FAB vs. NXTV ETF Comparison

Comparison of First Trust Multi Cap Value AlphaDEX Fund (FAB) to Simplify Next Intangible Value Index ETF (NXTV)
FAB

First Trust Multi Cap Value AlphaDEX Fund

FAB Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Multi Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Composite 1500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$88.95

Average Daily Volume

2,527

Number of Holdings *

665

* may have additional holdings in another (foreign) market
NXTV

Simplify Next Intangible Value Index ETF

NXTV Description NXTV targets US companies with low equity valuations relative to their intangible-adjusted book values within their respective sectors. The fund defines intangible capital as productive assets that lack physical presence and are created through investments in brand, knowledge, and organization capital. The index construction starts by calculating an intangible-adjusted book value for each security in an initial universe consisting of the largest 2000 US companies by market-cap. The 200 stocks with the lowest equity valuations relative to their intangible adjusted book values are selected for inclusion. At least five stocks are included from each of the 13 sectors determined by the index provider using a combination of SIC and NAICS codes along with data from publicly available 10-K filings. Holdings are weighted by market capitalization, with individual security weights capped at 5%. The index reconstitutes quarterly.

Grade (RS Rating)

Last Trade

$28.86

Average Daily Volume

732

Number of Holdings *

194

* may have additional holdings in another (foreign) market
Performance
Period FAB NXTV
30 Days 6.40% 5.48%
60 Days 5.80% 5.83%
90 Days 6.32% 10.13%
12 Months 27.56%
120 Overlapping Holdings
Symbol Grade Weight in FAB Weight in NXTV Overlap
ADM D 0.38% 0.4% 0.38%
ADTN A 0.18% 0.17% 0.17%
AEO F 0.11% 0.17% 0.11%
AIG B 0.45% 0.75% 0.45%
AIZ A 0.09% 0.16% 0.09%
ALIT C 0.05% 0.16% 0.05%
ALKS B 0.09% 0.12% 0.09%
ALLY C 0.36% 0.2% 0.2%
AMKR D 0.15% 0.26% 0.15%
AR B 0.09% 0.19% 0.09%
ARE D 0.16% 0.28% 0.16%
ARW D 0.15% 0.17% 0.15%
ASO F 0.18% 0.15% 0.15%
BBY D 0.23% 0.91% 0.23%
BEN C 0.18% 0.16% 0.16%
BG F 0.4% 0.18% 0.18%
BIIB F 0.22% 0.78% 0.22%
BLDR D 0.24% 0.24% 0.24%
BWA D 0.2% 0.16% 0.16%
BYD C 0.15% 0.05% 0.05%
C A 0.38% 1.95% 0.38%
CFG B 0.4% 0.3% 0.3%
CINF A 0.48% 0.33% 0.33%
CIVI D 0.22% 0.13% 0.13%
CLF F 0.15% 0.15% 0.15%
CMCSA B 0.45% 5.48% 0.45%
CNC D 0.27% 0.48% 0.27%
COF B 0.43% 0.96% 0.43%
CPB D 0.08% 0.21% 0.08%
CRBG B 0.37% 0.29% 0.29%
CTRA B 0.46% 0.45% 0.45%
CTVA C 0.08% 0.62% 0.08%
CVS D 0.38% 1.08% 0.38%
CXT B 0.05% 0.13% 0.05%
D C 0.25% 0.5% 0.25%
DD D 0.08% 0.69% 0.08%
DDS B 0.19% 0.27% 0.19%
DG F 0.32% 0.76% 0.32%
DINO D 0.21% 0.18% 0.18%
DXC B 0.18% 0.15% 0.15%
EBAY D 0.24% 1.1% 0.24%
ED D 0.32% 0.36% 0.32%
EG C 0.41% 0.24% 0.24%
EQT B 0.41% 0.39% 0.39%
ETR B 0.39% 0.32% 0.32%
EVRG A 0.17% 0.14% 0.14%
EXC C 0.33% 0.38% 0.33%
F C 0.46% 0.72% 0.46%
FDX B 0.37% 1.15% 0.37%
FHN A 0.17% 0.14% 0.14%
FNF B 0.17% 0.24% 0.17%
FOXA B 0.49% 0.83% 0.49%
GL B 0.13% 0.15% 0.13%
GM B 0.56% 1.04% 0.56%
GPC D 0.15% 0.28% 0.15%
HPE B 0.46% 1.06% 0.46%
HPQ B 0.18% 1.47% 0.18%
HSIC B 0.04% 0.27% 0.04%
HUM C 0.16% 0.55% 0.16%
IAC D 0.04% 0.17% 0.04%
INGR B 0.14% 0.13% 0.13%
INTC D 0.37% 3.52% 0.37%
IP B 0.3% 0.47% 0.3%
JAZZ B 0.19% 0.2% 0.19%
JEF A 0.05% 0.2% 0.05%
JWN C 0.09% 0.17% 0.09%
KHC F 0.23% 0.62% 0.23%
KR B 0.36% 1.77% 0.36%
L A 0.37% 0.27% 0.27%
LAD A 0.2% 0.15% 0.15%
LBRDK C 0.2% 0.46% 0.2%
LEN D 0.4% 0.6% 0.4%
LKQ D 0.13% 0.17% 0.13%
LUV C 0.28% 0.34% 0.28%
M D 0.17% 0.2% 0.17%
MGM D 0.04% 0.08% 0.04%
MUR D 0.21% 0.12% 0.12%
NI A 0.27% 0.16% 0.16%
NOV C 0.22% 0.16% 0.16%
NUE C 0.43% 0.67% 0.43%
ORI A 0.09% 0.14% 0.09%
OVV B 0.25% 0.27% 0.25%
PAG B 0.13% 0.19% 0.13%
PFG D 0.09% 0.29% 0.09%
PFGC B 0.05% 0.22% 0.05%
PPG F 0.16% 0.39% 0.16%
PPL B 0.26% 0.24% 0.24%
PRU A 0.18% 0.67% 0.18%
PVH C 0.22% 0.16% 0.16%
RGA A 0.18% 0.22% 0.18%
RHI B 0.05% 0.18% 0.05%
RNR C 0.2% 0.21% 0.2%
RS B 0.47% 0.38% 0.38%
SANM B 0.15% 0.15% 0.15%
SIG B 0.16% 0.16% 0.16%
SNA A 0.32% 0.22% 0.22%
SNX C 0.12% 0.42% 0.12%
SOLV C 0.17% 0.35% 0.17%
SON D 0.12% 0.13% 0.12%
SRE A 0.38% 0.53% 0.38%
SYF B 0.57% 0.34% 0.34%
SYY B 0.24% 0.57% 0.24%
T A 0.44% 5.05% 0.44%
TAP C 0.23% 0.17% 0.17%
TOL B 0.43% 0.18% 0.18%
TPR B 0.05% 0.48% 0.05%
TRV B 0.28% 0.83% 0.28%
TSN B 0.19% 0.32% 0.19%
TXT D 0.25% 0.26% 0.25%
UAL A 0.7% 0.39% 0.39%
UNM A 0.21% 0.18% 0.18%
URBN C 0.22% 0.15% 0.15%
USM B 0.11% 0.22% 0.11%
VTRS A 0.38% 0.42% 0.38%
VZ C 0.32% 4.68% 0.32%
WCC B 0.16% 0.23% 0.16%
WHR B 0.14% 0.16% 0.14%
WRB A 0.09% 0.34% 0.09%
ZBH C 0.35% 0.64% 0.35%
ZM B 0.21% 0.96% 0.21%
FAB Overweight 545 Positions Relative to NXTV
Symbol Grade Weight
DAL C 0.56%
PCAR B 0.51%
STLD B 0.48%
CVX A 0.48%
TROW B 0.48%
EOG A 0.48%
COP C 0.47%
XOM B 0.45%
WFC A 0.45%
HAL C 0.45%
VLO C 0.45%
DVN F 0.44%
OXY D 0.43%
PSX C 0.43%
HBAN A 0.42%
KMI A 0.42%
MPC D 0.42%
LNG B 0.41%
OC A 0.39%
PHM D 0.39%
LYB F 0.38%
CTSH B 0.37%
XEL A 0.37%
FANG D 0.37%
CNP B 0.36%
AEE A 0.36%
SLB C 0.36%
ATO A 0.36%
HIG B 0.35%
CB C 0.35%
CF B 0.35%
APTV D 0.33%
ON D 0.32%
MS A 0.32%
MTB A 0.31%
CHTR C 0.31%
BAC A 0.3%
SWKS F 0.3%
DHI D 0.3%
BKR B 0.3%
RF A 0.29%
TDY B 0.28%
USB A 0.28%
FITB A 0.28%
STT A 0.27%
MTDR B 0.26%
DGX A 0.26%
AGO B 0.25%
NOG A 0.25%
LNT A 0.25%
AFL B 0.25%
EQR B 0.25%
ULTA F 0.25%
TGT F 0.25%
CNX A 0.25%
DTE C 0.24%
JXN C 0.24%
CE F 0.24%
SM B 0.24%
OSK B 0.24%
HP B 0.24%
DE A 0.24%
HRL D 0.24%
DUK C 0.24%
AMG B 0.23%
STX D 0.23%
RJF A 0.23%
ATKR C 0.23%
PTEN C 0.23%
CMC B 0.23%
AL B 0.23%
AEP D 0.23%
AMR C 0.22%
TMHC B 0.22%
CHRD D 0.22%
PBF D 0.22%
NFE D 0.22%
AKAM D 0.22%
HCC B 0.22%
CADE B 0.21%
OKE A 0.21%
MTG C 0.21%
DOW F 0.21%
CXW B 0.21%
RDN C 0.21%
TEX D 0.21%
LBRT D 0.2%
R B 0.2%
PNC B 0.2%
DIS B 0.2%
G B 0.2%
RIOT C 0.2%
MATX C 0.2%
APA D 0.2%
KEY B 0.2%
RUSHA C 0.2%
UGI A 0.2%
TPH D 0.2%
KIM A 0.19%
ESNT D 0.19%
JBHT C 0.19%
RRC B 0.19%
LEA D 0.19%
CSCO B 0.19%
MTH D 0.19%
DAR C 0.19%
NWSA B 0.19%
PKG A 0.19%
LNC B 0.19%
OZK B 0.19%
CNO A 0.19%
MGY A 0.19%
MHO D 0.19%
KRC C 0.18%
OTTR C 0.18%
GBDC C 0.18%
HRI B 0.18%
BKH A 0.18%
PNW B 0.18%
DRI B 0.18%
CSX B 0.18%
COOP B 0.18%
FMC D 0.18%
AAP C 0.18%
HOG D 0.18%
GPI A 0.18%
POR C 0.17%
WBS A 0.17%
CMS C 0.17%
NVR D 0.17%
CNXC F 0.17%
AVT C 0.17%
SR A 0.17%
BBWI D 0.17%
MOS F 0.17%
HST C 0.17%
BCC B 0.17%
NFG A 0.17%
WEC A 0.17%
SSNC B 0.17%
MOH F 0.16%
KDP D 0.16%
MDU D 0.16%
KBH D 0.16%
BMBL C 0.16%
SUM B 0.16%
FE C 0.16%
GBX A 0.16%
DOC D 0.16%
CARR D 0.16%
HSY F 0.16%
ZION B 0.16%
JNJ D 0.16%
EIX B 0.16%
CTOS C 0.15%
ECVT C 0.15%
WLK D 0.15%
CUBI C 0.15%
BFH B 0.15%
JBT B 0.15%
OMF A 0.15%
FNB A 0.15%
ALK C 0.15%
UHS D 0.15%
GIS D 0.15%
COLB A 0.15%
HTZ C 0.15%
RIG D 0.14%
BERY B 0.14%
ELV F 0.14%
KMT B 0.14%
EIG B 0.14%
AXS A 0.14%
JBL B 0.14%
TALO C 0.14%
DNOW B 0.14%
ULH B 0.14%
PINC B 0.14%
ABG B 0.14%
GMS B 0.14%
TGNA B 0.14%
VTLE C 0.14%
VLY B 0.14%
CABO C 0.14%
REZI A 0.13%
GIII D 0.13%
VAC B 0.13%
WS B 0.13%
BTU B 0.13%
KOS F 0.13%
CRGY B 0.13%
SPNT A 0.13%
IART C 0.13%
THO B 0.13%
OGS A 0.13%
PK B 0.13%
NXST C 0.13%
APLE B 0.13%
RLJ C 0.13%
TDS B 0.13%
GT C 0.13%
GPOR B 0.13%
OGE B 0.13%
HELE C 0.13%
SWX B 0.13%
GEF A 0.13%
RES D 0.12%
ASH D 0.12%
EMN D 0.12%
BY B 0.12%
ZD C 0.12%
PEBO A 0.12%
PRDO B 0.12%
SJM D 0.12%
AVA A 0.12%
TRMK B 0.12%
EPC D 0.12%
VC D 0.12%
POST C 0.12%
AN C 0.12%
INDB B 0.12%
IMKTA C 0.12%
SHO C 0.12%
ENS D 0.12%
PARR D 0.12%
PLAB C 0.12%
INVA D 0.12%
BC C 0.12%
UVV B 0.12%
VSH D 0.11%
MRC B 0.11%
CCS D 0.11%
WMK C 0.11%
SEB F 0.11%
KSS F 0.11%
SAH A 0.11%
DBRG F 0.11%
WKC D 0.11%
PHIN A 0.11%
EBC B 0.11%
OLN D 0.11%
GHC C 0.11%
FOR F 0.11%
CAL D 0.11%
WU D 0.11%
FFBC A 0.11%
NWE B 0.1%
HII D 0.1%
CMI A 0.1%
ODFL B 0.1%
CRC B 0.1%
ABCB B 0.1%
ABR C 0.1%
OEC C 0.1%
MLKN D 0.1%
NAVI C 0.1%
IDA A 0.1%
PRG C 0.1%
PB A 0.1%
UBSI B 0.1%
EQC B 0.1%
NWN A 0.1%
VNT B 0.1%
LZB B 0.1%
BV B 0.1%
CENTA C 0.1%
HWC B 0.1%
LADR B 0.1%
BECN B 0.1%
CMA A 0.1%
SBH C 0.1%
GEO B 0.1%
CVI F 0.1%
SEIC B 0.1%
HGV B 0.1%
SCSC B 0.1%
VSCO B 0.1%
HOV D 0.1%
DRH B 0.1%
CMCO B 0.1%
OGN D 0.1%
WTFC A 0.1%
PII D 0.1%
AMWD C 0.1%
GES F 0.1%
MLI C 0.1%
HD A 0.09%
FRME B 0.09%
WTRG B 0.09%
TNET D 0.09%
MSM C 0.09%
FIVE F 0.09%
CRL C 0.09%
PFBC B 0.09%
OMC C 0.09%
CLX B 0.09%
SBUX A 0.09%
UFPI B 0.09%
ACN C 0.09%
KFY B 0.09%
COLM B 0.09%
WSBC A 0.09%
CATY B 0.09%
CRK B 0.09%
SLGN A 0.09%
SASR B 0.09%
CASH A 0.09%
LHX C 0.09%
BNL D 0.09%
PDCO D 0.09%
KNX B 0.09%
PLYA B 0.09%
ADNT F 0.09%
CUZ B 0.09%
LPX B 0.09%
PNM F 0.09%
BANR B 0.09%
APD A 0.09%
SLM A 0.09%
LH C 0.09%
IEX B 0.09%
J F 0.09%
CVBF A 0.09%
ANDE D 0.09%
PYPL B 0.09%
ACA A 0.09%
VSTS C 0.09%
BOKF B 0.09%
HIW D 0.09%
BUSE B 0.08%
ARCB C 0.08%
MDLZ F 0.08%
WPC D 0.08%
MODG F 0.08%
WERN C 0.08%
WGO C 0.08%
TKR D 0.08%
AWK D 0.08%
REYN D 0.08%
MCRI A 0.08%
WY D 0.08%
PTVE B 0.08%
LMT D 0.08%
EXPD D 0.08%
SNDR B 0.08%
ALG B 0.08%
DAN D 0.08%
HOPE B 0.08%
SKX D 0.08%
FIBK A 0.08%
CI F 0.08%
IPG D 0.08%
FCF A 0.08%
SRCE B 0.08%
MAS D 0.08%
HUBG A 0.08%
NX C 0.08%
XRX F 0.08%
LAUR A 0.08%
HOLX D 0.08%
BKE B 0.08%
MDT D 0.08%
AGCO D 0.08%
FTV C 0.08%
BKU A 0.08%
TCBK B 0.08%
VBTX B 0.08%
KALU C 0.08%
KEYS A 0.08%
GD F 0.08%
WSFS A 0.08%
PEP F 0.08%
HY D 0.08%
RNST B 0.08%
UPS C 0.08%
NDSN B 0.08%
SFNC B 0.08%
MIDD C 0.08%
MAA B 0.08%
EFSC B 0.08%
VRTS B 0.08%
FULT A 0.08%
ASGN F 0.08%
LOW D 0.08%
TTMI B 0.07%
LC A 0.07%
LILAK D 0.07%
SJW D 0.07%
PEB D 0.07%
MRTN C 0.07%
CAG D 0.07%
SPB C 0.07%
UNF B 0.07%
NKE D 0.07%
KLG C 0.07%
IPGP D 0.07%
DIOD D 0.07%
XHR B 0.07%
UHAL D 0.07%
MMS F 0.07%
SBCF A 0.06%
GOGO C 0.06%
FBNC A 0.06%
CSGS B 0.06%
AMN F 0.06%
FHI A 0.06%
PBH A 0.06%
OMI F 0.06%
KAR B 0.06%
DFH D 0.06%
NIC B 0.06%
SNEX B 0.06%
HMN B 0.06%
FHB A 0.06%
CRI D 0.06%
CAR C 0.06%
GRBK D 0.06%
ASB B 0.06%
SCVL F 0.06%
VSAT F 0.06%
SSTK F 0.06%
LGIH D 0.06%
AFG A 0.05%
BJ A 0.05%
WAL B 0.05%
ROG D 0.05%
PATK D 0.05%
FLR B 0.05%
DFIN D 0.05%
SEM B 0.05%
DEA D 0.05%
DNB B 0.05%
MUSA A 0.05%
SHEN F 0.05%
THRM D 0.05%
YETI C 0.05%
LCII C 0.05%
SSB B 0.05%
PSMT C 0.05%
UCB A 0.05%
SYNA C 0.05%
AUB B 0.05%
OFG B 0.05%
SCL C 0.05%
ARI C 0.05%
ALEX C 0.05%
GXO B 0.05%
LNN B 0.05%
KWR C 0.05%
HTH B 0.05%
STBA B 0.05%
UMBF B 0.05%
DK C 0.05%
ROCK C 0.05%
GO C 0.05%
ABM B 0.05%
ENOV C 0.05%
MTX B 0.05%
WAFD B 0.05%
TOWN B 0.05%
EPAM C 0.05%
HLF C 0.05%
IOSP B 0.05%
BHE B 0.05%
PNFP B 0.05%
NWBI B 0.05%
UPWK B 0.04%
MYRG B 0.04%
FBIN D 0.04%
NSP D 0.04%
FOXF F 0.04%
AVNS F 0.04%
RYN D 0.04%
CZR F 0.04%
LFUS F 0.04%
TTC D 0.04%
WD D 0.04%
FUL F 0.04%
BPOP B 0.04%
STWD C 0.04%
SEE C 0.04%
FAF A 0.04%
ODP F 0.04%
LSTR D 0.04%
MAT D 0.04%
NJR A 0.04%
IVZ B 0.04%
AVNT B 0.04%
FELE B 0.04%
SKY A 0.04%
WTS B 0.04%
PRGO B 0.04%
VOYA B 0.04%
AIR B 0.03%
HAYW B 0.03%
SAFT C 0.03%
MTRN C 0.03%
XPEL C 0.03%
DEI B 0.03%
HLIO B 0.03%
GNW A 0.03%
IVT B 0.03%
CVCO A 0.03%
PPBI B 0.03%
ROIC A 0.03%
SAM C 0.03%
NBTB B 0.03%
FDP B 0.03%
BHF B 0.03%
BHLB B 0.03%
PFS B 0.03%
CBU B 0.03%
FBK B 0.03%
MCW B 0.03%
MGPI F 0.03%
TCBI B 0.03%
OPCH D 0.03%
OLPX D 0.02%
BLMN F 0.02%
PLUS F 0.02%
GIC D 0.02%
GPRE F 0.02%
JBGS D 0.02%
OXM D 0.02%
CWEN C 0.02%
SHOO D 0.02%
AIN C 0.02%
MSGE F 0.02%
LXP D 0.02%
RC D 0.02%
CMTG F 0.02%
SHLS F 0.02%
CNXN C 0.02%
CC C 0.02%
NVEE F 0.02%
KFRC D 0.02%
NNI D 0.02%
STC B 0.02%
NMRK B 0.02%
CNMD C 0.02%
OI C 0.02%
MSEX B 0.02%
UPBD B 0.02%
EVTC B 0.02%
PGRE F 0.02%
FAB Underweight 74 Positions Relative to NXTV
Symbol Grade Weight
PFE D -4.63%
DELL C -3.41%
NTAP C -0.98%
WDC D -0.92%
GFS C -0.91%
VICI C -0.85%
MET A -0.83%
SNAP C -0.75%
EL F -0.74%
ALL A -0.74%
NWS B -0.72%
FCNCA A -0.71%
DLTR F -0.61%
ILMN D -0.58%
MRNA F -0.57%
TWLO A -0.55%
JNPR F -0.54%
CACI D -0.53%
BAX D -0.53%
ACI C -0.49%
PCG A -0.46%
CCL B -0.45%
ALB C -0.43%
INCY C -0.41%
MRO B -0.39%
FYBR D -0.37%
GAP C -0.37%
CIEN B -0.36%
EXPE B -0.36%
FLEX A -0.35%
DBX B -0.34%
MKL A -0.34%
PATH C -0.31%
LEVI F -0.3%
FTI A -0.3%
BILL A -0.29%
PEGA A -0.29%
SWK D -0.28%
EXEL B -0.27%
U C -0.27%
BIO D -0.26%
VFC C -0.23%
NSIT F -0.23%
LUMN C -0.23%
SATS D -0.23%
EQH B -0.22%
AIT A -0.22%
KD B -0.22%
CNH C -0.21%
RPM A -0.21%
W F -0.21%
ROKU D -0.21%
JLL D -0.2%
ELAN D -0.2%
CLVT F -0.2%
CNA B -0.2%
KMX B -0.2%
COTY F -0.19%
RIVN F -0.19%
UPST B -0.18%
AA B -0.18%
COKE C -0.17%
FLS B -0.17%
ZI D -0.16%
WFRD D -0.15%
X C -0.15%
FRSH C -0.15%
XRAY F -0.14%
SLAB D -0.14%
AGR B -0.14%
WBD C -0.13%
CPRI F -0.1%
LCID F -0.09%
DLB B -0.05%
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