO	F	0.19%
APLE	F	0.19%
VREX	F	0.18%
CTBI	B	0.18%
CNX	B	0.18%
DVAX	C	0.17%
ANDE	D	0.17%
RCMT	D	0.17%
HDSN	F	0.17%
VYGR	F	0.17%
AHH	B	0.17%
HFWA	B	0.17%
OMI	C	0.16%
LTC	A	0.16%
UTL	B	0.16%
NVEC	D	0.16%
MYE	D	0.16%
AROW	B	0.16%
ZEUS	F	0.16%
BBW	A	0.16%
GDRX	C	0.16%
RLJ	F	0.16%
VPG	F	0.15%
BTU	D	0.15%
SEM	D	0.15%
TBRG	B	0.15%
PRK	B	0.15%
CRC	D	0.15%
OPY	C	0.14%
NRC	F	0.14%
PFC	B	0.14%
KAI	D	0.14%
MRTN	D	0.14%
CMT	D	0.14%
ACAD	F	0.13%
SCVL	B	0.13%
SHO	D	0.13%
ASB	C	0.13%
OCFC	B	0.12%
GRBK	B	0.12%
EZPW	B	0.12%
JWN	A	0.12%
CHCO	B	0.11%
GTX	D	0.11%
TRMK	B	0.11%
FHB	C	0.11%
INSW	D	0.11%
TCBK	C	0.11%
WGO	D	0.11%
GHC	C	0.1%
NHI	A	0.1%
GIC	F	0.1%
PDM	B	0.1%
DFH	C	0.1%
AMWD	D	0.1%
DLX	D	0.09%
LYTS	B	0.09%
ITGR	A	0.09%
RNST	C	0.09%
JOUT	F	0.09%
ODP	F	0.09%
MGRC	D	0.09%
PK	D	0.09%
HTH	C	0.09%
CUBI	F	0.08%
EFSC	B	0.08%
CSR	B	0.08%
PEBO	C	0.07%
KOP	D	0.07%
SHOO	C	0.07%
NUS	F	0.07%
PSMT	B	0.07%
LPG	F	0.06%
HE	F	0.06%
IMMR	D	0.06%
FF	B	0.06%
EOLS	B	0.05%
RMNI	F	0.05%
AKR	B	0.05%
YMAB	B	0.05%
CASS	D	0.05%
FRME	C	0.04%
KE	F	0.04%
SFNC	B	0.04%
SXI	C	0.04%
GMRE	D	0.04%
HCI	A	0.04%
ARCB	F	0.03%
LMB	B	0.03%
THRY	D	0.03%
UMH	A	0.03%
DEA	A	0.03%
MBIN	C	0.03%
ALG	D	0.03%
PARR	F	0.02%
BFST	B	0.02%
GSBC	C	0.02%
NWN	B	0.02%
ESQ	B	0.02%
BDN	B	0.02%
URBN	D	0.02%
PAG	C	0.02%
ARCT	F	0.02%
JILL	F	0.02%
OLP	B	0.02%
WAFD	B	0.02%
FBNC	B	0.01%
ESRT	B	0.01%
NATR	F	0.01%

ROSC Underweight 180 Positions Relative to HSMV

Symbol	Grade	Weight
CUBE	A	-0.73%
CVLT	B	-0.72%
UTHR	B	-0.7%
EVR	B	-0.68%
GMED	C	-0.65%
CPK	A	-0.64%
SFM	B	-0.63%
HRB	B	-0.63%
JEF	B	-0.63%
FAF	A	-0.61%
OHI	A	-0.6%
LFUS	C	-0.6%
NMIH	B	-0.6%
G	B	-0.59%
ADC	A	-0.59%
ENSG	B	-0.59%
BRX	A	-0.58%
BCPC	C	-0.58%
CLH	C	-0.58%
NYT	C	-0.58%
FR	B	-0.57%
EXP	B	-0.57%
MTG	B	-0.57%
ACHC	B	-0.57%
JJSF	C	-0.57%
CW	B	-0.57%
DTM	B	-0.57%
TTEK	B	-0.57%
ORI	B	-0.56%
GLPI	A	-0.56%
MUSA	B	-0.56%
EPRT	A	-0.56%
EME	C	-0.56%
CTRE	A	-0.56%
PRI	B	-0.56%
EXEL	B	-0.55%
BJ	D	-0.55%
INGR	A	-0.55%
JHG	B	-0.55%
RDN	B	-0.55%
COOP	B	-0.55%
KFY	C	-0.55%
FCPT	A	-0.55%
ELS	A	-0.55%
ESNT	B	-0.55%
CSL	C	-0.55%
CACI	B	-0.55%
SBRA	A	-0.55%
SWX	D	-0.54%
NNN	A	-0.54%
MAT	C	-0.54%
LII	C	-0.54%
STAG	B	-0.54%
AIN	D	-0.54%
FNF	B	-0.54%
EGP	B	-0.54%
NSIT	C	-0.54%
ROIC	B	-0.54%
PECO	A	-0.53%
NBIX	D	-0.53%
OGE	B	-0.53%
MMS	C	-0.53%
EFC	B	-0.53%
RGA	B	-0.53%
CWT	B	-0.53%
USFD	B	-0.53%
AWR	B	-0.53%
FSS	D	-0.52%
PNM	A	-0.52%
NFG	B	-0.52%
GATX	C	-0.52%
MTN	C	-0.52%
CASY	C	-0.52%
VRRM	D	-0.52%
LOPE	D	-0.51%
SF	C	-0.51%
PFGC	B	-0.51%
SLGN	B	-0.51%
AVT	C	-0.51%
AMG	C	-0.51%
MCRI	A	-0.51%
EHC	B	-0.51%
MSGS	B	-0.51%
REXR	B	-0.51%
POR	B	-0.51%
THG	A	-0.51%
ALE	A	-0.5%
RPM	A	-0.5%
SR	B	-0.5%
RNR	A	-0.5%
BKH	A	-0.5%
EPC	C	-0.5%
IDA	A	-0.5%
CHH	C	-0.5%
CBSH	B	-0.5%
MIDD	D	-0.5%
MOG.A	C	-0.5%
RLI	B	-0.5%
SCI	B	-0.5%
KEX	D	-0.5%
AMH	A	-0.5%
POST	B	-0.5%
KBR	C	-0.49%
ARW	B	-0.49%
WU	C	-0.49%
FLS	C	-0.49%
NJR	A	-0.49%
PCH	C	-0.49%
TXRH	D	-0.49%
BWXT	C	-0.49%
OGS	B	-0.49%
WTRG	D	-0.49%
GPK	B	-0.49%
ACM	B	-0.49%
NWE	A	-0.49%
WPC	A	-0.49%
KNX	D	-0.48%
FNB	C	-0.48%
COLM	B	-0.48%
CHE	C	-0.48%
FHI	B	-0.48%
AFG	A	-0.48%
ATR	A	-0.48%
AM	C	-0.48%
WH	A	-0.48%
ITT	C	-0.48%
GGG	D	-0.47%
VOYA	B	-0.47%
MDU	D	-0.47%
AGO	D	-0.47%
SNX	D	-0.47%
SEIC	D	-0.47%
LSTR	D	-0.47%
LANC	D	-0.47%
RYN	B	-0.47%
DCI	C	-0.46%
SAIC	B	-0.46%
R	C	-0.46%
VVV	D	-0.46%
FELE	D	-0.46%
RS	D	-0.45%
CRUS	C	-0.45%
SON	A	-0.45%
WTS	D	-0.45%
LAMR	B	-0.45%
IOSP	D	-0.44%
CHDN	D	-0.44%
ASH	D	-0.44%
MSA	D	-0.44%
OSK	D	-0.43%
ENR	B	-0.43%
NVT	F	-0.43%
RGLD	C	-0.43%
FLO	A	-0.43%
HXL	F	-0.43%
AGCO	F	-0.42%
SIGI	D	-0.42%
DLB	F	-0.42%
MSM	D	-0.41%
JAZZ	D	-0.41%
GNTX	D	-0.41%
EVTC	D	-0.4%
NSA	A	-0.4%
LECO	F	-0.4%
PB	B	-0.4%
WEN	C	-0.39%
ALV	D	-0.39%
VNT	F	-0.39%
ABM	C	-0.36%
ENOV	D	-0.36%
IRT	B	-0.36%
AIR	D	-0.33%
ONB	C	-0.33%
EXPO	B	-0.32%
ORA	C	-0.32%
FCN	C	-0.3%
BLKB	B	-0.3%
GO	F	-0.27%
PZZA	C	-0.21%
LEG	D	-0.2%