FNK vs. PSC ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Principal U.S. Small Cap Index ETF (PSC)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$53.50

Average Daily Volume

12,596

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

PSC

Principal U.S. Small Cap Index ETF

PSC Description

The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index.

Grade (RS Rating)

Last Trade

$50.63

Average Daily Volume

27,497

Number of Holdings ^*

478

* may have additional holdings in another (foreign) market

Performance

Period	FNK	PSC
30 Days	0.95%	1.52%
60 Days	-0.78%	-0.68%
90 Days	5.30%	6.37%
12 Months	18.05%	21.60%

38 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in PSC	Overlap
ABCB	B	0.34%	0.36%	0.34%
AEO	F	0.42%	0.49%	0.42%
ASGN	D	0.3%	0.24%	0.24%
ATKR	F	0.36%	0.62%	0.36%
BCC	C	0.63%	0.37%	0.37%
BKH	A	0.64%	0.39%	0.39%
CMC	D	0.53%	0.37%	0.37%
COOP	B	0.64%	0.66%	0.64%
ENS	D	0.27%	0.31%	0.27%
ESNT	B	0.82%	0.57%	0.57%
FUL	D	0.15%	0.21%	0.15%
GMS	C	0.6%	0.33%	0.33%
GPI	B	0.88%	0.23%	0.23%
JXN	B	0.8%	0.71%	0.71%
KBH	B	0.83%	0.51%	0.51%
KWR	D	0.14%	0.16%	0.14%
LANC	D	0.14%	0.16%	0.14%
LBRT	D	0.67%	0.28%	0.28%
MATX	C	0.56%	0.37%	0.37%
MGY	D	0.54%	0.34%	0.34%
MHO	B	0.94%	0.19%	0.19%
MLI	B	0.51%	0.42%	0.42%
MMS	D	0.15%	0.32%	0.15%
MTH	B	0.86%	0.44%	0.44%
NEOG	D	0.14%	0.3%	0.14%
OGS	A	0.63%	0.44%	0.44%
ONB	C	0.47%	0.65%	0.47%
SANM	D	0.43%	0.19%	0.19%
SEM	D	0.14%	0.22%	0.14%
SM	F	0.68%	0.48%	0.48%
SUM	D	0.14%	0.32%	0.14%
SWX	C	0.28%	0.41%	0.28%
TEX	D	0.66%	0.52%	0.52%
TMHC	B	0.85%	0.29%	0.29%
TPH	C	0.66%	0.19%	0.19%
UFPI	C	0.44%	0.32%	0.32%
UMBF	B	0.35%	0.72%	0.35%
URBN	D	0.51%	0.35%	0.35%

FNK Overweight 185 Positions Relative to PSC

Symbol	Grade	Weight
RUSHA	C	0.85%
RNR	B	0.85%
MTG	B	0.85%
CNXC	D	0.84%
RDN	C	0.82%
LBRDK	D	0.81%
HOG	C	0.8%
LAD	C	0.8%
TAP	C	0.8%
FYBR	C	0.79%
FMC	C	0.77%
AMG	C	0.77%
ESGR	D	0.76%
ASO	C	0.74%
AGO	C	0.74%
UHS	B	0.73%
SEB	C	0.73%
DAR	F	0.73%
WTM	D	0.71%
COLB	C	0.7%
G	B	0.7%
NOG	F	0.69%
BTU	D	0.69%
VLY	C	0.68%
PNW	A	0.67%
THC	B	0.67%
PVH	D	0.66%
EVRG	A	0.66%
MOS	F	0.65%
POR	A	0.65%
KRC	C	0.65%
AL	D	0.65%
AGCO	D	0.65%
NFG	A	0.64%
DXC	C	0.64%
NOV	F	0.63%
DINO	F	0.63%
SIG	C	0.63%
OVV	F	0.63%
CHK	D	0.63%
CVI	F	0.63%
CADE	C	0.63%
BYD	C	0.63%
UNM	B	0.62%
MTDR	F	0.62%
R	B	0.62%
ARW	C	0.61%
MUR	F	0.61%
HP	F	0.61%
BWA	F	0.59%
AN	D	0.59%
MDU	B	0.58%
AVT	D	0.58%
PTEN	F	0.58%
OGN	C	0.58%
ALLY	F	0.58%
WBS	D	0.58%
LEA	F	0.57%
OZK	D	0.57%
ABG	F	0.57%
GL	C	0.55%
WAL	B	0.55%
LNC	D	0.55%
CUZ	B	0.54%
ADTN	F	0.54%
CLF	F	0.54%
OSK	D	0.53%
NI	A	0.51%
PNFP	B	0.51%
PBF	F	0.51%
BERY	B	0.5%
APA	F	0.5%
OGE	B	0.49%
UTHR	C	0.48%
SON	C	0.48%
AXS	B	0.48%
HII	D	0.48%
CHRD	F	0.47%
AGNC	A	0.47%
EWBC	D	0.47%
THO	C	0.47%
BC	D	0.46%
WTFC	C	0.46%
PAG	D	0.46%
FNB	D	0.45%
EMN	A	0.44%
WU	F	0.44%
KNX	C	0.44%
JAZZ	D	0.44%
PII	D	0.44%
NXST	D	0.43%
FHN	C	0.43%
TKR	D	0.43%
NRG	C	0.43%
VAL	F	0.43%
WCC	D	0.42%
CZR	D	0.41%
ALK	C	0.41%
OMF	D	0.4%
OLN	D	0.39%
ASH	D	0.39%
GAP	F	0.37%
DNB	C	0.37%
RRC	D	0.37%
SSB	B	0.36%
DDS	D	0.35%
SLGN	B	0.35%
FAF	A	0.35%
LNT	A	0.34%
REYN	C	0.34%
AIZ	C	0.34%
PB	B	0.34%
HOMB	C	0.33%
IPGP	F	0.33%
LPX	B	0.33%
ORI	B	0.33%
UBSI	C	0.33%
SAIC	B	0.33%
M	D	0.33%
NJR	A	0.32%
PRGO	C	0.32%
MIDD	D	0.32%
BBWI	F	0.32%
BOKF	B	0.32%
IDA	B	0.32%
HWC	D	0.31%
GT	F	0.31%
UGI	B	0.31%
RYN	C	0.31%
DTM	B	0.31%
IAC	C	0.31%
CMA	B	0.31%
SEIC	C	0.3%
COLM	B	0.3%
ZION	D	0.3%
WTRG	D	0.3%
AYI	B	0.29%
WHR	D	0.28%
SKX	C	0.28%
SNX	D	0.28%
DKS	D	0.28%
SLM	D	0.28%
CROX	C	0.26%
BECN	D	0.26%
HGV	D	0.26%
RIG	F	0.23%
AMKR	D	0.21%
VNO	A	0.19%
SKY	B	0.19%
CAR	F	0.19%
CCK	A	0.18%
JEF	B	0.17%
MAT	C	0.17%
TFX	B	0.17%
JLL	B	0.17%
SNV	C	0.16%
EHC	B	0.16%
HSIC	D	0.16%
USFD	A	0.16%
PCH	C	0.16%
CACI	B	0.16%
AFG	B	0.16%
IP	B	0.16%
BPOP	C	0.16%
HLI	A	0.16%
AVNT	B	0.15%
RGA	B	0.15%
CRUS	D	0.15%
NVST	D	0.15%
BXMT	C	0.15%
IVZ	C	0.15%
RHI	D	0.14%
SIGI	C	0.14%
KEX	C	0.14%
GXO	D	0.14%
SEE	D	0.14%
PARA	F	0.14%
BHF	F	0.14%
LSTR	D	0.14%
VOYA	A	0.14%
LFUS	D	0.14%
BJ	D	0.13%
CACC	F	0.13%
AR	D	0.11%
AAP	F	0.09%

FNK Underweight 440 Positions Relative to PSC

Symbol	Grade	Weight
SFM	B	-0.73%
EAT	B	-0.7%
AX	D	-0.7%
PAGS	F	-0.68%
HLNE	B	-0.68%
HALO	B	-0.67%
TMDX	D	-0.65%
CRS	B	-0.65%
HIMS	D	-0.62%
ANF	D	-0.6%
FN	D	-0.59%
AIT	C	-0.58%
IRT	A	-0.58%
RHP	D	-0.56%
TRNO	B	-0.53%
CNK	B	-0.53%
CTRE	A	-0.52%
BOOT	B	-0.52%
EPRT	A	-0.51%
TBBK	B	-0.51%
HQY	C	-0.48%
ZETA	B	-0.48%
DY	C	-0.48%
HCC	D	-0.46%
ALE	B	-0.46%
TDW	F	-0.46%
RMBS	F	-0.46%
VRNS	C	-0.45%
BGC	B	-0.45%
ITRI	C	-0.45%
FULT	D	-0.45%
PI	B	-0.45%
CNX	B	-0.45%
CNO	B	-0.43%
ALKS	C	-0.43%
HAE	D	-0.42%
ACLS	F	-0.42%
ENSG	A	-0.41%
PJT	C	-0.4%
FBP	D	-0.4%
QLYS	F	-0.4%
STNG	D	-0.4%
OPCH	C	-0.39%
TGTX	B	-0.39%
NMIH	B	-0.39%
CVLT	B	-0.39%
IBP	C	-0.39%
TNDM	C	-0.39%
STRL	C	-0.38%
AMN	F	-0.38%
NARI	F	-0.38%
PRIM	C	-0.37%
MMSI	A	-0.37%
WTS	C	-0.37%
IDCC	B	-0.37%
SR	A	-0.37%
BOX	A	-0.36%
VCTR	B	-0.36%
ALTR	D	-0.36%
BL	D	-0.35%
LIVN	D	-0.35%
BCO	B	-0.35%
CHX	D	-0.35%
ENV	C	-0.33%
LNTH	C	-0.33%
EXLS	B	-0.33%
TWST	D	-0.33%
ITGR	B	-0.33%
RDNT	B	-0.33%
VRRM	D	-0.32%
SKYW	C	-0.32%
MOG.A	B	-0.31%
DOCN	B	-0.31%
SILK	A	-0.31%
FSS	D	-0.31%
BLBD	C	-0.31%
PGNY	F	-0.31%
SQSP	A	-0.3%
AMK	B	-0.3%
CORT	B	-0.3%
CABO	F	-0.3%
AVA	B	-0.3%
ACAD	F	-0.3%
ICUI	B	-0.3%
CSWI	B	-0.3%
CBT	B	-0.3%
GFF	C	-0.3%
JBI	F	-0.29%
NSIT	C	-0.29%
CWK	B	-0.29%
ABM	D	-0.29%
CNMD	D	-0.29%
MWA	C	-0.28%
QTWO	B	-0.28%
PRFT	A	-0.28%
KFY	B	-0.27%
IART	F	-0.27%
PTGX	B	-0.27%
RXST	C	-0.27%
SKWD	C	-0.27%
WAFD	B	-0.27%
CWAN	B	-0.27%
ENVA	C	-0.27%
CBZ	F	-0.27%
IBOC	C	-0.26%
BNL	A	-0.26%
UE	B	-0.26%
SKT	B	-0.26%
MOD	C	-0.26%
SPSC	D	-0.26%
SHO	D	-0.26%
VITL	D	-0.25%
PLMR	B	-0.25%
WHD	C	-0.25%
TGNA	C	-0.25%
VERX	D	-0.25%
OTTR	D	-0.25%
KAI	C	-0.25%
SMPL	D	-0.24%
KNF	B	-0.24%
PRCT	B	-0.24%
ADMA	C	-0.24%
LRN	B	-0.24%
HCI	C	-0.24%
RPD	F	-0.24%
AKR	B	-0.23%
HTLF	B	-0.23%
WSFS	D	-0.23%
STAA	F	-0.23%
AXNX	B	-0.23%
EVH	C	-0.23%
CEIX	C	-0.23%
IIPR	A	-0.23%
PMT	C	-0.22%
REVG	D	-0.22%
VECO	F	-0.22%
CALM	B	-0.22%
ACIW	B	-0.22%
MGNI	C	-0.21%
YELP	F	-0.21%
CAKE	D	-0.21%
ROAD	A	-0.21%
EXPO	B	-0.21%
BMI	A	-0.21%
PRMW	B	-0.2%
NBHC	D	-0.2%
YOU	B	-0.2%
WGO	D	-0.2%
TGLS	B	-0.2%
BDC	B	-0.2%
RYTM	C	-0.2%
SGRY	C	-0.2%
AZZ	D	-0.2%
INMD	D	-0.2%
SNEX	C	-0.2%
GPOR	C	-0.2%
INSW	D	-0.2%
OFG	C	-0.19%
ALRM	F	-0.19%
FTDR	B	-0.19%
RAMP	F	-0.18%
AGYS	D	-0.18%
POWL	C	-0.18%
NOVT	D	-0.18%
PBH	B	-0.18%
MGEE	A	-0.18%
ICFI	B	-0.18%
VRTS	D	-0.18%
HMN	C	-0.18%
SHOO	B	-0.18%
AGM	D	-0.18%
KTB	A	-0.18%
ATGE	D	-0.18%
SFNC	B	-0.18%
CSTM	D	-0.18%
SRDX	D	-0.18%
AMPH	C	-0.17%
VC	F	-0.17%
GRBK	B	-0.17%
FFBC	C	-0.17%
IESC	C	-0.17%
FELE	D	-0.17%
RPAY	F	-0.17%
NTB	C	-0.16%
NMRK	B	-0.16%
SLVM	B	-0.16%
FCF	C	-0.16%
REZI	D	-0.16%
CARG	B	-0.16%
ALG	D	-0.16%
HOPE	C	-0.16%
FRME	D	-0.16%
AROC	D	-0.16%
PHIN	C	-0.16%
ADUS	B	-0.16%
PRGS	B	-0.16%
UFPT	C	-0.16%
LPG	F	-0.16%
WDFC	C	-0.16%
COLL	C	-0.15%
BMBL	F	-0.15%
HELE	D	-0.15%
DHT	C	-0.15%
CPRX	B	-0.15%
ESRT	B	-0.15%
BCPC	C	-0.15%
VCEL	F	-0.15%
NHI	B	-0.15%
SSTK	F	-0.15%
FCPT	A	-0.15%
ENR	D	-0.14%
LTC	B	-0.14%
LOB	B	-0.14%
MNKD	B	-0.14%
ROCK	D	-0.14%
CVCO	B	-0.14%
SUPN	D	-0.14%
AGX	B	-0.14%
CXM	F	-0.13%
ACT	A	-0.13%
MTX	F	-0.13%
EPAC	B	-0.13%
TNC	D	-0.13%
BANF	B	-0.13%
FOXF	F	-0.13%
FBMS	B	-0.13%
HNI	C	-0.13%
SPNT	C	-0.13%
MLKN	D	-0.13%
BKD	D	-0.13%
USPH	F	-0.12%
LGND	C	-0.12%
CENX	D	-0.12%
CAL	F	-0.12%
BLKB	B	-0.12%
PRVA	F	-0.12%
PATK	A	-0.12%
ALKT	D	-0.12%
PFBC	C	-0.12%
CMRE	D	-0.12%
EPC	F	-0.12%
OII	D	-0.12%
LZB	C	-0.12%
VCYT	B	-0.12%
KNTK	A	-0.12%
VSTO	B	-0.12%
AMWD	C	-0.12%
IOSP	D	-0.12%
PLUS	B	-0.11%
PLXS	B	-0.11%
OSIS	C	-0.11%
SXI	D	-0.11%
GOLF	D	-0.11%
LMAT	B	-0.11%
TNK	D	-0.11%
HLX	F	-0.11%
CSR	C	-0.11%
FBK	B	-0.11%
NSSC	D	-0.11%
EFSC	C	-0.11%
WABC	D	-0.11%
CHCO	B	-0.11%
HWKN	C	-0.11%
ANIP	F	-0.11%
HRMY	B	-0.11%
ARHS	F	-0.11%
SRCE	C	-0.1%
STBA	C	-0.1%
UNIT	C	-0.1%
SXT	D	-0.1%
KALU	D	-0.1%
CRAI	C	-0.1%
SMMT	C	-0.1%
AMRX	B	-0.1%
APOG	C	-0.1%
RSI	C	-0.1%
ARDX	D	-0.1%
LMB	C	-0.1%
CRVL	B	-0.1%
BV	B	-0.1%
AESI	C	-0.1%
BBSI	B	-0.09%
CECO	C	-0.09%
OMCL	C	-0.09%
AAT	B	-0.09%
QCRH	C	-0.09%
DORM	B	-0.09%
PFC	C	-0.09%
CDRE	C	-0.09%
PLAB	D	-0.09%
STRA	D	-0.09%
IMXI	D	-0.09%
UMH	B	-0.09%
PSMT	B	-0.09%
IMAX	C	-0.09%
GEF	D	-0.09%
BKE	B	-0.09%
BHE	C	-0.09%
GIII	C	-0.09%
ASTH	B	-0.09%
SBH	C	-0.09%
CHEF	C	-0.09%
FOR	D	-0.08%
CENTA	D	-0.08%
HSII	C	-0.08%
AHCO	B	-0.08%
HFWA	C	-0.08%
BY	C	-0.08%
HY	D	-0.08%
BLFS	B	-0.08%
OSBC	B	-0.08%
GHC	C	-0.08%
ASC	D	-0.08%
DESP	C	-0.08%
LILAK	C	-0.08%
AMAL	B	-0.08%
CPF	B	-0.08%
BLX	C	-0.08%
INVA	B	-0.08%
TILE	B	-0.08%
GABC	C	-0.08%
ATEN	C	-0.08%
VREX	F	-0.07%
AHH	B	-0.07%
WTTR	D	-0.07%
CDNA	C	-0.07%
IMMR	D	-0.07%
NABL	D	-0.07%
NXRT	B	-0.07%
MLR	D	-0.07%
ORRF	B	-0.07%
MD	C	-0.07%
SCSC	D	-0.07%
UVE	B	-0.07%
FG	C	-0.07%
HAFC	C	-0.07%
DOLE	A	-0.07%
IBCP	B	-0.07%
NHC	D	-0.07%
CFB	C	-0.07%
PCRX	F	-0.07%
ANET	C	-0.07%
DFH	C	-0.07%
TRNS	C	-0.07%
PEBO	C	-0.07%
DXPE	C	-0.07%
UTI	D	-0.06%
METC	F	-0.06%
GCI	D	-0.06%
MCRI	C	-0.06%
IRWD	F	-0.06%
KOP	F	-0.06%
OSW	C	-0.06%
SMLR	F	-0.06%
SLP	F	-0.06%
PRDO	D	-0.06%
USLM	B	-0.06%
HOV	C	-0.06%
REAX	C	-0.06%
CCRN	F	-0.06%
CSTL	B	-0.06%
EOLS	C	-0.06%
WSR	D	-0.06%
THR	D	-0.06%
PUBM	F	-0.05%
MTUS	F	-0.05%
SB	D	-0.05%
MDXG	F	-0.05%
UTL	B	-0.05%
GRC	D	-0.05%
CCB	C	-0.05%
AVNS	B	-0.05%
SWI	B	-0.05%
PNTG	B	-0.05%
SCVL	C	-0.05%
PRM	B	-0.05%
GRND	B	-0.05%
SEMR	D	-0.05%
CTS	D	-0.05%
MBWM	C	-0.05%
CTO	C	-0.04%
TCMD	C	-0.04%
USAP	C	-0.04%
XERS	C	-0.04%
YMAB	C	-0.04%
OSPN	B	-0.04%
MEC	B	-0.04%
GHM	D	-0.04%
SMP	C	-0.04%
SPNS	D	-0.04%
DJCO	B	-0.04%
CNXN	B	-0.04%
DAKT	D	-0.04%
EGY	D	-0.04%
CENT	D	-0.04%
HSTM	C	-0.04%
VMEO	C	-0.04%
WLDN	B	-0.04%
REX	D	-0.04%
MLAB	C	-0.04%
INOD	D	-0.04%
ZIP	D	-0.04%
OSUR	D	-0.04%
ZIMV	D	-0.04%
HRTX	F	-0.03%
MCFT	D	-0.03%
IDT	C	-0.03%
DH	F	-0.03%
HROW	B	-0.03%
ADV	C	-0.03%
CBL	C	-0.03%
STGW	B	-0.03%
AMCX	F	-0.03%
IRMD	B	-0.03%
GDYN	C	-0.03%
TK	C	-0.03%
CSV	C	-0.03%
AGS	D	-0.03%
NR	D	-0.03%
VIRC	C	-0.03%
PTVE	D	-0.03%
UHT	B	-0.03%
NRC	F	-0.03%
BELFB	C	-0.03%
TPB	C	-0.03%
ALX	B	-0.03%
YEXT	C	-0.03%
PETQ	A	-0.03%
GTHX	B	-0.02%
CMPO	B	-0.02%
EE	C	-0.02%
SIGA	D	-0.02%
HCKT	C	-0.02%
AXGN	B	-0.02%
BVS	B	-0.02%
LILA	C	-0.02%
XPEL	D	-0.02%
APEI	D	-0.02%
EGHT	F	-0.01%
AEYE	D	-0.01%