FYC vs. SVAL ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to iShares US Small Cap Value Factor ETF (SVAL)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

SVAL

iShares US Small Cap Value Factor ETF

SVAL Description

The investment seeks to track the investment results of the Russell 2000 Focused Value Select Index composed of U.S. small-capitalization stocks with prominent value characteristics. The index measures the performance of small-capitalization U.S. companies with prominent value factor characteristics, as determined by the index provider. The fund generally will invest at least 80% of its assets in the component securities and other instruments of the index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents.

Grade (RS Rating)

Last Trade

$35.66

Average Daily Volume

33,068

Number of Holdings ^*

228

* may have additional holdings in another (foreign) market

Performance

Period	FYC	SVAL
30 Days	11.90%	11.65%
60 Days	12.40%	9.96%
90 Days	15.20%	9.05%
12 Months	46.68%	30.77%

13 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in SVAL	Overlap
BANC	A	0.26%	0.43%	0.26%
CALM	A	0.58%	0.61%	0.58%
CEIX	A	0.28%	0.38%	0.28%
FBP	B	0.47%	0.0%	0.0%
GABC	B	0.41%	0.55%	0.41%
LPG	F	0.09%	0.31%	0.09%
MBIN	D	0.43%	0.47%	0.43%
NBHC	B	0.55%	0.0%	0.0%
NMIH	D	0.43%	0.45%	0.43%
QCRH	A	0.73%	0.61%	0.61%
SCS	C	0.23%	0.39%	0.23%
SKYW	B	0.62%	0.86%	0.62%
WABC	B	0.13%	0.0%	0.0%

FYC Overweight 227 Positions Relative to SVAL

Symbol	Grade	Weight
RKLB	B	1.06%
EAT	A	0.91%
PAYO	A	0.82%
POWL	C	0.81%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	B	0.79%
ROAD	A	0.76%
IDCC	A	0.76%
STRL	B	0.75%
WWW	B	0.75%
TRUP	B	0.74%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
PJT	A	0.71%
DOCS	C	0.71%
LRN	A	0.7%
STEP	B	0.69%
USLM	A	0.69%
FTDR	A	0.69%
MCY	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	B	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	C	0.64%
AMRX	C	0.64%
REVG	B	0.63%
PBI	B	0.61%
HNI	B	0.61%
PTON	B	0.6%
ADMA	B	0.6%
NHC	C	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	D	0.59%
AGIO	C	0.59%
KYMR	D	0.58%
HWKN	B	0.58%
SKWD	A	0.58%
SLVM	B	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	A	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
PRK	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	D	0.54%
OSW	A	0.54%
PTGX	C	0.54%
PTCT	B	0.54%
PLMR	B	0.53%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	B	0.51%
NPAB	B	0.49%
CCOI	B	0.49%
LFST	C	0.49%
SMTC	B	0.49%
PRGS	A	0.48%
SABR	C	0.48%
AORT	B	0.48%
YOU	D	0.48%
OUT	A	0.48%
UFPT	B	0.47%
BCRX	D	0.47%
LITE	B	0.47%
CENX	B	0.46%
VERX	B	0.45%
WTTR	B	0.43%
ASTH	D	0.43%
OSCR	D	0.43%
APOG	B	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	C	0.42%
NRIX	D	0.42%
SHAK	C	0.42%
MGNI	A	0.42%
RNG	B	0.41%
BANF	B	0.41%
CIFR	B	0.4%
BGC	C	0.4%
SEMR	B	0.4%
WT	B	0.4%
VITL	D	0.39%
GFF	A	0.39%
OII	B	0.39%
GERN	D	0.39%
CHCO	B	0.39%
HRMY	D	0.39%
HURN	B	0.39%
UE	C	0.38%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
COLL	F	0.37%
AZZ	B	0.36%
KN	B	0.36%
AAT	B	0.36%
OSIS	B	0.35%
BRC	D	0.34%
AMPH	D	0.33%
ICFI	F	0.33%
DOCN	D	0.33%
ESRT	C	0.33%
IOVA	F	0.32%
PMT	D	0.32%
ADUS	D	0.32%
NHI	D	0.32%
FLNC	C	0.32%
CWT	D	0.32%
ASPN	F	0.32%
NSA	D	0.31%
WRBY	B	0.31%
HLIT	D	0.3%
KNTK	B	0.3%
TWST	D	0.3%
BLFS	C	0.3%
HEES	B	0.29%
LGND	B	0.28%
BKD	D	0.28%
MGEE	C	0.28%
DRVN	B	0.28%
TNL	A	0.28%
IIPR	D	0.27%
LKFN	B	0.27%
OCUL	D	0.27%
EPAC	B	0.27%
AROC	B	0.27%
NEO	C	0.26%
SKT	B	0.26%
WDFC	B	0.26%
SXI	B	0.26%
AGYS	A	0.26%
AGM	C	0.26%
SWI	B	0.25%
MAC	B	0.25%
ARQT	C	0.25%
ANIP	F	0.24%
CDP	C	0.24%
TNDM	F	0.24%
UMH	C	0.24%
IAS	C	0.24%
CPK	A	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	D	0.23%
JJSF	B	0.23%
SXT	B	0.23%
DNLI	D	0.23%
KW	B	0.23%
CMPR	D	0.23%
GTY	B	0.23%
ACVA	B	0.23%
EPR	D	0.22%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
AIV	C	0.22%
ELME	D	0.22%
CDRE	D	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	C	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	B	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	B	0.13%
ACAD	D	0.13%
CARS	B	0.13%
CTS	C	0.13%
PLAY	D	0.13%
FBRT	C	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	D	0.11%
NSSC	D	0.11%
RRR	D	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
IRDM	D	0.11%
VECO	F	0.1%
JOE	F	0.1%
GNL	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	F	0.09%
RLAY	F	0.09%

FYC Underweight 215 Positions Relative to SVAL

Symbol	Grade	Weight
EBC	B	-0.96%
TILE	B	-0.84%
LC	A	-0.81%
ARIS	B	-0.8%
MLI	C	-0.78%
HTLF	B	-0.73%
GBCI	B	-0.64%
UMBF	B	-0.64%
FBK	B	-0.64%
CXW	B	-0.62%
MHO	D	-0.6%
HSII	B	-0.6%
MATX	C	-0.6%
TTMI	B	-0.6%
SASR	B	-0.58%
UVSP	B	-0.58%
PATK	D	-0.57%
CCB	A	-0.56%
SEI	A	-0.56%
HBNC	B	-0.56%
CTBI	B	-0.56%
LOB	B	-0.55%
KBH	D	-0.55%
CNX	A	-0.55%
AKR	B	-0.55%
TMHC	B	-0.54%
PFC	A	-0.54%
DCOM	A	-0.54%
STGW	B	-0.52%
UVE	B	-0.52%
BY	B	-0.52%
NIC	B	-0.52%
REZI	A	-0.52%
HWC	B	-0.52%
CNO	A	-0.52%
GHC	C	-0.52%
KFY	B	-0.52%
SRCE	B	-0.51%
ASB	B	-0.51%
GMS	B	-0.51%
FRME	B	-0.51%
FMBH	B	-0.51%
EFSC	B	-0.51%
JAKK	C	-0.5%
CNOB	B	-0.5%
TOWN	B	-0.5%
TPH	D	-0.5%
UBSI	B	-0.49%
HOPE	B	-0.49%
ONB	B	-0.49%
TCBI	B	-0.49%
UNFI	A	-0.49%
TMP	B	-0.49%
HOMB	A	-0.48%
THFF	B	-0.48%
BXC	B	-0.48%
MTH	D	-0.48%
INVA	D	-0.48%
WASH	C	-0.48%
TCBK	B	-0.48%
PRG	C	-0.47%
SPNT	A	-0.47%
MCS	B	-0.47%
AVNT	B	-0.47%
STEL	A	-0.46%
CFFN	B	-0.46%
WAFD	B	-0.46%
PGC	C	-0.46%
NFBK	B	-0.46%
RDN	C	-0.45%
BUSE	B	-0.45%
BZH	B	-0.45%
LZB	B	-0.45%
PEBO	A	-0.45%
NTB	B	-0.45%
FFIC	B	-0.44%
CVLG	C	-0.44%
SIG	B	-0.44%
BCC	B	-0.44%
OSBC	A	-0.44%
CCS	D	-0.43%
VSTO	A	-0.43%
CVBF	A	-0.43%
FIBK	A	-0.43%
ESGR	B	-0.43%
UFPI	B	-0.42%
FDP	B	-0.42%
AMWD	C	-0.42%
HCC	B	-0.42%
ACT	D	-0.41%
HTBK	A	-0.41%
HUBG	A	-0.41%
SBSI	B	-0.4%
WKC	D	-0.4%
MGY	A	-0.39%
OBK	B	-0.39%
EGY	D	-0.39%
ALE	A	-0.39%
SXC	A	-0.39%
VLY	B	-0.38%
MD	B	-0.38%
ESNT	D	-0.38%
BNL	D	-0.38%
METC	C	-0.37%
ABG	B	-0.37%
HTH	B	-0.37%
NWE	B	-0.37%
ARCB	C	-0.36%
AEO	F	-0.36%
FOR	F	-0.36%
SM	B	-0.36%
MNRO	D	-0.35%
JBGS	D	-0.35%
DEA	D	-0.35%
NX	C	-0.35%
REPX	A	-0.35%
WERN	C	-0.34%
CRC	B	-0.34%
ATSG	B	-0.34%
CAL	D	-0.34%
AOSL	C	-0.33%
GEF	A	-0.33%
NOG	A	-0.33%
STNG	F	-0.33%
APLE	B	-0.33%
WGO	C	-0.33%
LCII	C	-0.32%
ETD	C	-0.32%
MLKN	D	-0.32%
RLJ	C	-0.32%
INSW	F	-0.31%
ARCH	B	-0.31%
ASIX	A	-0.31%
ARKO	C	-0.3%
AMR	C	-0.3%
ANDE	D	-0.3%
RMR	F	-0.3%
WNC	C	-0.3%
HNRG	B	-0.3%
IIIN	C	-0.3%
HTLD	B	-0.28%
SPTN	D	-0.27%
KELYA	F	-0.27%
LXU	B	-0.27%
RYI	C	-0.27%
HPK	B	-0.27%
REI	D	-0.26%
HP	B	-0.26%
MUR	D	-0.24%
THRY	F	-0.24%
CLW	F	-0.23%
WS	B	-0.23%
TALO	C	-0.23%
FLGT	F	-0.22%
DK	C	-0.22%
MTUS	C	-0.22%
OIS	C	-0.21%
VSH	D	-0.21%
WOR	F	-0.21%
ATKR	C	-0.2%
TH	C	-0.19%
CMT	D	-0.19%
PTEN	C	-0.19%
BRY	F	-0.18%
ODP	F	-0.18%
CVI	F	-0.18%
RGP	F	-0.18%
DAN	D	-0.18%
TWI	F	-0.17%
XRX	F	-0.17%
TBI	F	-0.16%
PARR	D	-0.16%
HDSN	F	-0.15%
CVGI	F	-0.11%
BOOM	F	-0.11%
JRVR	F	-0.1%
MED	F	-0.08%
DTC	F	-0.07%
CATY	B	-0.0%
GDOT	D	-0.0%
PRDO	B	-0.0%
CASH	A	-0.0%
PPBI	B	-0.0%
EIG	B	-0.0%
EGBN	B	-0.0%
TRST	A	-0.0%
SBCF	A	-0.0%
HMN	B	-0.0%
BRKL	B	-0.0%
RNST	B	-0.0%
NWBI	B	-0.0%
SFNC	B	-0.0%
INDB	B	-0.0%
OFG	B	-0.0%
FFBC	A	-0.0%
BHLB	B	-0.0%
FCF	A	-0.0%
HAFC	A	-0.0%
PFBC	B	-0.0%
STBA	B	-0.0%
NBTB	B	-0.0%
WSFS	A	-0.0%
HFWA	B	-0.0%
VBTX	B	-0.0%
STC	B	-0.0%
FBNC	A	-0.0%
BANR	B	-0.0%
FULT	A	-0.0%
TRMK	B	-0.0%
CADE	B	-0.0%
ABCB	B	-0.0%
CPF	A	-0.0%
AX	A	-0.0%
PFS	B	-0.0%
AUB	B	-0.0%