FYX vs. XSMO ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to Invesco S&P SmallCap Momentum ETF (XSMO)

FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$100.66

Average Daily Volume

23,142

Number of Holdings ^*

494

* may have additional holdings in another (foreign) market

XSMO

Invesco S&P SmallCap Momentum ETF

XSMO Description

The Invesco S&P SmallCap Momentum ETF (Fund) is based on the S&P Smallcap 600 Momentum Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities 120 securities in the S&P SmallCap 600® Index having the highest “momentum scores,” calculated pursuant to the index methodology. which are computed by measuring the upward price movements of each security as compared to other eligible stocks within the S&P Midcap 600 Index. The Fund and the Index are rebalanced and reconstituted semi-annually.

Grade (RS Rating)

Last Trade

$66.75

Average Daily Volume

612,164

Number of Holdings ^*

109

* may have additional holdings in another (foreign) market

Performance

Period	FYX	XSMO
30 Days	5.75%	5.38%
60 Days	3.90%	4.33%
90 Days	12.73%	11.89%
12 Months	24.82%	37.16%

61 Overlapping Holdings

Symbol	Grade	Weight in FYX	Weight in XSMO	Overlap
AIR	C	0.05%	0.44%	0.05%
ALG	D	0.06%	0.5%	0.06%
ANDE	D	0.23%	0.42%	0.23%
ANIP	D	0.11%	0.18%	0.11%
APAM	C	0.06%	0.61%	0.06%
ARCB	D	0.17%	0.58%	0.17%
AROC	D	0.29%	1.09%	0.29%
ATGE	C	0.32%	0.62%	0.32%
AZZ	D	0.3%	0.7%	0.3%
CARG	B	0.13%	0.55%	0.13%
CCS	B	0.37%	0.8%	0.37%
CEIX	D	0.28%	0.81%	0.28%
CNXN	B	0.13%	0.21%	0.13%
CRS	B	0.39%	1.45%	0.39%
CUBI	F	0.3%	0.35%	0.3%
CXW	F	0.3%	0.35%	0.3%
DFIN	B	0.2%	0.42%	0.2%
EPAC	B	0.26%	0.41%	0.26%
FBP	C	0.13%	0.77%	0.13%
FORM	F	0.13%	0.79%	0.13%
GBX	C	0.23%	0.36%	0.23%
GFF	D	0.18%	0.82%	0.18%
GIII	C	0.13%	0.39%	0.13%
GRBK	B	0.16%	0.62%	0.16%
HNI	C	0.14%	0.6%	0.14%
HWKN	C	0.39%	0.88%	0.39%
IDCC	B	0.28%	1.35%	0.28%
INVA	B	0.36%	0.29%	0.29%
JOE	C	0.13%	0.39%	0.13%
KOP	F	0.3%	0.23%	0.23%
LPG	F	0.21%	0.56%	0.21%
LRN	B	0.35%	0.93%	0.35%
MYRG	F	0.04%	0.47%	0.04%
NABL	D	0.15%	0.19%	0.15%
NHC	D	0.21%	0.74%	0.21%
NMIH	B	0.35%	1.03%	0.35%
OFG	C	0.21%	0.52%	0.21%
OSIS	D	0.19%	0.61%	0.19%
PARR	F	0.22%	0.26%	0.22%
PATK	B	0.22%	0.82%	0.22%
PIPR	B	0.07%	0.92%	0.07%
PJT	B	0.34%	0.59%	0.34%
PLUS	A	0.22%	0.76%	0.22%
POWL	C	0.35%	0.74%	0.35%
PRG	B	0.39%	0.46%	0.39%
RAMP	F	0.05%	0.43%	0.05%
RDNT	B	0.28%	1.62%	0.28%
ROCK	D	0.06%	0.68%	0.06%
SHAK	C	0.14%	0.86%	0.14%
SKT	B	0.07%	1.23%	0.07%
SKYW	C	0.28%	1.48%	0.28%
SPNT	C	0.35%	0.44%	0.35%
STC	B	0.14%	0.51%	0.14%
SXI	C	0.06%	0.5%	0.06%
TBBK	B	0.31%	0.49%	0.31%
TNC	F	0.11%	0.49%	0.11%
UFPT	B	0.28%	0.6%	0.28%
VCEL	D	0.06%	0.59%	0.06%
VECO	F	0.16%	0.61%	0.16%
WOR	D	0.11%	0.49%	0.11%
YELP	F	0.06%	0.68%	0.06%

FYX Overweight 433 Positions Relative to XSMO

Symbol	Grade	Weight
SMMT	C	0.64%
ADMA	B	0.48%
ZETA	C	0.46%
ALHC	C	0.45%
PRCT	C	0.4%
PTGX	C	0.4%
CNK	C	0.4%
OSCR	B	0.4%
HE	F	0.38%
SATS	C	0.38%
PI	B	0.36%
QTWO	B	0.36%
GVA	B	0.36%
MIRM	D	0.36%
ROAD	B	0.35%
OLPX	C	0.35%
PHIN	B	0.35%
BNL	B	0.35%
BZH	B	0.35%
SBH	B	0.35%
NWE	B	0.34%
EIG	C	0.34%
CNX	B	0.34%
TDS	C	0.34%
USLM	B	0.34%
SGBX	F	0.34%
IESC	C	0.34%
CALM	A	0.34%
EBC	B	0.34%
ATSG	D	0.33%
WMK	C	0.33%
LZB	C	0.33%
REVG	D	0.33%
SMTC	C	0.33%
AVA	C	0.33%
NWN	C	0.33%
DY	B	0.33%
UAA	C	0.33%
STRL	B	0.32%
AGIO	C	0.32%
GEF	D	0.32%
IMKTA	D	0.32%
GERN	D	0.32%
SPB	C	0.32%
UVV	D	0.32%
KRYS	D	0.32%
AMRX	B	0.32%
GHC	B	0.32%
SR	B	0.32%
HPP	D	0.31%
PRDO	D	0.31%
OSW	C	0.31%
GDEN	D	0.31%
TRN	D	0.31%
ALKT	D	0.31%
EFSC	B	0.3%
STBA	B	0.3%
HIW	B	0.3%
CSWI	B	0.3%
TMDX	C	0.3%
ENVA	C	0.3%
TGNA	D	0.3%
ITRI	C	0.3%
AAT	B	0.29%
CNO	B	0.29%
FCF	C	0.29%
BKU	C	0.29%
OMCL	C	0.29%
BKD	D	0.29%
ACIW	B	0.29%
LGIH	C	0.29%
LGND	C	0.29%
NX	F	0.29%
GES	F	0.28%
PLMR	C	0.28%
CRC	C	0.28%
CABO	F	0.28%
JBT	D	0.28%
RYI	D	0.28%
INDB	C	0.28%
RC	F	0.28%
RLJ	D	0.28%
SCHL	D	0.27%
BRC	C	0.27%
KTOS	C	0.27%
MCRI	C	0.27%
CORT	C	0.27%
ICUI	B	0.27%
FFBC	D	0.27%
ICFI	B	0.27%
SNDR	B	0.27%
CRI	D	0.27%
BANR	B	0.27%
NWBI	C	0.27%
TWST	D	0.27%
RXST	C	0.27%
COLL	C	0.27%
WHD	C	0.26%
FTDR	B	0.26%
KMT	B	0.26%
KSS	F	0.26%
JWN	C	0.26%
NAVI	C	0.26%
OMI	D	0.26%
LMAT	C	0.26%
FRME	D	0.26%
WSBC	D	0.26%
AX	D	0.26%
DNOW	D	0.26%
NMRK	A	0.26%
OCFC	B	0.26%
TNDM	C	0.26%
SKWD	C	0.26%
UNF	C	0.26%
CATY	C	0.26%
WERN	D	0.25%
ARCH	F	0.25%
HUBG	C	0.25%
PFBC	D	0.25%
SCS	D	0.25%
ALGT	F	0.25%
FHI	A	0.25%
RNST	D	0.25%
MBIN	D	0.25%
IBOC	D	0.25%
BXC	D	0.25%
AGYS	D	0.24%
LILAK	D	0.24%
ABR	B	0.24%
ABM	D	0.24%
CENTA	F	0.24%
KN	D	0.24%
HIMS	D	0.24%
MLKN	D	0.24%
VERX	D	0.24%
HLX	F	0.24%
PEBO	C	0.24%
SAH	D	0.24%
ADNT	F	0.24%
USM	C	0.24%
VSH	F	0.24%
WGO	D	0.24%
NHI	C	0.23%
MATW	F	0.23%
CRK	D	0.23%
TNL	D	0.23%
BCRX	C	0.23%
REZI	D	0.23%
VSCO	C	0.23%
ROIC	B	0.23%
SASR	B	0.23%
HTZ	F	0.23%
FBNC	B	0.23%
SBRA	C	0.22%
WRBY	D	0.22%
GTY	B	0.22%
ECVT	F	0.22%
RYTM	B	0.22%
TALO	D	0.22%
CBZ	F	0.22%
EPC	F	0.22%
SLG	B	0.22%
TOWN	B	0.22%
CMPR	D	0.22%
WAFD	C	0.22%
DORM	B	0.22%
MRTN	D	0.22%
DEI	B	0.22%
NIC	C	0.21%
BKE	B	0.21%
AMN	F	0.21%
ADV	C	0.21%
VBTX	B	0.21%
UE	B	0.21%
CASH	B	0.21%
NSA	B	0.21%
CRDO	D	0.21%
IIPR	B	0.21%
SFNC	B	0.21%
CMCO	F	0.21%
PDCO	F	0.21%
DSGR	B	0.21%
HASI	C	0.21%
SYBT	A	0.21%
MSGE	B	0.21%
HURN	C	0.2%
MYGN	C	0.2%
VCTR	B	0.2%
WSFS	D	0.2%
SRCE	C	0.2%
CHCO	B	0.2%
PRIM	B	0.2%
BOWL	F	0.2%
MCY	D	0.2%
VAC	F	0.2%
SLVM	B	0.2%
CTOS	F	0.2%
FHB	D	0.2%
DEA	B	0.2%
CWT	C	0.2%
INSW	D	0.2%
SBCF	C	0.2%
UCBI	B	0.2%
ARDX	D	0.2%
SSTK	F	0.2%
HOPE	B	0.2%
DIOD	F	0.2%
AUB	D	0.2%
PNM	B	0.2%
KLG	C	0.2%
LAUR	C	0.19%
AGM	D	0.19%
FULT	D	0.19%
SPR	D	0.19%
DAN	F	0.19%
CENX	D	0.19%
SNEX	B	0.19%
JELD	D	0.19%
TRMK	C	0.19%
NBHC	D	0.19%
EQC	C	0.19%
FIBK	B	0.19%
ALX	B	0.19%
TCBK	D	0.19%
PBH	B	0.19%
BUSE	C	0.19%
PSMT	B	0.19%
PTCT	C	0.19%
OI	D	0.19%
SJW	C	0.19%
PTVE	D	0.18%
NSSC	F	0.18%
ODP	F	0.18%
HTLD	D	0.18%
CHGG	F	0.18%
TRS	D	0.18%
CVBF	D	0.18%
OEC	F	0.18%
KYMR	C	0.18%
ENV	C	0.18%
JJSF	C	0.18%
APOG	B	0.18%
AESI	C	0.18%
PMT	C	0.18%
MGNI	D	0.18%
DOCS	B	0.17%
XHR	B	0.17%
KOS	F	0.17%
TGLS	B	0.16%
CARS	D	0.16%
TPG	B	0.16%
ZD	D	0.16%
CBRL	D	0.16%
FDP	C	0.16%
CPRX	A	0.16%
VRTS	F	0.16%
GEO	F	0.16%
LTH	B	0.16%
TGI	F	0.16%
CAL	F	0.16%
MIR	D	0.16%
HELE	D	0.15%
CBU	C	0.15%
CVCO	A	0.15%
ENVX	F	0.15%
BROS	D	0.15%
LOB	B	0.15%
PFS	B	0.15%
MODG	F	0.15%
MRUS	D	0.15%
FLNC	C	0.15%
AKR	B	0.15%
TCBI	B	0.14%
CSGS	C	0.14%
SABR	D	0.14%
CPK	B	0.14%
THS	C	0.14%
NBTB	D	0.14%
CRNX	C	0.14%
FOXF	D	0.14%
CWEN	C	0.14%
FBK	B	0.14%
ALEX	B	0.14%
GOGO	F	0.14%
JBGS	C	0.14%
KALU	F	0.14%
PAR	B	0.14%
BANF	B	0.14%
VSAT	F	0.14%
LKFN	C	0.13%
SHOO	B	0.13%
CDRE	C	0.13%
KNTK	B	0.13%
PRGS	C	0.13%
WD	A	0.13%
BDC	B	0.13%
LTC	C	0.13%
AIV	B	0.13%
GNW	B	0.13%
SAFT	D	0.13%
LXP	B	0.13%
MLNK	C	0.13%
ACVA	B	0.13%
LCII	C	0.13%
ESRT	B	0.13%
NNI	B	0.13%
LNN	D	0.12%
GBDC	C	0.12%
EAT	A	0.12%
ENOV	D	0.12%
OII	D	0.12%
ASB	D	0.12%
NVEE	F	0.12%
RRR	D	0.12%
AIN	D	0.12%
HTH	C	0.12%
WABC	D	0.12%
SWI	B	0.12%
KFY	B	0.12%
HMN	D	0.12%
ZUO	F	0.11%
XRX	D	0.11%
GH	D	0.11%
PCRX	F	0.11%
FWRD	C	0.11%
CTS	D	0.11%
SHEN	F	0.11%
THR	D	0.11%
PK	D	0.11%
TTMI	D	0.11%
THRM	D	0.11%
GPOR	D	0.11%
PDFS	F	0.1%
YOU	C	0.1%
BLMN	F	0.1%
ROG	F	0.1%
STRA	F	0.1%
MTX	D	0.1%
IOSP	D	0.1%
SCL	D	0.1%
VCYT	B	0.09%
VGR	B	0.09%
RKLB	C	0.09%
GO	F	0.09%
PDFS	F	0.09%
DK	F	0.09%
JBI	F	0.09%
UMH	C	0.08%
HRMY	B	0.08%
CWAN	B	0.08%
DFH	C	0.08%
ASTH	B	0.08%
HI	F	0.08%
RKT	C	0.08%
VIRT	C	0.08%
HLF	F	0.08%
DRVN	C	0.07%
MP	D	0.07%
PRVA	F	0.07%
LMND	D	0.07%
EXTR	C	0.07%
BOH	D	0.07%
ADUS	B	0.07%
VICR	D	0.07%
MWA	B	0.07%
HAYW	C	0.07%
KW	C	0.07%
ESE	B	0.07%
CLBK	C	0.07%
CLDX	C	0.07%
BHLB	B	0.07%
SITM	B	0.07%
SUPN	C	0.07%
DOCN	A	0.07%
BMBL	F	0.07%
BOOT	A	0.07%
PRK	C	0.07%
OUT	C	0.07%
IVT	B	0.07%
FA	B	0.07%
INTA	A	0.07%
PLXS	A	0.07%
FCPT	C	0.07%
IART	F	0.07%
CTRE	C	0.07%
GTX	F	0.06%
PEB	D	0.06%
CAKE	C	0.06%
FOR	C	0.06%
NARI	F	0.06%
ETWO	C	0.06%
SHO	C	0.06%
HEES	D	0.06%
ARI	F	0.06%
ENR	D	0.06%
CMTG	D	0.06%
AMC	F	0.06%
SXT	C	0.06%
KFRC	D	0.06%
LEVI	C	0.06%
DRH	C	0.06%
AGL	F	0.06%
ATUS	C	0.06%
CHEF	D	0.06%
PPBI	D	0.06%
SMG	C	0.06%
GIC	D	0.06%
LEG	D	0.06%
PINC	C	0.06%
TR	C	0.06%
VSTO	C	0.06%
PGRE	C	0.06%
LADR	B	0.06%
NTCT	C	0.06%
DNUT	D	0.06%
TRIP	F	0.05%
XPRO	F	0.05%
GPRE	F	0.05%
VRNT	F	0.05%
TDOC	D	0.05%
AI	F	0.05%
EYE	F	0.05%
PLAY	F	0.05%
OXM	F	0.05%
HLIO	D	0.05%
BE	F	0.05%
ALRM	F	0.05%
FWRG	F	0.05%
B	D	0.05%
FTRE	D	0.05%
CLSK	F	0.04%
COHU	F	0.04%
CRSR	F	0.03%

FYX Underweight 48 Positions Relative to XSMO

Symbol	Grade	Weight
MLI	A	-2.58%
NSIT	D	-2.58%
BCC	B	-2.42%
MTH	A	-2.34%
FN	D	-2.32%
GKOS	C	-2.17%
ENSG	B	-2.16%
MHO	B	-2.12%
VRRM	D	-2.03%
IBP	D	-2.01%
COOP	C	-2.0%
MOG.A	B	-1.87%
SPSC	D	-1.86%
MATX	B	-1.81%
FSS	D	-1.81%
RDN	C	-1.74%
AWI	B	-1.51%
ITGR	A	-1.49%
TPH	C	-1.41%
BMI	A	-1.4%
AGO	C	-1.23%
AVAV	C	-1.2%
AMR	F	-1.15%
WDFC	C	-1.09%
ACA	B	-1.09%
HCC	F	-1.03%
GMS	D	-1.02%
OTTR	F	-0.98%
GPI	B	-0.94%
GSHD	C	-0.89%
CRVL	B	-0.78%
RUSHA	C	-0.73%
DV	F	-0.7%
NPO	D	-0.66%
LBRT	D	-0.65%
AMPH	C	-0.59%
URBN	F	-0.48%
AMWD	D	-0.44%
MTRN	F	-0.44%
PLAB	F	-0.43%
ARLO	F	-0.4%
IPAR	F	-0.39%
HCI	C	-0.24%
JBSS	D	-0.22%
WSR	D	-0.17%
IIIN	D	-0.13%
ZEUS	F	-0.11%
WRLD	D	-0.08%