HSMV vs. SLYG ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to SPDR S&P 600 Small Cap Growth ETF (based on S&P SmallCap 600 Growth Index) (SLYG)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$35.23

Average Daily Volume

1,255

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

SLYG

SPDR S&P 600 Small Cap Growth ETF (based on S&P SmallCap 600 Growth Index)

SLYG Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of small capitalization exchange traded U.S. equity securities exhibiting "growth" characteristics. In seeking to track the performance of the S&P SmallCap 600 Growth Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the small-capitalization growth sector in the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$87.34

Average Daily Volume

142,639

Number of Holdings ^*

334

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	SLYG
30 Days	2.92%	1.88%
60 Days	6.22%	1.87%
90 Days	6.22%	2.36%
12 Months	16.36%	16.29%

36 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in SLYG	Overlap
AGO	D	0.47%	0.39%	0.39%
AIN	D	0.54%	0.22%	0.22%
AIR	D	0.33%	0.24%	0.24%
AWR	B	0.53%	0.25%	0.25%
BCPC	C	0.58%	0.5%	0.5%
CCOI	A	0.3%	0.46%	0.3%
CPK	A	0.64%	0.18%	0.18%
CTRE	A	0.56%	0.42%	0.42%
CWT	B	0.53%	0.2%	0.2%
EFC	B	0.53%	0.17%	0.17%
ENR	B	0.43%	0.15%	0.15%
ENSG	B	0.59%	1.33%	0.59%
EPRT	A	0.56%	0.45%	0.45%
EVTC	D	0.4%	0.34%	0.34%
FCPT	A	0.55%	0.18%	0.18%
FELE	D	0.46%	0.64%	0.46%
FSS	D	0.52%	0.9%	0.52%
IDCC	B	0.72%	0.54%	0.54%
INVA	B	0.58%	0.08%	0.08%
IOSP	D	0.44%	0.28%	0.28%
JJSF	C	0.57%	0.41%	0.41%
KFY	C	0.55%	0.35%	0.35%
MCRI	A	0.51%	0.15%	0.15%
MOG.A	C	0.5%	0.88%	0.5%
MSGS	B	0.51%	0.54%	0.51%
NMIH	B	0.6%	0.33%	0.33%
NSIT	C	0.54%	0.61%	0.54%
PBH	A	0.48%	0.28%	0.28%
PECO	A	0.53%	0.36%	0.36%
PLXS	B	0.65%	0.24%	0.24%
PRGS	B	0.54%	0.39%	0.39%
PZZA	C	0.21%	0.11%	0.11%
RDN	B	0.55%	0.47%	0.47%
TNC	D	0.43%	0.29%	0.29%
UNF	C	0.54%	0.18%	0.18%
VRRM	D	0.52%	0.72%	0.52%

HSMV Overweight 160 Positions Relative to SLYG

Symbol	Grade	Weight
CUBE	A	0.73%
CVLT	B	0.72%
LXP	B	0.72%
UTHR	B	0.7%
EVR	B	0.68%
GMED	C	0.65%
SFM	B	0.63%
HRB	B	0.63%
JEF	B	0.63%
FAF	A	0.61%
OHI	A	0.6%
CNO	B	0.6%
LFUS	C	0.6%
G	B	0.59%
ADC	A	0.59%
BRX	A	0.58%
CLH	C	0.58%
NYT	C	0.58%
FR	B	0.57%
EXP	B	0.57%
MTG	B	0.57%
ACHC	B	0.57%
CW	B	0.57%
DTM	B	0.57%
TTEK	B	0.57%
ORI	B	0.56%
GLPI	A	0.56%
MUSA	B	0.56%
EME	C	0.56%
PRI	B	0.56%
EXEL	B	0.55%
BJ	D	0.55%
INGR	A	0.55%
JHG	B	0.55%
COOP	B	0.55%
ELS	A	0.55%
ESNT	B	0.55%
CSL	C	0.55%
CACI	B	0.55%
SBRA	A	0.55%
SWX	D	0.54%
NNN	A	0.54%
MAT	C	0.54%
LII	C	0.54%
STAG	B	0.54%
FNF	B	0.54%
EGP	B	0.54%
ROIC	B	0.54%
NBIX	D	0.53%
OGE	B	0.53%
MMS	C	0.53%
RGA	B	0.53%
EPR	B	0.53%
USFD	B	0.53%
PNM	A	0.52%
NFG	B	0.52%
GATX	C	0.52%
MTN	C	0.52%
CASY	C	0.52%
LOPE	D	0.51%
SF	C	0.51%
PFGC	B	0.51%
SLGN	B	0.51%
AVT	C	0.51%
AMG	C	0.51%
EHC	B	0.51%
REXR	B	0.51%
POR	B	0.51%
THG	A	0.51%
AVA	B	0.5%
ALE	A	0.5%
RPM	A	0.5%
SR	B	0.5%
RNR	A	0.5%
BKH	A	0.5%
EPC	C	0.5%
IDA	A	0.5%
CHH	C	0.5%
CBSH	B	0.5%
MIDD	D	0.5%
RLI	B	0.5%
SCI	B	0.5%
KEX	D	0.5%
AMH	A	0.5%
POST	B	0.5%
KBR	C	0.49%
ARW	B	0.49%
WU	C	0.49%
FLS	C	0.49%
NJR	A	0.49%
PCH	C	0.49%
WERN	D	0.49%
TXRH	D	0.49%
BWXT	C	0.49%
OGS	B	0.49%
WTRG	D	0.49%
GPK	B	0.49%
ACM	B	0.49%
NWE	A	0.49%
WPC	A	0.49%
KNX	D	0.48%
FNB	C	0.48%
COLM	B	0.48%
CHE	C	0.48%
FHI	B	0.48%
AFG	A	0.48%
ATR	A	0.48%
AM	C	0.48%
WH	A	0.48%
ITT	C	0.48%
GGG	D	0.47%
VOYA	B	0.47%
MDU	D	0.47%
SNX	D	0.47%
SEIC	D	0.47%
LSTR	D	0.47%
LANC	D	0.47%
RYN	B	0.47%
DCI	C	0.46%
SAIC	B	0.46%
R	C	0.46%
VVV	D	0.46%
MAN	D	0.45%
RS	D	0.45%
CRUS	C	0.45%
SON	A	0.45%
WTS	D	0.45%
LAMR	B	0.45%
CHDN	D	0.44%
CRI	C	0.44%
ASH	D	0.44%
MSA	D	0.44%
OSK	D	0.43%
NVT	F	0.43%
RGLD	C	0.43%
FLO	A	0.43%
HXL	F	0.43%
AGCO	F	0.42%
SIGI	D	0.42%
DLB	F	0.42%
MSM	D	0.41%
JAZZ	D	0.41%
GNTX	D	0.41%
NSA	A	0.4%
LECO	F	0.4%
PB	B	0.4%
WEN	C	0.39%
ALV	D	0.39%
VNT	F	0.39%
ABM	C	0.36%
ENOV	D	0.36%
IRT	B	0.36%
ONB	C	0.33%
EXPO	B	0.32%
ORA	C	0.32%
FCN	C	0.3%
BLKB	B	0.3%
GO	F	0.27%
PDCO	F	0.24%
LEG	D	0.2%

HSMV Underweight 298 Positions Relative to SLYG

Symbol	Grade	Weight
FN	C	-1.37%
MLI	B	-1.28%
ATI	C	-1.24%
SPSC	D	-1.15%
MTH	B	-1.12%
CRS	B	-1.11%
GKOS	B	-1.05%
BMI	C	-0.95%
AVAV	B	-0.89%
AWI	C	-0.86%
BCC	C	-0.83%
SM	D	-0.82%
IBP	D	-0.81%
GPI	B	-0.77%
MATX	C	-0.74%
MGY	D	-0.72%
MARA	F	-0.71%
RDNT	B	-0.69%
MHO	B	-0.69%
ITGR	A	-0.68%
TDW	F	-0.67%
BOOT	B	-0.63%
FORM	F	-0.59%
AEO	D	-0.59%
KTB	B	-0.58%
FTDR	B	-0.58%
SHAK	C	-0.58%
SIG	F	-0.58%
NOG	D	-0.57%
OTTR	D	-0.55%
FBP	B	-0.55%
ACLS	F	-0.55%
WDFC	A	-0.55%
GMS	D	-0.54%
MMSI	A	-0.52%
SKT	A	-0.52%
ACIW	B	-0.52%
CRC	D	-0.52%
APLE	F	-0.51%
LRN	B	-0.51%
KRYS	D	-0.5%
HCC	F	-0.5%
CVCO	B	-0.5%
LBRT	D	-0.49%
ALKS	B	-0.48%
ESE	C	-0.48%
SHOO	C	-0.48%
ALRM	F	-0.47%
AROC	D	-0.47%
CALM	B	-0.46%
BOX	A	-0.45%
CRVL	B	-0.45%
CNK	A	-0.45%
ATGE	C	-0.44%
OII	C	-0.43%
AMR	F	-0.43%
DV	F	-0.43%
CEIX	D	-0.42%
TBBK	B	-0.42%
PATK	B	-0.42%
ACA	D	-0.41%
MC	B	-0.4%
TPH	B	-0.4%
AZZ	C	-0.39%
PLMR	B	-0.39%
ARCB	F	-0.39%
VCEL	C	-0.39%
MTRN	D	-0.38%
UFPT	B	-0.38%
WHD	C	-0.38%
ABG	D	-0.38%
AEIS	D	-0.38%
OSIS	C	-0.37%
YELP	F	-0.37%
HWKN	B	-0.37%
CARG	B	-0.36%
AGYS	C	-0.36%
FUL	C	-0.36%
ITRI	D	-0.36%
IPAR	D	-0.36%
AX	C	-0.35%
CNMD	C	-0.35%
CPRX	B	-0.35%
BRC	B	-0.34%
DORM	B	-0.34%
BGC	B	-0.34%
JOE	C	-0.33%
GSHD	A	-0.33%
CORT	B	-0.33%
SXI	C	-0.33%
ROCK	D	-0.33%
SHO	D	-0.33%
OFG	B	-0.33%
ASTH	B	-0.32%
SEE	D	-0.32%
PIPR	B	-0.32%
URBN	D	-0.32%
PRVA	D	-0.32%
NEO	B	-0.32%
DIOD	F	-0.31%
GRBK	B	-0.31%
PRG	B	-0.31%
VECO	F	-0.31%
LCII	B	-0.3%
IIPR	B	-0.3%
ALG	D	-0.3%
AMPH	C	-0.29%
SFBS	B	-0.29%
LMAT	B	-0.28%
SMPL	D	-0.28%
DRH	D	-0.28%
BL	D	-0.27%
MGEE	B	-0.27%
RAMP	F	-0.27%
HP	F	-0.27%
CASH	A	-0.27%
PTGX	B	-0.27%
GFF	D	-0.26%
SKYW	D	-0.26%
DFIN	B	-0.26%
ARCH	F	-0.26%
MYRG	F	-0.26%
JBT	F	-0.26%
GVA	B	-0.26%
TRIP	F	-0.25%
APAM	D	-0.25%
HLX	D	-0.25%
PRFT	A	-0.25%
KLIC	F	-0.24%
RXO	D	-0.24%
POWL	C	-0.24%
PJT	C	-0.24%
PLUS	B	-0.24%
PTEN	F	-0.24%
WD	B	-0.24%
RUSHA	C	-0.23%
DVAX	C	-0.23%
CCS	B	-0.23%
SITM	C	-0.23%
UE	B	-0.23%
WSFS	C	-0.23%
CUBI	F	-0.23%
IAC	C	-0.23%
EPAC	C	-0.23%
CATY	B	-0.23%
NPO	D	-0.23%
HNI	B	-0.23%
SPNT	B	-0.22%
SXT	C	-0.22%
EAT	B	-0.21%
TRN	C	-0.21%
SMTC	B	-0.2%
NARI	D	-0.2%
OXM	F	-0.2%
GTES	C	-0.2%
MYGN	B	-0.2%
TNDM	B	-0.2%
ENV	B	-0.2%
LGIH	C	-0.2%
LPG	F	-0.2%
KWR	D	-0.19%
EXTR	C	-0.19%
MTX	D	-0.19%
COLL	B	-0.19%
CNS	B	-0.18%
PLAB	F	-0.18%
ARLO	F	-0.18%
TDS	B	-0.18%
PARR	F	-0.18%
ROG	F	-0.18%
CALX	D	-0.17%
AMN	F	-0.17%
CARS	D	-0.17%
DOCN	B	-0.17%
BTU	D	-0.17%
AL	D	-0.16%
PLAY	F	-0.16%
PFBC	C	-0.16%
PRK	B	-0.16%
OUT	B	-0.16%
CHCO	B	-0.16%
BOH	B	-0.16%
WOR	F	-0.15%
JACK	F	-0.15%
PDFS	D	-0.15%
ANIP	D	-0.15%
WGO	D	-0.15%
VSTS	C	-0.15%
BANF	B	-0.15%
ADUS	B	-0.15%
STAA	F	-0.15%
RWT	B	-0.15%
ARI	C	-0.14%
VRTS	D	-0.14%
VGR	B	-0.14%
EXPI	F	-0.14%
HLIT	B	-0.14%
XPEL	C	-0.14%
LZB	C	-0.14%
TRUP	B	-0.13%
LKFN	B	-0.13%
PRDO	D	-0.13%
CTS	D	-0.13%
WABC	C	-0.13%
CAKE	C	-0.13%
XHR	D	-0.13%
NX	D	-0.13%
STEP	B	-0.13%
STBA	B	-0.13%
NHC	B	-0.13%
ANDE	D	-0.13%
STRA	D	-0.13%
SHEN	F	-0.12%
CERT	F	-0.12%
SUPN	B	-0.12%
BKE	B	-0.12%
AMWD	D	-0.12%
FCF	B	-0.12%
MGPI	B	-0.12%
REX	F	-0.11%
KN	D	-0.11%
HCI	A	-0.11%
USPH	D	-0.11%
MXL	F	-0.11%
VVI	D	-0.11%
THRM	D	-0.11%
SJW	A	-0.11%
BLMN	F	-0.11%
WS	D	-0.11%
SDGR	F	-0.1%
FOXF	F	-0.1%
APOG	C	-0.1%
LNN	D	-0.1%
CSGS	C	-0.1%
LTC	A	-0.1%
GTY	B	-0.1%
XNCR	F	-0.09%
GES	F	-0.09%
BLFS	B	-0.09%
BHLB	B	-0.09%
NABL	D	-0.09%
FIZZ	D	-0.09%
SABR	F	-0.09%
HRMY	B	-0.08%
MATW	F	-0.08%
PRLB	F	-0.08%
MSEX	B	-0.08%
COHU	F	-0.08%
CRK	D	-0.08%
AMBC	F	-0.08%
UNIT	A	-0.08%
RES	F	-0.08%
SEDG	F	-0.08%
HAYN	A	-0.07%
GDEN	C	-0.07%
BSIG	C	-0.07%
SSTK	F	-0.07%
SGH	F	-0.07%
JBSS	D	-0.07%
ATEN	D	-0.07%
KOP	D	-0.07%
UTL	B	-0.07%
VICR	D	-0.07%
MRTN	D	-0.07%
LQDT	C	-0.07%
CHUY	A	-0.06%
HSTM	C	-0.06%
MTUS	F	-0.06%
INN	B	-0.06%
WRLD	D	-0.06%
RCUS	C	-0.06%
TTGT	F	-0.06%
CLB	F	-0.06%
SBSI	B	-0.06%
MMI	B	-0.06%
CVI	F	-0.06%
AMSF	B	-0.06%
IRWD	F	-0.06%
IIIN	D	-0.06%
SWI	B	-0.05%
ETH	F	-0.05%
TR	A	-0.05%
WSR	D	-0.05%
HTLD	D	-0.05%
SLP	F	-0.05%
AHH	B	-0.05%
RGNX	F	-0.04%
CEVA	B	-0.04%
MCW	F	-0.04%
BFS	B	-0.04%
UHT	A	-0.04%
MYE	D	-0.04%
CHCT	F	-0.03%
SNCY	D	-0.03%
NPK	D	-0.03%
ZEUS	F	-0.03%
DIN	F	-0.03%
GOGO	D	-0.03%