PSC vs. FYC ETF Comparison

Comparison of Principal U.S. Small Cap Index ETF (PSC) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

PSC

Principal U.S. Small Cap Index ETF

PSC Description

The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index.

Grade (RS Rating)

Last Trade

$55.65

Average Daily Volume

28,743

Number of Holdings ^*

473

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	PSC	FYC
30 Days	8.84%	11.90%
60 Days	7.82%	12.40%
90 Days	8.47%	15.20%
12 Months	35.04%	46.68%

127 Overlapping Holdings

Symbol	Grade	Weight in PSC	Weight in FYC	Overlap
AAT	B	0.08%	0.36%	0.08%
ACAD	D	0.3%	0.13%	0.13%
ADMA	B	0.28%	0.6%	0.28%
ADUS	D	0.14%	0.32%	0.14%
AESI	B	0.1%	0.22%	0.1%
AGM	C	0.18%	0.26%	0.18%
AGYS	A	0.18%	0.26%	0.18%
ALKT	B	0.13%	0.56%	0.13%
ALX	D	0.03%	0.21%	0.03%
AMPH	D	0.15%	0.33%	0.15%
AMRX	C	0.1%	0.64%	0.1%
ANIP	F	0.1%	0.24%	0.1%
AORT	B	0.06%	0.48%	0.06%
APOG	B	0.12%	0.42%	0.12%
ARDX	F	0.08%	0.16%	0.08%
AROC	B	0.18%	0.27%	0.18%
ASTH	D	0.08%	0.43%	0.08%
ATGE	B	0.2%	0.67%	0.2%
AZZ	B	0.2%	0.36%	0.2%
BANF	B	0.14%	0.41%	0.14%
BGC	C	0.45%	0.4%	0.4%
BKD	D	0.09%	0.28%	0.09%
BL	B	0.41%	0.13%	0.13%
BLBD	D	0.23%	0.38%	0.23%
BLFS	C	0.06%	0.3%	0.06%
CAKE	C	0.24%	0.42%	0.24%
CALM	A	0.27%	0.58%	0.27%
CARG	C	0.19%	0.42%	0.19%
CBZ	B	0.28%	0.14%	0.14%
CDRE	D	0.08%	0.21%	0.08%
CEIX	A	0.29%	0.28%	0.28%
CENX	B	0.17%	0.46%	0.17%
CHCO	B	0.11%	0.39%	0.11%
CHEF	A	0.08%	0.59%	0.08%
CNK	B	0.58%	0.68%	0.58%
COLL	F	0.11%	0.37%	0.11%
CPRX	C	0.15%	0.52%	0.15%
CRAI	B	0.11%	0.51%	0.11%
CTS	C	0.06%	0.13%	0.06%
CWAN	B	0.33%	0.57%	0.33%
DOCN	D	0.32%	0.33%	0.32%
DORM	B	0.1%	0.57%	0.1%
EAT	A	1.07%	0.91%	0.91%
ENVA	B	0.32%	0.72%	0.32%
EPAC	B	0.14%	0.27%	0.14%
ESRT	C	0.14%	0.33%	0.14%
EVH	F	0.09%	0.21%	0.09%
FBP	B	0.37%	0.47%	0.37%
FCPT	C	0.14%	0.23%	0.14%
FTDR	A	0.21%	0.69%	0.21%
GABC	B	0.09%	0.41%	0.09%
GFF	A	0.36%	0.39%	0.36%
HLX	B	0.1%	0.22%	0.1%
HNI	B	0.13%	0.61%	0.13%
HRMY	D	0.1%	0.39%	0.1%
HWKN	B	0.11%	0.58%	0.11%
ICFI	F	0.16%	0.33%	0.16%
IDCC	A	0.47%	0.76%	0.47%
IESC	B	0.26%	0.79%	0.26%
IIPR	D	0.19%	0.27%	0.19%
KNTK	B	0.15%	0.3%	0.15%
LGND	B	0.12%	0.28%	0.12%
LMAT	A	0.12%	0.52%	0.12%
LPG	F	0.11%	0.09%	0.09%
LRN	A	0.28%	0.7%	0.28%
LTC	B	0.14%	0.12%	0.12%
MGEE	C	0.2%	0.28%	0.2%
MGNI	A	0.24%	0.42%	0.24%
MNKD	C	0.15%	0.53%	0.15%
MWA	B	0.31%	0.54%	0.31%
NBHC	B	0.2%	0.55%	0.2%
NHC	C	0.06%	0.6%	0.06%
NHI	D	0.14%	0.32%	0.14%
NMIH	D	0.33%	0.43%	0.33%
NSSC	D	0.09%	0.11%	0.09%
NXRT	B	0.06%	0.24%	0.06%
OII	B	0.12%	0.39%	0.12%
OSIS	B	0.1%	0.35%	0.1%
OSW	A	0.07%	0.54%	0.07%
PAYO	A	0.4%	0.82%	0.4%
PJT	A	0.51%	0.71%	0.51%
PLMR	B	0.25%	0.53%	0.25%
PMT	D	0.19%	0.32%	0.19%
POWL	C	0.33%	0.81%	0.33%
PRCT	B	0.25%	0.64%	0.25%
PRGS	A	0.17%	0.48%	0.17%
PRIM	A	0.53%	0.81%	0.53%
PRM	C	0.05%	0.54%	0.05%
PTGX	C	0.25%	0.54%	0.25%
QCRH	A	0.1%	0.73%	0.1%
REVG	B	0.2%	0.63%	0.2%
ROAD	A	0.3%	0.76%	0.3%
RXST	F	0.21%	0.21%	0.21%
RYTM	C	0.24%	0.68%	0.24%
SEMR	B	0.05%	0.4%	0.05%
SKT	B	0.3%	0.26%	0.26%
SKWD	A	0.32%	0.58%	0.32%
SKYW	B	0.45%	0.62%	0.45%
SLVM	B	0.16%	0.58%	0.16%
SMPL	B	0.26%	0.13%	0.13%
STRA	C	0.08%	0.12%	0.08%
STRL	B	0.61%	0.75%	0.61%
SWI	B	0.05%	0.25%	0.05%
SXI	B	0.12%	0.26%	0.12%
SXT	B	0.09%	0.23%	0.09%
TBBK	B	0.5%	0.6%	0.5%
TGLS	B	0.24%	0.51%	0.24%
TGTX	B	0.5%	0.79%	0.5%
THR	B	0.06%	0.12%	0.06%
TNC	D	0.11%	0.11%	0.11%
TNDM	F	0.25%	0.24%	0.24%
TWST	D	0.3%	0.3%	0.3%
UE	C	0.27%	0.38%	0.27%
UFPT	B	0.14%	0.47%	0.14%
UMH	C	0.08%	0.24%	0.08%
USLM	A	0.1%	0.69%	0.1%
VCTR	B	0.41%	0.55%	0.41%
VCYT	B	0.14%	0.65%	0.14%
VECO	F	0.17%	0.1%	0.1%
VERX	B	0.32%	0.45%	0.32%
VITL	D	0.22%	0.39%	0.22%
WABC	B	0.12%	0.13%	0.12%
WDFC	B	0.16%	0.26%	0.16%
WT	B	0.24%	0.4%	0.24%
WTTR	B	0.07%	0.43%	0.07%
YELP	C	0.21%	0.12%	0.12%
YOU	D	0.17%	0.48%	0.17%

PSC Overweight 346 Positions Relative to FYC

Symbol	Grade	Weight
SFM	A	0.97%
HIMS	B	0.84%
HLNE	B	0.83%
UMBF	B	0.79%
AX	A	0.78%
CRS	A	0.78%
JXN	C	0.77%
AIT	A	0.74%
ONB	B	0.68%
COOP	B	0.66%
FN	D	0.63%
ATKR	C	0.6%
CNX	A	0.6%
RHP	B	0.58%
ANF	C	0.57%
RMBS	C	0.57%
HALO	F	0.56%
IRT	A	0.55%
HQY	B	0.54%
MLI	C	0.52%
HCC	B	0.51%
ITRI	B	0.51%
TEX	D	0.49%
DY	D	0.49%
CTRE	D	0.49%
PI	D	0.48%
BOOT	D	0.48%
EPRT	B	0.48%
KBH	D	0.47%
ESNT	D	0.47%
HAE	C	0.47%
QLYS	C	0.46%
FULT	A	0.46%
SM	B	0.46%
PAGS	F	0.45%
CNO	A	0.45%
CORT	B	0.45%
TRNO	F	0.44%
ALE	A	0.44%
OGS	A	0.44%
MATX	C	0.43%
AEO	F	0.43%
CVLT	B	0.42%
SWX	B	0.41%
ALTR	B	0.41%
CMC	B	0.41%
ALKS	B	0.41%
RDNT	B	0.41%
MTH	D	0.4%
NARI	C	0.4%
BKH	A	0.39%
SUM	B	0.39%
BCC	B	0.39%
EXLS	B	0.39%
VRNS	D	0.39%
WTS	B	0.38%
ENSG	D	0.38%
ABCB	B	0.38%
MMSI	B	0.37%
IBP	D	0.37%
CSWI	A	0.37%
GMS	B	0.37%
MGY	A	0.36%
QTWO	A	0.36%
BOX	B	0.36%
UFPI	B	0.35%
LIVN	F	0.35%
SR	A	0.35%
URBN	C	0.35%
TMDX	F	0.34%
MOG.A	B	0.34%
CHX	C	0.34%
CABO	C	0.33%
ITGR	B	0.33%
ZETA	D	0.31%
TGNA	B	0.31%
ACLS	F	0.31%
STNG	F	0.31%
IART	C	0.31%
ENV	B	0.31%
CBT	C	0.31%
KAI	A	0.31%
CWK	B	0.3%
FSS	B	0.3%
ICUI	D	0.3%
TDW	F	0.29%
BCO	D	0.29%
ENS	D	0.29%
TMHC	B	0.29%
MOD	A	0.28%
IBOC	A	0.28%
AGX	B	0.28%
KNF	A	0.28%
HCI	C	0.28%
ABM	B	0.27%
AVA	A	0.27%
KFY	B	0.27%
MMS	F	0.27%
CNMD	C	0.27%
WHD	B	0.27%
VRRM	D	0.26%
HTLF	B	0.26%
RPD	C	0.26%
NEOG	F	0.26%
WAFD	B	0.26%
OPCH	D	0.25%
SHO	C	0.25%
OTTR	C	0.24%
AKR	B	0.24%
SPSC	C	0.24%
LBRT	D	0.24%
LNTH	D	0.24%
ACIW	B	0.24%
GPI	A	0.24%
SNEX	B	0.23%
INMD	C	0.23%
ASGN	F	0.23%
AXNX	C	0.23%
WSFS	A	0.23%
BNL	D	0.23%
GPOR	B	0.22%
SEM	B	0.22%
BMI	B	0.22%
BDC	B	0.22%
NSIT	F	0.21%
KTB	B	0.21%
REZI	A	0.2%
SFNC	B	0.2%
SANM	B	0.2%
JBI	F	0.19%
HMN	B	0.19%
WGO	C	0.19%
VRTS	B	0.19%
FFBC	A	0.18%
PGNY	F	0.18%
FUL	F	0.18%
STAA	F	0.18%
RAMP	C	0.18%
ALRM	C	0.18%
EXPO	D	0.18%
PBH	A	0.18%
SRDX	B	0.17%
SHOO	D	0.17%
HELE	C	0.17%
PHIN	A	0.17%
OFG	B	0.17%
FRME	B	0.17%
FELE	B	0.17%
TPH	D	0.17%
MHO	D	0.17%
HOPE	B	0.16%
NMRK	B	0.16%
ALG	B	0.16%
FCF	A	0.16%
NOVT	D	0.16%
INSW	F	0.16%
AMN	F	0.16%
LANC	C	0.16%
BMBL	C	0.16%
BCPC	B	0.15%
SGRY	F	0.15%
LOB	B	0.15%
KWR	C	0.15%
VCEL	B	0.15%
CVCO	A	0.15%
RPAY	D	0.15%
SUPN	C	0.14%
LMB	A	0.14%
ROCK	C	0.14%
DHT	F	0.14%
GRBK	D	0.14%
VC	D	0.14%
NTB	B	0.14%
SMMT	D	0.14%
IOSP	B	0.13%
VSTO	A	0.13%
PFBC	B	0.13%
MTX	B	0.13%
FBMS	B	0.13%
SSTK	F	0.13%
ENR	B	0.13%
AMWD	C	0.13%
LZB	B	0.12%
EFSC	B	0.12%
RSI	B	0.12%
CMRE	C	0.12%
CSTM	F	0.12%
FBK	B	0.12%
PRVA	B	0.12%
PLXS	B	0.12%
SPNT	A	0.12%
KALU	C	0.11%
CRVL	A	0.11%
TILE	B	0.11%
BLKB	B	0.11%
USPH	B	0.11%
ACT	D	0.11%
PATK	D	0.11%
UNIT	B	0.11%
ATEN	B	0.1%
FOXF	F	0.1%
BV	B	0.1%
EPC	D	0.1%
IMAX	B	0.1%
IMXI	B	0.1%
CSR	B	0.1%
SMLR	B	0.1%
BKE	B	0.1%
BHE	B	0.1%
GOLF	B	0.1%
ANET	C	0.1%
GIII	D	0.1%
MLKN	D	0.1%
CXM	C	0.1%
AMAL	B	0.09%
PLAB	C	0.09%
ARHS	F	0.09%
HSII	B	0.09%
PLUS	F	0.09%
BLX	C	0.09%
MD	B	0.09%
DXPE	B	0.09%
STBA	B	0.09%
GHC	C	0.09%
PFC	A	0.09%
BBSI	B	0.09%
INOD	B	0.09%
SBH	C	0.09%
GEF	A	0.09%
DESP	B	0.09%
SRCE	B	0.09%
PEBO	A	0.08%
INVA	D	0.08%
OSBC	A	0.08%
CAL	D	0.08%
HFWA	B	0.08%
BY	B	0.08%
PSMT	C	0.08%
OMCL	C	0.08%
CPF	A	0.08%
HAFC	A	0.08%
WKC	D	0.08%
CFB	B	0.07%
PRDO	B	0.07%
AHCO	F	0.07%
UVE	B	0.07%
FG	B	0.07%
VREX	C	0.07%
FOR	F	0.07%
ORRF	B	0.07%
PCRX	C	0.07%
IBCP	B	0.07%
MLR	B	0.07%
CECO	A	0.07%
MCRI	A	0.06%
METC	C	0.06%
UTI	A	0.06%
GRND	A	0.06%
IMMR	C	0.06%
TRNS	D	0.06%
DOLE	D	0.06%
CSTL	D	0.06%
MDXG	B	0.06%
WSR	A	0.06%
DFH	D	0.06%
HY	D	0.06%
CCB	A	0.06%
SCSC	B	0.06%
CENTA	C	0.06%
SCVL	F	0.05%
SLP	D	0.05%
VMEO	B	0.05%
HOV	D	0.05%
PNTG	D	0.05%
GHM	A	0.05%
REAX	D	0.05%
GRC	A	0.05%
ASC	F	0.05%
KOP	C	0.05%
YEXT	A	0.05%
LILAK	D	0.05%
GCI	D	0.05%
NABL	F	0.05%
AHH	D	0.05%
MBWM	B	0.05%
GDYN	B	0.04%
OSUR	F	0.04%
BELFB	C	0.04%
CNXN	C	0.04%
AVNS	F	0.04%
SB	F	0.04%
CCRN	F	0.04%
SMP	B	0.04%
DAKT	B	0.04%
TCMD	A	0.04%
OSPN	A	0.04%
USAP	B	0.04%
ZIP	F	0.04%
XERS	B	0.04%
REX	D	0.04%
MTUS	C	0.04%
HSTM	B	0.04%
WLDN	D	0.04%
DJCO	B	0.04%
IRWD	F	0.04%
PUBM	C	0.04%
EOLS	D	0.04%
CDNA	D	0.04%
UTL	B	0.04%
TPB	B	0.04%
NR	B	0.03%
NRC	F	0.03%
AMCX	C	0.03%
UHT	D	0.03%
APEI	B	0.03%
CBL	A	0.03%
HROW	D	0.03%
MCFT	B	0.03%
YMAB	F	0.03%
STGW	B	0.03%
SPNS	F	0.03%
VIRC	B	0.03%
AGS	A	0.03%
EE	A	0.03%
PTVE	B	0.03%
MEC	D	0.03%
MLAB	D	0.03%
ZIMV	D	0.03%
IDT	B	0.03%
EGY	D	0.03%
CSV	B	0.03%
IRMD	C	0.03%
CENT	C	0.03%
CTO	B	0.03%
LILA	D	0.02%
SIGA	F	0.02%
CMPO	A	0.02%
HRTX	F	0.02%
AXGN	D	0.02%
ADV	D	0.02%
DH	D	0.02%
XPEL	C	0.02%
BVS	D	0.02%
HCKT	B	0.02%
EGHT	C	0.01%
AEYE	C	0.01%

PSC Underweight 113 Positions Relative to FYC

Symbol	Grade	Weight
RKLB	B	-1.06%
WWW	B	-0.75%
TRUP	B	-0.74%
GVA	A	-0.72%
WULF	C	-0.71%
DOCS	C	-0.71%
STEP	B	-0.69%
MCY	A	-0.69%
ACLX	C	-0.68%
LMND	B	-0.67%
ALHC	C	-0.65%
GSHD	A	-0.64%
TRN	C	-0.64%
PBI	B	-0.61%
PTON	B	-0.6%
DSGR	D	-0.59%
AGIO	C	-0.59%
KYMR	D	-0.58%
MIRM	B	-0.57%
SGBX	F	-0.57%
INTA	A	-0.57%
SYBT	B	-0.57%
PRK	B	-0.55%
JANX	C	-0.54%
CDE	D	-0.54%
PTCT	B	-0.54%
CHWY	B	-0.53%
SATS	D	-0.53%
NPAB	B	-0.49%
CCOI	B	-0.49%
LFST	C	-0.49%
SMTC	B	-0.49%
SABR	C	-0.48%
OUT	A	-0.48%
BCRX	D	-0.47%
LITE	B	-0.47%
MBIN	D	-0.43%
OSCR	D	-0.43%
SITM	B	-0.42%
NRIX	D	-0.42%
SHAK	C	-0.42%
RNG	B	-0.41%
CIFR	B	-0.4%
GERN	D	-0.39%
HURN	B	-0.39%
KTOS	B	-0.38%
ESE	B	-0.38%
KN	B	-0.36%
BRC	D	-0.34%
IOVA	F	-0.32%
FLNC	C	-0.32%
CWT	D	-0.32%
ASPN	F	-0.32%
NSA	D	-0.31%
WRBY	B	-0.31%
HLIT	D	-0.3%
HEES	B	-0.29%
DRVN	B	-0.28%
TNL	A	-0.28%
LKFN	B	-0.27%
OCUL	D	-0.27%
NEO	C	-0.26%
BANC	A	-0.26%
MAC	B	-0.25%
ARQT	C	-0.25%
CDP	C	-0.24%
IAS	C	-0.24%
CPK	A	-0.24%
GTX	D	-0.23%
JJSF	B	-0.23%
DNLI	D	-0.23%
KW	B	-0.23%
CMPR	D	-0.23%
SCS	C	-0.23%
GTY	B	-0.23%
ACVA	B	-0.23%
EPR	D	-0.22%
PHR	F	-0.22%
AIV	C	-0.22%
ELME	D	-0.22%
HUMA	F	-0.21%
NVAX	F	-0.2%
MYGN	F	-0.2%
SOUN	C	-0.17%
TGI	B	-0.16%
MIR	A	-0.16%
PAR	B	-0.16%
BEAM	D	-0.13%
CLB	B	-0.13%
APPN	B	-0.13%
APAM	B	-0.13%
MLNK	B	-0.13%
CARS	B	-0.13%
PLAY	D	-0.13%
FBRT	C	-0.12%
AMC	C	-0.12%
AWR	B	-0.12%
TR	B	-0.12%
WEN	D	-0.12%
PZZA	D	-0.11%
RRR	D	-0.11%
ARLO	C	-0.11%
FOLD	F	-0.11%
ENVX	F	-0.11%
BXMT	C	-0.11%
IRDM	D	-0.11%
JOE	F	-0.1%
GNL	F	-0.1%
AZTA	D	-0.1%
JAMF	F	-0.1%
CLDX	F	-0.09%
XPRO	F	-0.09%
RLAY	F	-0.09%