FYT vs. SVAL ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to iShares US Small Cap Value Factor ETF (SVAL)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$57.25

Average Daily Volume

9,321

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

SVAL

iShares US Small Cap Value Factor ETF

SVAL Description

The investment seeks to track the investment results of the Russell 2000 Focused Value Select Index composed of U.S. small-capitalization stocks with prominent value characteristics. The index measures the performance of small-capitalization U.S. companies with prominent value factor characteristics, as determined by the index provider. The fund generally will invest at least 80% of its assets in the component securities and other instruments of the index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents.

Grade (RS Rating)

Last Trade

$34.36

Average Daily Volume

30,482

Number of Holdings ^*

228

* may have additional holdings in another (foreign) market

Performance

Period	FYT	SVAL
30 Days	2.71%	5.22%
60 Days	2.24%	4.43%
90 Days	6.84%	11.30%
12 Months	20.61%	26.22%

85 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in SVAL	Overlap
AMWD	B	0.51%	0.42%	0.42%
ANDE	C	0.46%	0.3%	0.3%
APLE	B	0.64%	0.33%	0.33%
ARCB	C	0.37%	0.36%	0.36%
ASB	B	0.3%	0.51%	0.3%
BANR	A	0.44%	0.0%	0.0%
BHLB	B	0.14%	0.0%	0.0%
BNL	D	0.44%	0.38%	0.38%
BUSE	B	0.37%	0.45%	0.37%
BY	B	0.57%	0.52%	0.52%
CAL	F	0.56%	0.34%	0.34%
CASH	B	0.44%	0.0%	0.0%
CATY	A	0.43%	0.0%	0.0%
CCS	F	0.52%	0.43%	0.43%
CVBF	A	0.46%	0.43%	0.43%
CVI	D	0.5%	0.18%	0.18%
CXW	B	1.03%	0.62%	0.62%
DAN	F	0.39%	0.18%	0.18%
DEA	D	0.23%	0.35%	0.23%
DK	D	0.25%	0.22%	0.22%
EBC	A	0.55%	0.96%	0.55%
EFSC	B	0.41%	0.51%	0.41%
EIG	A	0.68%	0.0%	0.0%
FBK	B	0.14%	0.64%	0.14%
FBNC	B	0.27%	0.0%	0.0%
FCF	A	0.39%	0.0%	0.0%
FDP	A	0.14%	0.42%	0.14%
FFBC	A	0.56%	0.0%	0.0%
FIBK	A	0.39%	0.43%	0.39%
FOR	F	0.56%	0.36%	0.36%
FRME	A	0.42%	0.51%	0.42%
FULT	A	0.42%	0.0%	0.0%
GEF	B	0.66%	0.33%	0.33%
GHC	B	0.56%	0.52%	0.52%
HMN	B	0.29%	0.0%	0.0%
HOPE	B	0.39%	0.49%	0.39%
HTH	B	0.25%	0.37%	0.25%
HUBG	A	0.39%	0.41%	0.39%
INDB	A	0.59%	0.0%	0.0%
INVA	C	0.61%	0.48%	0.48%
JBGS	F	0.11%	0.35%	0.11%
LC	A	0.32%	0.81%	0.32%
LCII	D	0.23%	0.32%	0.23%
LZB	A	0.49%	0.45%	0.45%
MLKN	F	0.47%	0.32%	0.32%
NBTB	B	0.13%	0.0%	0.0%
NIC	B	0.29%	0.52%	0.29%
NWBI	A	0.27%	0.0%	0.0%
NWE	C	0.47%	0.37%	0.37%
NX	C	0.39%	0.35%	0.35%
ODP	F	0.21%	0.18%	0.18%
OFG	B	0.24%	0.0%	0.0%
PARR	D	0.61%	0.16%	0.16%
PATK	C	0.22%	0.57%	0.22%
PEBO	A	0.58%	0.45%	0.45%
PFBC	B	0.42%	0.0%	0.0%
PFS	A	0.14%	0.0%	0.0%
PPBI	B	0.13%	0.0%	0.0%
PRDO	B	0.58%	0.0%	0.0%
PRG	B	0.48%	0.47%	0.47%
REZI	A	0.62%	0.52%	0.52%
RLJ	C	0.64%	0.32%	0.32%
RNST	B	0.41%	0.0%	0.0%
SASR	A	0.44%	0.58%	0.44%
SBCF	B	0.27%	0.0%	0.0%
SFNC	B	0.41%	0.0%	0.0%
SPNT	A	0.62%	0.47%	0.47%
SRCE	B	0.39%	0.51%	0.39%
STBA	B	0.25%	0.0%	0.0%
STC	A	0.12%	0.0%	0.0%
TALO	C	0.69%	0.23%	0.23%
TCBI	A	0.15%	0.49%	0.15%
TCBK	A	0.4%	0.48%	0.4%
TOWN	B	0.26%	0.5%	0.26%
TRMK	B	0.59%	0.0%	0.0%
TTMI	B	0.32%	0.6%	0.32%
VBTX	B	0.4%	0.0%	0.0%
VSH	F	0.52%	0.21%	0.21%
WAFD	B	0.26%	0.46%	0.26%
WERN	B	0.37%	0.34%	0.34%
WGO	C	0.38%	0.33%	0.33%
WKC	D	0.55%	0.4%	0.4%
WS	B	0.62%	0.23%	0.23%
WSFS	A	0.41%	0.0%	0.0%
XRX	F	0.39%	0.17%	0.17%

FYT Overweight 171 Positions Relative to SVAL

Symbol	Grade	Weight
RIOT	C	0.98%
BMBL	C	0.79%
GBX	A	0.79%
HTZ	C	0.76%
BFH	B	0.73%
JBT	A	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
CUBI	B	0.72%
VTLE	C	0.71%
CABO	C	0.71%
TGNA	B	0.7%
DNOW	B	0.69%
ULH	B	0.69%
PINC	B	0.69%
KMT	B	0.68%
GPOR	A	0.65%
HELE	C	0.65%
PK	D	0.64%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
GIII	D	0.62%
VAC	C	0.62%
BTU	B	0.62%
KOS	D	0.62%
CRGY	A	0.62%
PLAB	D	0.61%
UVV	B	0.61%
SHO	D	0.6%
AVA	C	0.59%
EPC	D	0.59%
VC	F	0.59%
IMKTA	C	0.59%
ZD	B	0.58%
RES	F	0.57%
USM	B	0.55%
PHIN	A	0.55%
KSS	F	0.54%
SAH	B	0.54%
DBRG	F	0.54%
WMK	B	0.53%
MRC	B	0.52%
SEB	F	0.52%
HOV	F	0.51%
DRH	B	0.51%
CMCO	C	0.51%
GES	F	0.51%
SBH	A	0.5%
GEO	A	0.5%
SCSC	B	0.5%
VSCO	A	0.5%
EQC	A	0.49%
NWN	A	0.49%
BV	C	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	F	0.48%
ABR	B	0.47%
OEC	C	0.47%
VSTS	F	0.46%
HIW	D	0.46%
PDCO	D	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
WSBC	A	0.43%
CRK	A	0.43%
HY	D	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKE	A	0.4%
BKU	A	0.4%
KALU	C	0.4%
SNDR	B	0.39%
ALG	C	0.39%
MCRI	A	0.38%
PTVE	C	0.38%
XHR	B	0.37%
MODG	F	0.37%
UNF	B	0.36%
KLG	D	0.36%
IPGP	D	0.36%
MRTN	C	0.35%
SPB	C	0.35%
LILAK	F	0.33%
SJW	F	0.33%
PEB	F	0.33%
VSAT	F	0.32%
SSTK	F	0.32%
LGIH	F	0.32%
CAR	C	0.3%
GRBK	D	0.3%
SCVL	F	0.3%
SNEX	A	0.29%
FHB	B	0.29%
CRI	F	0.29%
AMN	F	0.28%
FHI	A	0.28%
PBH	A	0.28%
OMI	F	0.28%
KAR	A	0.28%
DFH	F	0.28%
GOGO	C	0.27%
CSGS	B	0.27%
ABM	B	0.26%
MTX	B	0.26%
ENOV	C	0.26%
HLF	C	0.26%
IOSP	C	0.26%
BHE	B	0.26%
ROCK	C	0.25%
GO	C	0.25%
SYNA	D	0.24%
SCL	D	0.24%
CXT	D	0.24%
ARI	C	0.24%
ALEX	B	0.24%
LNN	B	0.24%
KWR	C	0.24%
DFIN	D	0.23%
SHEN	F	0.23%
THRM	F	0.23%
YETI	F	0.23%
PSMT	D	0.23%
ROG	D	0.22%
FOXF	F	0.19%
AVNS	F	0.19%
MYRG	C	0.18%
UPWK	C	0.17%
MCW	C	0.15%
MGPI	F	0.15%
BHF	B	0.14%
CBU	B	0.14%
MTRN	C	0.13%
XPEL	C	0.13%
DEI	B	0.13%
HLIO	B	0.13%
GNW	A	0.13%
IVT	A	0.13%
CVCO	B	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NVEE	F	0.12%
KFRC	D	0.12%
NNI	C	0.12%
NMRK	A	0.12%
CNMD	C	0.12%
OI	D	0.12%
MSEX	B	0.12%
UPBD	C	0.12%
EVTC	C	0.12%
PGRE	D	0.12%
AIR	B	0.12%
HAYW	A	0.12%
SAFT	B	0.12%
OXM	F	0.11%
CWEN	C	0.11%
SHOO	D	0.11%
AIN	C	0.11%
MSGE	F	0.11%
LXP	D	0.11%
RC	D	0.11%
CMTG	D	0.11%
SHLS	F	0.11%
CNXN	D	0.11%
CC	C	0.11%
BLMN	F	0.1%
PLUS	F	0.1%
GIC	F	0.1%
GPRE	F	0.1%
OLPX	F	0.09%

FYT Underweight 143 Positions Relative to SVAL

Symbol	Grade	Weight
SKYW	B	-0.86%
TILE	B	-0.84%
ARIS	A	-0.8%
MLI	B	-0.78%
HTLF	B	-0.73%
GBCI	A	-0.64%
UMBF	B	-0.64%
CALM	A	-0.61%
QCRH	B	-0.61%
MHO	D	-0.6%
HSII	B	-0.6%
MATX	B	-0.6%
UVSP	B	-0.58%
CCB	A	-0.56%
SEI	A	-0.56%
HBNC	A	-0.56%
CTBI	A	-0.56%
LOB	A	-0.55%
GABC	A	-0.55%
KBH	D	-0.55%
CNX	A	-0.55%
AKR	A	-0.55%
TMHC	B	-0.54%
PFC	A	-0.54%
DCOM	A	-0.54%
STGW	B	-0.52%
UVE	A	-0.52%
HWC	B	-0.52%
CNO	A	-0.52%
KFY	B	-0.52%
GMS	B	-0.51%
FMBH	A	-0.51%
JAKK	C	-0.5%
CNOB	B	-0.5%
TPH	D	-0.5%
UBSI	A	-0.49%
ONB	B	-0.49%
UNFI	A	-0.49%
TMP	A	-0.49%
HOMB	A	-0.48%
THFF	B	-0.48%
BXC	A	-0.48%
MTH	D	-0.48%
WASH	B	-0.48%
MCS	B	-0.47%
AVNT	B	-0.47%
MBIN	F	-0.47%
STEL	B	-0.46%
CFFN	B	-0.46%
PGC	A	-0.46%
NFBK	B	-0.46%
RDN	D	-0.45%
NMIH	D	-0.45%
BZH	C	-0.45%
NTB	B	-0.45%
FFIC	B	-0.44%
CVLG	B	-0.44%
SIG	C	-0.44%
BCC	A	-0.44%
OSBC	A	-0.44%
BANC	B	-0.43%
VSTO	A	-0.43%
ESGR	B	-0.43%
UFPI	C	-0.42%
HCC	B	-0.42%
ACT	D	-0.41%
HTBK	A	-0.41%
SBSI	B	-0.4%
SCS	B	-0.39%
MGY	A	-0.39%
OBK	B	-0.39%
EGY	F	-0.39%
ALE	A	-0.39%
SXC	A	-0.39%
VLY	A	-0.38%
MD	B	-0.38%
CEIX	A	-0.38%
ESNT	D	-0.38%
METC	C	-0.37%
ABG	B	-0.37%
AEO	F	-0.36%
SM	C	-0.36%
MNRO	B	-0.35%
REPX	A	-0.35%
CRC	A	-0.34%
ATSG	A	-0.34%
AOSL	D	-0.33%
NOG	A	-0.33%
STNG	F	-0.33%
ETD	D	-0.32%
INSW	F	-0.31%
ARCH	B	-0.31%
ASIX	B	-0.31%
LPG	F	-0.31%
ARKO	D	-0.3%
AMR	C	-0.3%
RMR	F	-0.3%
WNC	C	-0.3%
HNRG	A	-0.3%
IIIN	C	-0.3%
HTLD	B	-0.28%
SPTN	F	-0.27%
KELYA	F	-0.27%
LXU	C	-0.27%
RYI	C	-0.27%
HPK	C	-0.27%
REI	D	-0.26%
HP	C	-0.26%
MUR	D	-0.24%
THRY	F	-0.24%
CLW	F	-0.23%
FLGT	F	-0.22%
MTUS	F	-0.22%
OIS	B	-0.21%
WOR	F	-0.21%
ATKR	C	-0.2%
TH	C	-0.19%
CMT	F	-0.19%
PTEN	C	-0.19%
BRY	F	-0.18%
RGP	F	-0.18%
TWI	F	-0.17%
TBI	F	-0.16%
HDSN	F	-0.15%
CVGI	F	-0.11%
BOOM	F	-0.11%
JRVR	F	-0.1%
MED	F	-0.08%
DTC	F	-0.07%
GDOT	D	-0.0%
EGBN	B	-0.0%
TRST	A	-0.0%
WABC	B	-0.0%
BRKL	B	-0.0%
FBP	B	-0.0%
HAFC	A	-0.0%
HFWA	B	-0.0%
NBHC	B	-0.0%
CADE	B	-0.0%
ABCB	B	-0.0%
CPF	A	-0.0%
AX	A	-0.0%
AUB	A	-0.0%