SVAL vs. FYC ETF Comparison

Comparison of iShares US Small Cap Value Factor ETF (SVAL) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

SVAL

iShares US Small Cap Value Factor ETF

SVAL Description

The investment seeks to track the investment results of the Russell 2000 Focused Value Select Index composed of U.S. small-capitalization stocks with prominent value characteristics. The index measures the performance of small-capitalization U.S. companies with prominent value factor characteristics, as determined by the index provider. The fund generally will invest at least 80% of its assets in the component securities and other instruments of the index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents.

Grade (RS Rating)

Last Trade

$31.69

Average Daily Volume

85,692

Number of Holdings ^*

228

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.19

Average Daily Volume

22,902

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

Performance

Period	SVAL	FYC
30 Days	-3.35%	1.27%
60 Days	-5.60%	8.76%
90 Days	9.02%	11.99%
12 Months	21.44%	32.57%

14 Overlapping Holdings

Symbol	Grade	Weight in SVAL	Weight in FYC	Overlap
AKR	B	0.56%	0.43%	0.43%
AMWD	C	0.43%	0.13%	0.13%
BANC	C	0.42%	0.13%	0.13%
CAL	F	0.41%	0.45%	0.41%
CEIX	B	0.35%	0.58%	0.35%
FOR	D	0.43%	0.23%	0.23%
INSW	C	0.41%	0.4%	0.4%
LPG	F	0.42%	0.38%	0.38%
MBIN	D	0.57%	0.5%	0.5%
SCS	D	0.41%	0.46%	0.41%
SKYW	B	0.71%	0.58%	0.58%
SPNT	D	0.5%	0.67%	0.5%
WABC	F	0.0%	0.34%	0.0%
WNC	F	0.32%	0.1%	0.1%

SVAL Overweight 214 Positions Relative to FYC

Symbol	Grade	Weight
EBC	D	0.9%
MHO	A	0.71%
PATK	B	0.67%
HTLF	C	0.67%
MLI	B	0.67%
TILE	B	0.66%
KBH	C	0.65%
LC	D	0.64%
MTH	B	0.59%
UMBF	C	0.59%
LOB	C	0.58%
AX	D	0.58%
TPH	B	0.58%
TMHC	B	0.58%
ARIS	C	0.58%
FBK	D	0.57%
GBCI	D	0.56%
MATX	B	0.56%
UVSP	D	0.55%
UVE	C	0.55%
CALM	A	0.54%
CCS	C	0.54%
KFY	C	0.54%
HSII	B	0.53%
NMIH	C	0.53%
STGW	C	0.53%
INVA	B	0.52%
QCRH	D	0.52%
TTMI	D	0.51%
CNO	C	0.51%
PRG	C	0.51%
SASR	C	0.51%
GABC	D	0.5%
GMS	D	0.5%
FMBH	D	0.5%
TOWN	D	0.5%
AVNT	B	0.5%
SRCE	D	0.49%
JAKK	C	0.49%
CNX	A	0.49%
GHC	B	0.49%
HBNC	D	0.49%
CTBI	D	0.49%
SIG	C	0.49%
ESNT	C	0.48%
NIC	D	0.48%
PFC	D	0.48%
NTB	D	0.48%
HWC	D	0.48%
BZH	B	0.48%
WKC	B	0.48%
CNOB	C	0.48%
BCC	B	0.48%
LZB	C	0.48%
AEO	C	0.47%
ESGR	D	0.47%
STNG	D	0.47%
BY	D	0.47%
ACT	C	0.47%
BUSE	D	0.47%
UBSI	D	0.47%
WAFD	D	0.47%
EFSC	D	0.47%
EGY	D	0.46%
BNL	B	0.46%
TCBK	D	0.46%
FRME	D	0.46%
HCC	D	0.45%
REZI	F	0.45%
ONB	D	0.45%
BXC	D	0.45%
THFF	D	0.45%
HOMB	D	0.45%
UFPI	B	0.45%
AOSL	D	0.44%
ASB	F	0.44%
CFFN	D	0.43%
FIBK	D	0.43%
ALE	A	0.43%
RNST	D	0.43%
CCB	C	0.43%
UNFI	B	0.42%
VSTO	D	0.42%
NWE	A	0.42%
STEL	D	0.42%
TCBI	C	0.42%
CVLG	D	0.42%
WASH	D	0.42%
NFBK	D	0.42%
KELYA	D	0.41%
PEBO	D	0.41%
TMP	D	0.41%
DEA	D	0.41%
FDP	B	0.4%
OSBC	D	0.4%
SBSI	D	0.4%
HTBK	D	0.4%
HUBG	D	0.4%
HTH	D	0.39%
CXW	F	0.39%
FFIC	D	0.38%
ARCB	D	0.38%
OBK	F	0.38%
MNRO	C	0.37%
PGC	D	0.37%
METC	D	0.37%
ABG	D	0.37%
MGY	C	0.37%
ETD	B	0.37%
SPTN	B	0.36%
RMR	B	0.36%
LCII	B	0.36%
VLY	C	0.36%
APLE	D	0.35%
NX	F	0.35%
ASIX	B	0.35%
WERN	D	0.35%
ARKO	C	0.35%
MLKN	F	0.35%
SM	F	0.35%
AAN	D	0.34%
ANDE	D	0.34%
MCS	B	0.34%
WGO	D	0.34%
THRY	F	0.33%
AMR	F	0.33%
GEF	C	0.33%
RLJ	D	0.33%
IIIN	F	0.33%
CRC	B	0.32%
NOG	D	0.31%
MD	B	0.31%
REPX	D	0.3%
SXC	F	0.3%
HPK	F	0.3%
REI	F	0.29%
HTLD	F	0.29%
CLW	F	0.28%
FLGT	F	0.28%
ARCH	D	0.28%
ATSG	C	0.27%
VSH	F	0.27%
LXU	D	0.27%
MUR	F	0.26%
DAN	F	0.26%
HP	F	0.25%
HNRG	C	0.24%
CVI	F	0.24%
RYI	F	0.24%
MTUS	F	0.24%
XRX	F	0.23%
WOR	F	0.23%
DK	F	0.23%
BRY	F	0.22%
TWI	D	0.22%
TALO	F	0.22%
HDSN	D	0.22%
CMT	F	0.22%
RGP	F	0.22%
ODP	F	0.22%
ATKR	F	0.2%
BOOM	D	0.19%
WS	D	0.19%
OIS	F	0.19%
PTEN	F	0.19%
TBI	F	0.18%
PARR	F	0.17%
CVGI	F	0.16%
TH	F	0.16%
JRVR	F	0.14%
DTC	F	0.1%
MED	F	0.09%
EGBN	C	0.0%
CVBF	D	0.0%
BRKL	D	0.0%
HAFC	D	0.0%
PPBI	D	0.0%
JBGS	C	0.0%
EIG	B	0.0%
SBCF	D	0.0%
HMN	C	0.0%
TRST	D	0.0%
CATY	D	0.0%
INDB	D	0.0%
SFNC	C	0.0%
FFBC	D	0.0%
PRDO	D	0.0%
NWBI	D	0.0%
BHLB	D	0.0%
HFWA	D	0.0%
WSFS	D	0.0%
NBTB	D	0.0%
RDN	D	0.0%
BANR	C	0.0%
FCF	D	0.0%
NBHC	D	0.0%
CASH	D	0.0%
HOPE	D	0.0%
DCOM	C	0.0%
VBTX	C	0.0%
TRMK	D	0.0%
OFG	D	0.0%
FULT	D	0.0%
FBNC	D	0.0%
FBP	D	0.0%
GDOT	C	0.0%
ABCB	C	0.0%
CPF	C	0.0%
STC	C	0.0%
STBA	D	0.0%
PFBC	D	0.0%
AUB	D	0.0%
CADE	D	0.0%
PFS	D	0.0%

SVAL Underweight 227 Positions Relative to FYC

Symbol	Grade	Weight
SMMT	D	-1.21%
ADMA	B	-0.98%
ZETA	B	-0.95%
SATS	C	-0.89%
POWL	A	-0.86%
ALHC	C	-0.83%
CRS	B	-0.82%
IESC	B	-0.81%
HWKN	A	-0.78%
PI	B	-0.77%
OSCR	C	-0.75%
PRCT	C	-0.74%
QTWO	C	-0.74%
USLM	C	-0.74%
PTGX	C	-0.73%
CNK	C	-0.73%
ACIW	A	-0.72%
GVA	B	-0.72%
ROAD	C	-0.71%
PJT	C	-0.7%
SMTC	C	-0.7%
STRL	C	-0.69%
SGBX	F	-0.68%
RDNT	C	-0.67%
LRN	C	-0.67%
TDS	B	-0.66%
DY	C	-0.65%
TRN	C	-0.65%
FTDR	C	-0.65%
MIRM	D	-0.64%
WHD	B	-0.63%
TBBK	C	-0.63%
CSWI	B	-0.63%
ALKT	D	-0.62%
ATGE	C	-0.62%
OSW	C	-0.61%
GERN	D	-0.61%
CORT	B	-0.61%
ITRI	C	-0.61%
TMDX	D	-0.6%
AGIO	D	-0.6%
AZZ	C	-0.6%
AMRX	A	-0.58%
AROC	C	-0.57%
SLG	C	-0.56%
UFPT	D	-0.56%
PTCT	C	-0.56%
KRYS	D	-0.55%
BKD	D	-0.55%
IDCC	A	-0.55%
NHI	C	-0.55%
COLL	B	-0.54%
KYMR	C	-0.54%
KTOS	A	-0.53%
PLMR	D	-0.53%
TWST	D	-0.53%
BRC	C	-0.52%
ICFI	C	-0.51%
ARDX	D	-0.51%
HLX	D	-0.51%
SKWD	B	-0.51%
EPAC	C	-0.5%
HURN	C	-0.5%
HIMS	C	-0.5%
LAUR	C	-0.5%
LMAT	B	-0.5%
MYGN	D	-0.49%
GFF	B	-0.49%
TNDM	D	-0.48%
GRBK	B	-0.48%
TPG	C	-0.47%
TNL	B	-0.47%
AGYS	D	-0.47%
PMT	B	-0.47%
JWN	D	-0.47%
SPR	D	-0.46%
RXST	F	-0.46%
GBX	C	-0.46%
TGLS	A	-0.46%
BOWL	F	-0.46%
RKLB	B	-0.46%
VERX	B	-0.46%
CRDO	C	-0.45%
WRBY	C	-0.45%
FLNC	C	-0.44%
RYTM	C	-0.42%
CPRX	C	-0.42%
CMPR	F	-0.42%
DSGR	B	-0.42%
PRGS	B	-0.41%
CBZ	F	-0.41%
SYBT	C	-0.41%
BCRX	D	-0.41%
IIPR	C	-0.41%
BANF	D	-0.4%
SBRA	C	-0.4%
HASI	C	-0.39%
SHAK	C	-0.39%
ESRT	C	-0.39%
YOU	C	-0.39%
CDRE	B	-0.38%
CARG	C	-0.38%
UE	B	-0.38%
NSA	C	-0.38%
CARS	F	-0.38%
MRUS	D	-0.37%
CHCO	D	-0.37%
GIII	C	-0.37%
PAR	D	-0.37%
ACVA	C	-0.37%
NSSC	F	-0.36%
AESI	C	-0.36%
KNTK	C	-0.36%
ALX	C	-0.36%
FORM	F	-0.35%
DOCS	B	-0.35%
LKFN	D	-0.35%
JJSF	A	-0.35%
OSIS	B	-0.35%
SWI	C	-0.35%
BROS	D	-0.35%
GPOR	B	-0.34%
AGM	F	-0.34%
MIR	B	-0.34%
MGNI	D	-0.34%
VECO	F	-0.33%
TNC	F	-0.33%
PK	D	-0.33%
ENV	C	-0.33%
SABR	C	-0.32%
GBDC	D	-0.32%
VGR	C	-0.32%
SITM	B	-0.32%
DFH	C	-0.32%
THR	F	-0.32%
ANIP	D	-0.31%
IOSP	F	-0.31%
SMG	B	-0.3%
OUT	C	-0.29%
PDFS	F	-0.29%
HRMY	B	-0.29%
TGI	F	-0.28%
SKT	A	-0.28%
ESE	B	-0.28%
CTRE	B	-0.28%
FA	A	-0.28%
ENVX	F	-0.28%
NABL	F	-0.28%
JBI	F	-0.27%
SXI	B	-0.26%
CRNX	D	-0.26%
IVT	B	-0.26%
GH	F	-0.26%
GIC	D	-0.25%
HEES	D	-0.25%
AIV	C	-0.25%
EXTR	D	-0.25%
PRVA	F	-0.24%
LADR	D	-0.24%
DRH	D	-0.24%
LTC	C	-0.24%
JOE	D	-0.24%
RRR	D	-0.23%
SHO	D	-0.23%
TR	D	-0.23%
ETWO	D	-0.22%
MLNK	F	-0.22%
PEB	D	-0.22%
NOVA	D	-0.21%
VCEL	F	-0.21%
YELP	F	-0.21%
ALRM	F	-0.2%
BE	F	-0.2%
ZUO	F	-0.2%
FWRG	F	-0.2%
CLDX	F	-0.2%
AMC	F	-0.2%
TRIP	F	-0.19%
AGL	F	-0.19%
XMTR	D	-0.18%
PD	F	-0.18%
RAMP	F	-0.18%
MYRG	F	-0.17%
VCYT	C	-0.17%
RUN	D	-0.17%
TGTX	C	-0.15%
CWAN	C	-0.15%
RKT	B	-0.15%
MGEE	A	-0.14%
DNLI	C	-0.14%
CLSK	F	-0.14%
INTA	C	-0.14%
IAS	F	-0.13%
AWR	B	-0.13%
KW	C	-0.13%
DOCN	C	-0.13%
FCPT	C	-0.13%
UMH	C	-0.13%
MTRN	F	-0.12%
NEO	F	-0.12%
ALG	D	-0.12%
DBRG	D	-0.12%
UEC	C	-0.12%
JAMF	F	-0.12%
PLYM	D	-0.12%
BEAM	F	-0.12%
PHR	F	-0.12%
CNMD	D	-0.12%
WINA	D	-0.12%
RNG	F	-0.12%
DRVN	C	-0.12%
CTKB	F	-0.11%
GTX	F	-0.11%
UPWK	D	-0.11%
PLAB	D	-0.11%
RES	D	-0.11%
EVTC	D	-0.11%
ROCK	D	-0.11%
NTST	D	-0.11%
LMND	F	-0.11%
NARI	F	-0.1%
VC	F	-0.1%
MCW	F	-0.1%
CXM	F	-0.09%
AI	F	-0.09%
BASE	F	-0.09%
PLAY	D	-0.09%