SLYV vs. FYC ETF Comparison

Comparison of SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap Value Index (SLYV) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
SLYV

SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap Value Index

SLYV Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of small capitalization exchange traded U.S. equity securities exhibiting "value" characteristics. In seeking to track the performance of the S&P SmallCap 600 Value Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the small-capitalization value sector in the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$93.23

Average Daily Volume

196,595

Number of Holdings *

448

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings *

240

* may have additional holdings in another (foreign) market
Performance
Period SLYV FYC
30 Days 9.14% 11.90%
60 Days 8.04% 12.40%
90 Days 8.51% 15.20%
12 Months 29.97% 46.68%
78 Overlapping Holdings
Symbol Grade Weight in SLYV Weight in FYC Overlap
AAT B 0.18% 0.36% 0.18%
ADUS D 0.17% 0.32% 0.17%
AORT B 0.07% 0.48% 0.07%
APAM B 0.2% 0.13% 0.13%
APOG B 0.14% 0.42% 0.14%
AWR B 0.2% 0.12% 0.12%
BANC A 0.31% 0.26% 0.26%
BANF B 0.13% 0.41% 0.13%
BGC C 0.23% 0.4% 0.23%
BL B 0.14% 0.13% 0.13%
BLFS C 0.04% 0.3% 0.04%
BRC D 0.16% 0.34% 0.16%
BXMT C 0.44% 0.11% 0.11%
CAKE C 0.17% 0.42% 0.17%
CENX B 0.15% 0.46% 0.15%
CHCO B 0.1% 0.39% 0.1%
CHEF A 0.2% 0.59% 0.2%
CLB B 0.07% 0.13% 0.07%
CPK A 0.21% 0.24% 0.21%
CTS C 0.1% 0.13% 0.1%
CWT D 0.24% 0.32% 0.24%
DOCN D 0.15% 0.33% 0.15%
DORM B 0.16% 0.57% 0.16%
EAT A 0.41% 0.91% 0.41%
ELME D 0.2% 0.22% 0.2%
ENVA B 0.37% 0.72% 0.37%
EPAC B 0.12% 0.27% 0.12%
FBRT C 0.14% 0.12% 0.12%
FCPT C 0.2% 0.23% 0.2%
GFF A 0.14% 0.39% 0.14%
GNL F 0.2% 0.1% 0.1%
GTY B 0.12% 0.23% 0.12%
GVA A 0.28% 0.72% 0.28%
HLIT D 0.09% 0.3% 0.09%
HNI B 0.14% 0.61% 0.14%
HRMY D 0.1% 0.39% 0.1%
IIPR D 0.18% 0.27% 0.18%
KN B 0.13% 0.36% 0.13%
KW B 0.18% 0.23% 0.18%
LGND B 0.29% 0.28% 0.28%
LKFN B 0.14% 0.27% 0.14%
LTC B 0.13% 0.12% 0.12%
MAC B 0.57% 0.25% 0.25%
MCY A 0.27% 0.69% 0.27%
MGEE C 0.24% 0.28% 0.24%
MYGN F 0.1% 0.2% 0.1%
NBHC B 0.26% 0.55% 0.26%
NHC C 0.11% 0.6% 0.11%
NMIH D 0.14% 0.43% 0.14%
NXRT B 0.14% 0.24% 0.14%
OUT A 0.21% 0.48% 0.21%
PAYO A 0.22% 0.82% 0.22%
PBI B 0.16% 0.61% 0.16%
PJT A 0.22% 0.71% 0.22%
PMT D 0.16% 0.32% 0.16%
PRK B 0.23% 0.55% 0.23%
PTGX C 0.1% 0.54% 0.1%
PZZA D 0.12% 0.11% 0.11%
SABR C 0.09% 0.48% 0.09%
SATS D 0.37% 0.53% 0.37%
SITM B 0.22% 0.42% 0.22%
SKYW B 0.28% 0.62% 0.28%
SLVM B 0.4% 0.58% 0.4%
SMPL B 0.17% 0.13% 0.13%
SMTC B 0.27% 0.49% 0.27%
STEP B 0.4% 0.69% 0.4%
STRA C 0.19% 0.12% 0.12%
SWI B 0.06% 0.25% 0.06%
SXT B 0.26% 0.23% 0.23%
TGI B 0.19% 0.16% 0.16%
TNDM F 0.14% 0.24% 0.14%
TR B 0.03% 0.12% 0.03%
TRN C 0.21% 0.64% 0.21%
TRUP B 0.12% 0.74% 0.12%
UE C 0.16% 0.38% 0.16%
WABC B 0.08% 0.13% 0.08%
WWW B 0.24% 0.75% 0.24%
YOU D 0.11% 0.48% 0.11%
SLYV Overweight 370 Positions Relative to FYC
Symbol Grade Weight
CMA A 1.28%
LUMN C 1.21%
RHI B 1.06%
JXN C 1.04%
BBWI D 0.97%
VFC C 0.93%
ALK C 0.92%
COOP B 0.86%
LNC B 0.82%
DY D 0.74%
SLG B 0.68%
ABCB B 0.62%
SANM B 0.59%
ICUI D 0.58%
HIMS B 0.55%
AL B 0.55%
DXC B 0.54%
SEM B 0.54%
OGN D 0.54%
FULT A 0.53%
AUB B 0.53%
UCB A 0.53%
NWL B 0.52%
REZI A 0.51%
CBU B 0.5%
MDU D 0.5%
GEO B 0.49%
ASO F 0.49%
FHB A 0.48%
ABM B 0.48%
HIW D 0.47%
CWK B 0.45%
ZWS B 0.45%
ETSY D 0.45%
HASI D 0.44%
HUBG A 0.43%
SFNC B 0.43%
DEI B 0.43%
GTES A 0.43%
SEE C 0.43%
GNW A 0.43%
PENN C 0.43%
WAFD B 0.42%
BKU A 0.42%
INDB B 0.42%
CVBF A 0.41%
TGNA B 0.41%
VIRT B 0.4%
AVA A 0.4%
PFS B 0.39%
BFH B 0.39%
VSCO B 0.39%
ABR C 0.39%
SNEX B 0.38%
LXP D 0.38%
EPRT B 0.38%
HBI B 0.38%
FFBC A 0.38%
ABG B 0.37%
PPBI B 0.37%
PIPR B 0.37%
ITRI B 0.37%
VSTO A 0.36%
AKR B 0.36%
SBCF A 0.35%
BANR B 0.35%
BCPC B 0.35%
MPW F 0.35%
ZD C 0.35%
SFBS B 0.35%
TTMI B 0.34%
RUN F 0.34%
AAP C 0.34%
MC C 0.34%
WERN C 0.34%
NBTB B 0.33%
HI C 0.33%
PINC B 0.33%
MMSI B 0.33%
IBTX B 0.32%
PECO A 0.32%
RDN C 0.32%
RNST B 0.32%
TRMK B 0.32%
PLXS B 0.32%
CXW B 0.32%
PSMT C 0.31%
VIAV B 0.31%
KMT B 0.31%
HAYW B 0.31%
CWEN C 0.31%
PHIN A 0.31%
PBH A 0.3%
OMCL C 0.3%
ROIC A 0.3%
GBX A 0.29%
ACA A 0.29%
KSS F 0.29%
VYX B 0.29%
RUSHA C 0.29%
FUL F 0.29%
JBLU F 0.29%
KAR B 0.29%
NATL B 0.29%
ACIW B 0.29%
B B 0.29%
CRGY B 0.29%
IAC D 0.28%
STC B 0.28%
RXO C 0.28%
OI C 0.28%
MRCY B 0.28%
BOX B 0.27%
WD D 0.27%
FL F 0.27%
FBK B 0.27%
CATY B 0.27%
CTRE D 0.26%
BTU B 0.26%
NWBI B 0.26%
WSFS A 0.26%
NPO A 0.26%
CABO C 0.26%
FBNC A 0.26%
ADNT F 0.25%
CORT B 0.25%
FTRE D 0.25%
AGO B 0.25%
ENV B 0.25%
BOH B 0.25%
KFY B 0.24%
EPC D 0.24%
UNF B 0.24%
BHE B 0.24%
GO C 0.24%
HOPE B 0.23%
NGVT B 0.23%
WKC D 0.23%
CENTA C 0.23%
SONO C 0.23%
HMN B 0.23%
WHD B 0.23%
MLKN D 0.23%
ALKS B 0.23%
IART C 0.22%
UCTT D 0.22%
NWN A 0.22%
LEG F 0.22%
VBTX B 0.22%
AEIS B 0.22%
AX A 0.22%
NTCT C 0.22%
SCL C 0.22%
PEB D 0.21%
JBT B 0.21%
HELE C 0.21%
TILE B 0.21%
NSIT F 0.21%
TDS B 0.21%
KRYS B 0.21%
PDCO D 0.21%
HP B 0.21%
DNOW B 0.21%
TPH D 0.21%
THS D 0.21%
SNDR B 0.2%
TALO C 0.2%
HTH B 0.2%
MP B 0.19%
CNS B 0.19%
ALEX C 0.19%
SBH C 0.19%
KALU C 0.18%
PI D 0.18%
INSP D 0.18%
AIN C 0.18%
MTX B 0.18%
UVV B 0.18%
EIG B 0.18%
PTEN C 0.18%
JBGS D 0.18%
DEA D 0.17%
GIII D 0.17%
SAFT C 0.17%
MD B 0.17%
UNFI A 0.17%
KLG C 0.16%
ECPG B 0.16%
DGII B 0.16%
QNST B 0.16%
NVEE F 0.16%
CCS D 0.16%
RC D 0.16%
DCOM A 0.16%
MODG F 0.16%
ENR B 0.16%
SUPN C 0.16%
NAVI C 0.16%
NARI C 0.15%
AHCO F 0.15%
CBRL C 0.15%
ICHR C 0.15%
CAL D 0.15%
LCII C 0.15%
DAN D 0.15%
CSR B 0.15%
KWR C 0.15%
FDP B 0.15%
BRKL B 0.15%
SCSC B 0.15%
IOSP B 0.15%
ALGT B 0.15%
DIOD D 0.14%
DLX B 0.14%
FCF A 0.14%
SXC A 0.14%
ARCH B 0.13%
KLIC B 0.13%
CXM C 0.13%
TMP B 0.13%
HSII B 0.13%
SAH A 0.13%
XRX F 0.13%
BJRI B 0.12%
ASTE B 0.12%
WNC C 0.12%
PRA C 0.12%
EYE C 0.12%
EGBN B 0.12%
ODP F 0.12%
EMBC C 0.12%
LGIH D 0.12%
HCSG C 0.12%
MNRO D 0.12%
AVNS F 0.12%
CNXN C 0.12%
CWEN C 0.12%
VRE B 0.12%
DXPE B 0.12%
HFWA B 0.12%
BDN C 0.12%
CALX D 0.12%
VTOL B 0.12%
OMI F 0.12%
PRAA C 0.12%
SJW D 0.12%
WGO C 0.11%
HAFC A 0.11%
CSGS B 0.11%
ASIX A 0.11%
VIR D 0.11%
LZB B 0.11%
CFFN B 0.11%
CPF A 0.11%
PLUS F 0.11%
FOXF F 0.11%
EXTR B 0.11%
SMP B 0.1%
COHU C 0.1%
CTKB C 0.1%
UPBD B 0.1%
AOSL C 0.1%
ANDE D 0.1%
XNCR B 0.1%
GPRE F 0.1%
TRST A 0.1%
THRM D 0.1%
PRDO B 0.1%
AXL C 0.1%
PCRX C 0.1%
VSTS C 0.1%
STBA B 0.1%
PUMP B 0.09%
XHR B 0.09%
USPH B 0.09%
SCHL D 0.09%
MSEX B 0.09%
SBSI B 0.09%
UNIT B 0.09%
EZPW A 0.09%
RGR F 0.09%
SCVL F 0.09%
VSAT F 0.09%
AMSF B 0.09%
ATEN B 0.09%
MATV D 0.09%
NBR C 0.09%
AIR B 0.09%
KREF D 0.09%
AMWD C 0.09%
BHLB B 0.09%
FWRD D 0.09%
LNN B 0.09%
UFCS B 0.08%
HPP F 0.08%
NVRI F 0.08%
BKE B 0.08%
MLAB D 0.08%
VICR B 0.08%
ROG D 0.08%
MMI B 0.08%
GDOT D 0.08%
SPTN D 0.08%
HZO D 0.08%
CRK B 0.08%
VRTS B 0.08%
HAIN C 0.08%
WS B 0.07%
KELYA F 0.07%
CERT F 0.07%
THRY F 0.07%
BGS F 0.07%
FIZZ C 0.07%
SDGR C 0.07%
RCUS F 0.07%
HTZ C 0.07%
WOLF F 0.07%
PAHC C 0.07%
UTL B 0.07%
LESL C 0.07%
BLMN F 0.07%
STAA F 0.07%
MRTN C 0.07%
INVA D 0.07%
AMN F 0.06%
AHH D 0.06%
VTLE C 0.06%
MXL C 0.06%
NX C 0.06%
SEDG F 0.06%
USNA C 0.06%
ARI C 0.06%
SVC F 0.06%
PLAB C 0.06%
WSR A 0.05%
BSIG A 0.05%
SNCY C 0.05%
INN D 0.05%
HAYN C 0.05%
TWI F 0.05%
CNSL C 0.05%
CENT C 0.05%
JBSS D 0.05%
FLGT F 0.05%
SSTK F 0.05%
HSTM B 0.05%
KOP C 0.05%
CEVA B 0.05%
WOR F 0.05%
MCW B 0.05%
ETD C 0.05%
MATW C 0.04%
GOGO C 0.04%
UHT D 0.04%
NABL F 0.04%
GDEN B 0.04%
CVI F 0.04%
RGNX F 0.04%
MGPI F 0.04%
CRSR C 0.04%
TTGT C 0.04%
PRLB A 0.04%
SLP D 0.03%
MYE F 0.03%
NPK B 0.03%
IIIN C 0.03%
IRWD F 0.03%
HTLD B 0.03%
BFS C 0.03%
MTUS C 0.03%
SLYV Underweight 162 Positions Relative to FYC
Symbol Grade Weight
RKLB B -1.06%
POWL C -0.81%
PRIM A -0.81%
TGTX B -0.79%
IESC B -0.79%
ROAD A -0.76%
IDCC A -0.76%
STRL B -0.75%
QCRH A -0.73%
WULF C -0.71%
DOCS C -0.71%
LRN A -0.7%
USLM A -0.69%
FTDR A -0.69%
ACLX C -0.68%
RYTM C -0.68%
CNK B -0.68%
ATGE B -0.67%
LMND B -0.67%
ALHC C -0.65%
VCYT B -0.65%
GSHD A -0.64%
PRCT B -0.64%
AMRX C -0.64%
REVG B -0.63%
PTON B -0.6%
ADMA B -0.6%
TBBK B -0.6%
DSGR D -0.59%
AGIO C -0.59%
CALM A -0.58%
KYMR D -0.58%
HWKN B -0.58%
SKWD A -0.58%
MIRM B -0.57%
SGBX F -0.57%
INTA A -0.57%
SYBT B -0.57%
CWAN B -0.57%
ALKT B -0.56%
VCTR B -0.55%
JANX C -0.54%
MWA B -0.54%
PRM C -0.54%
CDE D -0.54%
OSW A -0.54%
PTCT B -0.54%
PLMR B -0.53%
CHWY B -0.53%
MNKD C -0.53%
CPRX C -0.52%
LMAT A -0.52%
TGLS B -0.51%
CRAI B -0.51%
NPAB B -0.49%
CCOI B -0.49%
LFST C -0.49%
PRGS A -0.48%
UFPT B -0.47%
BCRX D -0.47%
LITE B -0.47%
FBP B -0.47%
VERX B -0.45%
WTTR B -0.43%
MBIN D -0.43%
ASTH D -0.43%
OSCR D -0.43%
CARG C -0.42%
NRIX D -0.42%
SHAK C -0.42%
MGNI A -0.42%
RNG B -0.41%
GABC B -0.41%
CIFR B -0.4%
SEMR B -0.4%
WT B -0.4%
VITL D -0.39%
OII B -0.39%
GERN D -0.39%
HURN B -0.39%
KTOS B -0.38%
ESE B -0.38%
BLBD D -0.38%
COLL F -0.37%
AZZ B -0.36%
OSIS B -0.35%
AMPH D -0.33%
ICFI F -0.33%
ESRT C -0.33%
IOVA F -0.32%
NHI D -0.32%
FLNC C -0.32%
ASPN F -0.32%
NSA D -0.31%
WRBY B -0.31%
KNTK B -0.3%
TWST D -0.3%
HEES B -0.29%
BKD D -0.28%
DRVN B -0.28%
TNL A -0.28%
CEIX A -0.28%
OCUL D -0.27%
AROC B -0.27%
NEO C -0.26%
SKT B -0.26%
WDFC B -0.26%
SXI B -0.26%
AGYS A -0.26%
AGM C -0.26%
ARQT C -0.25%
ANIP F -0.24%
CDP C -0.24%
UMH C -0.24%
IAS C -0.24%
GTX D -0.23%
JJSF B -0.23%
DNLI D -0.23%
CMPR D -0.23%
SCS C -0.23%
ACVA B -0.23%
EPR D -0.22%
PHR F -0.22%
AESI B -0.22%
HLX B -0.22%
AIV C -0.22%
CDRE D -0.21%
HUMA F -0.21%
RXST F -0.21%
EVH F -0.21%
ALX D -0.21%
NVAX F -0.2%
SOUN C -0.17%
MIR A -0.16%
ARDX F -0.16%
PAR B -0.16%
CBZ B -0.14%
BEAM D -0.13%
APPN B -0.13%
MLNK B -0.13%
ACAD D -0.13%
CARS B -0.13%
PLAY D -0.13%
THR B -0.12%
AMC C -0.12%
YELP C -0.12%
WEN D -0.12%
TNC D -0.11%
NSSC D -0.11%
RRR D -0.11%
ARLO C -0.11%
FOLD F -0.11%
ENVX F -0.11%
IRDM D -0.11%
VECO F -0.1%
JOE F -0.1%
AZTA D -0.1%
JAMF F -0.1%
CLDX F -0.09%
XPRO F -0.09%
RLAY F -0.09%
LPG F -0.09%
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