FNY vs. VIOV ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to Vanguard S&P Small-Cap 600 Value ETF (VIOV)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$79.45

Average Daily Volume

15,927

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

VIOV

Vanguard S&P Small-Cap 600 Value ETF

VIOV Description

The investment seeks to track the performance of a benchmark index that measures the investment return of small-capitalization value stocks in the United States. The fund employs an indexing investment approach designed to track the performance of the S&P SmallCap 600Â® Value Index, which represents the value companies of the S&P SmallCap 600 Index. The index measures the performance of small-capitalization value stocks. It attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

Grade (RS Rating)

Last Trade

$93.47

Average Daily Volume

61,128

Number of Holdings ^*

444

* may have additional holdings in another (foreign) market

Performance

Period	FNY	VIOV
30 Days	5.21%	4.88%
60 Days	5.58%	4.28%
90 Days	8.97%	12.41%
12 Months	28.93%	20.43%

12 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in VIOV	Overlap
ACA	B	0.45%	0.28%	0.28%
AEIS	D	0.25%	0.23%	0.23%
ALKS	C	0.31%	0.26%	0.26%
BCPC	C	0.31%	0.38%	0.31%
BOX	C	0.18%	0.28%	0.18%
CNS	B	0.18%	0.18%	0.18%
EPRT	B	0.5%	0.41%	0.41%
FIZZ	D	0.25%	0.07%	0.07%
MAC	B	0.3%	0.52%	0.3%
MMSI	B	0.48%	0.35%	0.35%
SFBS	B	0.69%	0.33%	0.33%
SMPL	D	0.26%	0.16%	0.16%

FNY Overweight 204 Positions Relative to VIOV

Symbol	Grade	Weight
APP	C	0.91%
ENSG	B	0.88%
SFM	B	0.87%
COKE	C	0.84%
HALO	C	0.83%
HRB	C	0.83%
PSN	B	0.83%
MOG.A	B	0.82%
NTRA	C	0.82%
ALSN	B	0.81%
DVA	B	0.81%
MUSA	D	0.81%
FIX	B	0.8%
CW	B	0.8%
ATI	D	0.8%
TTEK	C	0.8%
INSM	D	0.79%
MOD	A	0.79%
FRPT	B	0.78%
ITGR	A	0.78%
CVNA	B	0.78%
POST	C	0.78%
CLH	A	0.76%
EME	B	0.76%
BCO	B	0.75%
LNW	B	0.75%
LNTH	D	0.74%
AVAV	C	0.73%
BFAM	C	0.73%
TOL	B	0.72%
IBKR	B	0.72%
TOST	C	0.72%
OLLI	C	0.71%
CASY	D	0.71%
GWRE	A	0.7%
CVLT	B	0.69%
HOOD	C	0.68%
H	C	0.68%
WWD	D	0.68%
KNF	B	0.67%
WING	B	0.67%
TXRH	C	0.67%
CBT	B	0.64%
ARMK	B	0.64%
AWI	B	0.63%
RYAN	D	0.63%
TW	B	0.63%
PEGA	C	0.63%
KTB	B	0.63%
ATR	B	0.62%
TPL	B	0.62%
KD	D	0.62%
BMI	A	0.62%
TKO	B	0.61%
GKOS	C	0.61%
PRI	B	0.61%
AAON	B	0.61%
MEDP	F	0.6%
FSS	D	0.59%
NYT	C	0.59%
ITT	B	0.59%
BWXT	D	0.59%
AIT	A	0.59%
LOPE	D	0.58%
XPO	D	0.58%
FCN	D	0.58%
AM	C	0.57%
SRPT	D	0.57%
RL	C	0.57%
CHDN	C	0.57%
WSM	D	0.55%
ANF	D	0.55%
WFRD	F	0.53%
APG	D	0.52%
MTSI	D	0.52%
HLNE	B	0.52%
APPF	D	0.52%
OHI	B	0.51%
HQY	C	0.51%
CRVL	B	0.51%
EXEL	C	0.5%
ONTO	D	0.5%
INGR	B	0.5%
AXSM	C	0.49%
HCC	F	0.49%
SMAR	C	0.49%
EXLS	B	0.49%
HAS	B	0.49%
PLNT	B	0.48%
FOUR	C	0.47%
DUOL	B	0.47%
IRT	B	0.47%
MKSI	F	0.47%
VRNS	C	0.47%
LAMR	B	0.46%
RLI	B	0.46%
KAI	C	0.46%
CWST	D	0.46%
RVMD	C	0.46%
MORN	C	0.45%
BPMC	F	0.45%
CFR	C	0.45%
STWD	A	0.45%
IBP	D	0.44%
BRBR	C	0.44%
GATX	D	0.44%
ESAB	C	0.44%
VRRM	D	0.43%
AXTA	B	0.43%
NCLH	C	0.43%
GOLF	D	0.43%
DCI	C	0.42%
TDW	F	0.42%
OLED	C	0.41%
OWL	C	0.41%
ACLS	F	0.4%
EEFT	D	0.4%
ELF	F	0.39%
IOT	B	0.39%
AFRM	C	0.39%
MSA	D	0.39%
ALTR	D	0.38%
WYNN	D	0.37%
GNTX	F	0.37%
IONS	F	0.37%
ESTC	F	0.37%
EXP	B	0.35%
PR	F	0.35%
CNM	F	0.35%
ADC	C	0.35%
KNSL	C	0.34%
FFIV	B	0.34%
PFGC	B	0.32%
ZWS	A	0.32%
EXPO	B	0.32%
CPT	B	0.32%
GPK	B	0.32%
SOFI	C	0.32%
UDR	C	0.32%
BLKB	C	0.31%
MSGS	B	0.31%
ITCI	D	0.31%
ORA	C	0.3%
S	C	0.3%
HRI	D	0.29%
AZEK	C	0.29%
CHH	C	0.29%
AOS	D	0.28%
WMG	D	0.27%
MSTR	D	0.27%
TNET	F	0.27%
BLD	D	0.27%
WMS	D	0.26%
OTTR	F	0.25%
SAM	F	0.25%
HAE	F	0.25%
LYFT	D	0.24%
INFA	D	0.24%
VNT	F	0.24%
EVH	C	0.23%
MARA	F	0.23%
AMR	F	0.21%
SHC	C	0.2%
IRTC	F	0.2%
CFLT	F	0.19%
CCOI	C	0.18%
ALLE	B	0.17%
KRG	B	0.17%
BRX	B	0.17%
CUBE	C	0.17%
REG	C	0.17%
EGP	B	0.16%
WEX	C	0.16%
RGLD	C	0.16%
NNN	C	0.16%
EPR	B	0.16%
DOC	C	0.16%
OPCH	C	0.16%
WDFC	C	0.16%
CELH	F	0.16%
RHP	C	0.15%
TECH	C	0.15%
AES	C	0.15%
SSD	D	0.15%
TPX	C	0.15%
WSC	D	0.15%
CHE	C	0.15%
WTS	C	0.15%
DOCU	C	0.15%
JKHY	B	0.15%
RBC	C	0.15%
NEU	D	0.15%
HXL	F	0.14%
YETI	D	0.14%
FELE	C	0.14%
WEN	C	0.14%
IPAR	F	0.14%
SAIA	D	0.13%
TENB	F	0.13%
NCNO	D	0.13%
PGNY	F	0.12%
PCOR	F	0.12%
ALGM	F	0.11%
CIVI	F	0.11%

FNY Underweight 432 Positions Relative to VIOV

Symbol	Grade	Weight
CMA	B	-1.15%
RHI	D	-0.99%
JXN	A	-0.93%
COOP	C	-0.92%
VFC	C	-0.91%
OGN	D	-0.87%
LNC	D	-0.83%
LUMN	C	-0.81%
DY	B	-0.78%
ALK	C	-0.7%
RUN	C	-0.69%
SLG	C	-0.66%
ASO	C	-0.62%
ABCB	B	-0.61%
SEM	D	-0.58%
SANM	D	-0.58%
AL	D	-0.57%
HASI	C	-0.56%
DXC	C	-0.56%
ABM	D	-0.55%
UCBI	B	-0.55%
AUB	D	-0.54%
FULT	D	-0.53%
HIW	B	-0.52%
ICUI	B	-0.51%
BXMT	C	-0.49%
CBU	C	-0.49%
FHB	D	-0.47%
AVA	C	-0.46%
LXP	B	-0.46%
SEE	D	-0.46%
GNW	B	-0.46%
REZI	D	-0.45%
BKU	C	-0.44%
HUBG	C	-0.44%
CWEN	C	-0.42%
SLVM	B	-0.42%
PENN	D	-0.42%
DEI	B	-0.41%
SFNC	B	-0.41%
INDB	C	-0.41%
AAP	F	-0.41%
MPW	C	-0.41%
NWL	C	-0.41%
VIRT	C	-0.41%
FL	D	-0.39%
CWK	B	-0.39%
ABR	B	-0.39%
WAFD	C	-0.38%
PPBI	D	-0.38%
PFS	B	-0.38%
ABG	D	-0.38%
FFBC	D	-0.38%
CVBF	D	-0.37%
RDN	C	-0.37%
GTES	C	-0.37%
WERN	D	-0.36%
FUL	C	-0.36%
ITRI	C	-0.36%
SBCF	C	-0.35%
NBTB	D	-0.35%
HI	F	-0.35%
AKR	B	-0.35%
ENVA	C	-0.35%
VSTO	C	-0.35%
IAC	C	-0.34%
PECO	B	-0.34%
HBI	B	-0.34%
SATS	C	-0.34%
PSMT	B	-0.34%
SNEX	B	-0.34%
KSS	F	-0.33%
MC	B	-0.33%
PIPR	B	-0.33%
RNST	D	-0.33%
PHIN	B	-0.33%
IBTX	B	-0.32%
NSIT	D	-0.32%
MLKN	D	-0.32%
PINC	C	-0.32%
B	D	-0.31%
WLY	C	-0.31%
KMT	B	-0.31%
STC	B	-0.31%
TRMK	C	-0.31%
OMCL	C	-0.31%
BANR	B	-0.31%
WD	B	-0.31%
FTRE	D	-0.31%
ROIC	C	-0.3%
NATL	D	-0.3%
ACIW	C	-0.3%
PLXS	A	-0.3%
THS	C	-0.3%
BANC	B	-0.3%
OI	D	-0.3%
MRCY	D	-0.3%
TTMI	D	-0.3%
EPC	F	-0.3%
STEP	B	-0.3%
SXT	C	-0.29%
HAYW	C	-0.29%
GO	F	-0.29%
CWT	C	-0.29%
VIAV	D	-0.29%
PBH	B	-0.29%
ENV	C	-0.28%
VSCO	C	-0.28%
EAT	A	-0.28%
GEO	F	-0.28%
NPO	D	-0.28%
CENTA	F	-0.28%
KAR	D	-0.28%
FBNC	B	-0.27%
MCY	D	-0.27%
NWBI	C	-0.27%
LGND	C	-0.27%
PDCO	F	-0.27%
RUSHA	C	-0.27%
TALO	D	-0.27%
RXO	D	-0.27%
WSFS	D	-0.27%
GNL	C	-0.26%
UNF	C	-0.26%
UCTT	F	-0.26%
CATY	C	-0.26%
FBK	B	-0.26%
LEG	D	-0.26%
JBLU	D	-0.26%
GVA	B	-0.25%
TPH	C	-0.25%
AGO	C	-0.25%
KRYS	D	-0.25%
NBHC	D	-0.25%
SCL	F	-0.25%
SMTC	C	-0.24%
CTRE	C	-0.24%
BOH	D	-0.24%
IIPR	B	-0.24%
BGC	B	-0.24%
KFY	B	-0.24%
PEB	D	-0.24%
CABO	F	-0.24%
PRK	C	-0.23%
WHD	C	-0.23%
SONO	D	-0.23%
GBX	C	-0.23%
CHEF	D	-0.23%
TNDM	C	-0.23%
HTH	C	-0.23%
AIN	D	-0.23%
NWN	C	-0.23%
BHE	D	-0.23%
CXW	F	-0.23%
NTCT	C	-0.23%
HOPE	B	-0.23%
MODG	F	-0.22%
AWR	B	-0.22%
SKYW	C	-0.22%
ALEX	B	-0.22%
OUT	C	-0.22%
CPK	B	-0.22%
JBGS	C	-0.22%
DAN	F	-0.22%
HMN	D	-0.22%
FCPT	C	-0.22%
HP	F	-0.22%
DEA	B	-0.21%
BTU	D	-0.21%
NAVI	C	-0.21%
ADUS	B	-0.21%
VBTX	B	-0.21%
CCS	B	-0.21%
DNOW	D	-0.21%
CAL	F	-0.21%
IART	F	-0.21%
MGEE	B	-0.21%
RC	F	-0.2%
XRX	D	-0.2%
KW	C	-0.2%
AX	D	-0.2%
MYGN	C	-0.2%
SAFT	D	-0.2%
AAT	B	-0.2%
UVV	D	-0.2%
NGVT	D	-0.2%
TRN	D	-0.2%
SBH	B	-0.2%
PMT	C	-0.19%
NVEE	F	-0.19%
MTX	F	-0.19%
STRA	F	-0.19%
DIOD	F	-0.19%
SCSC	D	-0.19%
APAM	C	-0.19%
PTEN	F	-0.19%
NMIH	B	-0.18%
SUPN	C	-0.18%
BRC	C	-0.18%
TDS	C	-0.18%
ENR	D	-0.18%
PJT	B	-0.18%
VSAT	F	-0.18%
ECPG	D	-0.18%
KALU	F	-0.18%
EIG	C	-0.18%
WWW	B	-0.17%
TILE	B	-0.17%
PBI	D	-0.17%
VGR	B	-0.17%
CALX	D	-0.17%
LCII	C	-0.17%
AVNS	B	-0.17%
CSR	B	-0.17%
KWR	D	-0.17%
CORT	C	-0.17%
KLG	C	-0.17%
OMI	D	-0.17%
JBT	D	-0.17%
MATV	C	-0.16%
UE	B	-0.16%
PRFT	B	-0.16%
ICHR	F	-0.16%
FOXF	D	-0.16%
GIII	C	-0.16%
IOSP	D	-0.16%
SITM	B	-0.16%
TGI	F	-0.16%
DGII	D	-0.16%
CXM	F	-0.16%
NXRT	C	-0.16%
NVRI	D	-0.15%
VTOL	D	-0.15%
NARI	F	-0.15%
AOSL	D	-0.15%
KN	D	-0.15%
FDP	C	-0.15%
DORM	B	-0.15%
NHC	D	-0.15%
ODP	F	-0.15%
SJW	C	-0.15%
CAKE	D	-0.15%
PLUS	A	-0.15%
SNDR	B	-0.15%
FWRD	C	-0.15%
QNST	B	-0.15%
HNI	C	-0.15%
KLIC	F	-0.14%
MD	C	-0.14%
UNFI	C	-0.14%
BDN	B	-0.14%
DOCN	A	-0.14%
DLX	F	-0.14%
BRKL	C	-0.14%
LTC	C	-0.14%
DCOM	B	-0.14%
GPRE	F	-0.14%
PRAA	D	-0.14%
LKFN	C	-0.14%
SAH	D	-0.14%
AMN	F	-0.14%
EMBC	C	-0.14%
FCF	C	-0.14%
PZZA	D	-0.13%
CNXN	B	-0.13%
EYE	F	-0.13%
BL	D	-0.13%
SEDG	F	-0.13%
AHCO	C	-0.13%
TRUP	C	-0.13%
THRM	D	-0.13%
VSTS	D	-0.13%
WNC	F	-0.13%
CBRL	D	-0.13%
LGIH	C	-0.13%
GTY	B	-0.13%
ANDE	D	-0.12%
SPTN	C	-0.12%
ARCH	F	-0.12%
WGO	D	-0.12%
TMP	C	-0.12%
ASTE	D	-0.12%
BLMN	F	-0.12%
STBA	B	-0.12%
HLIT	C	-0.12%
SVC	D	-0.12%
HSII	C	-0.12%
GFF	D	-0.12%
HFWA	C	-0.12%
ASIX	C	-0.12%
LZB	C	-0.12%
HCSG	C	-0.12%
MNRO	D	-0.12%
SCHL	D	-0.12%
APOG	B	-0.12%
EXTR	C	-0.12%
KREF	B	-0.11%
LNN	D	-0.11%
CHCO	B	-0.11%
CSGS	C	-0.11%
BJRI	D	-0.11%
DXPE	D	-0.11%
HAIN	D	-0.11%
VIR	F	-0.11%
SCVL	B	-0.11%
PTGX	C	-0.11%
PCRX	F	-0.11%
RGR	D	-0.11%
EPAC	B	-0.11%
CFFN	D	-0.11%
CPF	B	-0.11%
CENX	D	-0.11%
COHU	F	-0.11%
SXC	F	-0.11%
AXL	F	-0.11%
STAA	F	-0.1%
EZPW	D	-0.1%
SGH	F	-0.1%
HZO	C	-0.1%
PRDO	D	-0.1%
HRMY	B	-0.1%
HPP	D	-0.1%
PUMP	D	-0.1%
EGBN	C	-0.1%
CTS	D	-0.1%
TRST	C	-0.1%
BGS	D	-0.1%
NBR	F	-0.1%
KELYA	D	-0.1%
PRA	C	-0.1%
MLAB	C	-0.1%
MMI	C	-0.09%
THRY	D	-0.09%
USPH	F	-0.09%
BANF	B	-0.09%
MGPI	D	-0.09%
ROG	F	-0.09%
XHR	B	-0.09%
BHLB	B	-0.09%
HAFC	C	-0.09%
SBSI	B	-0.09%
SMP	C	-0.09%
MSEX	C	-0.09%
ALGT	F	-0.09%
AIR	C	-0.09%
AMWD	D	-0.09%
CRK	D	-0.08%
UNIT	C	-0.08%
VREX	F	-0.08%
ATEN	C	-0.08%
GDOT	C	-0.08%
SDGR	D	-0.08%
CLB	D	-0.08%
XNCR	C	-0.08%
VRTS	F	-0.08%
ARI	F	-0.08%
INVA	B	-0.08%
MRTN	D	-0.08%
UTL	C	-0.08%
WABC	D	-0.08%
AMSF	C	-0.08%
SABR	D	-0.08%
CTKB	F	-0.08%
CWEN	C	-0.08%
RCUS	C	-0.08%
CERT	F	-0.08%
CLW	F	-0.08%
LESL	F	-0.08%
WOR	D	-0.07%
UFCS	D	-0.07%
MXL	F	-0.07%
NUS	F	-0.07%
USNA	F	-0.07%
FLGT	D	-0.07%
AHH	C	-0.07%
BKE	B	-0.07%
CCRN	F	-0.07%
PLAB	F	-0.07%
HVT	D	-0.06%
CENT	F	-0.06%
SWI	B	-0.06%
MOV	F	-0.06%
BLFS	C	-0.06%
NX	F	-0.06%
KOP	F	-0.06%
JBSS	D	-0.06%
HTZ	F	-0.06%
CVGW	C	-0.06%
VICR	D	-0.06%
SSTK	F	-0.06%
ETH	D	-0.06%
TWI	D	-0.06%
PAHC	B	-0.06%
UHT	B	-0.05%
CMP	D	-0.05%
CRSR	F	-0.05%
IRWD	F	-0.05%
AMCX	F	-0.05%
RGNX	F	-0.05%
CEVA	C	-0.05%
WSR	D	-0.05%
NABL	D	-0.05%
MCW	F	-0.05%
HSTM	D	-0.05%
CVI	F	-0.05%
HAYN	D	-0.05%
WS	D	-0.05%
CNSL	B	-0.05%
INN	B	-0.05%
SLP	F	-0.04%
IIIN	D	-0.04%
HTLD	D	-0.04%
GOGO	F	-0.04%
MERC	F	-0.04%
BFS	B	-0.04%
PRLB	F	-0.04%
MTUS	F	-0.04%
GDEN	D	-0.04%
CHCT	F	-0.04%
CHUY	C	-0.04%
DIN	F	-0.04%
MATW	F	-0.04%
DDD	F	-0.04%
BSIG	B	-0.04%
DBI	F	-0.04%
MYE	D	-0.04%
TTGT	F	-0.04%
ZEUS	F	-0.03%
TR	C	-0.03%
SNCY	D	-0.03%
NPK	D	-0.03%
RILY	F	-0.01%