FNY vs. SLYV ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap Value Index (SLYV)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$79.82

Average Daily Volume

15,920

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

SLYV

SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap Value Index

SLYV Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of small capitalization exchange traded U.S. equity securities exhibiting "value" characteristics. In seeking to track the performance of the S&P SmallCap 600 Value Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the small-capitalization value sector in the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$85.57

Average Daily Volume

179,056

Number of Holdings ^*

441

* may have additional holdings in another (foreign) market

Performance

Period	FNY	SLYV
30 Days	6.23%	1.93%
60 Days	12.52%	7.91%
90 Days	9.87%	11.38%
12 Months	35.80%	25.30%

13 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in SLYV	Overlap
ACA	C	0.46%	0.28%	0.28%
AEIS	B	0.26%	0.22%	0.22%
ALKS	B	0.32%	0.24%	0.24%
BCPC	C	0.31%	0.37%	0.31%
BOX	C	0.17%	0.27%	0.17%
CNS	C	0.18%	0.19%	0.18%
EPRT	C	0.5%	0.43%	0.43%
FIZZ	F	0.25%	0.07%	0.07%
MAC	B	0.32%	0.56%	0.32%
MMSI	C	0.47%	0.35%	0.35%
SFBS	B	0.69%	0.32%	0.32%
SMPL	D	0.26%	0.17%	0.17%
ZWS	A	0.33%	0.44%	0.33%

FNY Overweight 204 Positions Relative to SLYV

Symbol	Grade	Weight
APP	A	1.06%
CVNA	A	0.92%
SFM	A	0.9%
MOD	B	0.9%
FIX	A	0.87%
ALSN	A	0.86%
PSN	A	0.86%
ATI	C	0.82%
MOG.A	C	0.82%
CW	A	0.82%
COKE	C	0.82%
HRB	C	0.8%
NTRA	A	0.8%
EME	B	0.8%
DVA	C	0.8%
ENSG	D	0.79%
TTEK	A	0.78%
BCO	C	0.77%
IBKR	A	0.77%
ITGR	B	0.76%
TOST	B	0.75%
AVAV	B	0.75%
POST	C	0.75%
INSM	D	0.74%
HALO	D	0.74%
LNTH	C	0.74%
CLH	B	0.73%
TOL	C	0.73%
FRPT	A	0.72%
GWRE	A	0.72%
MUSA	D	0.71%
TXRH	A	0.7%
HOOD	B	0.7%
CVLT	B	0.69%
BFAM	C	0.69%
KNF	B	0.69%
H	B	0.68%
WWD	C	0.67%
WING	C	0.67%
CASY	D	0.67%
AAON	A	0.67%
KTB	C	0.67%
OLLI	C	0.67%
PEGA	B	0.66%
CBT	B	0.66%
TPL	A	0.65%
BMI	A	0.64%
ITT	C	0.63%
AWI	A	0.63%
TW	A	0.63%
ATR	A	0.62%
ARMK	C	0.62%
BWXT	A	0.62%
TKO	A	0.62%
RYAN	A	0.62%
AIT	B	0.62%
FSS	D	0.61%
PRI	A	0.61%
WSM	C	0.6%
GKOS	B	0.6%
RL	B	0.6%
LNW	F	0.59%
NYT	C	0.59%
KD	D	0.59%
FCN	C	0.57%
XPO	F	0.55%
MEDP	F	0.55%
DUOL	B	0.55%
LOPE	D	0.55%
HCC	C	0.55%
AM	A	0.55%
HLNE	A	0.55%
SRPT	F	0.54%
MTSI	B	0.54%
CHDN	C	0.53%
ANF	D	0.53%
HQY	B	0.52%
APPF	C	0.52%
CRVL	C	0.52%
SMAR	A	0.51%
ONTO	B	0.51%
EXLS	B	0.5%
HAS	A	0.5%
IBP	C	0.49%
INGR	B	0.49%
FOUR	A	0.49%
RVMD	B	0.48%
APG	F	0.48%
VRNS	B	0.48%
OHI	C	0.48%
BPMC	F	0.47%
KAI	C	0.47%
EXEL	B	0.47%
WFRD	F	0.47%
LAMR	C	0.46%
ESAB	C	0.46%
IRT	D	0.45%
CFR	B	0.45%
RLI	A	0.45%
PLNT	B	0.45%
MKSI	F	0.45%
AXSM	D	0.45%
WYNN	B	0.44%
STWD	C	0.44%
MORN	B	0.44%
OWL	A	0.44%
NCLH	C	0.44%
AXTA	C	0.43%
BRBR	A	0.43%
VRRM	D	0.42%
DCI	B	0.42%
OLED	B	0.41%
GATX	F	0.41%
CWST	D	0.41%
GOLF	F	0.41%
TDW	F	0.41%
ALTR	B	0.4%
ACLS	F	0.4%
IOT	C	0.39%
EEFT	F	0.39%
MSA	F	0.38%
ESTC	F	0.37%
AFRM	C	0.37%
CNM	F	0.37%
GNTX	D	0.36%
EXP	C	0.36%
FFIV	B	0.35%
ELF	F	0.35%
IONS	F	0.34%
PR	D	0.34%
KNSL	B	0.33%
EXPO	A	0.33%
ADC	C	0.33%
MSTR	B	0.33%
PFGC	A	0.32%
SOFI	C	0.32%
HRI	B	0.32%
GPK	D	0.31%
CPT	C	0.31%
S	C	0.31%
ROIV	D	0.3%
CHH	A	0.3%
AOS	C	0.3%
UDR	C	0.3%
MSGS	A	0.3%
AZEK	D	0.3%
BLKB	C	0.3%
BLD	D	0.29%
ITCI	D	0.29%
ORA	C	0.29%
WMG	D	0.28%
WMS	D	0.27%
SAM	D	0.26%
TNET	D	0.26%
HAE	F	0.26%
LYFT	D	0.25%
VNT	F	0.24%
OTTR	F	0.24%
AMR	F	0.23%
MARA	F	0.22%
INFA	D	0.22%
EVH	D	0.2%
IRTC	F	0.19%
CFLT	F	0.19%
SHC	C	0.19%
CCOI	B	0.18%
ALLE	A	0.17%
AES	C	0.16%
TPX	C	0.16%
DOCU	A	0.16%
REG	C	0.16%
DOC	C	0.16%
EPR	C	0.16%
WDFC	B	0.16%
WEX	C	0.16%
KRG	C	0.16%
CUBE	C	0.16%
BRX	C	0.16%
NEU	F	0.15%
RHP	B	0.15%
YETI	C	0.15%
FELE	C	0.15%
EGP	D	0.15%
CELH	F	0.15%
CHE	D	0.15%
RBC	C	0.15%
TECH	D	0.15%
IPAR	D	0.15%
RGLD	C	0.15%
WTS	C	0.15%
OPCH	F	0.15%
SSD	B	0.15%
NNN	C	0.15%
WSC	D	0.14%
NCNO	F	0.14%
WEN	B	0.14%
JKHY	A	0.14%
SAIA	D	0.13%
TENB	D	0.13%
PCOR	D	0.13%
HXL	F	0.13%
ALGM	F	0.11%
CIVI	F	0.1%
PGNY	F	0.08%

FNY Underweight 428 Positions Relative to SLYV

Symbol	Grade	Weight
CMA	C	-1.18%
LUMN	C	-1.05%
RHI	D	-1.03%
JXN	A	-1.01%
VFC	A	-0.95%
COOP	B	-0.87%
ALK	C	-0.84%
DY	C	-0.83%
LNC	B	-0.8%
OGN	F	-0.74%
SLG	C	-0.67%
ICUI	B	-0.64%
ASO	D	-0.64%
RUN	D	-0.62%
ABCB	C	-0.59%
HASI	B	-0.58%
SANM	D	-0.56%
DXC	C	-0.55%
AL	D	-0.55%
SEM	D	-0.54%
MPW	C	-0.53%
ETSY	F	-0.53%
HIW	C	-0.52%
UCBI	B	-0.51%
BXMT	C	-0.51%
AUB	D	-0.5%
FULT	D	-0.49%
SEE	C	-0.48%
ABM	D	-0.48%
CWK	D	-0.47%
NWL	D	-0.46%
SATS	C	-0.46%
LXP	D	-0.45%
CBU	D	-0.45%
AVA	D	-0.45%
ABR	C	-0.44%
GNW	A	-0.44%
FHB	D	-0.44%
PENN	D	-0.43%
REZI	D	-0.43%
DEI	A	-0.43%
WAFD	D	-0.42%
SLVM	C	-0.42%
HUBG	D	-0.41%
BKU	D	-0.4%
SFNC	B	-0.4%
GTES	C	-0.39%
HBI	B	-0.38%
VIRT	B	-0.38%
TGNA	B	-0.38%
CWEN	C	-0.37%
INDB	D	-0.37%
AAP	F	-0.36%
AKR	B	-0.36%
ABG	D	-0.36%
SNEX	B	-0.35%
CVBF	B	-0.35%
IAC	C	-0.35%
RDN	D	-0.35%
ITRI	C	-0.35%
PFS	D	-0.35%
FFBC	D	-0.35%
PPBI	D	-0.35%
FUL	F	-0.34%
PSMT	A	-0.34%
KSS	D	-0.34%
PIPR	A	-0.34%
VSTO	B	-0.34%
WERN	D	-0.34%
STEP	A	-0.34%
SBCF	D	-0.33%
MC	B	-0.33%
PECO	C	-0.33%
ZD	D	-0.32%
ENVA	B	-0.32%
FL	F	-0.32%
PHIN	D	-0.31%
OI	D	-0.31%
NATL	D	-0.31%
NBTB	D	-0.31%
PLXS	A	-0.31%
NSIT	B	-0.31%
WD	C	-0.31%
PINC	F	-0.31%
HAYW	C	-0.31%
EAT	A	-0.3%
ADNT	F	-0.3%
VSCO	C	-0.3%
STC	D	-0.3%
RNST	D	-0.3%
KMT	C	-0.3%
BANR	B	-0.3%
BANC	D	-0.3%
IBTX	B	-0.3%
HI	F	-0.29%
ACIW	A	-0.29%
JBLU	B	-0.29%
SXT	C	-0.29%
TRMK	D	-0.29%
THS	D	-0.29%
OMCL	C	-0.29%
SMTC	C	-0.29%
VIAV	C	-0.29%
ROIC	C	-0.29%
NPO	C	-0.28%
CWT	D	-0.28%
MRCY	B	-0.28%
TTMI	D	-0.28%
BTU	B	-0.27%
EPC	F	-0.27%
B	A	-0.27%
RUSHA	D	-0.27%
LGND	C	-0.27%
KAR	F	-0.27%
ENV	C	-0.27%
LEG	D	-0.27%
PBH	D	-0.27%
UCTT	D	-0.27%
FBNC	B	-0.26%
IIPR	C	-0.26%
GEO	D	-0.26%
RXO	D	-0.26%
MLKN	F	-0.26%
CTRE	C	-0.26%
FTRE	F	-0.26%
SCL	D	-0.25%
CENTA	F	-0.25%
GO	F	-0.25%
NWBI	D	-0.25%
PDCO	F	-0.25%
GVA	A	-0.25%
GNL	D	-0.25%
MCY	B	-0.25%
UNF	A	-0.25%
CABO	F	-0.24%
AGO	B	-0.24%
TPH	C	-0.24%
KFY	C	-0.24%
CATY	B	-0.24%
FBK	B	-0.24%
BHE	C	-0.24%
PEB	D	-0.24%
WSFS	D	-0.24%
CPK	C	-0.23%
FCPT	C	-0.23%
KRYS	D	-0.23%
PI	A	-0.23%
JBGS	C	-0.23%
INSP	C	-0.23%
GBX	C	-0.23%
SKYW	B	-0.23%
NWN	D	-0.23%
TNDM	D	-0.23%
NBHC	D	-0.23%
SONO	F	-0.22%
HMN	B	-0.22%
OUT	C	-0.22%
HTH	F	-0.22%
MGEE	C	-0.22%
NGVT	D	-0.22%
BGC	B	-0.22%
CHEF	C	-0.22%
NTCT	C	-0.22%
MODG	F	-0.22%
HOPE	B	-0.22%
BOH	D	-0.22%
WWW	B	-0.21%
SITM	A	-0.21%
CXW	F	-0.21%
ALEX	D	-0.21%
TRN	C	-0.21%
CORT	B	-0.21%
VBTX	C	-0.21%
AIN	F	-0.21%
PRK	D	-0.21%
WHD	A	-0.21%
AWR	B	-0.21%
UVV	D	-0.2%
KW	C	-0.2%
STRA	F	-0.2%
RC	F	-0.2%
DNOW	F	-0.2%
SNDR	D	-0.2%
APAM	B	-0.2%
HP	D	-0.2%
HELE	D	-0.2%
DAN	D	-0.2%
CCS	C	-0.2%
ADUS	D	-0.2%
PJT	A	-0.2%
SBH	B	-0.2%
JBT	B	-0.19%
MP	C	-0.19%
TALO	D	-0.19%
AX	D	-0.19%
AAT	C	-0.19%
DEA	D	-0.19%
EIG	A	-0.18%
DOCN	B	-0.18%
GIII	C	-0.18%
NAVI	D	-0.18%
XRX	D	-0.18%
PTEN	F	-0.18%
NVEE	F	-0.18%
MYGN	D	-0.18%
SAFT	D	-0.18%
MTX	C	-0.18%
PMT	B	-0.18%
VGR	B	-0.17%
PBI	C	-0.17%
KWR	F	-0.17%
LCII	C	-0.17%
ECPG	F	-0.17%
DIOD	F	-0.17%
NMIH	B	-0.17%
CAL	F	-0.17%
TDS	C	-0.17%
KLG	F	-0.17%
CALX	C	-0.17%
OMI	F	-0.17%
IART	F	-0.17%
KALU	D	-0.17%
BRC	C	-0.17%
CAKE	A	-0.16%
UE	C	-0.16%
IOSP	F	-0.16%
ICHR	D	-0.16%
ENR	B	-0.16%
TILE	C	-0.16%
FOXF	F	-0.16%
AVNS	D	-0.16%
AHCO	D	-0.16%
SCSC	D	-0.16%
CSR	D	-0.16%
DGII	B	-0.15%
TGI	F	-0.15%
FDP	C	-0.15%
DCOM	B	-0.15%
HNI	B	-0.15%
UNFI	C	-0.15%
VSAT	F	-0.15%
QNST	C	-0.15%
PLUS	B	-0.15%
SUPN	D	-0.15%
CBRL	D	-0.15%
PRFT	A	-0.15%
FCF	D	-0.14%
PRAA	F	-0.14%
CXM	F	-0.14%
KN	B	-0.14%
BDN	B	-0.14%
MATV	F	-0.14%
LGIH	C	-0.14%
CNXN	C	-0.14%
YOU	C	-0.14%
ODP	F	-0.14%
DORM	C	-0.14%
MD	B	-0.14%
CWEN	C	-0.14%
SJW	D	-0.14%
NXRT	D	-0.14%
EMBC	F	-0.13%
APOG	B	-0.13%
CENX	C	-0.13%
SAH	D	-0.13%
DLX	F	-0.13%
GPRE	F	-0.13%
EYE	F	-0.13%
VTOL	D	-0.13%
MNRO	B	-0.13%
LKFN	D	-0.13%
NARI	F	-0.13%
PZZA	D	-0.13%
BL	D	-0.13%
BRKL	D	-0.13%
GTY	C	-0.13%
AOSL	D	-0.13%
KLIC	D	-0.13%
GFF	C	-0.13%
LTC	D	-0.13%
HLIT	D	-0.12%
BANF	D	-0.12%
EXTR	D	-0.12%
SVC	D	-0.12%
THRM	F	-0.12%
ASIX	A	-0.12%
HCSG	F	-0.12%
LZB	D	-0.12%
NHC	D	-0.12%
VSTS	D	-0.12%
NVRI	D	-0.12%
WNC	F	-0.12%
CFFN	D	-0.11%
COHU	F	-0.11%
RGR	F	-0.11%
SXC	F	-0.11%
TMP	C	-0.11%
ASTE	F	-0.11%
ALGT	D	-0.11%
KREF	C	-0.11%
AXL	F	-0.11%
WGO	D	-0.11%
BGS	D	-0.11%
TRUP	B	-0.11%
HFWA	D	-0.11%
HAIN	C	-0.11%
STBA	D	-0.11%
AMN	F	-0.11%
EPAC	A	-0.11%
BJRI	B	-0.11%
SPTN	C	-0.11%
SCHL	F	-0.11%
SEDG	F	-0.11%
ANDE	D	-0.11%
CPF	C	-0.11%
HSII	D	-0.11%
PRA	C	-0.11%
SCVL	D	-0.11%
PTGX	C	-0.11%
ARCH	D	-0.11%
CTS	B	-0.1%
STAA	D	-0.1%
BLMN	F	-0.1%
VIR	F	-0.1%
SGH	D	-0.1%
PCRX	D	-0.1%
DXPE	C	-0.1%
EGBN	C	-0.1%
SABR	C	-0.1%
HPP	F	-0.1%
KELYA	D	-0.1%
MLAB	B	-0.1%
FWRD	D	-0.1%
LNN	C	-0.1%
HRMY	D	-0.1%
CHCO	D	-0.1%
HZO	C	-0.1%
SMP	D	-0.1%
CSGS	B	-0.1%
SBSI	D	-0.09%
USPH	F	-0.09%
BHLB	D	-0.09%
PUMP	D	-0.09%
PRDO	D	-0.09%
ROG	D	-0.09%
XNCR	D	-0.09%
AIR	C	-0.09%
MSEX	C	-0.09%
WOLF	F	-0.09%
TRST	D	-0.09%
GDOT	C	-0.09%
AMWD	C	-0.09%
XHR	A	-0.09%
UNIT	B	-0.09%
VRTS	D	-0.08%
WABC	F	-0.08%
INVA	B	-0.08%
LESL	F	-0.08%
AMSF	B	-0.08%
UTL	D	-0.08%
MRTN	F	-0.08%
ATEN	B	-0.08%
NBR	D	-0.08%
EZPW	C	-0.08%
CTKB	F	-0.08%
HAFC	D	-0.08%
THRY	F	-0.08%
MMI	D	-0.08%
UFCS	D	-0.07%
CCRN	F	-0.07%
MXL	D	-0.07%
PAHC	C	-0.07%
ARI	F	-0.07%
SDGR	F	-0.07%
VICR	C	-0.07%
CLB	D	-0.07%
PLAB	D	-0.07%
CLW	F	-0.07%
MGPI	F	-0.07%
CRK	B	-0.07%
BKE	B	-0.07%
RCUS	D	-0.07%
CERT	F	-0.07%
SWI	B	-0.06%
NX	F	-0.06%
HTZ	F	-0.06%
TWI	F	-0.06%
WOR	F	-0.06%
JBSS	F	-0.06%
USNA	F	-0.06%
FLGT	F	-0.06%
ETD	C	-0.06%
AHH	F	-0.06%
SSTK	F	-0.06%
UHT	D	-0.05%
WS	D	-0.05%
HSTM	B	-0.05%
NABL	F	-0.05%
HAYN	B	-0.05%
BLFS	D	-0.05%
CEVA	B	-0.05%
CNSL	A	-0.05%
CENT	F	-0.05%
MCW	F	-0.05%
CVI	D	-0.05%
KOP	F	-0.05%
INN	A	-0.05%
SNCY	F	-0.04%
MTUS	F	-0.04%
BFS	C	-0.04%
IRWD	F	-0.04%
TTGT	F	-0.04%
MATW	F	-0.04%
PRLB	F	-0.04%
GDEN	D	-0.04%
MYE	F	-0.04%
RGNX	F	-0.04%
BSIG	D	-0.04%
CHUY	B	-0.04%
CRSR	D	-0.04%
MOV	F	-0.04%
WSR	C	-0.04%
TR	D	-0.03%
SLP	F	-0.03%
NPK	F	-0.03%
GOGO	F	-0.03%
IIIN	F	-0.03%
HTLD	F	-0.03%