PSC vs. AFSM ETF Comparison

Comparison of Principal U.S. Small Cap Index ETF (PSC) to Active Factor Small Cap ETF (AFSM)

PSC

Principal U.S. Small Cap Index ETF

PSC Description

The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index.

Grade (RS Rating)

Last Trade

$48.38

Average Daily Volume

27,043

Number of Holdings ^*

477

* may have additional holdings in another (foreign) market

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$28.71

Average Daily Volume

7,449

Number of Holdings ^*

294

* may have additional holdings in another (foreign) market

Performance

Period	PSC	AFSM
30 Days	2.00%	2.02%
60 Days	1.36%	2.10%
90 Days	1.66%	1.45%
12 Months	15.95%	17.75%

176 Overlapping Holdings

Symbol	Grade	Weight in PSC	Weight in AFSM	Overlap
ACIW	B	0.34%	0.02%	0.02%
ACLS	F	0.55%	0.03%	0.03%
ACT	A	0.17%	0.55%	0.17%
ADMA	B	0.27%	0.23%	0.23%
ADUS	B	0.1%	0.45%	0.1%
AIT	C	0.47%	0.11%	0.11%
AKR	B	0.22%	0.28%	0.22%
ALKS	B	0.49%	0.96%	0.49%
ALRM	F	0.15%	0.15%	0.15%
AMCX	F	0.04%	0.13%	0.04%
AMKR	F	0.26%	0.27%	0.26%
AMN	F	0.26%	0.08%	0.08%
AMPH	C	0.23%	0.05%	0.05%
AMR	F	0.36%	0.43%	0.36%
AMWD	D	0.11%	0.49%	0.11%
ANDE	D	0.06%	0.05%	0.05%
ANIP	D	0.08%	0.41%	0.08%
APOG	C	0.1%	0.31%	0.1%
ASC	D	0.06%	0.33%	0.06%
ASGN	D	0.32%	0.2%	0.2%
ASO	C	0.52%	0.33%	0.33%
ASTH	B	0.08%	0.12%	0.08%
ATGE	C	0.28%	0.29%	0.28%
ATKR	F	0.42%	0.36%	0.36%
AVNS	B	0.07%	0.34%	0.07%
BCC	C	0.36%	0.74%	0.36%
BDC	B	0.27%	0.37%	0.27%
BELFB	D	0.08%	0.47%	0.08%
BKE	B	0.16%	0.28%	0.16%
BKH	A	0.51%	0.27%	0.27%
BLBD	D	0.2%	0.5%	0.2%
BMI	C	0.3%	0.62%	0.3%
BNL	B	0.24%	0.31%	0.24%
BRBR	A	0.4%	0.44%	0.4%
BTU	D	0.34%	0.5%	0.34%
BXC	F	0.08%	0.48%	0.08%
CALM	B	0.27%	0.62%	0.27%
CCRN	F	0.05%	0.4%	0.05%
CECO	D	0.07%	0.14%	0.07%
CEIX	D	0.26%	0.58%	0.26%
CHCO	B	0.16%	0.52%	0.16%
CHRD	F	0.39%	0.14%	0.14%
CMC	D	0.45%	0.31%	0.31%
CNXN	B	0.09%	0.37%	0.09%
COKE	B	0.35%	0.6%	0.35%
COLL	B	0.11%	0.06%	0.06%
COOP	B	0.67%	0.64%	0.64%
CORT	B	0.35%	0.37%	0.35%
CPRX	B	0.27%	0.87%	0.27%
CRAI	D	0.06%	0.32%	0.06%
CRS	B	0.68%	0.77%	0.68%
CRVL	B	0.1%	0.6%	0.1%
CSWI	C	0.28%	0.4%	0.28%
CTRE	A	0.47%	0.08%	0.08%
CTS	D	0.12%	0.05%	0.05%
CVLT	B	0.33%	0.71%	0.33%
CWCO	F	0.07%	0.15%	0.07%
DAKT	D	0.19%	0.91%	0.19%
DDS	D	0.24%	0.43%	0.24%
DFIN	B	0.18%	0.52%	0.18%
DHT	D	0.12%	0.21%	0.12%
DOLE	B	0.06%	0.56%	0.06%
EGBN	C	0.09%	0.46%	0.09%
ENS	D	0.29%	0.22%	0.22%
EOLS	B	0.06%	0.06%	0.06%
ESNT	B	0.46%	0.42%	0.42%
ETH	F	0.04%	0.05%	0.04%
EXTR	C	0.33%	0.22%	0.22%
FBP	B	0.43%	0.36%	0.36%
FDP	B	0.05%	0.56%	0.05%
FIX	C	0.97%	0.64%	0.64%
FTDR	B	0.25%	0.05%	0.05%
GES	F	0.14%	0.19%	0.14%
GFF	D	0.32%	0.1%	0.1%
GIII	A	0.11%	0.24%	0.11%
GMS	D	0.26%	0.54%	0.26%
GRBK	B	0.17%	0.36%	0.17%
HAE	F	0.25%	0.2%	0.2%
HALO	B	0.82%	0.8%	0.8%
HCC	F	0.29%	0.26%	0.26%
HCI	A	0.18%	0.24%	0.18%
HDSN	F	0.03%	0.34%	0.03%
HLX	D	0.13%	0.26%	0.13%
HOV	B	0.1%	0.22%	0.1%
HRMY	B	0.15%	0.39%	0.15%
HURN	C	0.14%	0.26%	0.14%
HWKN	B	0.11%	0.65%	0.11%
IBOC	C	0.25%	0.29%	0.25%
IDCC	B	0.44%	0.93%	0.44%
IESC	C	0.1%	0.27%	0.1%
IIPR	B	0.36%	0.46%	0.36%
INMD	F	0.22%	0.35%	0.22%
INSW	D	0.15%	0.26%	0.15%
INVA	B	0.11%	0.12%	0.11%
ITCI	C	0.56%	0.23%	0.23%
JXN	C	0.99%	0.66%	0.66%
KBH	B	0.66%	0.57%	0.57%
KTB	B	0.25%	0.08%	0.08%
LBRT	D	0.28%	0.04%	0.04%
LGND	B	0.1%	0.39%	0.1%
LMAT	B	0.08%	0.22%	0.08%
LNTH	C	1.06%	0.59%	0.59%
LPG	F	0.26%	0.49%	0.26%
LRN	B	0.36%	0.31%	0.31%
MATX	C	0.42%	0.33%	0.33%
MD	B	0.07%	0.27%	0.07%
MED	F	0.03%	0.24%	0.03%
METC	F	0.12%	0.15%	0.12%
MHO	B	0.35%	0.82%	0.35%
MITK	F	0.06%	0.0%	0.0%
MLI	B	0.5%	1.13%	0.5%
MOG.A	C	0.3%	0.32%	0.3%
MTH	B	0.45%	0.39%	0.39%
NHC	B	0.13%	1.32%	0.13%
NMIH	B	0.31%	0.65%	0.31%
NSIT	C	0.36%	0.07%	0.07%
NSSC	F	0.16%	0.24%	0.16%
NTB	B	0.15%	0.63%	0.15%
NX	D	0.04%	0.2%	0.04%
OFG	B	0.18%	0.59%	0.18%
OGS	B	0.56%	0.05%	0.05%
ONTO	D	0.58%	0.24%	0.24%
OTTR	D	0.29%	0.05%	0.05%
PBF	F	0.36%	0.37%	0.36%
PCRX	F	0.07%	0.13%	0.07%
PDM	B	0.11%	0.35%	0.11%
PFBC	C	0.13%	0.81%	0.13%
PGNY	D	0.14%	0.04%	0.04%
PLAB	F	0.12%	0.45%	0.12%
PLUS	B	0.16%	0.63%	0.16%
POWL	C	0.08%	0.35%	0.08%
PRDO	D	0.07%	0.45%	0.07%
PRG	B	0.31%	0.28%	0.28%
PRGS	B	0.18%	0.35%	0.18%
PSN	B	0.63%	0.25%	0.25%
QTWO	B	0.41%	0.32%	0.32%
RAMP	F	0.12%	0.09%	0.09%
RDNT	B	0.25%	0.3%	0.25%
REVG	C	0.07%	0.05%	0.05%
RMR	B	0.02%	0.48%	0.02%
RXST	B	0.21%	0.4%	0.21%
RYI	F	0.03%	0.03%	0.03%
SANM	D	0.24%	0.61%	0.24%
SCSC	C	0.13%	0.16%	0.13%
SCVL	B	0.06%	0.18%	0.06%
SFM	B	0.7%	0.77%	0.7%
SIG	F	0.38%	0.35%	0.35%
SLVM	B	0.18%	0.58%	0.18%
SMP	C	0.03%	0.23%	0.03%
SPNS	D	0.09%	0.4%	0.09%
SPSC	D	0.27%	0.11%	0.11%
STBA	B	0.13%	0.58%	0.13%
STNG	D	0.41%	0.22%	0.22%
STRL	C	0.49%	0.56%	0.49%
SXC	F	0.04%	0.21%	0.04%
TBBK	B	0.35%	0.68%	0.35%
TCMD	C	0.04%	0.27%	0.04%
TEX	D	0.43%	0.52%	0.43%
TGNA	D	0.31%	0.45%	0.31%
TMHC	B	0.4%	0.7%	0.4%
TNC	D	0.13%	0.21%	0.13%
TNK	D	0.12%	0.8%	0.12%
TPH	B	0.23%	0.08%	0.08%
TWST	F	0.22%	0.13%	0.13%
UFPT	B	0.18%	0.65%	0.18%
USLM	C	0.04%	0.26%	0.04%
UVE	B	0.08%	0.72%	0.08%
VCTR	B	0.36%	0.18%	0.18%
VITL	D	0.06%	0.03%	0.03%
VRNS	C	0.59%	0.31%	0.31%
VSH	F	0.22%	0.21%	0.21%
WABC	C	0.15%	0.2%	0.15%
WFRD	F	0.51%	0.53%	0.51%
WGO	D	0.22%	0.07%	0.07%
WNC	F	0.1%	0.4%	0.1%
YEXT	A	0.07%	0.08%	0.07%

PSC Overweight 301 Positions Relative to AFSM

Symbol	Grade	Weight
BOOT	B	0.85%
CADE	C	0.82%
SSB	B	0.68%
PR	D	0.68%
ONB	C	0.68%
BECN	D	0.67%
ELF	F	0.6%
KRG	B	0.58%
PAGS	F	0.54%
HQY	D	0.53%
SMCI	F	0.51%
RHP	D	0.5%
APG	D	0.49%
PJT	C	0.49%
STNE	F	0.48%
FN	C	0.48%
EPRT	A	0.48%
MOD	C	0.46%
SIGI	D	0.45%
SSD	D	0.45%
MMSI	A	0.45%
TRNO	B	0.44%
CNX	B	0.43%
BBIO	B	0.43%
MTSI	D	0.43%
OPCH	A	0.43%
HLNE	B	0.42%
UMBF	B	0.42%
URBN	D	0.42%
RMBS	F	0.42%
AAON	C	0.41%
MTDR	F	0.41%
UFPI	D	0.4%
ABCB	B	0.4%
BOX	A	0.4%
TDW	F	0.38%
APLE	F	0.38%
ALE	A	0.38%
CPK	A	0.36%
QLYS	F	0.36%
FOLD	A	0.36%
VRRM	D	0.36%
NEOG	D	0.35%
ACLX	A	0.35%
ENSG	B	0.35%
AXNX	A	0.35%
EXLS	B	0.35%
FULT	C	0.35%
GPI	B	0.35%
SM	D	0.34%
ARCH	F	0.34%
ENVA	B	0.34%
CNMD	C	0.34%
ARCB	F	0.32%
SKWD	A	0.31%
IBP	D	0.31%
CVBF	D	0.3%
STAA	F	0.3%
GSHD	A	0.3%
BCO	B	0.3%
SQSP	A	0.29%
CUBI	F	0.29%
DOCN	B	0.29%
TNET	F	0.29%
NARI	D	0.29%
SKT	A	0.28%
FSS	D	0.28%
CHX	D	0.28%
INDB	B	0.28%
ALTR	D	0.28%
WSFS	C	0.28%
MGEE	B	0.27%
CBT	B	0.27%
KAI	D	0.26%
ITGR	A	0.26%
ACA	D	0.26%
NSP	F	0.25%
PRIM	C	0.25%
OMCL	A	0.25%
PLMR	B	0.25%
WTS	D	0.25%
NOVT	C	0.25%
YELP	F	0.25%
SUM	D	0.24%
CARG	B	0.24%
DIOD	F	0.24%
LIVN	D	0.24%
FWRD	D	0.23%
RUSHA	C	0.23%
FUL	C	0.23%
OPEN	D	0.22%
AGYS	C	0.22%
ICFI	B	0.21%
PDCO	F	0.21%
RPD	F	0.21%
IMAX	B	0.2%
FCPT	A	0.2%
HTLF	B	0.2%
CVCO	B	0.2%
DVAX	C	0.2%
ROAD	C	0.2%
SHOO	C	0.19%
SEM	D	0.19%
PLXS	B	0.19%
SKY	B	0.19%
LCII	B	0.19%
ACMR	F	0.19%
VCYT	B	0.19%
VC	F	0.19%
WDFC	A	0.19%
DRH	D	0.18%
CBZ	D	0.18%
FELE	D	0.18%
BLKB	B	0.18%
FRME	C	0.17%
PRVA	D	0.17%
EVTC	D	0.17%
AGM	D	0.17%
VBTX	B	0.17%
VCEL	C	0.17%
PBH	A	0.17%
SSTK	F	0.17%
ACAD	F	0.16%
OSIS	C	0.16%
LOB	B	0.16%
VECO	F	0.16%
CRC	D	0.16%
BLMN	F	0.15%
EFSC	B	0.15%
BCPC	C	0.15%
PRFT	A	0.15%
ESRT	B	0.15%
HPP	D	0.15%
SJW	A	0.15%
VRTS	D	0.15%
GPOR	D	0.14%
PWSC	A	0.14%
ROCK	D	0.14%
ROG	F	0.14%
ESE	C	0.14%
GOLF	C	0.14%
FBK	B	0.13%
MYRG	F	0.13%
CCS	B	0.13%
SMPL	D	0.13%
KWR	D	0.13%
SPNT	B	0.13%
CXM	F	0.13%
JACK	F	0.13%
SXI	C	0.12%
JOE	C	0.12%
MGRC	D	0.12%
MCB	B	0.11%
ARDX	D	0.11%
ALG	D	0.11%
AAT	B	0.11%
LMB	B	0.11%
LANC	D	0.11%
KREF	A	0.1%
LZB	C	0.1%
MBIN	C	0.1%
OXM	F	0.1%
WOR	F	0.1%
IAS	C	0.1%
CVI	F	0.1%
AMRX	A	0.1%
FOXF	F	0.1%
PATK	B	0.1%
OCFC	B	0.09%
DGII	B	0.09%
KFRC	D	0.09%
BZH	B	0.09%
CMRE	D	0.09%
IPAR	D	0.09%
HELE	D	0.09%
ENR	B	0.09%
WRLD	D	0.09%
NXRT	B	0.08%
IOSP	D	0.08%
CSTM	D	0.08%
NIC	B	0.08%
PEBO	C	0.08%
IMMR	D	0.08%
MLAB	B	0.08%
UNIT	A	0.08%
PETQ	A	0.08%
MTRN	D	0.08%
TCBK	C	0.08%
GEF	D	0.08%
IRWD	F	0.08%
DFH	C	0.08%
PSMT	B	0.08%
NABL	D	0.08%
HFWA	B	0.08%
LILAK	D	0.08%
GNE	C	0.08%
PARR	F	0.08%
AMAL	B	0.08%
CPF	B	0.08%
NVEC	D	0.07%
ENFN	D	0.07%
PFC	B	0.07%
OSBC	B	0.07%
JELD	F	0.07%
CDRE	D	0.07%
LGF.A	F	0.07%
CNOB	B	0.07%
NGVT	F	0.07%
BLX	A	0.07%
QCRH	B	0.07%
WINA	D	0.07%
GSAT	C	0.07%
GDYN	B	0.07%
ZIP	C	0.06%
USPH	D	0.06%
BBW	A	0.06%
OEC	F	0.06%
BBSI	C	0.06%
WEAV	C	0.06%
IBCP	B	0.06%
CSR	B	0.06%
FOR	D	0.06%
TRNS	D	0.06%
BY	C	0.06%
PUBM	F	0.06%
LFST	A	0.06%
AMK	B	0.06%
NAT	D	0.06%
FA	B	0.06%
WSR	D	0.05%
KOP	D	0.05%
XPEL	C	0.05%
AHH	B	0.05%
CRSR	F	0.05%
IIIN	D	0.05%
SB	D	0.05%
KE	F	0.05%
MBWM	C	0.05%
EGHT	F	0.05%
UVV	B	0.05%
VMEO	B	0.05%
CENTA	D	0.05%
JBSS	D	0.04%
PAHC	B	0.04%
VREX	F	0.04%
GMRE	D	0.04%
DXPE	B	0.04%
NR	D	0.04%
PNTG	B	0.04%
TPB	A	0.04%
TH	C	0.04%
ASIX	B	0.04%
QTRX	F	0.04%
MDXG	F	0.04%
MCRI	A	0.04%
SVC	D	0.04%
ARCT	F	0.04%
TTGT	F	0.04%
MBUU	C	0.04%
GTN	F	0.04%
UHT	A	0.03%
DH	F	0.03%
JAKK	C	0.03%
CRCT	D	0.03%
HCAT	C	0.03%
CENT	D	0.03%
ALX	B	0.03%
LYTS	B	0.03%
LILA	D	0.03%
CHUY	A	0.03%
PTVE	D	0.03%
OSUR	F	0.03%
XPOF	F	0.03%
SLP	F	0.03%
IDT	B	0.03%
LQDA	F	0.03%
NRC	F	0.02%
LSEA	B	0.02%
MCFT	F	0.02%
REX	F	0.02%
ZYXI	F	0.02%
TK	D	0.02%
HSTM	C	0.02%
ZEUS	F	0.02%
GRNT	D	0.02%
PANL	F	0.02%
PLPC	F	0.02%
ADV	B	0.02%
CBL	B	0.02%
SPOK	D	0.02%
XERS	B	0.02%
ACEL	B	0.02%
EPM	F	0.01%
MNTK	F	0.01%
ACCD	D	0.01%
VRA	F	0.01%
MGNX	F	0.01%
HNRG	F	0.01%
SMLR	F	0.01%
ORGO	D	0.01%
EYPT	F	0.0%

PSC Underweight 118 Positions Relative to AFSM

Symbol	Grade	Weight
ANF	D	-0.91%
SKYW	D	-0.89%
MTG	B	-0.81%
RDN	B	-0.81%
EME	C	-0.64%
ZETA	B	-0.63%
NHI	A	-0.62%
MCY	B	-0.62%
AROC	D	-0.6%
GMED	C	-0.59%
SLG	B	-0.58%
SUPN	B	-0.58%
MUSA	B	-0.56%
HSII	B	-0.56%
PRK	B	-0.56%
CAL	B	-0.55%
VRNT	F	-0.54%
APPF	D	-0.53%
REZI	D	-0.52%
EVER	D	-0.51%
HRB	B	-0.5%
PI	C	-0.46%
PINC	A	-0.45%
YMAB	B	-0.43%
TMDX	C	-0.43%
YOU	B	-0.43%
M	F	-0.41%
BPMC	F	-0.37%
ODP	F	-0.36%
TWI	D	-0.36%
HIW	B	-0.36%
SCS	C	-0.35%
CVNA	C	-0.35%
LOPE	D	-0.33%
TRMK	B	-0.31%
CASH	A	-0.31%
MEDP	D	-0.3%
DXC	A	-0.3%
TILE	B	-0.3%
PFS	B	-0.3%
NUS	F	-0.29%
GEO	D	-0.29%
HIMS	F	-0.29%
CUZ	A	-0.29%
PHIN	B	-0.28%
PRMW	A	-0.28%
THFF	B	-0.28%
DNOW	D	-0.28%
HUBG	B	-0.28%
SIGA	D	-0.28%
CNK	A	-0.28%
BKU	B	-0.27%
GNK	D	-0.27%
CMPR	B	-0.27%
SBRA	A	-0.27%
AZZ	C	-0.27%
ABG	D	-0.26%
VIRT	A	-0.26%
BHE	C	-0.26%
VNDA	D	-0.25%
MRVI	A	-0.25%
KN	D	-0.24%
CRDO	C	-0.24%
NTCT	C	-0.24%
IMKTA	D	-0.24%
PRM	B	-0.23%
KELYA	D	-0.23%
SBH	B	-0.23%
NAVI	C	-0.22%
PK	D	-0.22%
XRX	D	-0.22%
HY	F	-0.21%
GOGL	D	-0.21%
BLFS	B	-0.21%
PIPR	B	-0.21%
INTA	B	-0.21%
SD	D	-0.2%
UCTT	F	-0.2%
ADNT	F	-0.2%
AXSM	A	-0.19%
KRC	B	-0.19%
MOV	F	-0.18%
NVST	C	-0.17%
CLW	F	-0.16%
BRC	B	-0.16%
SGBX	F	-0.16%
TPC	C	-0.15%
OSCR	B	-0.15%
AGX	A	-0.14%
MAX	B	-0.14%
TGTX	B	-0.14%
CSGS	C	-0.13%
CGEM	B	-0.13%
HROW	B	-0.13%
AYI	C	-0.12%
TARS	B	-0.12%
ALKT	C	-0.12%
EIG	B	-0.12%
MLKN	D	-0.1%
KRYS	D	-0.09%
OMI	C	-0.08%
KSS	F	-0.07%
VSTO	C	-0.06%
JWN	A	-0.06%
HE	F	-0.05%
ATEN	D	-0.05%
SWX	D	-0.05%
GRND	C	-0.05%
APAM	D	-0.05%
FORM	F	-0.05%
PHR	B	-0.05%
EMBC	B	-0.04%
TDC	F	-0.04%
SEMR	D	-0.04%
JBI	F	-0.04%
SWI	B	-0.03%
MAIN	D	-0.0%
EPAC	C	-0.0%