FNY vs. SLYV ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap Value Index (SLYV)
FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.32

Average Daily Volume

13,952

Number of Holdings *

214

* may have additional holdings in another (foreign) market
SLYV

SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap Value Index

SLYV Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of small capitalization exchange traded U.S. equity securities exhibiting "value" characteristics. In seeking to track the performance of the S&P SmallCap 600 Value Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the small-capitalization value sector in the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$93.23

Average Daily Volume

196,595

Number of Holdings *

448

* may have additional holdings in another (foreign) market
Performance
Period FNY SLYV
30 Days 9.26% 9.14%
60 Days 10.03% 8.04%
90 Days 12.45% 8.51%
12 Months 43.71% 29.97%
20 Overlapping Holdings
Symbol Grade Weight in FNY Weight in SLYV Overlap
ACIW B 0.76% 0.29% 0.29%
AX A 0.9% 0.22% 0.22%
BCPC B 0.29% 0.35% 0.29%
BOX B 0.44% 0.27% 0.27%
CNS B 0.44% 0.19% 0.19%
CORT B 0.81% 0.25% 0.25%
CTRE D 0.28% 0.26% 0.26%
DY D 0.7% 0.74% 0.7%
EPRT B 0.55% 0.38% 0.38%
HASI D 0.45% 0.44% 0.44%
HIMS B 0.65% 0.55% 0.55%
INSP D 0.35% 0.18% 0.18%
ITRI B 0.77% 0.37% 0.37%
MMSI B 0.6% 0.33% 0.33%
PI D 0.46% 0.18% 0.18%
PIPR B 0.84% 0.37% 0.37%
RUN F 0.31% 0.34% 0.31%
SFBS B 0.82% 0.35% 0.35%
SLG B 0.62% 0.68% 0.62%
WHD B 0.47% 0.23% 0.23%
FNY Overweight 194 Positions Relative to SLYV
Symbol Grade Weight
AFRM B 1.08%
SOFI A 1.0%
SFM A 0.91%
ALSN B 0.87%
QTWO A 0.86%
NTRA B 0.86%
FIX A 0.82%
RDNT B 0.81%
CRS A 0.8%
TOST B 0.8%
FOUR B 0.8%
HLNE B 0.8%
KTB B 0.79%
CSWI A 0.79%
DUOL A 0.77%
KNF A 0.76%
COHR B 0.76%
CW B 0.76%
MOG.A B 0.76%
CVLT B 0.76%
EXEL B 0.75%
IBKR A 0.74%
IOT A 0.73%
ENSG D 0.71%
EWBC A 0.71%
LTH C 0.7%
AAON B 0.69%
AIT A 0.68%
DVA B 0.68%
MOD A 0.67%
EXLS B 0.66%
HLI B 0.66%
PEGA A 0.66%
GMED A 0.65%
COKE C 0.65%
TPG A 0.65%
PSN D 0.64%
TXRH C 0.63%
CACI D 0.63%
FFIN B 0.63%
PODD C 0.63%
CRVL A 0.62%
TTEK F 0.62%
FRPT B 0.62%
RL B 0.61%
GWRE A 0.6%
ATI D 0.6%
ITGR B 0.59%
AUR C 0.59%
KEX C 0.59%
EXP A 0.59%
ADC B 0.58%
ANF C 0.58%
ITT A 0.58%
EHC B 0.58%
BOOT D 0.57%
TKO B 0.57%
AVAV D 0.56%
BCO D 0.56%
CRDO B 0.56%
BFAM D 0.55%
FSS B 0.55%
CBT C 0.55%
BMI B 0.55%
DOCU A 0.54%
HRB D 0.54%
NCLH B 0.54%
PLNT A 0.51%
BRBR A 0.51%
AYI B 0.5%
KAI A 0.5%
IBOC A 0.5%
SMG D 0.49%
FLS B 0.49%
LNTH D 0.49%
BWXT B 0.49%
AWI A 0.49%
HOMB A 0.48%
PRI A 0.48%
ONB B 0.48%
S B 0.47%
IBP D 0.47%
FFIV B 0.46%
SCI B 0.46%
ZETA D 0.46%
TW A 0.45%
RYAN B 0.45%
AXSM B 0.44%
CLH B 0.43%
BDC B 0.43%
DT C 0.42%
AZEK A 0.42%
WWD B 0.42%
HALO F 0.42%
DKS C 0.41%
OHI C 0.41%
SBRA C 0.41%
NYT C 0.4%
WYNN D 0.4%
ALLE D 0.4%
INSM C 0.39%
OLLI D 0.39%
RNA D 0.38%
DTM B 0.37%
VRNS D 0.37%
CRUS D 0.35%
CFR B 0.35%
PCTY B 0.34%
RVMD C 0.34%
MTCH D 0.34%
CBSH A 0.34%
ESAB B 0.33%
GME C 0.33%
WING D 0.33%
RARE D 0.33%
WTM A 0.32%
ITCI C 0.32%
RLI B 0.32%
CWST A 0.31%
AXTA A 0.31%
MKTX D 0.3%
BRX A 0.3%
GKOS B 0.3%
MSGS A 0.3%
KRG B 0.29%
REG B 0.29%
EEFT B 0.29%
CHDN B 0.29%
AES F 0.29%
TMDX F 0.29%
ORA B 0.29%
IRT A 0.29%
RHP B 0.29%
DBX B 0.29%
ATR B 0.29%
BLKB B 0.28%
BPMC C 0.28%
KNSL B 0.28%
CROX D 0.28%
LAMR D 0.27%
GPK C 0.27%
GAP C 0.27%
CPT B 0.27%
CUBE D 0.26%
AGNC D 0.26%
EXPO D 0.24%
FCN D 0.24%
AOS F 0.23%
VRRM D 0.23%
FND C 0.23%
CLSK C 0.2%
PAYC B 0.19%
GTLS B 0.19%
LYFT C 0.19%
GH B 0.18%
OWL A 0.17%
MASI A 0.17%
DAY B 0.17%
KD B 0.17%
MARA C 0.16%
CHH A 0.16%
TRMB B 0.16%
LOPE B 0.16%
GATX A 0.16%
NTNX A 0.16%
AM A 0.15%
ESI A 0.15%
DCI B 0.15%
RGLD C 0.15%
MORN B 0.15%
CRNX C 0.15%
MAIN A 0.15%
RBC A 0.15%
GOLF B 0.15%
IPAR B 0.14%
ROIV C 0.14%
APPF B 0.14%
NEU C 0.14%
UDR B 0.14%
CNM D 0.14%
H B 0.14%
LNW D 0.14%
NNN D 0.13%
ELAN D 0.13%
CHE D 0.13%
EGP F 0.13%
MEDP D 0.13%
SSD D 0.13%
FR C 0.13%
TECH D 0.12%
U C 0.11%
TDW F 0.1%
BRKR D 0.1%
LCID F 0.09%
FNY Underweight 428 Positions Relative to SLYV
Symbol Grade Weight
CMA A -1.28%
LUMN C -1.21%
RHI B -1.06%
JXN C -1.04%
BBWI D -0.97%
VFC C -0.93%
ALK C -0.92%
COOP B -0.86%
LNC B -0.82%
ABCB B -0.62%
SANM B -0.59%
ICUI D -0.58%
MAC B -0.57%
AL B -0.55%
DXC B -0.54%
SEM B -0.54%
OGN D -0.54%
FULT A -0.53%
AUB B -0.53%
UCB A -0.53%
NWL B -0.52%
REZI A -0.51%
CBU B -0.5%
MDU D -0.5%
GEO B -0.49%
ASO F -0.49%
FHB A -0.48%
ABM B -0.48%
HIW D -0.47%
CWK B -0.45%
ZWS B -0.45%
ETSY D -0.45%
BXMT C -0.44%
HUBG A -0.43%
SFNC B -0.43%
DEI B -0.43%
GTES A -0.43%
SEE C -0.43%
GNW A -0.43%
PENN C -0.43%
WAFD B -0.42%
BKU A -0.42%
INDB B -0.42%
CVBF A -0.41%
TGNA B -0.41%
EAT A -0.41%
STEP B -0.4%
VIRT B -0.4%
SLVM B -0.4%
AVA A -0.4%
PFS B -0.39%
BFH B -0.39%
VSCO B -0.39%
ABR C -0.39%
SNEX B -0.38%
LXP D -0.38%
HBI B -0.38%
FFBC A -0.38%
SATS D -0.37%
ABG B -0.37%
PPBI B -0.37%
ENVA B -0.37%
VSTO A -0.36%
AKR B -0.36%
SBCF A -0.35%
BANR B -0.35%
MPW F -0.35%
ZD C -0.35%
TTMI B -0.34%
AAP C -0.34%
MC C -0.34%
WERN C -0.34%
NBTB B -0.33%
HI C -0.33%
PINC B -0.33%
IBTX B -0.32%
PECO A -0.32%
RDN C -0.32%
RNST B -0.32%
TRMK B -0.32%
PLXS B -0.32%
CXW B -0.32%
PSMT C -0.31%
VIAV B -0.31%
KMT B -0.31%
HAYW B -0.31%
BANC A -0.31%
CWEN C -0.31%
PHIN A -0.31%
PBH A -0.3%
OMCL C -0.3%
ROIC A -0.3%
GBX A -0.29%
ACA A -0.29%
KSS F -0.29%
VYX B -0.29%
RUSHA C -0.29%
LGND B -0.29%
FUL F -0.29%
JBLU F -0.29%
KAR B -0.29%
NATL B -0.29%
B B -0.29%
CRGY B -0.29%
IAC D -0.28%
STC B -0.28%
RXO C -0.28%
OI C -0.28%
SKYW B -0.28%
MRCY B -0.28%
GVA A -0.28%
MCY A -0.27%
SMTC B -0.27%
WD D -0.27%
FL F -0.27%
FBK B -0.27%
CATY B -0.27%
NBHC B -0.26%
BTU B -0.26%
NWBI B -0.26%
SXT B -0.26%
WSFS A -0.26%
NPO A -0.26%
CABO C -0.26%
FBNC A -0.26%
ADNT F -0.25%
FTRE D -0.25%
AGO B -0.25%
ENV B -0.25%
BOH B -0.25%
KFY B -0.24%
MGEE C -0.24%
EPC D -0.24%
UNF B -0.24%
BHE B -0.24%
WWW B -0.24%
CWT D -0.24%
GO C -0.24%
HOPE B -0.23%
NGVT B -0.23%
WKC D -0.23%
CENTA C -0.23%
SONO C -0.23%
PRK B -0.23%
BGC C -0.23%
HMN B -0.23%
MLKN D -0.23%
ALKS B -0.23%
IART C -0.22%
UCTT D -0.22%
NWN A -0.22%
LEG F -0.22%
PAYO A -0.22%
VBTX B -0.22%
SITM B -0.22%
AEIS B -0.22%
NTCT C -0.22%
SCL C -0.22%
PJT A -0.22%
OUT A -0.21%
PEB D -0.21%
JBT B -0.21%
HELE C -0.21%
TILE B -0.21%
NSIT F -0.21%
TDS B -0.21%
KRYS B -0.21%
PDCO D -0.21%
TRN C -0.21%
HP B -0.21%
DNOW B -0.21%
TPH D -0.21%
CPK A -0.21%
THS D -0.21%
CHEF A -0.2%
SNDR B -0.2%
TALO C -0.2%
GNL F -0.2%
FCPT C -0.2%
APAM B -0.2%
ELME D -0.2%
AWR B -0.2%
HTH B -0.2%
MP B -0.19%
ALEX C -0.19%
STRA C -0.19%
TGI B -0.19%
SBH C -0.19%
KW B -0.18%
AAT B -0.18%
KALU C -0.18%
AIN C -0.18%
MTX B -0.18%
UVV B -0.18%
EIG B -0.18%
IIPR D -0.18%
PTEN C -0.18%
JBGS D -0.18%
CAKE C -0.17%
DEA D -0.17%
GIII D -0.17%
SMPL B -0.17%
SAFT C -0.17%
ADUS D -0.17%
MD B -0.17%
UNFI A -0.17%
PBI B -0.16%
PMT D -0.16%
KLG C -0.16%
UE C -0.16%
ECPG B -0.16%
BRC D -0.16%
DGII B -0.16%
QNST B -0.16%
DORM B -0.16%
NVEE F -0.16%
CCS D -0.16%
RC D -0.16%
DCOM A -0.16%
MODG F -0.16%
ENR B -0.16%
SUPN C -0.16%
NAVI C -0.16%
NARI C -0.15%
AHCO F -0.15%
CBRL C -0.15%
ICHR C -0.15%
CAL D -0.15%
LCII C -0.15%
DAN D -0.15%
DOCN D -0.15%
CSR B -0.15%
KWR C -0.15%
CENX B -0.15%
FDP B -0.15%
BRKL B -0.15%
SCSC B -0.15%
IOSP B -0.15%
ALGT B -0.15%
DIOD D -0.14%
NXRT B -0.14%
LKFN B -0.14%
APOG B -0.14%
GFF A -0.14%
TNDM F -0.14%
DLX B -0.14%
BL B -0.14%
FCF A -0.14%
HNI B -0.14%
NMIH D -0.14%
FBRT C -0.14%
SXC A -0.14%
ARCH B -0.13%
KLIC B -0.13%
BANF B -0.13%
CXM C -0.13%
TMP B -0.13%
HSII B -0.13%
SAH A -0.13%
LTC B -0.13%
KN B -0.13%
XRX F -0.13%
BJRI B -0.12%
ASTE B -0.12%
PZZA D -0.12%
WNC C -0.12%
PRA C -0.12%
EYE C -0.12%
EPAC B -0.12%
EGBN B -0.12%
ODP F -0.12%
EMBC C -0.12%
LGIH D -0.12%
HCSG C -0.12%
MNRO D -0.12%
AVNS F -0.12%
CNXN C -0.12%
CWEN C -0.12%
VRE B -0.12%
DXPE B -0.12%
GTY B -0.12%
HFWA B -0.12%
BDN C -0.12%
CALX D -0.12%
VTOL B -0.12%
TRUP B -0.12%
OMI F -0.12%
PRAA C -0.12%
SJW D -0.12%
WGO C -0.11%
HAFC A -0.11%
CSGS B -0.11%
ASIX A -0.11%
YOU D -0.11%
VIR D -0.11%
NHC C -0.11%
LZB B -0.11%
CFFN B -0.11%
CPF A -0.11%
PLUS F -0.11%
FOXF F -0.11%
EXTR B -0.11%
SMP B -0.1%
PTGX C -0.1%
COHU C -0.1%
CTKB C -0.1%
UPBD B -0.1%
AOSL C -0.1%
ANDE D -0.1%
XNCR B -0.1%
GPRE F -0.1%
TRST A -0.1%
CTS C -0.1%
HRMY D -0.1%
MYGN F -0.1%
THRM D -0.1%
PRDO B -0.1%
AXL C -0.1%
PCRX C -0.1%
VSTS C -0.1%
STBA B -0.1%
CHCO B -0.1%
PUMP B -0.09%
XHR B -0.09%
USPH B -0.09%
SCHL D -0.09%
MSEX B -0.09%
SBSI B -0.09%
UNIT B -0.09%
EZPW A -0.09%
RGR F -0.09%
SCVL F -0.09%
VSAT F -0.09%
AMSF B -0.09%
ATEN B -0.09%
MATV D -0.09%
HLIT D -0.09%
NBR C -0.09%
AIR B -0.09%
KREF D -0.09%
SABR C -0.09%
AMWD C -0.09%
BHLB B -0.09%
FWRD D -0.09%
LNN B -0.09%
UFCS B -0.08%
HPP F -0.08%
NVRI F -0.08%
BKE B -0.08%
MLAB D -0.08%
VICR B -0.08%
WABC B -0.08%
ROG D -0.08%
MMI B -0.08%
GDOT D -0.08%
SPTN D -0.08%
HZO D -0.08%
CRK B -0.08%
VRTS B -0.08%
HAIN C -0.08%
WS B -0.07%
AORT B -0.07%
KELYA F -0.07%
CERT F -0.07%
THRY F -0.07%
BGS F -0.07%
FIZZ C -0.07%
SDGR C -0.07%
RCUS F -0.07%
HTZ C -0.07%
WOLF F -0.07%
PAHC C -0.07%
UTL B -0.07%
LESL C -0.07%
BLMN F -0.07%
STAA F -0.07%
CLB B -0.07%
MRTN C -0.07%
INVA D -0.07%
SWI B -0.06%
AMN F -0.06%
AHH D -0.06%
VTLE C -0.06%
MXL C -0.06%
NX C -0.06%
SEDG F -0.06%
USNA C -0.06%
ARI C -0.06%
SVC F -0.06%
PLAB C -0.06%
WSR A -0.05%
BSIG A -0.05%
SNCY C -0.05%
INN D -0.05%
HAYN C -0.05%
TWI F -0.05%
CNSL C -0.05%
CENT C -0.05%
JBSS D -0.05%
FLGT F -0.05%
SSTK F -0.05%
HSTM B -0.05%
KOP C -0.05%
CEVA B -0.05%
WOR F -0.05%
MCW B -0.05%
ETD C -0.05%
MATW C -0.04%
GOGO C -0.04%
UHT D -0.04%
NABL F -0.04%
GDEN B -0.04%
CVI F -0.04%
RGNX F -0.04%
MGPI F -0.04%
CRSR C -0.04%
BLFS C -0.04%
TTGT C -0.04%
PRLB A -0.04%
SLP D -0.03%
TR B -0.03%
MYE F -0.03%
NPK B -0.03%
IIIN C -0.03%
IRWD F -0.03%
HTLD B -0.03%
BFS C -0.03%
MTUS C -0.03%
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