SMCP vs. ROSC ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to Hartford Multifactor Small Cap ETF (ROSC)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.47

Average Daily Volume

1,337

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$42.75

Average Daily Volume

1,112

Number of Holdings ^*

304

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	ROSC
30 Days	0.08%	-2.01%
60 Days	5.20%	1.41%
90 Days	5.01%	8.19%
12 Months	34.53%	22.98%

25 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in ROSC	Overlap
AMR	F	0.89%	0.45%	0.45%
APLE	D	1.02%	0.22%	0.22%
ARCH	D	0.98%	0.69%	0.69%
BNL	C	1.02%	0.33%	0.33%
BTU	B	1.06%	0.17%	0.17%
CARG	C	0.99%	0.19%	0.19%
CATY	D	0.97%	0.26%	0.26%
CEIX	B	1.01%	0.46%	0.46%
CORT	B	1.19%	0.85%	0.85%
CPRX	C	0.93%	0.81%	0.81%
CRC	B	0.99%	0.14%	0.14%
FBP	D	0.98%	0.29%	0.29%
FFBC	D	0.95%	0.24%	0.24%
FULT	D	0.96%	0.26%	0.26%
HNI	B	0.99%	0.92%	0.92%
HTLF	C	1.03%	0.21%	0.21%
IDCC	A	0.94%	0.82%	0.82%
IIPR	C	1.09%	0.47%	0.47%
LBRT	F	0.84%	0.44%	0.44%
LXP	D	0.98%	0.28%	0.28%
MATX	C	1.01%	0.65%	0.65%
NHI	C	1.04%	0.23%	0.23%
PBH	D	1.01%	0.19%	0.19%
SIG	C	1.28%	0.22%	0.22%
TGNA	B	1.08%	0.46%	0.46%

SMCP Overweight 72 Positions Relative to ROSC

Symbol	Grade	Weight
LUMN	C	1.45%
STRL	B	1.25%
YOU	C	1.15%
KNF	C	1.13%
MHO	C	1.11%
ASO	D	1.1%
TCBI	C	1.1%
TMHC	C	1.08%
PRMW	C	1.07%
WTS	C	1.07%
MTH	C	1.06%
HQY	C	1.06%
MARA	F	1.05%
WD	C	1.04%
VCYT	C	1.04%
UFPI	C	1.04%
BMI	A	1.04%
UMBF	C	1.03%
NMIH	C	1.03%
TPH	C	1.03%
JXN	A	1.03%
BCC	C	1.03%
SFM	A	1.03%
FCPT	C	1.02%
NPO	C	1.02%
APAM	C	1.02%
JBT	B	1.02%
LNTH	C	1.02%
ESNT	C	1.01%
ACIW	B	1.01%
MMSI	C	1.0%
MGEE	C	1.0%
KBH	C	1.0%
CPK	C	1.0%
KFY	C	1.0%
IOSP	F	1.0%
MWA	A	1.0%
CVBF	B	0.99%
ENS	D	0.99%
ICFI	C	0.99%
BUR	D	0.99%
COOP	B	0.99%
CADE	D	0.99%
SMPL	D	0.99%
ALKS	B	0.98%
QLYS	F	0.98%
AEO	B	0.97%
POWI	F	0.97%
FORM	F	0.97%
HWC	D	0.97%
RDN	D	0.96%
RIOT	F	0.95%
ENSG	D	0.95%
HALO	D	0.94%
CVLT	C	0.94%
WSFS	D	0.94%
NEOG	D	0.93%
IPAR	D	0.93%
AX	D	0.92%
DIOD	F	0.92%
SPSC	D	0.91%
WHD	B	0.9%
KRYS	D	0.89%
ACLS	F	0.89%
STNG	D	0.88%
LANC	F	0.87%
CABO	F	0.86%
ATKR	F	0.83%
STNE	F	0.82%
PTEN	F	0.79%
HP	F	0.79%
PAGS	F	0.66%

SMCP Underweight 279 Positions Relative to ROSC

Symbol	Grade	Weight
BELFB	B	-1.14%
CALM	B	-1.0%
RUSHA	D	-0.99%
HCC	B	-0.99%
PRDO	D	-0.95%
PDCO	F	-0.94%
BKE	D	-0.92%
PLUS	C	-0.92%
PINC	F	-0.89%
NHC	D	-0.89%
COLL	B	-0.89%
SCS	D	-0.84%
KTB	B	-0.83%
AMKR	F	-0.81%
BHE	C	-0.78%
UFPT	D	-0.77%
HOPE	D	-0.76%
IMKTA	F	-0.76%
HY	F	-0.76%
GMS	C	-0.76%
CRVL	C	-0.75%
WMK	D	-0.74%
JWN	D	-0.71%
DDS	D	-0.71%
VSH	F	-0.69%
SLVM	C	-0.68%
BRC	C	-0.67%
LMAT	B	-0.65%
ETH	F	-0.65%
LZB	C	-0.64%
INVA	B	-0.64%
CPF	C	-0.62%
CNO	C	-0.62%
EIG	B	-0.61%
PFBC	D	-0.61%
PHIN	C	-0.6%
GEF	D	-0.6%
HTBK	D	-0.6%
SIGA	F	-0.6%
OFG	D	-0.6%
CNXN	C	-0.58%
LRN	C	-0.57%
DAKT	D	-0.56%
PATK	C	-0.54%
APOG	B	-0.54%
VGR	B	-0.53%
SMP	D	-0.5%
SCSC	D	-0.5%
EMBC	F	-0.5%
VBTX	C	-0.49%
EGY	D	-0.49%
SPTN	B	-0.49%
HIMS	B	-0.48%
KFRC	F	-0.48%
MLR	B	-0.47%
AMN	F	-0.47%
IESC	B	-0.47%
UVE	C	-0.46%
VIRC	D	-0.46%
PLAB	D	-0.45%
ADUS	D	-0.44%
CCRN	F	-0.44%
JILL	F	-0.44%
PAHC	C	-0.44%
METC	D	-0.44%
SWBI	F	-0.44%
IDT	C	-0.43%
UVV	D	-0.43%
REVG	D	-0.43%
SXC	F	-0.43%
HVT	F	-0.43%
EBF	C	-0.43%
SPOK	D	-0.43%
HSTM	B	-0.42%
HCKT	C	-0.42%
AGX	A	-0.42%
AMRX	B	-0.42%
TRST	D	-0.41%
ACT	C	-0.41%
MOV	F	-0.41%
MED	F	-0.4%
HSII	C	-0.4%
AMPH	C	-0.4%
TOWN	D	-0.39%
EQC	D	-0.39%
BBSI	C	-0.38%
IBCP	D	-0.38%
CMPO	B	-0.38%
CVI	F	-0.38%
MCY	B	-0.37%
RMR	B	-0.37%
IBOC	D	-0.37%
SUPN	D	-0.37%
SAFT	D	-0.36%
SPNT	D	-0.36%
OSIS	B	-0.36%
OXM	F	-0.36%
STBA	D	-0.36%
RGP	F	-0.35%
GPOR	B	-0.35%
SNDR	C	-0.35%
CLW	F	-0.34%
HUBG	D	-0.34%
STC	C	-0.33%
ZYXI	D	-0.32%
ULH	C	-0.32%
HAFC	D	-0.32%
LEVI	B	-0.31%
CAL	F	-0.31%
NMRK	A	-0.31%
SHO	D	-0.3%
CTO	D	-0.3%
SCHL	F	-0.29%
GTY	C	-0.29%
PEBO	F	-0.29%
JBSS	F	-0.29%
IMMR	D	-0.29%
BUSE	D	-0.29%
AAN	C	-0.28%
ALX	C	-0.28%
HRMY	D	-0.28%
TNC	F	-0.28%
GOLF	F	-0.28%
BBW	B	-0.28%
PLPC	D	-0.28%
NGVC	C	-0.27%
CCS	C	-0.27%
NX	F	-0.27%
RYI	F	-0.27%
PANL	D	-0.27%
ABM	D	-0.26%
OSUR	F	-0.26%
ATEN	B	-0.26%
CVEO	C	-0.25%
OTTR	F	-0.25%
WSR	C	-0.25%
REFI	C	-0.25%
THFF	D	-0.24%
UVSP	D	-0.24%
PRGS	B	-0.24%
HE	F	-0.24%
KRT	F	-0.24%
FOR	D	-0.23%
SSTK	F	-0.23%
PLXS	B	-0.23%
BANR	C	-0.23%
PFC	D	-0.23%
ODC	D	-0.23%
SGC	D	-0.23%
WNC	F	-0.23%
RELL	B	-0.22%
MSBI	F	-0.22%
UE	C	-0.22%
KELYA	D	-0.22%
IRMD	B	-0.21%
WSBC	D	-0.21%
EPR	C	-0.21%
HIW	C	-0.21%
ABCB	C	-0.21%
SRTS	D	-0.21%
HBB	B	-0.21%
SMLR	F	-0.2%
HMN	B	-0.2%
NBTB	D	-0.19%
TCMD	B	-0.19%
FRME	D	-0.19%
PTGX	C	-0.19%
SASR	C	-0.19%
CACC	F	-0.19%
CSGS	C	-0.19%
CNX	A	-0.19%
RGR	F	-0.19%
BTMD	F	-0.19%
BVS	B	-0.19%
CTBI	D	-0.18%
NWBI	D	-0.18%
GRNT	F	-0.18%
CWCO	F	-0.18%
VREX	F	-0.17%
NBHC	D	-0.17%
RLJ	D	-0.17%
ZEUS	F	-0.17%
TBRG	C	-0.17%
DXPE	C	-0.17%
FHB	D	-0.17%
EFSC	D	-0.17%
UNF	A	-0.17%
ORGO	D	-0.17%
HWKN	A	-0.16%
MRC	D	-0.16%
OMI	F	-0.16%
UTL	C	-0.16%
JAKK	C	-0.16%
LTC	D	-0.16%
ANDE	D	-0.16%
HFWA	D	-0.15%
INSW	B	-0.14%
CRI	D	-0.14%
PRK	D	-0.14%
AROW	D	-0.14%
SCVL	D	-0.14%
ACTG	F	-0.13%
VPG	F	-0.13%
GDRX	F	-0.13%
OPY	D	-0.13%
AMRK	B	-0.12%
DLX	F	-0.12%
ASB	F	-0.12%
GRBK	C	-0.12%
BLBD	D	-0.12%
NRC	F	-0.12%
KSS	D	-0.12%
AMWD	B	-0.12%
GIC	D	-0.11%
CHCO	D	-0.11%
OCFC	C	-0.11%
PDM	C	-0.11%
DNOW	F	-0.11%
EZPW	D	-0.11%
PK	D	-0.1%
RNST	D	-0.1%
TCBK	D	-0.1%
HTH	D	-0.1%
WERN	D	-0.1%
TRMK	D	-0.1%
MAN	D	-0.1%
AAT	C	-0.09%
LYTS	B	-0.09%
RCMT	D	-0.09%
GHC	B	-0.09%
OEC	F	-0.08%
NOG	F	-0.08%
UTMD	F	-0.08%
MRTN	F	-0.08%
ADMA	C	-0.08%
ITGR	C	-0.08%
ODP	F	-0.08%
NSSC	F	-0.07%
OLP	C	-0.07%
WGO	D	-0.07%
PSMT	B	-0.07%
FF	B	-0.07%
SHOO	A	-0.07%
RCKY	B	-0.06%
WTTR	C	-0.06%
AVA	D	-0.06%
MYE	F	-0.06%
CUBI	F	-0.06%
BDC	B	-0.05%
LPG	F	-0.05%
AHH	F	-0.05%
NVEC	D	-0.05%
AKR	C	-0.05%
CCOI	B	-0.05%
ZIMV	F	-0.04%
KE	F	-0.04%
GMRE	C	-0.04%
SFNC	C	-0.04%
ALG	D	-0.04%
HCI	B	-0.04%
UMH	C	-0.03%
PAG	D	-0.03%
URBN	F	-0.03%
BDN	A	-0.03%
LMB	B	-0.03%
HLF	F	-0.03%
GIII	C	-0.03%
DEA	D	-0.03%
GSBC	D	-0.03%
NWN	C	-0.03%
MYGN	D	-0.02%
BFST	C	-0.02%
HTBI	D	-0.02%
PRGO	F	-0.02%
WAFD	D	-0.02%
FCF	D	-0.02%
KOP	F	-0.02%
FBNC	D	-0.01%
NUS	F	-0.01%