ROSC vs. KRE ETF Comparison

Comparison of Hartford Multifactor Small Cap ETF (ROSC) to SPDR S&P Regional Banking ETF (KRE)

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$45.55

Average Daily Volume

838

Number of Holdings ^*

306

* may have additional holdings in another (foreign) market

KRE

SPDR S&P Regional Banking ETF

KRE Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the regional banking segment of the U.S. banking industry. In seeking to track the performance of the S&P Regional Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the regional banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$65.83

Average Daily Volume

14,648,716

Number of Holdings ^*

140

* may have additional holdings in another (foreign) market

Performance

Period	ROSC	KRE
30 Days	3.78%	11.33%
60 Days	6.76%	18.72%
90 Days	8.00%	20.77%
12 Months	24.43%	50.58%

49 Overlapping Holdings

Symbol	Grade	Weight in ROSC	Weight in KRE	Overlap
ABCB	B	0.21%	0.67%	0.21%
ASB	B	0.13%	1.08%	0.13%
BANR	B	0.25%	0.4%	0.25%
BUSE	B	0.27%	0.14%	0.14%
CATY	B	0.29%	0.52%	0.29%
CHCO	B	0.11%	0.2%	0.11%
CPF	B	0.6%	0.14%	0.14%
CTBI	B	0.2%	0.08%	0.08%
CUBI	B	0.07%	0.75%	0.07%
EFSC	B	0.18%	0.21%	0.18%
FBNC	B	0.01%	0.2%	0.01%
FBP	B	0.27%	0.7%	0.27%
FCF	B	0.03%	0.28%	0.03%
FFBC	B	0.25%	0.32%	0.25%
FHB	B	0.19%	0.48%	0.19%
FRME	B	0.19%	0.3%	0.19%
FULT	B	0.26%	0.84%	0.26%
GSBC	B	0.03%	0.05%	0.03%
HAFC	B	0.41%	0.15%	0.15%
HFWA	B	0.17%	0.14%	0.14%
HOPE	B	0.75%	0.28%	0.28%
HTBK	B	0.6%	0.13%	0.13%
HTH	B	0.1%	0.32%	0.1%
HTLF	B	0.23%	0.43%	0.23%
IBCP	B	0.38%	0.12%	0.12%
IBOC	B	0.39%	0.48%	0.39%
MSBI	B	0.25%	0.07%	0.07%
NBHC	B	0.18%	0.37%	0.18%
NBTB	B	0.19%	0.25%	0.19%
NWBI	B	0.18%	0.28%	0.18%
OCFC	B	0.11%	0.19%	0.11%
OFG	B	0.55%	0.3%	0.3%
PEBO	A	0.3%	0.13%	0.13%
PFBC	B	0.66%	0.2%	0.2%
PFC	B	0.25%	0.16%	0.16%
PRK	B	0.16%	0.29%	0.16%
RNST	B	0.1%	0.44%	0.1%
SASR	A	0.2%	0.31%	0.2%
SFNC	B	0.05%	0.35%	0.05%
STBA	B	0.33%	0.16%	0.16%
TCBK	B	0.1%	0.15%	0.1%
THFF	A	0.24%	0.06%	0.06%
TOWN	B	0.38%	0.24%	0.24%
TRMK	B	0.12%	0.33%	0.12%
TRST	B	0.41%	0.08%	0.08%
UVSP	B	0.25%	0.08%	0.08%
VBTX	B	0.5%	0.28%	0.28%
WAFD	B	0.03%	0.46%	0.03%
WSBC	B	0.22%	0.24%	0.22%

ROSC Overweight 257 Positions Relative to KRE

Symbol	Grade	Weight
CALM	B	1.19%
RUSHA	B	1.09%
BELFB	C	1.07%
HCC	C	1.06%
CORT	B	1.01%
PINC	B	1.0%
IDCC	B	0.99%
PRDO	B	0.95%
BKE	A	0.93%
PDCO	F	0.93%
HNI	B	0.89%
CPRX	C	0.88%
KTB	A	0.85%
NHC	B	0.84%
PLUS	F	0.83%
GMS	B	0.81%
BHE	C	0.8%
COLL	F	0.78%
UFPT	C	0.78%
SCS	B	0.77%
CRVL	B	0.73%
ARCH	B	0.73%
JWN	B	0.72%
MATX	B	0.72%
SLVM	C	0.71%
LMAT	B	0.7%
WMK	B	0.7%
DDS	B	0.69%
IMKTA	B	0.68%
AMKR	F	0.66%
HY	F	0.65%
INVA	C	0.65%
LRN	B	0.64%
VSH	F	0.64%
SIGA	F	0.63%
BRC	B	0.63%
APOG	B	0.63%
CNO	B	0.63%
EIG	A	0.62%
AGX	C	0.61%
PHIN	B	0.6%
DAKT	B	0.6%
IESC	B	0.59%
GEF	B	0.59%
LZB	B	0.59%
BFH	B	0.58%
UPBD	B	0.57%
ETD	D	0.57%
SXC	B	0.56%
HIMS	C	0.55%
MLR	C	0.54%
IDT	B	0.52%
EMBC	C	0.51%
CNXN	C	0.51%
CEIX	B	0.5%
SPTN	F	0.5%
VIRC	C	0.49%
SMP	B	0.49%
EGY	F	0.48%
TGNA	B	0.48%
SCSC	B	0.47%
SWBI	D	0.47%
SPOK	B	0.46%
HCKT	B	0.46%
KFRC	C	0.46%
IIPR	F	0.46%
HSII	B	0.45%
REVG	B	0.45%
PAHC	B	0.45%
PATK	C	0.45%
AMN	F	0.44%
CMPO	C	0.44%
JILL	C	0.44%
PLAB	C	0.43%
MED	D	0.43%
AMPH	C	0.43%
METC	C	0.43%
MOV	C	0.43%
HSTM	B	0.43%
UVV	B	0.42%
SUPN	C	0.42%
AMR	C	0.42%
ADUS	D	0.42%
LBRT	F	0.41%
UVE	B	0.41%
AMRX	B	0.41%
EBF	C	0.4%
EQC	C	0.39%
MCY	B	0.39%
BBSI	B	0.38%
ACT	C	0.37%
HVT	F	0.36%
SNDR	B	0.36%
RMR	F	0.35%
ULH	B	0.35%
CCRN	F	0.35%
SAFT	B	0.34%
HUBG	A	0.34%
BBW	B	0.34%
CTO	B	0.33%
CLW	F	0.33%
OSIS	B	0.33%
GPOR	B	0.33%
SPNT	B	0.32%
ZYXI	D	0.32%
SMLR	B	0.32%
RYI	B	0.31%
BNL	D	0.31%
OXM	D	0.31%
STC	C	0.31%
NGVC	B	0.3%
RGP	D	0.3%
NMRK	B	0.29%
NX	C	0.29%
SHO	D	0.29%
ABM	B	0.28%
IMMR	F	0.28%
GTY	C	0.28%
PLPC	B	0.27%
WSR	B	0.27%
ALX	D	0.27%
ATEN	A	0.27%
CVI	F	0.27%
GOLF	B	0.27%
HE	F	0.26%
LXP	D	0.26%
OSUR	F	0.26%
OTTR	C	0.26%
CAL	D	0.26%
UE	B	0.25%
PLXS	C	0.25%
RELL	B	0.25%
KRT	B	0.25%
JBSS	F	0.25%
PRGS	A	0.24%
SGC	B	0.24%
LEVI	F	0.24%
SRTS	B	0.24%
CCS	F	0.24%
REFI	A	0.24%
ODC	C	0.24%
TNC	F	0.24%
SCHL	F	0.23%
PANL	F	0.23%
HRMY	D	0.23%
KELYA	F	0.22%
IRMD	B	0.22%
WNC	C	0.22%
HMN	B	0.22%
FOR	F	0.22%
CNX	B	0.22%
CVEO	D	0.22%
HIW	D	0.21%
CARG	B	0.21%
SIG	B	0.21%
SSTK	D	0.21%
APLE	B	0.21%
NHI	D	0.21%
PBH	A	0.2%
DXPE	B	0.2%
BVS	C	0.2%
GRNT	B	0.19%
CXT	F	0.19%
VREX	C	0.19%
RGR	F	0.19%
EPR	D	0.19%
CSGS	B	0.19%
JAKK	C	0.19%
PTGX	D	0.19%
CWCO	F	0.18%
BTU	C	0.18%
TBRG	B	0.18%
BTMD	B	0.18%
ORGO	B	0.18%
LTC	B	0.17%
TCMD	B	0.17%
OPY	B	0.16%
MRC	B	0.16%
ZEUS	C	0.16%
UNF	B	0.16%
RLJ	C	0.16%
AROW	B	0.15%
CRC	B	0.15%
HBB	F	0.15%
UTL	C	0.15%
HWKN	C	0.14%
ANDE	D	0.14%
AMWD	B	0.13%
DLX	B	0.12%
SCVL	D	0.12%
INSW	F	0.12%
CRI	D	0.12%
OMI	F	0.12%
ACTG	F	0.12%
EZPW	A	0.12%
BLBD	F	0.11%
DNOW	B	0.11%
PDM	D	0.11%
GDRX	F	0.11%
KSS	D	0.11%
VPG	F	0.11%
GRBK	D	0.11%
AMRK	F	0.1%
GHC	B	0.1%
RCMT	C	0.1%
NOG	B	0.1%
WERN	B	0.1%
NRC	F	0.1%
GIC	F	0.09%
AAT	B	0.09%
ODP	F	0.09%
MAN	F	0.09%
PK	C	0.09%
LYTS	B	0.09%
UTMD	D	0.09%
MRTN	C	0.08%
CDP	C	0.08%
FF	D	0.08%
ADMA	C	0.08%
ITGR	B	0.08%
OLP	B	0.07%
WGO	B	0.07%
OEC	D	0.07%
SHOO	D	0.07%
PSMT	D	0.07%
AKR	B	0.06%
CCOI	C	0.06%
AVA	C	0.06%
NSSC	F	0.06%
WTTR	B	0.06%
HCI	B	0.05%
FBRT	C	0.05%
ALG	B	0.05%
AHH	D	0.05%
KE	C	0.05%
MYE	F	0.05%
BDC	C	0.05%
LPG	D	0.04%
RCKY	F	0.04%
LMB	B	0.04%
GMRE	F	0.04%
NWN	B	0.04%
NVEC	D	0.04%
PAG	B	0.03%
PRGO	C	0.03%
URBN	C	0.03%
BDN	D	0.03%
DEA	D	0.03%
ZIMV	F	0.03%
GIII	C	0.03%
HLF	C	0.03%
HTBI	B	0.02%
BFST	B	0.02%
KOP	C	0.02%
UMH	C	0.02%
NUS	C	0.01%
MYGN	F	0.01%

ROSC Underweight 91 Positions Relative to KRE

Symbol	Grade	Weight
MTB	A	-4.93%
HBAN	A	-4.84%
RF	A	-4.63%
CFG	B	-4.59%
TFC	B	-4.42%
FHN	A	-3.81%
ZION	B	-3.04%
WBS	A	-2.37%
SNV	B	-2.35%
WAL	B	-2.32%
OZK	B	-2.28%
EWBC	B	-2.08%
CFR	B	-1.89%
COLB	A	-1.88%
SSB	B	-1.65%
PNFP	B	-1.54%
VLY	B	-1.5%
CADE	B	-1.5%
AX	B	-1.46%
WTFC	B	-1.4%
UMBF	B	-1.36%
PB	B	-1.27%
ONB	B	-1.19%
FNB	B	-1.14%
BPOP	C	-1.12%
CBSH	A	-1.09%
BANC	B	-0.96%
TBBK	B	-0.93%
HWC	B	-0.92%
GBCI	B	-0.86%
TCBI	B	-0.84%
BKU	A	-0.8%
FFIN	B	-0.78%
HOMB	A	-0.77%
BOH	B	-0.77%
UBSI	B	-0.63%
FIBK	B	-0.58%
AUB	A	-0.56%
EBC	B	-0.55%
PFS	B	-0.54%
CBU	B	-0.53%
CVBF	B	-0.53%
INDB	B	-0.52%
BOKF	B	-0.51%
SFBS	B	-0.49%
UCB	B	-0.47%
WSFS	B	-0.43%
PPBI	B	-0.43%
TFIN	B	-0.42%
IBTX	B	-0.42%
SBCF	B	-0.39%
CASH	B	-0.38%
BHLB	B	-0.26%
BANF	B	-0.25%
EGBN	B	-0.25%
LKFN	B	-0.24%
FBMS	B	-0.24%
LOB	B	-0.22%
FBK	B	-0.21%
WABC	B	-0.19%
BRKL	B	-0.19%
QCRH	B	-0.18%
DCOM	B	-0.18%
CFFN	B	-0.16%
SRCE	B	-0.15%
MCB	B	-0.15%
AMAL	B	-0.15%
SYBT	B	-0.15%
NFBK	B	-0.14%
FFWM	B	-0.14%
NIC	B	-0.13%
CFB	B	-0.13%
OSBC	A	-0.13%
BY	B	-0.13%
CNOB	B	-0.12%
TMP	B	-0.12%
CCB	A	-0.11%
KRNY	B	-0.11%
TFSL	A	-0.11%
SBSI	B	-0.11%
HIFS	B	-0.1%
OBK	B	-0.1%
WASH	B	-0.1%
PGC	B	-0.1%
FFIC	B	-0.09%
MBWM	B	-0.09%
AMTB	B	-0.09%
HBNC	A	-0.07%
CAC	B	-0.06%
CLBK	B	-0.04%
HONE	B	-0.04%