FYC vs. NUSC ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to NuShares ESG Small-Cap ETF (NUSC)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

NUSC

NuShares ESG Small-Cap ETF

NUSC Description

Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG Small-Cap Index.

Grade (RS Rating)

Last Trade

$45.45

Average Daily Volume

80,034

Number of Holdings ^*

480

* may have additional holdings in another (foreign) market

Performance

Period	FYC	NUSC
30 Days	11.90%	7.54%
60 Days	12.40%	6.60%
90 Days	15.20%	6.98%
12 Months	46.68%	29.00%

61 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in NUSC	Overlap
APAM	B	0.13%	0.02%	0.02%
AROC	B	0.27%	0.34%	0.27%
ARQT	C	0.25%	0.1%	0.1%
AZTA	D	0.1%	0.11%	0.1%
BANC	A	0.26%	0.02%	0.02%
BKD	D	0.28%	0.09%	0.09%
BRC	D	0.34%	0.32%	0.32%
BXMT	C	0.11%	0.25%	0.11%
CARS	B	0.13%	0.11%	0.11%
CNK	B	0.68%	0.22%	0.22%
CPK	A	0.24%	0.27%	0.24%
CTS	C	0.13%	0.02%	0.02%
DNLI	D	0.23%	0.12%	0.12%
EAT	A	0.91%	0.31%	0.31%
EPAC	B	0.27%	0.26%	0.26%
ESRT	C	0.33%	0.14%	0.14%
FBP	B	0.47%	0.34%	0.34%
FTDR	A	0.69%	0.42%	0.42%
GERN	D	0.39%	0.14%	0.14%
HLIT	D	0.3%	0.13%	0.13%
HNI	B	0.61%	0.25%	0.25%
HUMA	F	0.21%	0.04%	0.04%
HURN	B	0.39%	0.12%	0.12%
IDCC	A	0.76%	0.45%	0.45%
INTA	A	0.57%	0.13%	0.13%
IRDM	D	0.11%	0.12%	0.11%
JAMF	F	0.1%	0.01%	0.01%
JOE	F	0.1%	0.08%	0.08%
KTOS	B	0.38%	0.05%	0.05%
KW	B	0.23%	0.04%	0.04%
KYMR	D	0.58%	0.09%	0.09%
LRN	A	0.7%	0.4%	0.4%
MGNI	A	0.42%	0.2%	0.2%
MIR	A	0.16%	0.29%	0.16%
MLNK	B	0.13%	0.05%	0.05%
MWA	B	0.54%	0.02%	0.02%
MYGN	F	0.2%	0.07%	0.07%
NEO	C	0.26%	0.13%	0.13%
NMIH	D	0.43%	0.02%	0.02%
NRIX	D	0.42%	0.04%	0.04%
OUT	A	0.48%	0.17%	0.17%
PAR	B	0.16%	0.24%	0.16%
PBI	B	0.61%	0.12%	0.12%
PJT	A	0.71%	0.35%	0.35%
PLAY	D	0.13%	0.13%	0.13%
PLMR	B	0.53%	0.25%	0.25%
POWL	C	0.81%	0.28%	0.28%
PRCT	B	0.64%	0.21%	0.21%
PRGS	A	0.48%	0.2%	0.2%
PRIM	A	0.81%	0.26%	0.26%
RXST	F	0.21%	0.14%	0.14%
SXT	B	0.23%	0.27%	0.23%
TBBK	B	0.6%	0.26%	0.26%
TGI	B	0.16%	0.05%	0.05%
VCTR	B	0.55%	0.26%	0.26%
VECO	F	0.1%	0.06%	0.06%
VITL	D	0.39%	0.08%	0.08%
WDFC	B	0.26%	0.22%	0.22%
WRBY	B	0.31%	0.17%	0.17%
WT	B	0.4%	0.13%	0.13%
XPRO	F	0.09%	0.11%	0.09%

FYC Overweight 179 Positions Relative to NUSC

Symbol	Grade	Weight
RKLB	B	1.06%
PAYO	A	0.82%
TGTX	B	0.79%
IESC	B	0.79%
ROAD	A	0.76%
STRL	B	0.75%
WWW	B	0.75%
TRUP	B	0.74%
QCRH	A	0.73%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
DOCS	C	0.71%
STEP	B	0.69%
USLM	A	0.69%
MCY	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
TRN	C	0.64%
AMRX	C	0.64%
REVG	B	0.63%
SKYW	B	0.62%
PTON	B	0.6%
ADMA	B	0.6%
NHC	C	0.6%
CHEF	A	0.59%
DSGR	D	0.59%
AGIO	C	0.59%
CALM	A	0.58%
HWKN	B	0.58%
SKWD	A	0.58%
SLVM	B	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
NBHC	B	0.55%
PRK	B	0.55%
JANX	C	0.54%
PRM	C	0.54%
CDE	D	0.54%
OSW	A	0.54%
PTGX	C	0.54%
PTCT	B	0.54%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	B	0.51%
NPAB	B	0.49%
CCOI	B	0.49%
LFST	C	0.49%
SMTC	B	0.49%
SABR	C	0.48%
AORT	B	0.48%
YOU	D	0.48%
UFPT	B	0.47%
BCRX	D	0.47%
LITE	B	0.47%
CENX	B	0.46%
VERX	B	0.45%
WTTR	B	0.43%
MBIN	D	0.43%
ASTH	D	0.43%
OSCR	D	0.43%
APOG	B	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	C	0.42%
SHAK	C	0.42%
RNG	B	0.41%
BANF	B	0.41%
GABC	B	0.41%
CIFR	B	0.4%
BGC	C	0.4%
SEMR	B	0.4%
GFF	A	0.39%
OII	B	0.39%
CHCO	B	0.39%
HRMY	D	0.39%
UE	C	0.38%
ESE	B	0.38%
BLBD	D	0.38%
COLL	F	0.37%
AZZ	B	0.36%
KN	B	0.36%
AAT	B	0.36%
OSIS	B	0.35%
AMPH	D	0.33%
ICFI	F	0.33%
DOCN	D	0.33%
IOVA	F	0.32%
PMT	D	0.32%
ADUS	D	0.32%
NHI	D	0.32%
FLNC	C	0.32%
CWT	D	0.32%
ASPN	F	0.32%
NSA	D	0.31%
KNTK	B	0.3%
TWST	D	0.3%
BLFS	C	0.3%
HEES	B	0.29%
LGND	B	0.28%
MGEE	C	0.28%
DRVN	B	0.28%
TNL	A	0.28%
CEIX	A	0.28%
IIPR	D	0.27%
LKFN	B	0.27%
OCUL	D	0.27%
SKT	B	0.26%
SXI	B	0.26%
AGYS	A	0.26%
AGM	C	0.26%
SWI	B	0.25%
MAC	B	0.25%
ANIP	F	0.24%
CDP	C	0.24%
TNDM	F	0.24%
UMH	C	0.24%
IAS	C	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	D	0.23%
JJSF	B	0.23%
CMPR	D	0.23%
SCS	C	0.23%
GTY	B	0.23%
ACVA	B	0.23%
EPR	D	0.22%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
AIV	C	0.22%
ELME	D	0.22%
CDRE	D	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
SOUN	C	0.17%
ARDX	F	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
ACAD	D	0.13%
WABC	B	0.13%
FBRT	C	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	D	0.11%
NSSC	D	0.11%
RRR	D	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
GNL	F	0.1%
CLDX	F	0.09%
RLAY	F	0.09%
LPG	F	0.09%

FYC Underweight 419 Positions Relative to NUSC

Symbol	Grade	Weight
SCI	B	-1.02%
EWBC	A	-1.01%
MUSA	A	-0.93%
NTNX	A	-0.89%
CR	A	-0.82%
HRB	D	-0.78%
CASY	A	-0.76%
LAD	A	-0.75%
JXN	C	-0.74%
CVLT	B	-0.73%
USFD	A	-0.73%
CNM	D	-0.73%
EXLS	B	-0.72%
FTI	A	-0.72%
PCOR	B	-0.71%
KBR	F	-0.69%
FRPT	B	-0.67%
FHN	A	-0.66%
FAF	A	-0.65%
DAR	C	-0.64%
CBSH	A	-0.64%
RGA	A	-0.63%
BMI	B	-0.63%
ESI	A	-0.63%
WAL	B	-0.63%
R	B	-0.62%
RHP	B	-0.62%
FIX	A	-0.6%
MOG.A	B	-0.6%
BERY	B	-0.59%
AMG	B	-0.58%
FMC	D	-0.57%
CHX	C	-0.57%
ARMK	B	-0.57%
MAT	D	-0.56%
BCPC	B	-0.56%
AAON	B	-0.56%
ACIW	B	-0.56%
TRNO	F	-0.56%
MOD	A	-0.55%
SAIA	B	-0.55%
AXTA	A	-0.55%
REXR	F	-0.55%
AGNC	D	-0.54%
BCC	B	-0.54%
FCN	D	-0.54%
PRI	A	-0.54%
CROX	D	-0.53%
LPX	B	-0.51%
ITRI	B	-0.5%
RHI	B	-0.5%
AL	B	-0.5%
VVV	F	-0.49%
FLEX	A	-0.48%
WTM	A	-0.48%
WMS	D	-0.48%
GNRC	B	-0.48%
BFAM	D	-0.47%
WEX	D	-0.47%
CRUS	D	-0.47%
UGI	A	-0.47%
OHI	C	-0.46%
NJR	A	-0.45%
ALKS	B	-0.44%
WBS	A	-0.43%
GPI	A	-0.43%
DLB	B	-0.42%
OGS	A	-0.41%
KRC	C	-0.41%
WFRD	D	-0.41%
SSB	B	-0.4%
PLNT	A	-0.39%
SITE	D	-0.39%
NYT	C	-0.39%
MSA	D	-0.39%
RGLD	C	-0.38%
DXC	B	-0.38%
EGP	F	-0.38%
MTN	C	-0.37%
SNV	B	-0.37%
JLL	D	-0.37%
BLD	D	-0.37%
GME	C	-0.36%
TPR	B	-0.36%
PFSI	D	-0.36%
REZI	A	-0.35%
VLY	B	-0.35%
WD	D	-0.35%
WHD	B	-0.34%
SPSC	C	-0.33%
HOG	D	-0.33%
ONTO	D	-0.33%
THO	B	-0.33%
AVNT	B	-0.32%
HAS	D	-0.32%
OZK	B	-0.32%
BECN	B	-0.32%
STWD	C	-0.32%
PCH	D	-0.32%
NWL	B	-0.32%
ICUI	D	-0.32%
ATKR	C	-0.32%
IVZ	B	-0.31%
LSCC	D	-0.31%
XPO	B	-0.31%
ZION	B	-0.31%
ENSG	D	-0.31%
NOVT	D	-0.3%
HAE	C	-0.3%
HXL	D	-0.29%
AZEK	A	-0.29%
RNA	D	-0.29%
HIMS	B	-0.29%
CRVL	A	-0.28%
EPRT	B	-0.28%
NOV	C	-0.27%
PVH	C	-0.27%
MTX	B	-0.26%
NSIT	F	-0.26%
ENV	B	-0.26%
BLKB	B	-0.26%
KNF	A	-0.26%
TGNA	B	-0.25%
NARI	C	-0.25%
ZD	C	-0.25%
SPB	C	-0.25%
RCM	F	-0.24%
CYTK	F	-0.24%
COMP	B	-0.24%
ASGN	F	-0.24%
FYBR	D	-0.23%
JBT	B	-0.23%
BFH	B	-0.23%
ELAN	D	-0.23%
HWC	B	-0.23%
ADTN	A	-0.22%
CWEN	C	-0.22%
SFM	A	-0.22%
CRNX	C	-0.22%
LUMN	C	-0.21%
OMCL	C	-0.21%
PCVX	D	-0.21%
TNET	D	-0.21%
EVTC	B	-0.21%
EFSC	B	-0.21%
BDC	B	-0.21%
CASH	A	-0.2%
MRCY	B	-0.2%
WCC	B	-0.2%
RYAN	B	-0.2%
VKTX	F	-0.19%
VYX	B	-0.19%
YETI	C	-0.19%
LBPH	A	-0.19%
STC	B	-0.19%
EQC	B	-0.19%
DV	C	-0.18%
LCII	C	-0.18%
HQY	B	-0.18%
WSC	D	-0.18%
GKOS	B	-0.18%
FTRE	D	-0.17%
WGO	C	-0.17%
ITGR	B	-0.17%
CALX	D	-0.17%
VERA	B	-0.17%
SHC	F	-0.17%
VSEC	C	-0.17%
RUN	F	-0.17%
M	D	-0.16%
AYI	B	-0.16%
GBX	A	-0.16%
SWX	B	-0.16%
RDNT	B	-0.16%
HCP	B	-0.16%
SONO	C	-0.16%
GTLB	B	-0.16%
DFIN	D	-0.16%
GAP	C	-0.16%
WHR	B	-0.16%
SCL	C	-0.16%
ANDE	D	-0.15%
ROG	D	-0.15%
MRUS	F	-0.15%
XHR	B	-0.15%
PLUG	F	-0.15%
SLAB	D	-0.15%
INDB	B	-0.15%
UNM	A	-0.15%
DNOW	B	-0.15%
VNT	B	-0.15%
PRG	C	-0.15%
MYRG	B	-0.15%
LEVI	F	-0.15%
HASI	D	-0.15%
AAP	C	-0.15%
JAZZ	B	-0.15%
TMHC	B	-0.15%
CSGS	B	-0.15%
RUSHA	C	-0.14%
TRIP	F	-0.14%
GH	B	-0.14%
SJW	D	-0.14%
HELE	C	-0.14%
IDYA	F	-0.14%
PEB	D	-0.14%
TILE	B	-0.14%
KLIC	B	-0.14%
KTB	B	-0.14%
STBA	B	-0.14%
UNIT	B	-0.13%
ONB	B	-0.13%
LNN	B	-0.13%
CLVT	F	-0.13%
WVE	C	-0.12%
SAVA	D	-0.12%
ESTC	C	-0.12%
EWTX	C	-0.12%
MODG	F	-0.12%
DYN	F	-0.12%
VOYA	B	-0.12%
RXRX	F	-0.12%
TARS	B	-0.12%
QNST	B	-0.11%
LNC	B	-0.11%
CUBE	D	-0.11%
MRC	B	-0.11%
PEBO	A	-0.11%
DGII	B	-0.11%
ARRY	C	-0.11%
ARVN	D	-0.11%
ARI	C	-0.11%
TDC	D	-0.11%
BZH	B	-0.1%
PEN	B	-0.1%
EXPI	C	-0.1%
GBCI	B	-0.1%
JWN	C	-0.1%
AIR	B	-0.1%
CFLT	B	-0.1%
BRKR	D	-0.1%
PYCR	C	-0.1%
IRON	B	-0.1%
ERII	D	-0.1%
CWEN	C	-0.09%
PLYA	B	-0.09%
FA	C	-0.09%
OMI	F	-0.09%
WOLF	F	-0.09%
AMN	F	-0.09%
VVI	C	-0.09%
COUR	F	-0.09%
LFUS	F	-0.09%
ADC	B	-0.09%
PDFS	C	-0.09%
VRDN	D	-0.09%
PNFP	B	-0.08%
PDCO	D	-0.08%
KOP	C	-0.08%
CSTL	D	-0.08%
NVST	B	-0.08%
WNC	C	-0.08%
BHLB	B	-0.08%
NVCR	C	-0.08%
MBUU	C	-0.08%
EYE	C	-0.08%
CRSP	D	-0.08%
MNRO	D	-0.08%
PRA	C	-0.08%
KBH	D	-0.08%
SMP	B	-0.07%
LCID	F	-0.07%
KURA	F	-0.07%
SRRK	B	-0.07%
EMBC	C	-0.07%
SIG	B	-0.07%
COLM	B	-0.07%
CDMO	B	-0.07%
IBCP	B	-0.07%
CECO	A	-0.07%
ESNT	D	-0.06%
CGEM	F	-0.06%
BHE	B	-0.06%
MTG	C	-0.06%
FFBC	A	-0.06%
CWH	B	-0.06%
COGT	D	-0.06%
ABG	B	-0.06%
HZO	D	-0.06%
AMAL	B	-0.06%
HAIN	C	-0.06%
INFN	C	-0.06%
ETNB	C	-0.06%
IART	C	-0.06%
SCHL	D	-0.06%
KREF	D	-0.06%
LPRO	C	-0.06%
VAC	B	-0.06%
RPAY	D	-0.06%
STGW	B	-0.06%
GOGO	C	-0.05%
ELVN	D	-0.05%
FIVE	F	-0.05%
WEAV	B	-0.05%
ETWO	F	-0.05%
LESL	C	-0.05%
EE	A	-0.05%
RCUS	F	-0.05%
SNDX	F	-0.05%
PNTG	D	-0.05%
BHB	B	-0.05%
HPP	F	-0.05%
PAHC	C	-0.05%
VMEO	B	-0.05%
MNMD	C	-0.05%
MCS	B	-0.05%
CTLP	B	-0.05%
THG	A	-0.05%
EYPT	F	-0.05%
AMBC	C	-0.05%
VREX	C	-0.05%
PRTA	F	-0.05%
ADV	D	-0.04%
FNA	C	-0.04%
ALTR	B	-0.04%
XPOF	C	-0.04%
STAA	F	-0.04%
ATR	B	-0.04%
RUSHB	B	-0.04%
WOOF	D	-0.04%
ZEUS	C	-0.04%
CCO	C	-0.04%
NOVA	F	-0.04%
MAX	F	-0.04%
RBBN	C	-0.04%
ARKO	C	-0.04%
CMP	C	-0.04%
PLRX	F	-0.04%
RVNC	F	-0.04%
BOX	B	-0.04%
IMNM	F	-0.04%
XRX	F	-0.04%
ARCT	F	-0.04%
VFC	C	-0.04%
HAFC	A	-0.04%
RDUS	C	-0.04%
KE	C	-0.03%
DMRC	C	-0.03%
AEO	F	-0.03%
OFIX	B	-0.03%
TITN	C	-0.03%
PRAA	C	-0.03%
SR	A	-0.03%
MOV	C	-0.03%
AGCO	D	-0.03%
FUL	F	-0.03%
VERV	F	-0.03%
PACK	B	-0.03%
CADE	B	-0.03%
LAZR	F	-0.03%
TPH	D	-0.03%
DEA	D	-0.03%
PFGC	B	-0.03%
SVRA	D	-0.03%
ZIP	F	-0.03%
MGRC	B	-0.03%
ACA	A	-0.03%
MEI	D	-0.03%
BANR	B	-0.03%
DBX	B	-0.03%
TRDA	B	-0.03%
CCRN	F	-0.03%
NABL	F	-0.03%
TBPH	C	-0.03%
FL	F	-0.03%
ETSY	D	-0.03%
PHAT	F	-0.03%
PRGO	B	-0.03%
CBL	A	-0.03%
GTN	F	-0.03%
CYRX	F	-0.03%
CNMD	C	-0.02%
INFA	D	-0.02%
IMAX	B	-0.02%
TDOC	C	-0.02%
HGV	B	-0.02%
ST	F	-0.02%
EWCZ	F	-0.02%
RAMP	C	-0.02%
SBRA	C	-0.02%
RNST	B	-0.02%
FLGT	F	-0.02%
LILA	D	-0.02%
MTH	D	-0.02%
NNI	D	-0.02%
NBTB	B	-0.02%
UMBF	B	-0.02%
ORI	A	-0.02%
SIGI	C	-0.02%
ALEC	F	-0.02%
ACHC	F	-0.02%
PLOW	D	-0.02%
CWK	B	-0.02%
HBI	B	-0.02%
CRMT	C	-0.02%
PDM	D	-0.02%
FRT	B	-0.02%
AHH	D	-0.02%
SBH	C	-0.02%
FIBK	A	-0.02%
NUVB	C	-0.02%
EB	C	-0.02%
ATEX	D	-0.02%
TMCI	D	-0.02%
ESTA	D	-0.01%
SON	D	-0.01%
AUB	B	-0.01%
LGF.A	C	-0.01%
LYEL	F	-0.01%