ROSC vs. ROOF ETF Comparison

Comparison of Hartford Multifactor Small Cap ETF (ROSC) to IQ US Real Estate Small Cap ETF (ROOF)

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$44.19

Average Daily Volume

1,383

Number of Holdings ^*

298

* may have additional holdings in another (foreign) market

ROOF

IQ US Real Estate Small Cap ETF

ROOF Description

The investment seeks investment results that correspond generally to the price and yield performance of its underlying index, the IQ U.S. Real Estate Small Cap Index. The fund employs a "passive management" to track the performance of the underlying index, which was developed by Financial Development Holdco LLC ("IndexIQ"), the parent company of IndexIQ Advisors LLC, the fund's investment advisor (the "Advisor"). The underlying index is a rules based, modified capitalization weighted, float adjusted index intended to give investors a means of tracking the overall performance of the small capitalization sector. It is non-diversified.

Grade (RS Rating)

Last Trade

$22.48

Average Daily Volume

18,955

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ROSC	ROOF
30 Days	4.76%	6.87%
60 Days	3.99%	10.81%
90 Days	11.76%	18.92%
12 Months	24.06%	22.28%

7 Overlapping Holdings

Symbol	Grade	Weight in ROSC	Weight in ROOF	Overlap
CSR	B	0.08%	0.14%	0.08%
GMRE	C	0.04%	0.1%	0.04%
IIPR	B	0.45%	0.81%	0.45%
LTC	C	0.17%	0.18%	0.17%
LXP	B	0.29%	0.68%	0.29%
NHI	C	0.11%	0.35%	0.11%
UMH	C	0.03%	0.18%	0.03%

ROSC Overweight 291 Positions Relative to ROOF

Symbol	Grade	Weight
JXN	A	1.41%
CALM	A	1.21%
BELFB	B	1.17%
PRDO	D	0.98%
RUSHA	C	0.98%
NHC	D	0.93%
HNI	C	0.92%
PLUS	A	0.92%
PINC	C	0.91%
BKE	B	0.9%
SCS	D	0.88%
HCC	F	0.88%
MATX	B	0.84%
SNDR	B	0.83%
UFPT	B	0.83%
IDCC	C	0.8%
HOPE	B	0.8%
CPRX	B	0.8%
IMKTA	D	0.79%
CRVL	B	0.79%
KTB	B	0.77%
LEVI	C	0.74%
AMKR	F	0.74%
PDCO	F	0.74%
HY	F	0.73%
STC	B	0.72%
CORT	C	0.71%
INVA	B	0.7%
WMK	C	0.7%
ARCH	F	0.69%
BHE	D	0.69%
GPI	B	0.69%
ETH	D	0.67%
BRC	C	0.67%
GMS	D	0.67%
LMAT	C	0.66%
JBSS	D	0.65%
EIG	C	0.64%
CNO	B	0.64%
OFG	C	0.64%
COLL	C	0.63%
CPF	B	0.63%
GNE	D	0.63%
PATK	B	0.62%
DDS	F	0.61%
SLVM	B	0.6%
SANM	D	0.6%
LZB	C	0.59%
VSH	F	0.58%
GNW	B	0.57%
AMPH	C	0.57%
GEF	D	0.57%
EMBC	C	0.56%
CNXN	B	0.56%
LRN	B	0.56%
VGR	B	0.54%
PAHC	B	0.54%
SMP	C	0.54%
PLAB	F	0.53%
AGX	B	0.53%
TRST	C	0.51%
KFRC	D	0.51%
FOR	C	0.5%
ACT	B	0.5%
PFBC	D	0.49%
WSR	D	0.49%
MHO	B	0.48%
OSUR	D	0.48%
RGR	D	0.47%
AMRX	B	0.47%
CCRN	F	0.47%
UVE	C	0.46%
SPOK	C	0.46%
CEIX	D	0.45%
APOG	B	0.45%
AMRK	C	0.45%
HSTM	D	0.44%
UVV	D	0.44%
IDT	C	0.44%
SUPN	C	0.43%
XRX	D	0.43%
TOWN	B	0.42%
SWBI	F	0.42%
HCKT	C	0.42%
EQC	C	0.41%
HSII	C	0.41%
IBCP	B	0.41%
SPTN	C	0.41%
RMR	C	0.4%
SAFT	D	0.4%
HVT	D	0.4%
IBOC	D	0.4%
CVI	F	0.4%
MOV	F	0.4%
HUBG	C	0.39%
METC	F	0.38%
IESC	D	0.38%
JAKK	C	0.38%
BBSI	B	0.38%
STBA	B	0.38%
EBF	B	0.37%
OSIS	D	0.36%
SCSC	D	0.36%
AMN	F	0.36%
SPNT	C	0.36%
VIRC	D	0.36%
RGP	F	0.36%
RELL	C	0.35%
CAL	F	0.35%
MLR	D	0.35%
VBTX	B	0.35%
LBRT	D	0.35%
SXC	F	0.34%
HTBK	C	0.34%
OXM	F	0.34%
ORGO	D	0.33%
DAKT	D	0.33%
ADUS	B	0.33%
GPOR	D	0.33%
BNL	B	0.33%
CTO	C	0.32%
NMRK	A	0.31%
SCHL	D	0.31%
GTY	B	0.31%
ZYXI	F	0.31%
BUSE	C	0.31%
TPG	B	0.3%
FBP	C	0.3%
ACCO	C	0.3%
ZIMV	F	0.3%
AAN	C	0.29%
GOLF	D	0.29%
TGNA	D	0.29%
IRWD	F	0.28%
ALX	B	0.28%
TNC	F	0.28%
RYI	D	0.27%
PLPC	D	0.27%
FULT	D	0.27%
HRMY	B	0.26%
UVSP	B	0.26%
REFI	C	0.26%
MED	F	0.26%
ATEN	C	0.26%
NX	F	0.26%
CARG	B	0.26%
CCS	B	0.26%
OTTR	F	0.25%
WNC	F	0.25%
MMI	C	0.25%
HAFC	C	0.25%
TPH	C	0.25%
THFF	B	0.25%
MSBI	D	0.24%
WSBC	D	0.24%
BANR	B	0.24%
EPM	C	0.24%
BXC	D	0.23%
ODC	C	0.23%
PANL	F	0.23%
SSTK	F	0.23%
KRT	D	0.23%
ABCB	B	0.22%
HTLF	B	0.22%
KELYA	D	0.22%
WERN	D	0.22%
PRGS	C	0.21%
EPR	B	0.21%
NBTB	D	0.21%
ASIX	C	0.21%
WOR	D	0.21%
HMN	D	0.21%
NWBI	C	0.2%
CSGS	C	0.2%
UWMC	D	0.2%
CCOI	C	0.2%
PLXS	A	0.2%
APLE	D	0.2%
IRMD	C	0.2%
PBH	B	0.2%
CATY	C	0.2%
TCMD	C	0.19%
SMLR	F	0.18%
CWCO	F	0.18%
CTBI	B	0.18%
GRNT	D	0.18%
CNX	B	0.18%
ANDE	D	0.17%
DVAX	D	0.17%
VYGR	F	0.17%
HDSN	D	0.17%
HFWA	C	0.17%
AHH	C	0.17%
VREX	F	0.16%
TBRG	C	0.16%
AROW	D	0.16%
BBW	C	0.16%
UTL	C	0.16%
RCMT	D	0.16%
GDRX	D	0.16%
RLJ	D	0.16%
UNF	C	0.16%
CRC	C	0.15%
MRTN	D	0.15%
SEM	D	0.15%
PRK	C	0.15%
ZEUS	F	0.15%
NVEC	D	0.15%
OMI	D	0.15%
MYE	D	0.15%
OPY	D	0.14%
BTU	D	0.14%
NRC	F	0.14%
KAI	C	0.14%
PFC	C	0.14%
CMT	C	0.14%
ACAD	F	0.13%
JWN	C	0.13%
SCVL	B	0.13%
SHO	C	0.13%
ASB	D	0.13%
VPG	F	0.13%
GRBK	B	0.12%
OCFC	B	0.12%
EZPW	D	0.12%
CRI	D	0.12%
CHCO	B	0.11%
TRMK	C	0.11%
FHB	D	0.11%
MAN	C	0.11%
TCBK	D	0.11%
INSW	D	0.11%
WGO	D	0.11%
GHC	B	0.1%
DFH	C	0.1%
GIC	D	0.1%
GTX	F	0.1%
AMWD	D	0.1%
PDM	B	0.1%
RNST	D	0.09%
ITGR	A	0.09%
ODP	F	0.09%
LYTS	C	0.09%
PK	D	0.09%
MGRC	F	0.09%
JOUT	D	0.09%
HTH	C	0.09%
CUBI	F	0.08%
AVA	C	0.08%
EFSC	C	0.08%
DLX	F	0.08%
KOP	F	0.07%
PEBO	C	0.07%
IMMR	D	0.07%
SHOO	B	0.07%
PSMT	B	0.07%
LPG	F	0.06%
NUS	F	0.06%
FF	C	0.06%
HE	F	0.06%
EOLS	C	0.05%
HCI	C	0.05%
YMAB	C	0.05%
CASS	C	0.05%
RMNI	F	0.05%
AKR	B	0.05%
FRME	D	0.04%
KE	F	0.04%
SXI	C	0.04%
SFNC	B	0.04%
OLP	B	0.03%
ARCB	D	0.03%
WAFD	C	0.03%
THRY	D	0.03%
LMB	B	0.03%
DEA	B	0.03%
MBIN	D	0.03%
ALG	D	0.03%
NATR	F	0.02%
PARR	F	0.02%
JILL	F	0.02%
GSBC	D	0.02%
BFST	B	0.02%
NWN	C	0.02%
ESQ	B	0.02%
ARCT	F	0.02%
BDN	B	0.02%
PAG	D	0.02%
URBN	F	0.02%
FBNC	B	0.01%
ESRT	B	0.01%

ROSC Underweight 38 Positions Relative to ROOF

Symbol	Grade	Weight
AMT	C	-5.13%
PLD	C	-5.01%
WELL	C	-4.86%
SBAC	C	-4.77%
UNIT	C	-4.75%
CCI	C	-4.7%
EQIX	C	-4.43%
DLR	B	-4.18%
AVB	B	-2.68%
EQR	B	-2.4%
REXR	C	-2.21%
VTR	C	-2.16%
EGP	B	-1.84%
INVH	C	-1.82%
ARE	C	-1.75%
COLD	D	-1.71%
ESS	B	-1.64%
MAA	B	-1.59%
FR	B	-1.55%
SUI	B	-1.5%
STAG	C	-1.5%
TRNO	C	-1.41%
DOC	C	-1.32%
UDR	C	-1.28%
AMH	C	-1.24%
ELS	C	-1.18%
CPT	B	-1.1%
IRT	B	-0.43%
CTRE	C	-0.41%
SBRA	C	-0.4%
MPW	C	-0.32%
PLYM	D	-0.31%
AIV	B	-0.16%
NXRT	C	-0.15%
ILPT	C	-0.13%
DHC	B	-0.13%
CHCT	F	-0.07%
UHT	B	-0.06%