SDVY vs. ROSC ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Hartford Multifactor Small Cap ETF (ROSC)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$34.28

Average Daily Volume

899,966

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$41.02

Average Daily Volume

1,448

Number of Holdings ^*

302

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	ROSC
30 Days	4.07%	3.07%
60 Days	0.02%	0.43%
90 Days	4.04%	4.33%
12 Months	19.95%	11.61%

20 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in ROSC	Overlap
AMKR	B	1.07%	1.08%	1.07%
BKE	C	0.99%	0.81%	0.81%
CALM	A	1.1%	1.14%	1.1%
CCS	C	1.0%	0.22%	0.22%
CRC	C	1.07%	0.16%	0.16%
CRI	F	0.97%	0.12%	0.12%
ETD	D	1.01%	0.66%	0.66%
FBP	A	1.02%	0.27%	0.27%
HVT	F	0.47%	0.39%	0.39%
IBOC	A	1.04%	0.39%	0.39%
JXN	B	1.02%	1.33%	1.02%
KTB	D	0.99%	0.73%	0.73%
MATX	C	0.99%	0.9%	0.9%
PRDO	D	1.03%	1.02%	1.02%
SHOO	B	1.01%	0.07%	0.07%
SLVM	D	1.0%	0.56%	0.56%
SSTK	F	0.91%	0.25%	0.25%
SXC	C	1.04%	0.44%	0.44%
VSH	C	1.01%	0.76%	0.76%
WGO	F	0.95%	0.11%	0.11%

SDVY Overweight 80 Positions Relative to ROSC

Symbol	Grade	Weight
SYF	A	1.08%
EBC	A	1.07%
IBP	C	1.07%
RF	A	1.06%
WHD	B	1.06%
CMA	A	1.06%
SNV	A	1.06%
ZION	A	1.05%
AESI	D	1.05%
OZK	C	1.04%
WTFC	B	1.04%
HBAN	C	1.04%
ALLY	A	1.03%
MLI	B	1.03%
EDR	A	1.03%
CFG	A	1.03%
NTAP	B	1.03%
MGY	B	1.03%
BPOP	A	1.02%
RDN	B	1.02%
CADE	B	1.02%
FITB	B	1.02%
WTTR	B	1.02%
DELL	C	1.02%
CINF	B	1.02%
CHK	D	1.01%
EWBC	C	1.01%
LECO	F	1.01%
RHI	F	1.01%
PHIN	D	1.01%
GRMN	C	1.01%
TPL	B	1.01%
UNM	D	1.0%
GGG	D	1.0%
SLM	C	1.0%
CR	C	1.0%
OMC	C	1.0%
RS	C	1.0%
MTG	A	1.0%
RGA	A	1.0%
TEX	D	1.0%
LEA	F	1.0%
LSTR	F	0.99%
G	D	0.99%
EQH	A	0.99%
J	C	0.99%
ITT	C	0.99%
STLD	C	0.99%
EG	C	0.99%
CRBG	C	0.99%
RL	C	0.98%
BCC	D	0.98%
ESNT	B	0.98%
AOS	C	0.98%
BEN	D	0.98%
SNA	D	0.98%
IPG	F	0.98%
CMC	C	0.98%
EME	D	0.98%
FIX	D	0.98%
MCRI	C	0.98%
WLK	D	0.97%
TOL	C	0.97%
IEX	D	0.97%
MTH	C	0.96%
OC	C	0.96%
KBH	B	0.96%
VOYA	D	0.96%
AFG	D	0.96%
PHM	C	0.96%
NSP	F	0.95%
CF	F	0.95%
EXPD	B	0.95%
AGCO	F	0.95%
DINO	F	0.95%
UFPI	C	0.95%
WSM	C	0.95%
WMS	D	0.94%
SM	D	0.93%
DKS	C	0.89%

SDVY Underweight 282 Positions Relative to ROSC

Symbol	Grade	Weight
HCC	C	-1.25%
BELFB	B	-1.21%
ARCH	F	-0.97%
HY	D	-0.91%
PDCO	F	-0.9%
NHC	B	-0.9%
SCS	B	-0.9%
PINC	F	-0.88%
RUSHA	C	-0.87%
HNI	A	-0.85%
PLUS	D	-0.79%
UFPT	B	-0.79%
DDS	B	-0.79%
IDCC	B	-0.78%
LEVI	D	-0.78%
IMKTA	D	-0.77%
SNDR	C	-0.76%
BHE	C	-0.72%
HOPE	B	-0.72%
CRVL	B	-0.72%
JBSS	D	-0.69%
GMS	D	-0.68%
WMK	C	-0.67%
LMAT	A	-0.66%
CORT	C	-0.65%
CPRX	C	-0.65%
SANM	A	-0.65%
PLAB	D	-0.64%
STC	B	-0.64%
INVA	B	-0.63%
BRC	C	-0.62%
EIG	B	-0.6%
GNE	D	-0.6%
LZB	B	-0.59%
GPI	D	-0.59%
METC	D	-0.59%
CNO	A	-0.57%
COLL	D	-0.57%
GEF	D	-0.57%
OFG	A	-0.56%
MOV	D	-0.55%
PATK	C	-0.55%
GNW	D	-0.54%
CNXN	D	-0.52%
CEIX	C	-0.52%
FOR	C	-0.52%
KFRC	D	-0.52%
WSR	A	-0.52%
CPF	A	-0.51%
AMPH	F	-0.51%
LRN	D	-0.51%
XRX	F	-0.5%
SWBI	D	-0.5%
CVI	F	-0.48%
RGR	F	-0.48%
SPOK	C	-0.48%
PFBC	C	-0.48%
CCRN	F	-0.48%
OSUR	F	-0.47%
APOG	D	-0.47%
IRWD	D	-0.47%
SMP	F	-0.47%
PAHC	C	-0.46%
IDT	D	-0.45%
ACT	B	-0.45%
TRST	B	-0.45%
EMBC	D	-0.44%
UVV	D	-0.43%
HSTM	B	-0.43%
AGX	C	-0.42%
OXM	D	-0.42%
RGP	F	-0.41%
IIPR	A	-0.41%
HIBB	A	-0.41%
HUBG	C	-0.4%
UVE	D	-0.4%
VGR	C	-0.4%
AMN	F	-0.4%
NWLI	A	-0.4%
LBRT	D	-0.39%
AMRX	A	-0.39%
GPOR	D	-0.39%
EQC	D	-0.39%
DAKT	B	-0.38%
HSII	D	-0.37%
RMR	C	-0.37%
ORGO	C	-0.37%
SCHL	D	-0.37%
HCKT	D	-0.37%
ZYXI	F	-0.37%
OSIS	B	-0.37%
VIRC	C	-0.37%
SAFT	C	-0.37%
IESC	C	-0.37%
MHO	C	-0.37%
EBF	A	-0.36%
ZIMV	C	-0.36%
SPTN	D	-0.36%
AMRK	D	-0.36%
BBSI	B	-0.36%
RELL	C	-0.36%
SCSC	D	-0.35%
TOWN	B	-0.35%
SUPN	C	-0.34%
MLR	D	-0.34%
SPNT	C	-0.33%
IBCP	B	-0.33%
TNC	D	-0.32%
STBA	A	-0.32%
ADUS	B	-0.32%
BNL	B	-0.31%
TGNA	C	-0.31%
CAL	D	-0.31%
VBTX	B	-0.31%
RYI	F	-0.3%
PLPC	F	-0.3%
HTBK	C	-0.3%
AAN	C	-0.3%
JAKK	D	-0.3%
CTO	A	-0.3%
PANL	D	-0.3%
BUSE	A	-0.3%
EPM	D	-0.29%
GOLF	D	-0.29%
WNC	F	-0.29%
LXP	B	-0.28%
ATEN	D	-0.28%
OTTR	D	-0.28%
ALX	B	-0.28%
FULT	A	-0.27%
ACCO	F	-0.27%
MED	F	-0.27%
KRT	C	-0.27%
GTY	C	-0.27%
NX	F	-0.27%
CARG	B	-0.26%
REFI	B	-0.26%
MSBI	C	-0.25%
TPG	C	-0.25%
SMLR	D	-0.25%
KELYA	F	-0.24%
THFF	C	-0.23%
WSBC	B	-0.23%
WERN	D	-0.23%
HAFC	C	-0.23%
WOR	F	-0.23%
TPH	B	-0.23%
ODC	F	-0.23%
VREX	F	-0.23%
HRMY	C	-0.23%
BXC	F	-0.23%
UVSP	A	-0.22%
VYGR	D	-0.22%
NMRK	B	-0.22%
IRMD	C	-0.21%
GRNT	C	-0.21%
HMN	D	-0.21%
BANR	B	-0.21%
MMI	C	-0.21%
APLE	D	-0.21%
PRGS	C	-0.21%
PBH	B	-0.2%
ABCB	A	-0.19%
CATY	C	-0.19%
EPR	C	-0.19%
HDSN	F	-0.19%
CWCO	F	-0.19%
ANDE	F	-0.18%
NWBI	B	-0.18%
CNX	B	-0.18%
RLJ	D	-0.18%
NBTB	B	-0.18%
PLXS	C	-0.18%
ZEUS	F	-0.18%
HTLF	A	-0.18%
CSGS	D	-0.18%
DVAX	F	-0.18%
LTC	B	-0.17%
CCOI	D	-0.17%
RCMT	F	-0.17%
CTBI	A	-0.17%
TCMD	F	-0.17%
ASIX	F	-0.17%
AHH	C	-0.17%
VPG	D	-0.17%
GDRX	C	-0.17%
NRC	F	-0.16%
UWMC	C	-0.16%
SEM	A	-0.16%
MRTN	D	-0.16%
ATRI	C	-0.16%
BTU	D	-0.16%
UNF	C	-0.16%
KAI	C	-0.15%
MYE	F	-0.15%
AROW	B	-0.15%
NVEC	C	-0.15%
UTL	A	-0.15%
TBRG	D	-0.15%
OMI	F	-0.14%
ACAD	D	-0.14%
INSW	D	-0.14%
HFWA	C	-0.14%
OPY	A	-0.14%
SHO	C	-0.14%
CMT	F	-0.13%
ASB	C	-0.13%
ODP	F	-0.13%
JWN	A	-0.13%
BBW	D	-0.13%
PRK	B	-0.13%
GTX	D	-0.12%
PFC	C	-0.12%
SCVL	B	-0.12%
TCBK	B	-0.11%
TRMK	A	-0.11%
OCFC	C	-0.11%
MAN	F	-0.11%
EZPW	D	-0.11%
GHC	C	-0.1%
JOUT	D	-0.1%
HTH	C	-0.1%
PK	F	-0.1%
MGRC	D	-0.1%
DLX	C	-0.1%
AMWD	D	-0.1%
GIC	F	-0.1%
FHB	B	-0.1%
CHCO	B	-0.1%
RMNI	C	-0.09%
RNST	B	-0.09%
LYTS	D	-0.09%
GRBK	A	-0.09%
ITGR	C	-0.09%
NUS	F	-0.09%
NHI	B	-0.09%
IMMR	B	-0.08%
CUBI	B	-0.08%
CSR	B	-0.08%
DFH	F	-0.08%
PDM	A	-0.08%
EFSC	B	-0.07%
PEBO	C	-0.07%
KOP	F	-0.07%
PSMT	D	-0.07%
AVA	D	-0.07%
LPG	D	-0.07%
AKR	B	-0.05%
YMAB	D	-0.05%
KE	D	-0.05%
HE	D	-0.05%
CASS	D	-0.05%
FF	C	-0.05%
EOLS	D	-0.04%
SXI	C	-0.04%
HCI	F	-0.04%
GMRE	C	-0.04%
ARCT	F	-0.03%
JILL	C	-0.03%
THRY	F	-0.03%
OSG	A	-0.03%
UMH	B	-0.03%
ARCB	D	-0.03%
URBN	A	-0.03%
DEA	B	-0.03%
MBIN	C	-0.03%
FRME	B	-0.03%
SFNC	B	-0.03%
ALG	F	-0.03%
NATR	F	-0.02%
ESQ	C	-0.02%
BFST	C	-0.02%
GSBC	B	-0.02%
NWN	C	-0.02%
BDN	C	-0.02%
WAFD	C	-0.02%
PAG	C	-0.02%
PARR	F	-0.02%
OLP	A	-0.02%
LMB	A	-0.02%
FBNC	B	-0.01%
ESRT	B	-0.01%