RZV vs. FDM ETF Comparison

Comparison of Guggenheim S&P Smallcap 600 Pure Value ETF (RZV) to First Trust DJ Select MicroCap ETF (FDM)

RZV

Guggenheim S&P Smallcap 600 Pure Value ETF

RZV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$108.10

Average Daily Volume

6,098

Number of Holdings ^*

129

* may have additional holdings in another (foreign) market

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$63.63

Average Daily Volume

4,720

Number of Holdings ^*

131

* may have additional holdings in another (foreign) market

Performance

Period	RZV	FDM
30 Days	2.47%	2.60%
60 Days	7.85%	6.84%
90 Days	11.04%	9.19%
12 Months	25.22%	20.68%

6 Overlapping Holdings

Symbol	Grade	Weight in RZV	Weight in FDM	Overlap
ASIX	A	0.7%	1.54%	0.7%
ASTE	F	0.37%	1.37%	0.37%
CCRN	F	0.43%	0.79%	0.43%
EZPW	C	1.31%	1.06%	1.06%
KELYA	D	1.43%	1.29%	1.29%
SPTN	C	0.99%	1.42%	0.99%

RZV Overweight 123 Positions Relative to FDM

Symbol	Grade	Weight
SATS	C	2.55%
PHIN	D	2.07%
LUMN	C	1.84%
JBLU	B	1.83%
FDP	C	1.83%
GDOT	C	1.82%
BHE	C	1.77%
UNFI	C	1.58%
NVRI	D	1.57%
JXN	A	1.54%
SCSC	D	1.46%
NATL	D	1.46%
HZO	C	1.39%
GNW	A	1.35%
ADNT	F	1.32%
CWK	D	1.32%
FL	F	1.27%
GBX	C	1.22%
HTZ	F	1.21%
DXPE	C	1.19%
MD	B	1.15%
SNEX	B	1.12%
KSS	D	1.07%
AHCO	D	1.06%
MPW	C	1.02%
SANM	D	1.02%
RUN	D	0.98%
XRX	D	0.98%
SBH	B	0.97%
CHEF	C	0.88%
REZI	D	0.86%
CLW	F	0.84%
MODG	F	0.83%
AOSL	D	0.81%
KALU	D	0.81%
BGS	D	0.8%
GEO	D	0.79%
PRA	C	0.77%
MATV	F	0.77%
ABM	D	0.75%
SAH	D	0.75%
STC	D	0.74%
SCVL	D	0.72%
CENX	C	0.72%
AAP	F	0.71%
WWW	B	0.7%
DAN	D	0.68%
OI	D	0.68%
CAL	F	0.68%
UFCS	D	0.68%
PENN	D	0.68%
AXL	F	0.68%
PRAA	F	0.66%
PAHC	C	0.65%
ALK	C	0.64%
GIII	C	0.62%
BDN	B	0.62%
HOPE	B	0.62%
PEB	D	0.6%
VTOL	D	0.58%
SXC	F	0.58%
DLX	F	0.58%
TILE	C	0.57%
SLG	C	0.57%
DNOW	F	0.57%
SFNC	B	0.56%
HBI	B	0.54%
NWL	D	0.54%
TGNA	B	0.53%
HSII	D	0.53%
JBGS	C	0.53%
MCY	B	0.53%
ODP	F	0.52%
OMI	F	0.51%
VSCO	C	0.51%
UVV	D	0.51%
SNDR	D	0.48%
ALGT	D	0.48%
LNC	B	0.47%
TTMI	D	0.46%
CMA	C	0.46%
VSTO	B	0.45%
EGBN	C	0.44%
VBTX	C	0.43%
DXC	C	0.43%
BANC	D	0.43%
IBTX	B	0.43%
VFC	A	0.43%
DCOM	B	0.42%
VIRT	B	0.42%
HPP	F	0.42%
NAVI	D	0.4%
SEM	D	0.4%
NBR	D	0.39%
PFS	D	0.38%
ECPG	F	0.38%
PUMP	D	0.38%
HCSG	F	0.37%
NTCT	C	0.37%
RNST	D	0.36%
PSMT	A	0.36%
HUBG	D	0.35%
WERN	D	0.34%
MLKN	F	0.34%
LEG	D	0.34%
BKU	D	0.33%
SMP	D	0.33%
AVNS	D	0.33%
WNC	F	0.33%
HFWA	D	0.32%
VSAT	F	0.32%
HAFC	D	0.32%
BRKL	D	0.3%
PDCO	F	0.3%
THS	D	0.27%
RC	F	0.27%
HAIN	C	0.27%
CNSL	A	0.27%
PPBI	D	0.27%
SVC	D	0.26%
FLGT	F	0.25%
TALO	D	0.24%
TWI	F	0.21%

RZV Underweight 125 Positions Relative to FDM

Symbol	Grade	Weight
LEU	A	-1.56%
VMEO	C	-1.52%
LMB	B	-1.45%
TPB	C	-1.42%
PTLO	C	-1.42%
HAYN	B	-1.42%
CPF	C	-1.42%
BJRI	B	-1.4%
ETD	C	-1.36%
GLDD	A	-1.33%
RGR	F	-1.33%
MLR	B	-1.3%
IBCP	D	-1.27%
HCKT	D	-1.24%
PLOW	D	-1.21%
EGY	D	-1.12%
SWBI	F	-1.11%
IMXI	F	-1.08%
UVE	C	-1.07%
WLDN	B	-1.01%
SMBC	B	-0.97%
NBN	B	-0.96%
DAKT	D	-0.96%
LQDT	C	-0.95%
ARKO	C	-0.95%
MCB	B	-0.94%
CCBG	D	-0.9%
FC	C	-0.86%
MPB	B	-0.86%
KE	F	-0.86%
NWPX	B	-0.85%
SNCY	F	-0.84%
ANET	A	-0.83%
DHIL	C	-0.82%
LXU	C	-0.8%
TIPT	B	-0.79%
SHBI	D	-0.79%
ESQ	C	-0.79%
CSV	D	-0.79%
CCSI	C	-0.79%
LYTS	B	-0.78%
AROW	D	-0.77%
MOFG	D	-0.75%
FISI	C	-0.74%
RMR	B	-0.74%
WLFC	A	-0.74%
NRIM	C	-0.73%
CMPO	B	-0.73%
SD	D	-0.72%
PLPC	D	-0.72%
NPK	F	-0.72%
TRDA	B	-0.72%
CWCO	F	-0.71%
WRLD	F	-0.71%
EE	B	-0.71%
HVT	F	-0.69%
BSRR	D	-0.68%
KODK	D	-0.67%
GLRE	B	-0.67%
AMSWA	C	-0.66%
CENT	F	-0.66%
LINC	D	-0.66%
ODC	D	-0.66%
TTI	D	-0.65%
NECB	C	-0.65%
FMAO	D	-0.65%
USAP	C	-0.65%
ARTNA	F	-0.65%
ITIC	C	-0.64%
CRCT	C	-0.64%
HRTG	D	-0.64%
TCMD	C	-0.64%
LOCO	C	-0.61%
VPG	F	-0.59%
HNRG	C	-0.59%
RM	D	-0.58%
LEGH	D	-0.58%
DCGO	F	-0.57%
OPY	D	-0.57%
NEWT	D	-0.56%
MOV	F	-0.56%
NGVC	D	-0.55%
SIGA	F	-0.54%
SENEA	C	-0.54%
ACIC	D	-0.53%
INBK	D	-0.5%
AVNW	F	-0.48%
PKOH	B	-0.46%
REPX	C	-0.46%
RCKY	C	-0.45%
AMPY	D	-0.45%
MCFT	F	-0.45%
JRVR	F	-0.45%
MITT	C	-0.43%
LSEA	D	-0.42%
VLGEA	D	-0.39%
FSTR	D	-0.39%
TASK	F	-0.38%
EML	C	-0.36%
JILL	F	-0.35%
NGS	D	-0.35%
HBB	B	-0.34%
SGC	D	-0.34%
REI	D	-0.34%
ACTG	F	-0.33%
KRT	F	-0.33%
EARN	D	-0.33%
PWOD	A	-0.32%
NATR	F	-0.32%
FLXS	B	-0.3%
TAYD	D	-0.3%
FF	B	-0.28%
BBCP	F	-0.27%
TWIN	F	-0.26%
LAKE	F	-0.26%
ACU	D	-0.25%
VIRC	D	-0.25%
LWAY	B	-0.25%
BTMD	F	-0.24%
PEBK	F	-0.23%
FEIM	D	-0.19%
ESOA	B	-0.19%
INTT	F	-0.16%
CSPI	F	-0.15%
KEQU	F	-0.13%