FYT vs. QABA ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to First Trust NASDAQ ABA Community Bank Index Fund (QABA)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$57.40

Average Daily Volume

10,681

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$60.08

Average Daily Volume

14,613

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

Performance

Period	FYT	QABA
30 Days	2.45%	8.76%
60 Days	3.58%	11.73%
90 Days	5.72%	17.42%
12 Months	20.11%	41.42%

32 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in QABA	Overlap
BANR	B	0.44%	1.23%	0.44%
BUSE	B	0.37%	0.74%	0.37%
CASH	B	0.44%	0.97%	0.44%
CATY	B	0.43%	1.82%	0.43%
CVBF	B	0.46%	1.54%	0.46%
EFSC	B	0.41%	1.08%	0.41%
FBNC	B	0.27%	0.94%	0.27%
FFBC	B	0.56%	1.35%	0.56%
FHB	B	0.29%	1.7%	0.29%
FIBK	B	0.39%	1.7%	0.39%
FRME	B	0.42%	1.24%	0.42%
FULT	B	0.42%	1.86%	0.42%
HOPE	B	0.39%	0.8%	0.39%
INDB	B	0.59%	1.49%	0.59%
NBTB	B	0.13%	1.14%	0.13%
NWBI	B	0.27%	0.91%	0.27%
PEBO	B	0.58%	0.61%	0.58%
PFBC	B	0.42%	0.62%	0.42%
PPBI	B	0.13%	1.3%	0.13%
SASR	B	0.44%	0.84%	0.44%
SBCF	B	0.27%	1.23%	0.27%
SFNC	B	0.41%	1.5%	0.41%
SRCE	B	0.39%	0.78%	0.39%
STBA	B	0.25%	0.79%	0.25%
TCBI	B	0.15%	2.0%	0.15%
TCBK	B	0.4%	0.77%	0.4%
TOWN	B	0.26%	1.29%	0.26%
TRMK	B	0.59%	1.14%	0.59%
VBTX	B	0.4%	0.78%	0.4%
WAFD	B	0.26%	1.46%	0.26%
WSBC	B	0.43%	1.17%	0.43%
WSFS	B	0.41%	1.66%	0.41%

FYT Overweight 224 Positions Relative to QABA

Symbol	Grade	Weight
CXW	B	1.03%
RIOT	C	0.98%
BMBL	C	0.79%
GBX	B	0.79%
HTZ	C	0.76%
BFH	B	0.73%
JBT	A	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
CUBI	C	0.72%
VTLE	C	0.71%
CABO	C	0.71%
TGNA	B	0.7%
TALO	C	0.69%
DNOW	B	0.69%
ULH	B	0.69%
PINC	B	0.69%
KMT	C	0.68%
EIG	B	0.68%
GEF	B	0.66%
GPOR	A	0.65%
HELE	C	0.65%
PK	D	0.64%
APLE	B	0.64%
RLJ	C	0.64%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
REZI	A	0.62%
GIII	D	0.62%
VAC	C	0.62%
WS	B	0.62%
BTU	C	0.62%
KOS	D	0.62%
CRGY	A	0.62%
SPNT	A	0.62%
PARR	F	0.61%
PLAB	D	0.61%
INVA	C	0.61%
UVV	B	0.61%
SHO	D	0.6%
AVA	C	0.59%
EPC	F	0.59%
VC	F	0.59%
IMKTA	C	0.59%
ZD	B	0.58%
PRDO	B	0.58%
RES	F	0.57%
BY	B	0.57%
GHC	B	0.56%
FOR	F	0.56%
CAL	F	0.56%
WKC	D	0.55%
USM	B	0.55%
PHIN	B	0.55%
EBC	B	0.55%
KSS	F	0.54%
SAH	B	0.54%
DBRG	F	0.54%
WMK	B	0.53%
VSH	F	0.52%
MRC	B	0.52%
CCS	F	0.52%
SEB	F	0.52%
HOV	D	0.51%
DRH	B	0.51%
CMCO	C	0.51%
AMWD	C	0.51%
GES	F	0.51%
SBH	B	0.5%
GEO	A	0.5%
CVI	D	0.5%
SCSC	B	0.5%
VSCO	A	0.5%
EQC	A	0.49%
NWN	A	0.49%
LZB	B	0.49%
BV	C	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	F	0.48%
PRG	C	0.48%
NWE	C	0.47%
ABR	B	0.47%
OEC	C	0.47%
MLKN	F	0.47%
ANDE	F	0.46%
VSTS	F	0.46%
HIW	D	0.46%
BNL	D	0.44%
PDCO	F	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
CRK	A	0.43%
HY	D	0.41%
RNST	B	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKE	B	0.4%
BKU	A	0.4%
KALU	C	0.4%
SNDR	B	0.39%
ALG	C	0.39%
DAN	F	0.39%
FCF	B	0.39%
HUBG	A	0.39%
NX	C	0.39%
XRX	F	0.39%
WGO	D	0.38%
MCRI	A	0.38%
PTVE	B	0.38%
XHR	B	0.37%
ARCB	C	0.37%
MODG	F	0.37%
WERN	B	0.37%
UNF	B	0.36%
KLG	D	0.36%
IPGP	D	0.36%
MRTN	C	0.35%
SPB	C	0.35%
LILAK	F	0.33%
SJW	F	0.33%
PEB	F	0.33%
VSAT	F	0.32%
SSTK	F	0.32%
LGIH	F	0.32%
TTMI	B	0.32%
LC	B	0.32%
CAR	C	0.3%
GRBK	D	0.3%
ASB	B	0.3%
SCVL	F	0.3%
NIC	B	0.29%
SNEX	B	0.29%
HMN	B	0.29%
CRI	F	0.29%
AMN	F	0.28%
FHI	B	0.28%
PBH	A	0.28%
OMI	F	0.28%
KAR	A	0.28%
DFH	F	0.28%
GOGO	C	0.27%
CSGS	B	0.27%
ABM	B	0.26%
MTX	C	0.26%
ENOV	C	0.26%
HLF	C	0.26%
IOSP	C	0.26%
BHE	B	0.26%
HTH	B	0.25%
DK	D	0.25%
ROCK	D	0.25%
GO	C	0.25%
SYNA	D	0.24%
OFG	B	0.24%
SCL	D	0.24%
CXT	C	0.24%
ARI	C	0.24%
ALEX	B	0.24%
LNN	B	0.24%
KWR	D	0.24%
DFIN	D	0.23%
DEA	D	0.23%
SHEN	F	0.23%
THRM	F	0.23%
YETI	D	0.23%
LCII	D	0.23%
PSMT	D	0.23%
ROG	D	0.22%
PATK	D	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.19%
MYRG	C	0.18%
UPWK	C	0.17%
MCW	C	0.15%
MGPI	F	0.15%
FDP	B	0.14%
BHF	C	0.14%
BHLB	B	0.14%
PFS	B	0.14%
CBU	B	0.14%
FBK	B	0.14%
MTRN	C	0.13%
XPEL	C	0.13%
DEI	B	0.13%
HLIO	C	0.13%
GNW	A	0.13%
IVT	A	0.13%
CVCO	A	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NVEE	F	0.12%
KFRC	D	0.12%
NNI	D	0.12%
STC	B	0.12%
NMRK	B	0.12%
CNMD	C	0.12%
OI	D	0.12%
MSEX	B	0.12%
UPBD	C	0.12%
EVTC	B	0.12%
PGRE	D	0.12%
AIR	B	0.12%
HAYW	B	0.12%
SAFT	B	0.12%
JBGS	F	0.11%
OXM	F	0.11%
CWEN	C	0.11%
SHOO	D	0.11%
AIN	C	0.11%
MSGE	F	0.11%
LXP	D	0.11%
RC	D	0.11%
CMTG	D	0.11%
SHLS	F	0.11%
CNXN	D	0.11%
CC	D	0.11%
BLMN	F	0.1%
PLUS	F	0.1%
GIC	F	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 89 Positions Relative to QABA

Symbol	Grade	Weight
CBSH	A	-4.51%
WTFC	B	-4.24%
UMBF	B	-2.92%
FFIN	B	-2.88%
UBSI	B	-2.79%
OZK	B	-2.64%
HWC	B	-2.5%
IBOC	B	-2.18%
BANF	B	-1.98%
TFSL	A	-1.97%
TBBK	B	-1.29%
TFIN	B	-1.15%
SYBT	B	-1.07%
CLBK	C	-0.95%
CHCO	B	-0.94%
LKFN	B	-0.92%
MBIN	F	-0.9%
QCRH	B	-0.75%
WABC	B	-0.74%
GABC	B	-0.66%
RBCAA	B	-0.65%
DCOM	A	-0.65%
OCFC	B	-0.58%
BRKL	B	-0.55%
AMAL	B	-0.54%
CNOB	B	-0.52%
CTBI	B	-0.52%
BHRB	B	-0.51%
BFC	B	-0.5%
PFC	B	-0.49%
CCB	A	-0.48%
FMBH	B	-0.48%
HFWA	B	-0.44%
CFFN	B	-0.44%
UVSP	B	-0.44%
EGBN	B	-0.42%
OSBC	B	-0.41%
FCBC	B	-0.41%
BFST	B	-0.41%
CFB	C	-0.41%
IBCP	B	-0.39%
MBWM	B	-0.39%
NBN	B	-0.39%
HBNC	B	-0.39%
ORRF	B	-0.38%
SMBC	B	-0.37%
HAFC	B	-0.37%
GSBC	B	-0.36%
CAC	B	-0.34%
TRST	B	-0.34%
FSBC	B	-0.34%
MOFG	B	-0.33%
HTBI	A	-0.32%
CCBG	B	-0.32%
HTBK	B	-0.32%
WASH	B	-0.32%
MPB	B	-0.31%
SPFI	B	-0.31%
PGC	A	-0.31%
HIFS	B	-0.3%
CASS	B	-0.3%
CCNE	B	-0.29%
THFF	B	-0.29%
ESQ	B	-0.29%
MSBI	B	-0.28%
FMNB	B	-0.28%
HONE	B	-0.28%
NFBK	B	-0.28%
BCAL	A	-0.27%
AROW	B	-0.27%
KRNY	B	-0.26%
SHBI	B	-0.26%
FFIC	B	-0.25%
NRIM	A	-0.23%
TCBX	A	-0.23%
RBB	B	-0.22%
CARE	B	-0.22%
BSRR	C	-0.22%
EBTC	B	-0.22%
BMRC	A	-0.21%
NECB	B	-0.2%
BWB	B	-0.2%
FISI	B	-0.2%
NEWT	B	-0.18%
INBK	B	-0.17%
WSBF	B	-0.15%
FRST	B	-0.15%
FLIC	B	-0.15%
SBSI	B	-0.05%