SMHB vs. ROSC ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to Hartford Multifactor Small Cap ETF (ROSC)

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$5.64

Average Daily Volume

38,154

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$45.29

Average Daily Volume

840

Number of Holdings ^*

306

* may have additional holdings in another (foreign) market

Performance

Period	SMHB	ROSC
30 Days	-8.83%	2.23%
60 Days	-9.55%	3.99%
90 Days	-0.07%	6.60%
12 Months	11.03%	23.29%

19 Overlapping Holdings

Symbol	Grade	Weight in SMHB	Weight in ROSC	Overlap
AHH	D	0.27%	0.05%	0.05%
ALX	D	0.45%	0.24%	0.24%
BDN	C	2.41%	0.03%	0.03%
CCOI	B	1.51%	0.05%	0.05%
DEA	D	1.35%	0.03%	0.03%
EBF	D	0.18%	0.4%	0.18%
EPR	D	2.34%	0.18%	0.18%
GMRE	F	0.5%	0.04%	0.04%
GTY	A	0.44%	0.27%	0.27%
LTC	B	0.91%	0.16%	0.16%
NHI	D	1.64%	0.21%	0.21%
NWBI	B	0.77%	0.19%	0.19%
OLP	A	0.16%	0.06%	0.06%
PDM	D	0.99%	0.1%	0.1%
RMR	F	0.38%	0.31%	0.31%
SCS	B	0.65%	0.81%	0.65%
UVE	A	0.22%	0.43%	0.22%
UVV	B	0.54%	0.4%	0.4%
WSR	A	0.46%	0.26%	0.26%

SMHB Overweight 71 Positions Relative to ROSC

Symbol	Grade	Weight
SLG	B	4.87%
XRX	F	4.09%
DTM	A	3.81%
BXMT	C	3.43%
DSS	F	2.87%
TWO	D	2.87%
CIM	D	2.62%
BGS	F	2.41%
SBRA	B	2.38%
ABR	B	2.21%
APAM	B	2.02%
PAGP	A	1.88%
UNIT	B	1.86%
UWMC	D	1.84%
ARR	D	1.65%
ORC	C	1.51%
PSEC	D	1.47%
IVR	D	1.43%
PMT	D	1.35%
MFA	D	1.27%
RWT	D	1.24%
CTRE	C	1.16%
PETS	C	1.13%
MAIN	A	1.09%
HTGC	D	1.03%
ARI	C	1.02%
GNL	D	1.01%
FCPT	C	1.0%
EFC	C	1.0%
GSBD	F	0.94%
NEWT	B	0.94%
NYMT	C	0.93%
DX	A	0.89%
KREF	D	0.8%
VGR	B	0.79%
GBDC	B	0.73%
CODI	A	0.72%
VNOM	A	0.65%
RC	D	0.65%
ACRE	B	0.64%
LADR	B	0.62%
TSLX	C	0.62%
HESM	A	0.59%
OCSL	F	0.54%
AROC	A	0.53%
ILPT	D	0.49%
BRSP	C	0.49%
OPI	F	0.4%
NMFC	D	0.38%
UHT	D	0.36%
GPMT	B	0.34%
CSWC	D	0.34%
GOOD	A	0.33%
FSP	C	0.29%
TRTX	B	0.29%
TCPC	C	0.27%
CGBD	C	0.25%
BCSF	A	0.24%
TPVG	C	0.23%
PFLT	D	0.23%
SLRC	A	0.23%
BBDC	A	0.22%
KRO	F	0.2%
GAIN	A	0.17%
PNNT	B	0.16%
FDUS	A	0.16%
GLAD	A	0.15%
BFS	C	0.14%
TRIN	A	0.12%
CCAP	A	0.1%
REPX	A	0.07%

SMHB Underweight 287 Positions Relative to ROSC

Symbol	Grade	Weight
CALM	A	-1.18%
RUSHA	B	-1.09%
BELFB	D	-1.07%
CORT	C	-1.06%
IDCC	A	-1.04%
PRDO	B	-1.0%
HCC	B	-0.99%
PINC	B	-0.96%
BKE	A	-0.94%
HNI	B	-0.92%
CPRX	C	-0.87%
KTB	A	-0.86%
PDCO	F	-0.86%
NHC	B	-0.86%
GMS	B	-0.83%
PLUS	F	-0.83%
BHE	B	-0.8%
ARCH	B	-0.78%
HOPE	B	-0.78%
CRVL	A	-0.78%
UFPT	C	-0.77%
WMK	B	-0.73%
MATX	B	-0.7%
PFBC	B	-0.7%
IMKTA	C	-0.69%
LMAT	A	-0.69%
COLL	F	-0.69%
HIMS	C	-0.68%
SLVM	C	-0.68%
JWN	C	-0.68%
CNO	B	-0.66%
LRN	B	-0.65%
DDS	B	-0.64%
INVA	C	-0.64%
CPF	B	-0.64%
BRC	C	-0.63%
HTBK	B	-0.63%
AMKR	F	-0.63%
DAKT	A	-0.63%
IESC	A	-0.63%
AGX	C	-0.63%
EIG	B	-0.63%
PHIN	B	-0.63%
APOG	B	-0.63%
GEF	B	-0.61%
LZB	B	-0.61%
SXC	A	-0.6%
BFH	B	-0.6%
HY	D	-0.6%
VSH	F	-0.59%
UPBD	C	-0.58%
MLR	C	-0.57%
OFG	B	-0.57%
SIGA	F	-0.57%
ETD	D	-0.55%
IDT	B	-0.53%
VBTX	B	-0.53%
VIRC	C	-0.52%
TGNA	B	-0.52%
CEIX	A	-0.52%
CNXN	D	-0.51%
EMBC	D	-0.5%
SCSC	B	-0.5%
HCKT	B	-0.48%
REVG	B	-0.47%
PATK	D	-0.47%
PAHC	B	-0.47%
SMP	C	-0.47%
HSII	B	-0.47%
SPOK	B	-0.46%
JILL	D	-0.45%
HSTM	A	-0.45%
KFRC	D	-0.45%
EGY	F	-0.45%
AMRX	C	-0.44%
HAFC	A	-0.43%
SUPN	B	-0.43%
METC	C	-0.43%
TRST	B	-0.43%
IBOC	B	-0.42%
SWBI	C	-0.42%
IBCP	B	-0.42%
AMR	C	-0.42%
PLAB	D	-0.42%
ADUS	D	-0.41%
MOV	D	-0.41%
SMLR	C	-0.41%
BBSI	B	-0.41%
LBRT	F	-0.4%
SPTN	F	-0.4%
MCY	B	-0.4%
TOWN	B	-0.39%
MED	F	-0.38%
CMPO	A	-0.38%
EQC	A	-0.37%
SNDR	B	-0.37%
ULH	B	-0.37%
AMPH	F	-0.37%
GPOR	A	-0.36%
ACT	D	-0.36%
SAFT	B	-0.35%
STBA	B	-0.35%
HUBG	A	-0.35%
OSIS	A	-0.35%
IIPR	F	-0.34%
HVT	F	-0.34%
SPNT	A	-0.33%
BBW	B	-0.32%
PEBO	B	-0.32%
CCRN	F	-0.32%
RYI	C	-0.32%
ZYXI	D	-0.31%
RGP	F	-0.31%
STC	A	-0.31%
CTO	B	-0.31%
NGVC	A	-0.31%
CATY	B	-0.3%
OXM	F	-0.3%
PLPC	B	-0.29%
BUSE	B	-0.29%
CVI	D	-0.29%
GOLF	B	-0.29%
ATEN	A	-0.29%
CLW	F	-0.29%
SHO	D	-0.28%
FBP	B	-0.28%
NX	C	-0.28%
ABM	B	-0.28%
FULT	B	-0.28%
NMRK	B	-0.28%
BNL	D	-0.28%
KRT	B	-0.27%
BANR	B	-0.27%
AMN	F	-0.27%
CAL	F	-0.27%
IMMR	F	-0.27%
UVSP	B	-0.26%
PFC	B	-0.26%
FFBC	B	-0.26%
SRTS	A	-0.25%
LXP	D	-0.25%
PLXS	B	-0.25%
THFF	B	-0.25%
MSBI	B	-0.25%
WSBC	B	-0.24%
TNC	F	-0.24%
UE	A	-0.24%
SCHL	F	-0.24%
HTLF	B	-0.24%
JBSS	F	-0.24%
OTTR	C	-0.24%
RELL	B	-0.24%
SGC	C	-0.24%
WNC	C	-0.23%
CNX	A	-0.23%
HRMY	F	-0.23%
CARG	B	-0.23%
HE	C	-0.23%
PANL	F	-0.23%
REFI	A	-0.23%
PRGS	B	-0.23%
OSUR	F	-0.23%
SASR	B	-0.22%
IRMD	B	-0.22%
ABCB	B	-0.22%
HMN	B	-0.22%
LEVI	F	-0.22%
TBRG	A	-0.21%
CSGS	B	-0.21%
SIG	C	-0.21%
CTBI	B	-0.21%
CCS	F	-0.21%
APLE	B	-0.21%
DXPE	B	-0.21%
FRME	B	-0.21%
CVEO	D	-0.21%
ODC	C	-0.21%
FHB	B	-0.2%
ORGO	B	-0.2%
NBTB	B	-0.2%
PBH	A	-0.2%
VREX	C	-0.19%
SSTK	F	-0.19%
HIW	D	-0.19%
NBHC	B	-0.19%
GRNT	B	-0.19%
TCMD	B	-0.19%
EFSC	B	-0.19%
BVS	C	-0.19%
FOR	F	-0.19%
JAKK	C	-0.18%
BTMD	B	-0.18%
CXT	C	-0.18%
UNF	B	-0.17%
BTU	B	-0.17%
RLJ	C	-0.17%
PTGX	D	-0.17%
HFWA	B	-0.17%
RGR	F	-0.17%
CWCO	C	-0.17%
KELYA	F	-0.16%
AROW	B	-0.16%
MRC	B	-0.16%
ZEUS	C	-0.16%
PRK	B	-0.16%
OPY	B	-0.15%
UTL	C	-0.15%
CRC	B	-0.15%
HWKN	B	-0.15%
HBB	F	-0.14%
ASB	B	-0.14%
ANDE	F	-0.14%
DNOW	B	-0.13%
AMWD	B	-0.13%
TRMK	B	-0.13%
DLX	B	-0.13%
CHCO	B	-0.12%
EZPW	A	-0.12%
OCFC	B	-0.12%
SCVL	F	-0.12%
OMI	F	-0.12%
VPG	F	-0.11%
RCMT	C	-0.11%
WERN	B	-0.11%
LYTS	A	-0.11%
TCBK	B	-0.11%
INSW	F	-0.11%
CRI	F	-0.11%
RNST	B	-0.11%
ACTG	F	-0.11%
HTH	B	-0.1%
GHC	B	-0.1%
NOG	A	-0.1%
GRBK	D	-0.1%
KSS	F	-0.1%
NRC	F	-0.1%
ADMA	C	-0.09%
PK	D	-0.09%
BLBD	F	-0.09%
UTMD	F	-0.09%
CUBI	C	-0.08%
MRTN	C	-0.08%
ITGR	B	-0.08%
AAT	A	-0.08%
GDRX	F	-0.08%
GIC	F	-0.08%
MAN	F	-0.08%
WGO	C	-0.07%
PSMT	D	-0.07%
ODP	F	-0.07%
CDP	C	-0.07%
WTTR	A	-0.07%
OEC	C	-0.07%
AMRK	F	-0.07%
AVA	C	-0.06%
NSSC	F	-0.06%
FF	F	-0.06%
SHOO	D	-0.06%
ALG	C	-0.05%
SFNC	B	-0.05%
KE	C	-0.05%
BDC	B	-0.05%
MYE	F	-0.05%
AKR	A	-0.05%
RCKY	F	-0.04%
NWN	A	-0.04%
FBRT	C	-0.04%
HCI	C	-0.04%
LMB	A	-0.04%
NVEC	D	-0.04%
PAG	B	-0.03%
PRGO	C	-0.03%
URBN	C	-0.03%
FCF	B	-0.03%
ZIMV	F	-0.03%
GIII	D	-0.03%
HLF	C	-0.03%
GSBC	B	-0.03%
WAFD	B	-0.03%
LPG	F	-0.03%
BFST	B	-0.02%
HTBI	A	-0.02%
KOP	C	-0.02%
UMH	A	-0.02%
MYGN	F	-0.01%
NUS	C	-0.01%
FBNC	B	-0.01%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail REIT - Residential Oil & Gas Midstream Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers