FYC vs. VIOO ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Vanguard S&P Small-Cap 600 ETF (VIOO)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$67.92

Average Daily Volume

9,313

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

VIOO

Vanguard S&P Small-Cap 600 ETF

VIOO Description

The investment seeks to track the performance of a benchmark index that measures the investment return of small-capitalization stocks in the United States. The fund employs an indexing investment approach designed to track the performance of the S&P SmallCap 600Â® Index. The index measures the performance of small-capitalization stocks. It attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

Grade (RS Rating)

Last Trade

$101.59

Average Daily Volume

69,708

Number of Holdings ^*

480

* may have additional holdings in another (foreign) market

Performance

Period	FYC	VIOO
30 Days	3.49%	4.39%
60 Days	2.64%	1.45%
90 Days	8.19%	5.81%
12 Months	10.61%	10.02%

106 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in VIOO	Overlap
ACIW	A	0.44%	0.33%	0.33%
AGYS	B	0.15%	0.16%	0.15%
AKR	B	0.27%	0.15%	0.15%
ALG	F	0.39%	0.16%	0.16%
ALRM	C	0.33%	0.27%	0.27%
AMPH	F	0.12%	0.13%	0.12%
AMWD	D	0.4%	0.12%	0.12%
ANIP	C	0.59%	0.08%	0.08%
AROC	A	0.66%	0.23%	0.23%
ATGE	A	0.49%	0.21%	0.21%
AWR	C	0.13%	0.23%	0.13%
AZZ	C	0.65%	0.2%	0.2%
BANC	C	0.21%	0.16%	0.16%
BANF	C	0.26%	0.1%	0.1%
BRC	C	0.29%	0.26%	0.26%
CAL	D	0.53%	0.1%	0.1%
CARG	B	0.29%	0.17%	0.17%
CARS	C	0.15%	0.1%	0.1%
CEIX	C	0.44%	0.23%	0.23%
CERT	F	0.1%	0.15%	0.1%
CHCO	B	0.26%	0.13%	0.13%
CNK	B	0.61%	0.15%	0.15%
COLL	D	0.54%	0.09%	0.09%
CORT	C	0.16%	0.23%	0.16%
CPRX	C	0.36%	0.15%	0.15%
CRS	B	0.57%	0.46%	0.46%
CTRE	B	0.13%	0.28%	0.13%
CXM	F	0.1%	0.11%	0.1%
DOCN	D	0.34%	0.16%	0.16%
DRH	D	0.33%	0.15%	0.15%
DY	B	0.77%	0.44%	0.44%
ENV	D	0.41%	0.27%	0.27%
EPAC	B	0.55%	0.18%	0.18%
ESE	C	0.12%	0.24%	0.12%
EVTC	F	0.22%	0.19%	0.19%
FORM	C	0.34%	0.36%	0.34%
FTDR	D	0.27%	0.24%	0.24%
GBX	F	0.62%	0.14%	0.14%
GFF	D	0.57%	0.22%	0.22%
GIII	F	0.35%	0.1%	0.1%
GRBK	A	0.61%	0.12%	0.12%
GSHD	F	0.11%	0.13%	0.11%
GVA	C	0.7%	0.23%	0.23%
HASI	C	0.27%	0.31%	0.27%
HLIT	C	0.23%	0.12%	0.12%
HLX	A	0.55%	0.14%	0.14%
HRMY	C	0.36%	0.08%	0.08%
HWKN	B	0.6%	0.14%	0.14%
IDCC	B	0.57%	0.25%	0.25%
IIPR	A	0.41%	0.25%	0.25%
IOSP	D	0.36%	0.27%	0.27%
ITRI	D	0.7%	0.41%	0.41%
JACK	F	0.1%	0.09%	0.09%
JJSF	C	0.14%	0.21%	0.14%
JOE	C	0.24%	0.17%	0.17%
LKFN	C	0.34%	0.13%	0.13%
LMAT	A	0.47%	0.13%	0.13%
LPG	D	0.58%	0.14%	0.14%
LRN	D	0.57%	0.23%	0.23%
MGEE	C	0.12%	0.24%	0.12%
MTRN	D	0.21%	0.2%	0.2%
MYGN	B	0.3%	0.17%	0.17%
MYRG	D	0.51%	0.22%	0.22%
NABL	B	0.15%	0.08%	0.08%
NEO	D	0.22%	0.15%	0.15%
OSIS	B	0.51%	0.19%	0.19%
OUT	C	0.43%	0.18%	0.18%
PEB	D	0.23%	0.14%	0.14%
PJT	B	0.43%	0.2%	0.2%
PLAB	D	0.33%	0.14%	0.14%
PLAY	F	0.41%	0.14%	0.14%
PLMR	C	0.63%	0.18%	0.18%
PMT	C	0.24%	0.1%	0.1%
POWL	D	0.65%	0.14%	0.14%
PRGS	C	0.13%	0.19%	0.13%
PRVA	D	0.11%	0.15%	0.11%
PZZA	F	0.09%	0.13%	0.09%
RAMP	F	0.23%	0.17%	0.17%
RDNT	B	0.79%	0.32%	0.32%
ROCK	D	0.33%	0.19%	0.19%
SATS	C	0.32%	0.19%	0.19%
SHAK	D	0.55%	0.3%	0.3%
SHO	C	0.35%	0.18%	0.18%
SITC	A	0.12%	0.22%	0.12%
SKT	D	0.24%	0.25%	0.24%
SKYW	B	0.77%	0.26%	0.26%
SLG	B	0.53%	0.29%	0.29%
SMTC	C	0.54%	0.21%	0.21%
SPNT	C	0.63%	0.1%	0.1%
SXI	C	0.34%	0.17%	0.17%
TBBK	C	0.28%	0.15%	0.15%
TDS	C	0.33%	0.16%	0.16%
TGI	B	0.39%	0.09%	0.09%
TNC	D	0.52%	0.16%	0.16%
TNDM	C	0.44%	0.28%	0.28%
TRIP	F	0.41%	0.17%	0.17%
TRN	D	0.55%	0.22%	0.22%
UE	A	0.13%	0.17%	0.13%
UFPT	B	0.66%	0.15%	0.15%
VCEL	C	0.59%	0.19%	0.19%
VECO	C	0.51%	0.19%	0.19%
VGR	C	0.12%	0.12%	0.12%
WABC	C	0.25%	0.11%	0.11%
WNC	F	0.37%	0.09%	0.09%
XPEL	F	0.08%	0.07%	0.07%
YELP	F	0.24%	0.21%	0.21%

FYC Overweight 134 Positions Relative to VIOO

Symbol	Grade	Weight
ADMA	B	1.08%
SMMT	C	0.99%
HIMS	C	0.84%
ZETA	C	0.82%
PRCT	C	0.79%
USLM	B	0.79%
OSCR	D	0.77%
AGIO	C	0.77%
SGBX	F	0.76%
RXST	D	0.74%
IESC	C	0.73%
TWST	B	0.72%
STRL	D	0.7%
MRUS	C	0.69%
BKD	B	0.65%
ROAD	C	0.64%
SKWD	C	0.63%
CMPR	C	0.63%
PI	B	0.62%
MGNI	C	0.62%
CBZ	C	0.61%
QTWO	A	0.6%
VERX	B	0.59%
CSWI	B	0.59%
ALKT	B	0.59%
SPR	B	0.59%
MBIN	C	0.59%
ARDX	F	0.58%
INSW	D	0.58%
TNL	C	0.58%
PTGX	B	0.57%
BOWL	C	0.56%
AMRX	A	0.55%
DSGR	D	0.55%
PK	F	0.55%
JWN	A	0.54%
TMDX	C	0.52%
LMND	C	0.52%
ICFI	F	0.52%
AMK	B	0.51%
LAUR	D	0.51%
FOR	C	0.51%
GERN	C	0.51%
TGLS	C	0.5%
GPOR	D	0.5%
KYMR	C	0.49%
MIR	B	0.49%
NSSC	B	0.49%
RYTM	C	0.48%
SMG	D	0.47%
CLDX	D	0.47%
AGM	A	0.47%
CDRE	C	0.47%
PTCT	D	0.46%
SQSP	B	0.46%
FWRG	F	0.46%
KRUS	F	0.46%
GIC	F	0.45%
TGTX	B	0.45%
OSW	B	0.44%
JBI	D	0.44%
HEES	D	0.44%
DO	C	0.43%
KTOS	B	0.42%
NHI	B	0.41%
WHD	B	0.4%
HURN	C	0.39%
PAR	B	0.39%
CLSK	D	0.39%
BEAM	D	0.38%
SCS	B	0.38%
DFH	F	0.38%
CRDO	C	0.38%
BASE	F	0.37%
ACVA	D	0.37%
CRNX	B	0.36%
TPG	C	0.36%
SWI	D	0.36%
DBRG	D	0.36%
GBDC	D	0.36%
RRR	B	0.35%
THR	D	0.35%
ESRT	B	0.34%
GTX	D	0.33%
BROS	C	0.33%
HCP	B	0.32%
RNG	F	0.31%
WRBY	D	0.31%
DRVN	D	0.3%
IDYA	C	0.3%
ALX	B	0.27%
SBRA	B	0.27%
KNTK	B	0.27%
SYBT	A	0.26%
RKT	C	0.25%
TR	D	0.25%
MCW	F	0.24%
PHR	F	0.23%
UEC	C	0.23%
YOU	C	0.23%
RES	F	0.21%
GSAT	D	0.2%
UDMY	F	0.2%
ALHC	B	0.2%
XMTR	F	0.19%
UNIT	D	0.18%
MIRM	A	0.17%
OPEN	F	0.16%
ARVN	F	0.16%
SPT	D	0.15%
AGL	D	0.14%
FLNC	F	0.14%
DNLI	C	0.14%
AIV	B	0.13%
VCYT	D	0.13%
LADR	A	0.13%
DOCS	C	0.13%
NSA	B	0.13%
ZUO	D	0.13%
UMH	B	0.12%
SRRK	F	0.12%
FA	D	0.12%
IVT	B	0.12%
MORF	C	0.12%
JAMF	C	0.11%
UPWK	D	0.11%
NTST	D	0.11%
VC	F	0.11%
RXRX	F	0.1%
APPN	D	0.1%
PRO	F	0.1%
LFST	F	0.1%
CTKB	D	0.1%
FLYW	F	0.09%

FYC Underweight 374 Positions Relative to VIOO

Symbol	Grade	Weight
FN	B	-0.73%
ANF	C	-0.73%
ATI	D	-0.66%
SPSC	C	-0.58%
ENSG	B	-0.57%
MLI	B	-0.56%
MTH	C	-0.54%
SM	D	-0.49%
LNC	B	-0.47%
FSS	C	-0.47%
SEE	D	-0.47%
AVAV	D	-0.47%
BMI	C	-0.47%
BCC	D	-0.46%
OGN	C	-0.46%
GKOS	A	-0.46%
JXN	B	-0.45%
COOP	B	-0.45%
NSIT	C	-0.45%
ALK	F	-0.44%
AWI	C	-0.43%
BCPC	B	-0.42%
IBP	C	-0.42%
ABG	C	-0.41%
SIG	D	-0.41%
MOG.A	B	-0.41%
AL	C	-0.41%
RDN	B	-0.4%
MGY	B	-0.4%
MMSI	B	-0.39%
MATX	C	-0.38%
WIRE	A	-0.38%
VFC	D	-0.37%
VRRM	B	-0.37%
ASO	F	-0.36%
ACA	C	-0.36%
FUL	C	-0.36%
MARA	D	-0.36%
GPI	D	-0.35%
AAP	F	-0.35%
EPRT	B	-0.35%
AGO	C	-0.35%
AEIS	C	-0.34%
ITGR	C	-0.34%
AEO	D	-0.34%
PECO	C	-0.33%
ALKS	F	-0.33%
BOX	F	-0.33%
FELE	C	-0.33%
TPH	B	-0.32%
HP	D	-0.32%
MC	B	-0.32%
OTTR	D	-0.32%
SANM	A	-0.32%
KTB	D	-0.31%
ACLS	C	-0.31%
AMR	D	-0.31%
NOG	C	-0.31%
GMS	D	-0.31%
LBRT	D	-0.31%
PTEN	F	-0.3%
HCC	C	-0.3%
BOOT	C	-0.3%
SEM	A	-0.3%
DIOD	C	-0.29%
KFY	C	-0.29%
IAC	F	-0.29%
MHO	C	-0.29%
SMPL	D	-0.29%
SXT	B	-0.28%
BGC	A	-0.28%
PBH	B	-0.27%
ARCH	F	-0.27%
NPO	C	-0.27%
MPW	D	-0.27%
WD	C	-0.27%
PIPR	A	-0.27%
ABCB	A	-0.27%
HI	D	-0.27%
MAC	C	-0.27%
WDFC	D	-0.26%
UCBI	C	-0.26%
CRC	C	-0.26%
APLE	D	-0.26%
MSGS	C	-0.26%
SHOO	B	-0.26%
EAT	D	-0.26%
RUN	D	-0.26%
REZI	D	-0.26%
NWL	F	-0.25%
ABM	B	-0.25%
FBP	A	-0.25%
BXMT	C	-0.25%
APAM	D	-0.25%
SFBS	B	-0.25%
FULT	A	-0.25%
JBT	D	-0.25%
PLXS	C	-0.25%
MTX	C	-0.24%
GNW	D	-0.24%
DXC	D	-0.24%
AVA	D	-0.24%
CWT	C	-0.24%
AUB	B	-0.24%
NMIH	A	-0.23%
HUBG	C	-0.23%
AX	B	-0.23%
BTU	D	-0.23%
AIN	D	-0.23%
HIW	B	-0.23%
CVCO	C	-0.23%
RUSHA	C	-0.23%
LCII	D	-0.23%
SEDG	F	-0.23%
KLIC	C	-0.22%
PRFT	C	-0.22%
ABR	B	-0.22%
FHB	B	-0.22%
DORM	D	-0.22%
WSFS	B	-0.22%
CATY	C	-0.22%
STRA	D	-0.21%
KSS	D	-0.21%
LXP	B	-0.21%
CCOI	D	-0.21%
CPK	C	-0.21%
ARCB	D	-0.21%
CALM	A	-0.21%
KWR	D	-0.21%
SLVM	D	-0.21%
DV	F	-0.21%
NARI	C	-0.21%
CNMD	F	-0.2%
AIR	A	-0.2%
URBN	A	-0.2%
PATK	C	-0.2%
OII	C	-0.2%
CCS	C	-0.2%
RXO	B	-0.2%
UNF	C	-0.2%
CBU	B	-0.2%
BL	F	-0.2%
FCPT	B	-0.19%
MODG	D	-0.19%
FTRE	F	-0.19%
PINC	F	-0.19%
FL	D	-0.19%
BOH	C	-0.19%
CWEN	D	-0.19%
DEI	C	-0.19%
CALX	D	-0.18%
PSMT	D	-0.18%
FFBC	B	-0.18%
PPBI	C	-0.18%
SITM	B	-0.18%
BKU	B	-0.18%
IPAR	D	-0.18%
ICUI	C	-0.18%
CWK	A	-0.18%
CRVL	B	-0.18%
SFNC	B	-0.18%
INDB	C	-0.18%
CVBF	C	-0.18%
HNI	A	-0.18%
PRK	B	-0.17%
FOXF	D	-0.17%
ROG	C	-0.17%
PLUS	D	-0.17%
SBCF	C	-0.17%
MLKN	C	-0.17%
CENTA	D	-0.17%
STAA	C	-0.17%
PDCO	F	-0.17%
VSTO	B	-0.17%
SNEX	B	-0.17%
KMT	D	-0.17%
UCTT	B	-0.17%
PHIN	D	-0.17%
SCL	C	-0.16%
JBLU	C	-0.16%
NATL	C	-0.16%
KAR	C	-0.16%
PFS	C	-0.16%
BLMN	F	-0.16%
WAFD	C	-0.16%
TTMI	B	-0.16%
ENR	C	-0.16%
EPC	B	-0.16%
B	B	-0.16%
SONO	F	-0.16%
OI	F	-0.16%
LGIH	D	-0.16%
STC	B	-0.15%
WOR	F	-0.15%
ASTH	B	-0.15%
OFG	A	-0.15%
NBTB	B	-0.15%
CABO	F	-0.15%
VSCO	D	-0.15%
THRM	D	-0.15%
GEO	B	-0.15%
TRMK	A	-0.15%
HBI	C	-0.15%
ENVA	A	-0.15%
CNS	B	-0.15%
CAKE	D	-0.15%
DAN	F	-0.15%
WGO	F	-0.15%
CXW	D	-0.15%
HAYW	D	-0.15%
THS	D	-0.15%
SIX	B	-0.15%
ADUS	B	-0.15%
MRCY	D	-0.14%
TALO	D	-0.14%
VSTS	D	-0.14%
OXM	D	-0.14%
NGVT	F	-0.14%
CTS	C	-0.14%
ANDE	F	-0.14%
IBTX	B	-0.14%
VIAV	F	-0.14%
PRG	D	-0.14%
RNST	B	-0.14%
DFIN	D	-0.13%
PARR	F	-0.13%
XHR	C	-0.13%
COHU	C	-0.13%
BHE	C	-0.13%
USPH	F	-0.13%
WLY	A	-0.13%
VRTS	C	-0.13%
DVAX	F	-0.13%
DNOW	D	-0.13%
KALU	D	-0.13%
KN	A	-0.13%
ROIC	C	-0.13%
SJW	D	-0.13%
XRX	F	-0.13%
LZB	B	-0.13%
BANR	B	-0.13%
FCF	B	-0.12%
NWN	C	-0.12%
NBHC	A	-0.12%
NWBI	B	-0.12%
CHEF	B	-0.12%
HMN	D	-0.12%
LGND	B	-0.12%
PCRX	F	-0.12%
HTH	C	-0.12%
LTC	B	-0.12%
NHC	B	-0.12%
APOG	D	-0.12%
EXTR	D	-0.12%
AMN	F	-0.12%
XNCR	F	-0.12%
NTCT	F	-0.12%
GNL	C	-0.12%
PRDO	D	-0.12%
OMCL	F	-0.12%
SUPN	C	-0.12%
MCY	D	-0.12%
JBGS	C	-0.11%
HOPE	B	-0.11%
LNN	F	-0.11%
VSAT	F	-0.11%
SBH	C	-0.11%
CUBI	B	-0.11%
FBK	A	-0.11%
FBNC	B	-0.11%
ODP	F	-0.11%
LUMN	F	-0.11%
RC	C	-0.11%
ARI	C	-0.11%
MXL	C	-0.11%
OMI	F	-0.11%
ARLO	B	-0.11%
GTY	C	-0.11%
CASH	B	-0.11%
SAFT	C	-0.1%
EYE	F	-0.1%
SDGR	F	-0.1%
UVV	D	-0.1%
SABR	D	-0.1%
SCSC	D	-0.1%
SLCA	D	-0.1%
NVEE	D	-0.1%
KW	D	-0.1%
MGPI	F	-0.1%
STBA	A	-0.1%
ALEX	C	-0.1%
CSGS	D	-0.1%
NAVI	D	-0.1%
KLG	F	-0.1%
HIBB	A	-0.09%
MRTN	D	-0.09%
CSR	B	-0.09%
ECPG	D	-0.09%
LESL	F	-0.09%
ATEN	D	-0.09%
AAT	A	-0.09%
SGH	B	-0.09%
TRUP	C	-0.09%
PDFS	C	-0.09%
CRK	D	-0.09%
FIZZ	C	-0.09%
WWW	D	-0.09%
CBRL	F	-0.09%
EIG	B	-0.09%
NX	F	-0.09%
GPRE	F	-0.09%
VBTX	B	-0.09%
ICHR	C	-0.09%
BKE	C	-0.09%
DEA	B	-0.09%
JBSS	D	-0.08%
QNST	D	-0.08%
KOP	F	-0.08%
AVNS	C	-0.08%
TILE	D	-0.08%
PFBC	C	-0.08%
CENX	C	-0.08%
SHEN	D	-0.08%
BHLB	B	-0.08%
SCHL	D	-0.08%
MSEX	D	-0.08%
EFC	A	-0.08%
SSTK	F	-0.08%
MATV	D	-0.08%
DLX	C	-0.08%
WS	C	-0.08%
TTGT	C	-0.07%
FDP	D	-0.07%
RGR	F	-0.07%
VICR	D	-0.07%
HCSG	D	-0.07%
BDN	C	-0.07%
PRLB	D	-0.07%
AMBC	F	-0.07%
CVI	F	-0.07%
PUMP	F	-0.07%
BJRI	B	-0.07%
RCUS	F	-0.07%
RWT	C	-0.07%
PBI	A	-0.07%
NXRT	C	-0.07%
AMSF	D	-0.07%
SAH	D	-0.07%
PRAA	F	-0.07%
EXPI	D	-0.07%
IRWD	D	-0.07%
VTOL	C	-0.07%
UTL	A	-0.07%
MATW	F	-0.07%
CLB	C	-0.07%
DGII	F	-0.07%
SXC	C	-0.07%
VIR	F	-0.07%
CLW	D	-0.07%
INVA	B	-0.07%
SVC	F	-0.07%
MCRI	C	-0.07%
CWEN	D	-0.07%
AXL	F	-0.07%
REX	D	-0.06%
ALGT	F	-0.06%
BLFS	C	-0.06%
CNXN	D	-0.06%
AHH	C	-0.06%
BRKL	C	-0.06%
MMI	C	-0.06%
SLP	F	-0.06%
SBSI	C	-0.06%
AHCO	D	-0.06%