ESIX vs. FYT ETF Comparison

Comparison of SPDR S&P SmallCap 600 ESG ETF (ESIX) to First Trust Small Cap Value AlphaDEX Fund (FYT)

ESIX

SPDR S&P SmallCap 600 ESG ETF

ESIX Description

SPDR S&P SmallCap 600 ESG ETF is an exchange traded fund launched by State Street Global Advisors, Inc. The fund is managed by SSGA Funds Management, Inc. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of small-cap companies. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the S&P SmallCap 600 ESG Index, by using representative sampling technique. SPDR S&P SmallCap 600 ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$32.78

Average Daily Volume

1,588

Number of Holdings ^*

367

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$57.40

Average Daily Volume

10,681

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	ESIX	FYT
30 Days	2.45%	2.45%
60 Days	4.20%	3.58%
90 Days	6.63%	5.72%
12 Months	27.89%	20.11%

118 Overlapping Holdings

Symbol	Grade	Weight in ESIX	Weight in FYT	Overlap
ABM	B	0.39%	0.26%	0.26%
ALEX	B	0.15%	0.24%	0.15%
ALG	C	0.23%	0.39%	0.23%
AMN	F	0.1%	0.28%	0.1%
AMWD	C	0.17%	0.51%	0.17%
ANDE	F	0.17%	0.46%	0.17%
APLE	B	0.39%	0.64%	0.39%
ARCB	C	0.29%	0.37%	0.29%
AVNS	F	0.09%	0.19%	0.09%
BANR	B	0.29%	0.44%	0.29%
BFH	B	0.32%	0.73%	0.32%
BHE	B	0.19%	0.26%	0.19%
BHLB	B	0.14%	0.14%	0.14%
BKU	A	0.34%	0.4%	0.34%
CAL	F	0.12%	0.56%	0.12%
CASH	B	0.22%	0.44%	0.22%
CATY	B	0.42%	0.43%	0.42%
CBU	B	0.41%	0.14%	0.14%
CCS	F	0.27%	0.52%	0.27%
CENTA	C	0.19%	0.49%	0.19%
CNMD	C	0.25%	0.12%	0.12%
CRK	A	0.14%	0.43%	0.14%
CSGS	B	0.17%	0.27%	0.17%
CUBI	C	0.18%	0.72%	0.18%
CVCO	A	0.43%	0.13%	0.13%
CWEN	C	0.1%	0.11%	0.1%
CWEN	C	0.25%	0.11%	0.11%
DAN	F	0.12%	0.39%	0.12%
DEA	D	0.14%	0.23%	0.14%
DEI	B	0.35%	0.13%	0.13%
DFIN	D	0.18%	0.23%	0.18%
DNOW	B	0.17%	0.69%	0.17%
DRH	B	0.21%	0.51%	0.21%
EIG	B	0.15%	0.68%	0.15%
EPC	F	0.19%	0.59%	0.19%
EVTC	B	0.25%	0.12%	0.12%
FBK	B	0.22%	0.14%	0.14%
FCF	B	0.21%	0.39%	0.21%
FDP	B	0.13%	0.14%	0.13%
FFBC	B	0.31%	0.56%	0.31%
FHB	B	0.39%	0.29%	0.29%
FULT	B	0.43%	0.42%	0.42%
GBX	B	0.22%	0.79%	0.22%
GEO	A	0.4%	0.5%	0.4%
GES	F	0.06%	0.51%	0.06%
GNW	A	0.35%	0.13%	0.13%
GOGO	C	0.05%	0.27%	0.05%
GPRE	F	0.08%	0.1%	0.08%
HAYW	B	0.25%	0.12%	0.12%
HIW	D	0.38%	0.46%	0.38%
HMN	B	0.18%	0.29%	0.18%
HOPE	B	0.18%	0.39%	0.18%
HTH	B	0.16%	0.25%	0.16%
HUBG	A	0.34%	0.39%	0.34%
INDB	B	0.34%	0.59%	0.34%
IOSP	C	0.34%	0.26%	0.26%
JBGS	F	0.15%	0.11%	0.11%
JBT	A	0.42%	0.73%	0.42%
KALU	C	0.14%	0.4%	0.14%
KMT	C	0.25%	0.68%	0.25%
KSS	F	0.23%	0.54%	0.23%
KWR	D	0.26%	0.24%	0.24%
LCII	D	0.32%	0.23%	0.23%
LNN	B	0.15%	0.24%	0.15%
LXP	D	0.31%	0.11%	0.11%
LZB	B	0.21%	0.49%	0.21%
MGPI	F	0.08%	0.15%	0.08%
MLKN	F	0.19%	0.47%	0.19%
MSEX	B	0.13%	0.12%	0.12%
MTX	C	0.29%	0.26%	0.26%
MYRG	C	0.27%	0.18%	0.18%
NAVI	F	0.13%	0.48%	0.13%
NVEE	F	0.13%	0.12%	0.12%
NWN	A	0.18%	0.49%	0.18%
NX	C	0.16%	0.39%	0.16%
ODP	F	0.1%	0.21%	0.1%
OFG	B	0.23%	0.24%	0.23%
OI	D	0.23%	0.12%	0.12%
OMI	F	0.1%	0.28%	0.1%
OXM	F	0.12%	0.11%	0.11%
PARR	F	0.11%	0.61%	0.11%
PBH	A	0.45%	0.28%	0.28%
PDCO	F	0.17%	0.44%	0.17%
PEB	F	0.16%	0.33%	0.16%
PFBC	B	0.13%	0.42%	0.13%
PFS	B	0.32%	0.14%	0.14%
PINC	B	0.26%	0.69%	0.26%
PPBI	B	0.3%	0.13%	0.13%
PRG	C	0.23%	0.48%	0.23%
PSMT	D	0.25%	0.23%	0.23%
REZI	A	0.42%	0.62%	0.42%
RNST	B	0.26%	0.41%	0.26%
ROCK	D	0.25%	0.25%	0.25%
ROG	D	0.2%	0.22%	0.2%
ROIC	A	0.25%	0.13%	0.13%
SAFT	B	0.14%	0.12%	0.12%
SBCF	B	0.28%	0.27%	0.27%
SBH	B	0.15%	0.5%	0.15%
SCL	D	0.18%	0.24%	0.18%
SCSC	B	0.12%	0.5%	0.12%
SFNC	B	0.35%	0.41%	0.35%
SHEN	F	0.06%	0.23%	0.06%
SHO	D	0.23%	0.6%	0.23%
SHOO	D	0.36%	0.11%	0.11%
SJW	F	0.18%	0.33%	0.18%
SNEX	B	0.3%	0.29%	0.29%
STBA	B	0.18%	0.25%	0.18%
STC	B	0.23%	0.12%	0.12%
TALO	C	0.16%	0.69%	0.16%
TDS	B	0.33%	0.64%	0.33%
THRM	F	0.15%	0.23%	0.15%
UPBD	C	0.17%	0.12%	0.12%
VRTS	B	0.18%	0.41%	0.18%
VTLE	C	0.09%	0.71%	0.09%
WGO	D	0.19%	0.38%	0.19%
WKC	D	0.19%	0.55%	0.19%
XHR	B	0.17%	0.37%	0.17%
XRX	F	0.11%	0.39%	0.11%

ESIX Overweight 249 Positions Relative to FYT

Symbol	Grade	Weight
MLI	B	1.14%
LUMN	C	0.98%
GKOS	A	0.85%
JXN	C	0.84%
ATI	C	0.78%
SPSC	F	0.75%
AWI	B	0.75%
ALK	A	0.75%
MTH	D	0.73%
BMI	C	0.72%
COOP	B	0.7%
MMSI	A	0.66%
LNC	B	0.66%
BCPC	B	0.64%
ACIW	B	0.64%
MATX	B	0.62%
FSS	B	0.62%
BCC	C	0.61%
DY	C	0.6%
GPI	B	0.6%
PIPR	B	0.59%
ITRI	B	0.59%
EAT	A	0.58%
RDN	D	0.58%
SEE	D	0.58%
ACA	A	0.57%
MGY	A	0.57%
AL	B	0.57%
SM	C	0.57%
BOX	B	0.56%
CTRE	C	0.56%
SLG	B	0.55%
SHAK	C	0.55%
IBP	F	0.54%
PECO	A	0.53%
ALKS	C	0.52%
ITGR	B	0.51%
IDCC	B	0.51%
AGO	A	0.5%
ABCB	B	0.5%
SIG	C	0.49%
LRN	A	0.48%
NSIT	F	0.48%
ICUI	D	0.47%
MAC	A	0.47%
FELE	B	0.47%
FTDR	B	0.47%
GVA	A	0.47%
PLXS	B	0.47%
AEIS	B	0.47%
MHO	D	0.47%
FUL	F	0.46%
KFY	B	0.45%
CRC	A	0.45%
AROC	A	0.44%
SKT	A	0.44%
DXC	D	0.44%
SEM	B	0.44%
OGN	F	0.44%
TPH	D	0.44%
RUSHA	B	0.43%
AUB	B	0.43%
SITM	B	0.43%
VRRM	F	0.43%
UCB	A	0.43%
NWL	B	0.42%
WDFC	B	0.42%
PJT	B	0.42%
DORM	B	0.41%
CALM	A	0.41%
NPO	A	0.39%
SMTC	C	0.39%
APAM	B	0.38%
HP	C	0.38%
WD	D	0.38%
FBP	B	0.38%
SMPL	B	0.38%
SXT	C	0.37%
BXMT	C	0.36%
GFF	B	0.36%
HASI	F	0.36%
CWK	C	0.36%
AEO	F	0.36%
BRC	C	0.36%
BOH	B	0.35%
BL	C	0.35%
AWR	A	0.35%
CARG	B	0.35%
ATGE	B	0.35%
NMIH	D	0.34%
TRN	A	0.34%
FORM	F	0.34%
CWT	C	0.33%
PTEN	C	0.33%
SLVM	C	0.32%
PRGS	B	0.32%
UE	A	0.31%
PLMR	A	0.31%
HBI	B	0.31%
DV	C	0.31%
EPAC	B	0.3%
AGYS	A	0.3%
PAYO	A	0.29%
DIOD	F	0.29%
VCEL	A	0.29%
ACLS	F	0.29%
HNI	B	0.29%
TBBK	B	0.29%
AAP	D	0.28%
AZZ	A	0.28%
AKR	A	0.28%
STRA	C	0.27%
YELP	C	0.27%
BANF	B	0.27%
CPRX	C	0.27%
KLIC	C	0.27%
CAKE	B	0.26%
HI	C	0.26%
IBTX	B	0.26%
BANC	B	0.25%
TFIN	B	0.25%
ADUS	D	0.25%
UFPT	C	0.25%
EXTR	C	0.24%
JBLU	F	0.24%
LGND	C	0.24%
B	A	0.24%
OMCL	C	0.24%
VIAV	C	0.24%
ENR	B	0.24%
VYX	C	0.23%
RAMP	C	0.22%
FL	F	0.22%
NBHC	B	0.21%
CHCO	B	0.21%
TNDM	F	0.21%
APOG	B	0.2%
LKFN	B	0.2%
SONO	C	0.19%
AMPH	F	0.19%
TRUP	B	0.19%
WWW	A	0.19%
VECO	F	0.18%
PZZA	F	0.18%
NTCT	C	0.18%
KN	B	0.18%
TNC	F	0.18%
DVAX	C	0.18%
TRIP	F	0.18%
NGVT	C	0.18%
LTC	B	0.18%
THS	F	0.17%
HLIT	D	0.16%
XNCR	B	0.16%
HLX	C	0.16%
ELME	D	0.16%
MYGN	F	0.16%
VRE	A	0.16%
TILE	B	0.16%
KW	B	0.15%
UNIT	B	0.15%
UNFI	B	0.15%
WT	A	0.15%
USPH	C	0.15%
TGI	A	0.15%
STAA	F	0.15%
DCOM	A	0.14%
WOR	F	0.14%
AAT	A	0.14%
HRMY	F	0.14%
MD	C	0.14%
ECPG	C	0.13%
CARS	C	0.13%
ALGT	C	0.13%
QNST	C	0.13%
ARLO	C	0.13%
CERT	F	0.13%
COHU	D	0.13%
AORT	B	0.12%
CENX	B	0.12%
AMSF	B	0.12%
FBRT	C	0.12%
CBRL	C	0.12%
SDGR	C	0.12%
CSR	A	0.12%
PBI	B	0.12%
PMT	D	0.12%
LPG	F	0.11%
COLL	F	0.11%
SBSI	B	0.11%
MMI	B	0.11%
UTL	C	0.11%
SXC	A	0.11%
VVI	B	0.11%
RCUS	F	0.1%
HFWA	B	0.1%
PRAA	C	0.1%
JACK	D	0.1%
VTOL	B	0.1%
TMP	B	0.1%
HSII	B	0.1%
EGBN	B	0.1%
CLB	C	0.1%
RWT	D	0.1%
BDN	C	0.1%
ASIX	C	0.09%
JBSS	F	0.09%
KOP	C	0.09%
CPF	B	0.09%
BJRI	C	0.09%
HAYN	A	0.09%
PRA	B	0.09%
EMBC	D	0.09%
WNC	D	0.09%
MNRO	C	0.09%
EYE	C	0.09%
MATW	C	0.08%
AXL	C	0.08%
SMP	C	0.08%
PCRX	C	0.08%
SEDG	F	0.08%
HAFC	B	0.08%
FWRD	D	0.08%
VIR	F	0.08%
HAIN	D	0.07%
AMBC	C	0.07%
SPTN	F	0.07%
NBR	D	0.07%
WSR	A	0.07%
INN	D	0.07%
TRST	B	0.07%
THRY	F	0.06%
UFCS	A	0.06%
NVRI	F	0.06%
HPP	F	0.06%
IRWD	F	0.06%
MTUS	D	0.06%
GDOT	D	0.06%
USNA	C	0.05%
KELYA	F	0.05%
BGS	F	0.05%
PAHC	B	0.05%
RGNX	D	0.05%
LESL	C	0.05%
CNSL	B	0.04%
CENT	C	0.04%
FLGT	F	0.04%
WRLD	D	0.04%
CRSR	D	0.03%

ESIX Underweight 139 Positions Relative to FYT

Symbol	Grade	Weight
CXW	B	-1.03%
RIOT	C	-0.98%
BMBL	C	-0.79%
HTZ	C	-0.76%
CTOS	B	-0.72%
ECVT	C	-0.72%
CABO	C	-0.71%
TGNA	B	-0.7%
ULH	B	-0.69%
GEF	B	-0.66%
GPOR	A	-0.65%
HELE	C	-0.65%
PK	D	-0.64%
RLJ	C	-0.64%
GT	C	-0.64%
IART	C	-0.63%
GIII	D	-0.62%
VAC	C	-0.62%
WS	B	-0.62%
BTU	C	-0.62%
KOS	D	-0.62%
CRGY	A	-0.62%
SPNT	A	-0.62%
PLAB	D	-0.61%
INVA	C	-0.61%
UVV	B	-0.61%
AVA	C	-0.59%
TRMK	B	-0.59%
VC	F	-0.59%
IMKTA	C	-0.59%
PEBO	B	-0.58%
ZD	B	-0.58%
PRDO	B	-0.58%
RES	F	-0.57%
BY	B	-0.57%
GHC	B	-0.56%
FOR	F	-0.56%
USM	B	-0.55%
PHIN	B	-0.55%
EBC	B	-0.55%
SAH	B	-0.54%
DBRG	F	-0.54%
WMK	B	-0.53%
VSH	F	-0.52%
MRC	B	-0.52%
SEB	F	-0.52%
HOV	D	-0.51%
CMCO	C	-0.51%
CVI	D	-0.5%
VSCO	A	-0.5%
EQC	A	-0.49%
BV	C	-0.49%
LADR	B	-0.49%
NWE	C	-0.47%
ABR	B	-0.47%
OEC	C	-0.47%
CVBF	B	-0.46%
VSTS	F	-0.46%
SASR	B	-0.44%
BNL	D	-0.44%
PLYA	B	-0.44%
ADNT	F	-0.44%
WSBC	B	-0.43%
FRME	B	-0.42%
WSFS	B	-0.41%
HY	D	-0.41%
EFSC	B	-0.41%
LAUR	A	-0.4%
BKE	B	-0.4%
TCBK	B	-0.4%
VBTX	B	-0.4%
SNDR	B	-0.39%
FIBK	B	-0.39%
SRCE	B	-0.39%
MCRI	A	-0.38%
PTVE	B	-0.38%
BUSE	B	-0.37%
MODG	F	-0.37%
WERN	B	-0.37%
UNF	B	-0.36%
KLG	D	-0.36%
IPGP	D	-0.36%
MRTN	C	-0.35%
SPB	C	-0.35%
LILAK	F	-0.33%
VSAT	F	-0.32%
SSTK	F	-0.32%
LGIH	F	-0.32%
TTMI	B	-0.32%
LC	B	-0.32%
CAR	C	-0.3%
GRBK	D	-0.3%
ASB	B	-0.3%
SCVL	F	-0.3%
NIC	B	-0.29%
CRI	F	-0.29%
FHI	B	-0.28%
KAR	A	-0.28%
DFH	F	-0.28%
NWBI	B	-0.27%
FBNC	B	-0.27%
ENOV	C	-0.26%
WAFD	B	-0.26%
TOWN	B	-0.26%
HLF	C	-0.26%
DK	D	-0.25%
GO	C	-0.25%
SYNA	D	-0.24%
CXT	C	-0.24%
ARI	C	-0.24%
YETI	D	-0.23%
PATK	D	-0.22%
FOXF	F	-0.19%
UPWK	C	-0.17%
MCW	C	-0.15%
TCBI	B	-0.15%
BHF	C	-0.14%
MTRN	C	-0.13%
XPEL	C	-0.13%
HLIO	C	-0.13%
IVT	A	-0.13%
SAM	C	-0.13%
NBTB	B	-0.13%
KFRC	D	-0.12%
NNI	D	-0.12%
NMRK	B	-0.12%
PGRE	D	-0.12%
AIR	B	-0.12%
AIN	C	-0.11%
MSGE	F	-0.11%
RC	D	-0.11%
CMTG	D	-0.11%
SHLS	F	-0.11%
CNXN	D	-0.11%
CC	D	-0.11%
BLMN	F	-0.1%
PLUS	F	-0.1%
GIC	F	-0.1%
OLPX	D	-0.09%