FDM vs. FYT ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to First Trust Small Cap Value AlphaDEX Fund (FYT)

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$58.46

Average Daily Volume

7,854

Number of Holdings ^*

152

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$50.84

Average Daily Volume

10,662

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

Performance

Period	FDM	FYT
30 Days	-4.03%	-3.10%
60 Days	-4.62%	-3.94%
90 Days	-4.58%	-4.02%
12 Months	8.29%	13.97%

0 Overlapping Holdings

	Symbol	Grade	Weight in FDM	Weight in FYT	Overlap

FDM Overweight 152 Positions Relative to FYT

Symbol	Grade	Weight
VSEC	B	2.24%
POWL	D	2.16%
CRGY	B	2.04%
CRAI	C	1.98%
SCSC	D	1.78%
ACMR	C	1.76%
GNK	D	1.5%
BBSI	B	1.41%
CGEM	D	1.36%
CLW	D	1.35%
SXC	D	1.32%
CECO	B	1.31%
DCO	B	1.29%
HAYN	C	1.22%
VVI	D	1.17%
IDT	D	1.17%
ARHS	C	1.15%
REX	F	1.12%
UVSP	B	1.07%
UWMC	D	1.07%
EGY	C	1.06%
MLR	D	1.04%
BELFB	C	1.04%
WSR	B	1.01%
CFB	B	0.98%
DXPE	D	0.97%
OSBC	B	0.96%
MBWM	C	0.96%
AMBC	F	0.95%
LMB	C	0.94%
LEU	F	0.93%
HCKT	D	0.89%
KE	F	0.89%
IBCP	B	0.88%
PLOW	F	0.87%
EZPW	D	0.87%
HTBK	C	0.83%
BFST	D	0.82%
GATO	C	0.81%
MYE	F	0.81%
CCB	C	0.8%
GSBC	C	0.76%
AMAL	B	0.76%
HTBI	B	0.74%
OSG	A	0.74%
LQDT	B	0.74%
BRY	D	0.73%
ZEUS	F	0.71%
SMBC	C	0.68%
SD	D	0.67%
TTI	F	0.66%
CYH	D	0.65%
LYTS	D	0.65%
NPK	D	0.64%
BHB	D	0.64%
CWCO	D	0.63%
THFF	D	0.63%
DHIL	F	0.63%
OLP	B	0.61%
VPG	F	0.61%
CCBG	D	0.61%
RICK	F	0.61%
KRNY	C	0.61%
NBN	B	0.61%
FSBC	C	0.6%
CSV	C	0.6%
KODK	B	0.6%
DENN	F	0.6%
AVNW	F	0.59%
CENT	F	0.59%
PAHC	C	0.58%
GLRE	D	0.58%
VYGR	F	0.56%
HDSN	F	0.56%
ARTNA	C	0.56%
ODC	F	0.54%
LINC	B	0.54%
RMR	D	0.54%
NWPX	D	0.54%
TITN	F	0.53%
HVT	F	0.53%
SPFI	D	0.52%
BBW	F	0.52%
NRIM	B	0.51%
MOFG	C	0.51%
GNE	D	0.51%
OSUR	F	0.51%
SPOK	C	0.49%
ESQ	D	0.49%
NEWT	D	0.48%
LOCO	C	0.47%
ONEW	D	0.47%
BOOM	C	0.47%
SIGA	C	0.47%
MCFT	F	0.46%
BSRR	B	0.45%
PANL	C	0.44%
HBT	B	0.41%
RM	D	0.4%
SOI	D	0.4%
NECB	B	0.4%
AMPY	B	0.4%
FSBW	C	0.39%
INSE	D	0.38%
OMER	C	0.38%
IPI	D	0.37%
AVD	F	0.37%
JOUT	F	0.37%
CVLY	C	0.35%
TSBK	D	0.35%
OBT	B	0.35%
MVBF	F	0.35%
WTI	D	0.34%
BCML	D	0.34%
PBPB	F	0.32%
GENC	D	0.32%
FET	F	0.32%
NATH	B	0.32%
RLGT	C	0.32%
PKOH	D	0.32%
HNRG	C	0.32%
AFCG	B	0.31%
MEC	B	0.29%
PLBC	F	0.28%
CMPO	B	0.28%
QUAD	B	0.27%
KFS	D	0.26%
LEGH	D	0.26%
EPM	F	0.26%
OVLY	F	0.26%
FF	C	0.22%
RNGR	C	0.22%
ASRT	C	0.21%
ATLC	C	0.21%
TSQ	C	0.21%
MPX	F	0.2%
EVC	F	0.2%
CMT	F	0.2%
MNSB	D	0.19%
STKS	F	0.18%
INTT	D	0.18%
RCMT	F	0.17%
CCRD	D	0.16%
LSEA	F	0.16%
III	F	0.15%
HGBL	C	0.13%
KLXE	F	0.12%
REI	D	0.12%
TUSK	F	0.12%
BGFV	F	0.11%
TZOO	F	0.08%
CMBM	F	0.06%

FDM Underweight 252 Positions Relative to FYT

Symbol	Grade	Weight
USM	B	-1.04%
PRDO	C	-0.81%
CRK	D	-0.78%
REVG	D	-0.77%
LILAK	B	-0.74%
ABR	B	-0.73%
SNDR	B	-0.72%
INVA	B	-0.72%
CNX	C	-0.7%
CALM	B	-0.7%
NMIH	B	-0.7%
PHIN	D	-0.69%
ATSG	C	-0.68%
PRG	D	-0.68%
AVA	D	-0.67%
LZB	C	-0.66%
FFBC	D	-0.66%
WMK	D	-0.66%
HIW	C	-0.66%
VSH	D	-0.66%
MODG	D	-0.65%
CRC	C	-0.65%
NWN	F	-0.65%
SPB	D	-0.65%
SCHL	D	-0.64%
EIG	C	-0.64%
RC	C	-0.63%
UVV	D	-0.63%
JBT	F	-0.63%
ARCH	C	-0.63%
UAA	F	-0.63%
GHC	D	-0.62%
TGNA	D	-0.62%
CASH	B	-0.61%
DNOW	D	-0.61%
IMKTA	F	-0.61%
ABM	B	-0.61%
SLVM	D	-0.6%
TALO	F	-0.59%
MLKN	D	-0.58%
GEF	F	-0.58%
PINC	F	-0.57%
KN	D	-0.57%
BZH	F	-0.57%
FULT	D	-0.57%
WSFS	B	-0.56%
AX	B	-0.56%
CABO	F	-0.56%
NBHC	B	-0.56%
GDEN	F	-0.56%
BANR	C	-0.55%
IBOC	C	-0.55%
DIOD	C	-0.55%
CNO	B	-0.55%
RLJ	F	-0.55%
BNL	B	-0.55%
HTLD	C	-0.55%
VBTX	C	-0.55%
STBA	B	-0.55%
SASR	C	-0.55%
NWE	D	-0.54%
AAT	B	-0.54%
CATY	D	-0.54%
MRTN	C	-0.54%
HUBG	C	-0.54%
PEBO	D	-0.54%
KSS	F	-0.54%
HE	F	-0.54%
FCF	B	-0.53%
SR	C	-0.53%
EBC	B	-0.53%
DAN	F	-0.52%
SAH	D	-0.52%
GEO	B	-0.52%
ENVA	B	-0.52%
EFSC	C	-0.52%
OCFC	B	-0.51%
KOS	F	-0.51%
PFS	D	-0.51%
WERN	F	-0.5%
INDB	D	-0.5%
FRME	D	-0.5%
MSGE	D	-0.49%
CUBI	B	-0.48%
SBH	D	-0.47%
REZI	D	-0.47%
ALGT	F	-0.46%
NHC	A	-0.46%
CCS	D	-0.45%
AMN	F	-0.45%
PARR	F	-0.45%
GOGO	D	-0.44%
ICUI	B	-0.44%
NAVI	F	-0.44%
CXW	D	-0.43%
APOG	D	-0.43%
TCBK	C	-0.42%
TRMK	C	-0.42%
SNEX	B	-0.42%
EPC	B	-0.42%
HLF	C	-0.42%
HPP	D	-0.41%
ODP	F	-0.41%
CTOS	F	-0.41%
EAT	C	-0.41%
BKU	C	-0.41%
ADNT	F	-0.41%
EQC	C	-0.41%
UNF	B	-0.4%
SRCE	B	-0.4%
OFG	B	-0.4%
TOWN	B	-0.39%
PFBC	D	-0.39%
NWBI	C	-0.39%
BUSE	B	-0.39%
RYI	F	-0.39%
PNM	D	-0.39%
FIBK	B	-0.39%
OEC	F	-0.38%
SJW	D	-0.38%
WAFD	C	-0.38%
GES	D	-0.38%
RNST	B	-0.38%
BOOT	B	-0.37%
FOXF	C	-0.37%
KMT	F	-0.37%
FHI	C	-0.37%
VSCO	D	-0.37%
BKE	D	-0.36%
HOPE	C	-0.36%
WSBC	D	-0.36%
ANDE	D	-0.35%
SFNC	D	-0.35%
CENTA	D	-0.35%
SSTK	F	-0.34%
HTLF	B	-0.34%
PDCO	F	-0.34%
PRIM	D	-0.33%
HELE	F	-0.33%
OLPX	F	-0.33%
LTH	B	-0.33%
JBLU	C	-0.32%
ECVT	D	-0.32%
MATW	F	-0.32%
HTZ	F	-0.31%
LGND	B	-0.31%
LGIH	F	-0.31%
CWEN	D	-0.31%
VAC	F	-0.31%
VCTR	D	-0.31%
MTX	C	-0.3%
LNN	D	-0.3%
WOR	F	-0.3%
WGO	F	-0.29%
DEA	B	-0.29%
PLXS	D	-0.29%
NX	F	-0.29%
XRX	F	-0.28%
FBP	B	-0.28%
NBTB	B	-0.28%
CHGG	F	-0.27%
KOP	F	-0.27%
BDC	C	-0.27%
JBGS	B	-0.26%
ASB	D	-0.26%
TRS	D	-0.26%
WD	D	-0.26%
CVBF	C	-0.26%
PCRX	F	-0.26%
UCBI	D	-0.26%
DEI	D	-0.26%
KALU	D	-0.26%
GTY	D	-0.26%
BLMN	F	-0.26%
HTH	D	-0.26%
BHLB	C	-0.26%
PSMT	D	-0.26%
CNXN	D	-0.26%
TCBI	C	-0.26%
KLG	F	-0.25%
AUB	C	-0.25%
NMRK	C	-0.25%
MCRI	D	-0.25%
SBCF	D	-0.25%
PLUS	D	-0.25%
XHR	D	-0.25%
FHB	C	-0.25%
DFIN	D	-0.25%
THS	C	-0.25%
FBNC	C	-0.24%
ZD	F	-0.24%
VRTS	D	-0.24%
PATK	D	-0.24%
OMCL	F	-0.24%
CMCO	F	-0.21%
CRI	F	-0.2%
BXC	F	-0.19%
OI	F	-0.18%
TTMI	B	-0.17%
JELD	F	-0.17%
FWRD	D	-0.17%
CBRL	F	-0.16%
AIR	B	-0.16%
MWA	C	-0.15%
CAKE	C	-0.15%
ADUS	B	-0.15%
B	B	-0.15%
ALEX	B	-0.14%
ROG	D	-0.14%
STRA	C	-0.14%
NNI	C	-0.14%
CTS	D	-0.14%
HLIO	D	-0.14%
NIC	C	-0.13%
STC	D	-0.13%
DORM	C	-0.13%
GNW	D	-0.13%
NVEE	F	-0.13%
CBU	B	-0.13%
COHU	B	-0.13%
IBTX	B	-0.13%
PGRE	C	-0.13%
OII	B	-0.13%
HNI	C	-0.13%
MPW	F	-0.13%
CPK	C	-0.13%
SHOO	C	-0.13%
LXP	B	-0.13%
KFY	B	-0.13%
FBK	B	-0.13%
CVCO	D	-0.12%
OXM	D	-0.12%
KFRC	D	-0.12%
VICR	F	-0.12%
APAM	D	-0.12%
ARI	D	-0.12%
AIN	D	-0.12%
SCL	D	-0.12%
SHEN	C	-0.12%
PPBI	F	-0.12%
ATUS	F	-0.11%
CSGS	F	-0.11%
HI	F	-0.11%
DK	F	-0.11%
IART	C	-0.11%
CMTG	D	-0.11%
FDP	F	-0.11%
ENOV	F	-0.1%
ARCB	D	-0.1%
ADV	D	-0.1%
GO	D	-0.1%
PTVE	F	-0.1%