FYC vs. NUSC ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to NuShares ESG Small-Cap ETF (NUSC)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.05

Average Daily Volume

22,888

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

NUSC

NuShares ESG Small-Cap ETF

NUSC Description

Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG Small-Cap Index.

Grade (RS Rating)

Last Trade

$42.29

Average Daily Volume

51,048

Number of Holdings ^*

478

* may have additional holdings in another (foreign) market

Performance

Period	FYC	NUSC
30 Days	1.08%	-0.47%
60 Days	8.55%	4.57%
90 Days	11.78%	7.91%
12 Months	34.90%	25.60%

65 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in NUSC	Overlap
ACIW	B	0.72%	0.52%	0.52%
AROC	B	0.57%	0.3%	0.3%
BANC	D	0.13%	0.02%	0.02%
BKD	D	0.55%	0.12%	0.12%
BRC	C	0.52%	0.34%	0.34%
CARS	F	0.38%	0.1%	0.1%
CNK	C	0.73%	0.19%	0.19%
CNMD	D	0.12%	0.02%	0.02%
CRNX	C	0.26%	0.2%	0.2%
DNLI	C	0.14%	0.13%	0.13%
ENV	C	0.33%	0.27%	0.27%
EPAC	C	0.5%	0.23%	0.23%
ESRT	C	0.39%	0.15%	0.15%
ETWO	F	0.22%	0.07%	0.07%
EVTC	D	0.11%	0.21%	0.11%
FA	A	0.28%	0.1%	0.1%
FTDR	C	0.65%	0.38%	0.38%
GBX	C	0.46%	0.12%	0.12%
GERN	D	0.61%	0.17%	0.17%
GH	F	0.26%	0.11%	0.11%
HASI	C	0.39%	0.19%	0.19%
HIMS	B	0.5%	0.26%	0.26%
HURN	D	0.5%	0.11%	0.11%
IDCC	A	0.55%	0.35%	0.35%
INTA	C	0.14%	0.11%	0.11%
ITRI	C	0.61%	0.46%	0.46%
JAMF	F	0.12%	0.02%	0.02%
JOE	D	0.24%	0.1%	0.1%
JWN	D	0.47%	0.1%	0.1%
KTOS	A	0.53%	0.05%	0.05%
KW	B	0.13%	0.04%	0.04%
KYMR	D	0.54%	0.1%	0.1%
LRN	C	0.67%	0.35%	0.35%
MGNI	D	0.34%	0.17%	0.17%
MIR	B	0.34%	0.21%	0.21%
MLNK	F	0.22%	0.05%	0.05%
MRUS	D	0.37%	0.15%	0.15%
MYGN	D	0.49%	0.11%	0.11%
MYRG	F	0.17%	0.11%	0.11%
NABL	F	0.28%	0.04%	0.04%
NARI	F	0.1%	0.21%	0.1%
NEO	F	0.12%	0.12%	0.12%
NOVA	D	0.21%	0.11%	0.11%
OUT	C	0.29%	0.17%	0.17%
PAR	D	0.37%	0.18%	0.18%
PDFS	F	0.29%	0.1%	0.1%
PEB	D	0.22%	0.16%	0.16%
PJT	C	0.7%	0.31%	0.31%
PLAY	D	0.09%	0.11%	0.09%
PLMR	C	0.53%	0.24%	0.24%
POWL	A	0.86%	0.21%	0.21%
PRCT	C	0.74%	0.2%	0.2%
PRGS	B	0.41%	0.2%	0.2%
RAMP	F	0.18%	0.02%	0.02%
RDNT	C	0.67%	0.14%	0.14%
RUN	D	0.17%	0.31%	0.17%
RXST	F	0.46%	0.16%	0.16%
SBRA	C	0.4%	0.02%	0.02%
TBBK	C	0.63%	0.26%	0.26%
TGI	F	0.28%	0.03%	0.03%
TRIP	F	0.19%	0.14%	0.14%
VECO	F	0.33%	0.07%	0.07%
WHD	B	0.63%	0.31%	0.31%
WNC	F	0.1%	0.08%	0.08%
WRBY	C	0.45%	0.14%	0.14%

FYC Overweight 176 Positions Relative to NUSC

Symbol	Grade	Weight
SMMT	D	1.21%
ADMA	C	0.98%
ZETA	B	0.95%
SATS	C	0.89%
ALHC	B	0.83%
CRS	C	0.82%
IESC	B	0.81%
HWKN	A	0.78%
PI	B	0.77%
OSCR	C	0.75%
QTWO	C	0.74%
USLM	C	0.74%
PTGX	C	0.73%
GVA	A	0.72%
ROAD	C	0.71%
SMTC	C	0.7%
STRL	B	0.69%
SGBX	F	0.68%
SPNT	D	0.67%
TDS	B	0.66%
DY	C	0.65%
TRN	C	0.65%
MIRM	D	0.64%
CSWI	B	0.63%
ALKT	D	0.62%
ATGE	D	0.62%
OSW	C	0.61%
CORT	B	0.61%
TMDX	D	0.6%
AGIO	D	0.6%
AZZ	C	0.6%
CEIX	B	0.58%
SKYW	B	0.58%
AMRX	B	0.58%
SLG	C	0.56%
UFPT	D	0.56%
PTCT	C	0.56%
KRYS	D	0.55%
NHI	C	0.55%
COLL	B	0.54%
TWST	D	0.53%
ICFI	C	0.51%
ARDX	D	0.51%
HLX	D	0.51%
SKWD	B	0.51%
MBIN	D	0.5%
LAUR	C	0.5%
LMAT	B	0.5%
GFF	C	0.49%
TNDM	D	0.48%
GRBK	C	0.48%
TPG	B	0.47%
TNL	B	0.47%
AGYS	D	0.47%
PMT	C	0.47%
SPR	D	0.46%
TGLS	A	0.46%
BOWL	F	0.46%
RKLB	B	0.46%
VERX	A	0.46%
SCS	D	0.46%
CRDO	B	0.45%
CAL	F	0.45%
FLNC	C	0.44%
AKR	C	0.43%
RYTM	C	0.42%
CPRX	C	0.42%
CMPR	F	0.42%
DSGR	C	0.42%
CBZ	F	0.41%
SYBT	D	0.41%
BCRX	D	0.41%
IIPR	C	0.41%
INSW	B	0.4%
BANF	D	0.4%
SHAK	C	0.39%
YOU	C	0.39%
CDRE	B	0.38%
LPG	F	0.38%
CARG	C	0.38%
UE	C	0.38%
NSA	C	0.38%
CHCO	D	0.37%
GIII	C	0.37%
ACVA	C	0.37%
NSSC	F	0.36%
AESI	B	0.36%
KNTK	B	0.36%
ALX	C	0.36%
FORM	F	0.35%
DOCS	A	0.35%
LKFN	F	0.35%
JJSF	B	0.35%
OSIS	B	0.35%
SWI	C	0.35%
BROS	F	0.35%
GPOR	B	0.34%
WABC	F	0.34%
AGM	F	0.34%
TNC	F	0.33%
PK	D	0.33%
SABR	B	0.32%
GBDC	B	0.32%
VGR	B	0.32%
SITM	B	0.32%
DFH	C	0.32%
THR	F	0.32%
ANIP	F	0.31%
IOSP	F	0.31%
SMG	A	0.3%
HRMY	D	0.29%
SKT	A	0.28%
ESE	B	0.28%
CTRE	B	0.28%
ENVX	D	0.28%
JBI	F	0.27%
SXI	C	0.26%
IVT	C	0.26%
GIC	D	0.25%
HEES	D	0.25%
AIV	C	0.25%
EXTR	C	0.25%
PRVA	F	0.24%
LADR	D	0.24%
DRH	C	0.24%
LTC	D	0.24%
RRR	D	0.23%
SHO	D	0.23%
FOR	D	0.23%
TR	D	0.23%
VCEL	F	0.21%
YELP	D	0.21%
ALRM	F	0.2%
BE	F	0.2%
ZUO	F	0.2%
FWRG	F	0.2%
CLDX	F	0.2%
AMC	F	0.2%
AGL	F	0.19%
XMTR	D	0.18%
PD	F	0.18%
VCYT	C	0.17%
TGTX	C	0.15%
CWAN	C	0.15%
RKT	C	0.15%
MGEE	C	0.14%
CLSK	F	0.14%
IAS	F	0.13%
AWR	A	0.13%
DOCN	C	0.13%
AMWD	B	0.13%
FCPT	C	0.13%
UMH	C	0.13%
MTRN	F	0.12%
ALG	D	0.12%
DBRG	D	0.12%
UEC	B	0.12%
PLYM	D	0.12%
BEAM	F	0.12%
PHR	F	0.12%
WINA	D	0.12%
RNG	F	0.12%
DRVN	B	0.12%
CTKB	F	0.11%
GTX	F	0.11%
UPWK	D	0.11%
PLAB	D	0.11%
RES	D	0.11%
ROCK	D	0.11%
NTST	D	0.11%
LMND	F	0.11%
VC	F	0.1%
MCW	F	0.1%
CXM	F	0.09%
AI	F	0.09%
BASE	F	0.09%

FYC Underweight 413 Positions Relative to NUSC

Symbol	Grade	Weight
SCI	C	-0.99%
MUSA	D	-0.9%
HRB	C	-0.87%
CNM	F	-0.82%
EWBC	D	-0.82%
CROX	C	-0.81%
NTNX	C	-0.79%
CR	B	-0.78%
KBR	C	-0.77%
CASY	D	-0.73%
USFD	C	-0.72%
REXR	D	-0.7%
FMC	B	-0.7%
JXN	A	-0.69%
CVLT	C	-0.68%
FAF	B	-0.68%
FTI	B	-0.66%
LAD	C	-0.66%
TRNO	D	-0.65%
FCN	C	-0.65%
BFAM	C	-0.64%
BMI	A	-0.64%
BERY	C	-0.64%
RHP	C	-0.63%
FRPT	C	-0.63%
PCOR	D	-0.63%
RGA	C	-0.62%
EXLS	A	-0.62%
ESI	B	-0.62%
WAL	C	-0.61%
AGNC	C	-0.61%
MOD	B	-0.61%
WMS	D	-0.6%
DAR	F	-0.59%
ARMK	A	-0.59%
CRUS	D	-0.59%
MAT	D	-0.58%
CHX	D	-0.57%
BCPC	C	-0.57%
MOG.A	A	-0.57%
WEX	C	-0.56%
BCC	C	-0.56%
R	C	-0.56%
FIX	A	-0.56%
AMG	B	-0.56%
CBSH	D	-0.55%
AXTA	C	-0.53%
FHN	D	-0.52%
UGI	C	-0.52%
LPX	A	-0.51%
PRI	A	-0.51%
VVV	D	-0.5%
AL	D	-0.48%
OHI	C	-0.48%
RHI	D	-0.47%
NJR	C	-0.46%
ONTO	B	-0.46%
AAON	A	-0.46%
FLEX	C	-0.45%
DLB	D	-0.45%
SAIA	D	-0.45%
EGP	D	-0.44%
ALKS	B	-0.44%
WTM	D	-0.44%
SITE	D	-0.43%
WFRD	F	-0.43%
BLD	C	-0.43%
GPI	C	-0.42%
PFSI	C	-0.42%
KRC	C	-0.42%
OGS	C	-0.42%
MSA	F	-0.42%
RGLD	C	-0.41%
MTN	D	-0.41%
GNRC	B	-0.41%
NYT	A	-0.41%
HOG	D	-0.4%
JLL	B	-0.4%
WD	C	-0.39%
DXC	D	-0.37%
SSB	C	-0.37%
NSIT	B	-0.37%
HAS	A	-0.37%
SPSC	D	-0.36%
PCH	C	-0.36%
PLNT	B	-0.35%
STWD	C	-0.35%
FBP	D	-0.35%
ICUI	B	-0.34%
WBS	D	-0.34%
LSCC	D	-0.34%
THO	B	-0.34%
AVNT	C	-0.33%
ENSG	D	-0.33%
IVZ	A	-0.32%
NOVT	C	-0.32%
HXL	F	-0.31%
ATKR	F	-0.31%
VLY	C	-0.31%
AZEK	C	-0.3%
GME	F	-0.3%
EPRT	C	-0.3%
TPR	B	-0.3%
SNV	D	-0.3%
SXT	C	-0.29%
BECN	F	-0.29%
OZK	F	-0.29%
REZI	D	-0.28%
NWL	D	-0.28%
BXMT	C	-0.28%
HAE	D	-0.27%
PVH	F	-0.27%
CPK	C	-0.27%
BLKB	C	-0.27%
NOV	F	-0.27%
ASGN	D	-0.26%
KNF	C	-0.26%
PCVX	B	-0.26%
SPB	C	-0.26%
CRVL	C	-0.26%
MTX	B	-0.25%
CWEN	C	-0.25%
HNI	B	-0.25%
ZION	D	-0.25%
RNA	B	-0.25%
ELAN	D	-0.24%
RCM	B	-0.24%
XPO	F	-0.24%
FYBR	C	-0.24%
CALX	C	-0.23%
COMP	C	-0.23%
CYTK	F	-0.23%
VCTR	B	-0.23%
TNET	F	-0.22%
TGNA	B	-0.22%
BDC	B	-0.22%
ZD	D	-0.22%
ADTN	B	-0.22%
VKTX	C	-0.22%
WSC	D	-0.21%
CLVT	D	-0.21%
YETI	B	-0.21%
WDFC	B	-0.21%
HWC	D	-0.21%
EAT	A	-0.21%
OMCL	C	-0.2%
PRIM	C	-0.2%
SHC	C	-0.2%
EQC	D	-0.2%
RYAN	A	-0.2%
JBT	B	-0.2%
STC	C	-0.2%
LEVI	B	-0.2%
MRCY	B	-0.19%
LCII	B	-0.19%
EFSC	D	-0.19%
SCL	D	-0.18%
DFIN	C	-0.18%
WGO	D	-0.17%
ITGR	C	-0.17%
HCP	B	-0.17%
FTRE	F	-0.17%
GKOS	B	-0.17%
WCC	C	-0.17%
LUMN	C	-0.17%
SFM	A	-0.17%
SLAB	D	-0.17%
MODG	F	-0.16%
AAP	F	-0.16%
DV	F	-0.16%
TMHC	C	-0.16%
M	F	-0.16%
ROG	D	-0.16%
WHR	B	-0.16%
PRG	C	-0.16%
SWX	C	-0.16%
HLIT	C	-0.16%
PLUG	D	-0.16%
GAP	F	-0.16%
AMN	F	-0.16%
ANDE	D	-0.16%
VERA	C	-0.16%
CASH	D	-0.16%
KLIC	D	-0.15%
XPRO	F	-0.15%
SAVA	D	-0.15%
STBA	D	-0.15%
SONO	D	-0.15%
HQY	C	-0.15%
SJW	D	-0.15%
IDYA	F	-0.15%
XHR	B	-0.15%
VNT	F	-0.14%
BRKR	D	-0.14%
DYN	D	-0.14%
CSGS	C	-0.14%
JAZZ	F	-0.14%
GTLB	D	-0.14%
UNM	A	-0.13%
CUBE	C	-0.13%
VSEC	D	-0.13%
IRDM	B	-0.13%
AZTA	F	-0.13%
INDB	D	-0.13%
UNIT	B	-0.13%
RXRX	F	-0.13%
DNOW	F	-0.13%
KTB	B	-0.13%
HELE	D	-0.13%
AYI	A	-0.13%
LNN	C	-0.13%
PBI	C	-0.12%
LCID	D	-0.12%
ARI	F	-0.12%
VOYA	A	-0.12%
TDC	D	-0.12%
RUSHA	D	-0.12%
VITL	B	-0.11%
MRC	D	-0.11%
TILE	C	-0.11%
EXPI	C	-0.11%
WOLF	F	-0.11%
ONB	D	-0.11%
ARVN	F	-0.11%
OMI	F	-0.11%
ARQT	D	-0.1%
CWEN	C	-0.1%
PEBO	F	-0.1%
EWTX	B	-0.1%
DGII	B	-0.1%
QNST	B	-0.1%
ARRY	F	-0.1%
ERII	B	-0.1%
AIR	D	-0.1%
LNC	D	-0.1%
LFUS	C	-0.1%
LBPH	D	-0.1%
VRDN	A	-0.1%
COUR	F	-0.1%
ESTC	F	-0.1%
CRSP	F	-0.09%
CECO	D	-0.09%
IRON	C	-0.09%
PETQ	A	-0.09%
PYCR	D	-0.09%
PDCO	F	-0.09%
TARS	C	-0.09%
ADC	B	-0.09%
KBH	C	-0.09%
BZH	C	-0.09%
SIG	C	-0.08%
SCHL	F	-0.08%
PRA	B	-0.08%
KOP	F	-0.08%
MBUU	D	-0.08%
NVST	D	-0.08%
NVCR	F	-0.08%
GBCI	C	-0.08%
KURA	F	-0.08%
MNRO	B	-0.08%
EYE	F	-0.08%
PEN	D	-0.08%
CGEM	F	-0.07%
ESNT	C	-0.07%
RPAY	F	-0.07%
IBCP	D	-0.07%
PHAT	C	-0.07%
COGT	C	-0.07%
SMP	D	-0.07%
KREF	C	-0.07%
HZO	D	-0.07%
VVI	B	-0.07%
PRTA	F	-0.07%
CDMO	C	-0.07%
EMBC	F	-0.07%
CFLT	F	-0.07%
COLM	B	-0.07%
PLYA	D	-0.07%
BHLB	D	-0.07%
CSTL	C	-0.07%
HAIN	B	-0.07%
ABG	D	-0.06%
BHE	C	-0.06%
IMNM	F	-0.06%
MAX	B	-0.06%
HPP	F	-0.06%
MTG	B	-0.06%
PNFP	D	-0.06%
LPRO	D	-0.06%
CWH	C	-0.06%
INFN	C	-0.06%
STGW	B	-0.06%
WVE	B	-0.06%
ARKO	C	-0.05%
ELVN	B	-0.05%
HUMA	D	-0.05%
CCRN	F	-0.05%
IART	F	-0.05%
THG	C	-0.05%
VREX	F	-0.05%
STAA	D	-0.05%
RCUS	F	-0.05%
LESL	F	-0.05%
FFBC	D	-0.05%
AMBC	F	-0.05%
FIVE	D	-0.05%
RDUS	D	-0.05%
AMAL	D	-0.05%
VAC	D	-0.05%
ETNB	F	-0.05%
ARCT	D	-0.05%
RVNC	F	-0.05%
SNDX	F	-0.05%
XRX	D	-0.05%
PNTG	C	-0.05%
ATR	A	-0.04%
MCS	A	-0.04%
MNMD	F	-0.04%
PLRX	F	-0.04%
GTN	D	-0.04%
ETSY	F	-0.04%
FL	F	-0.04%
EE	A	-0.04%
CCO	D	-0.04%
ZEUS	F	-0.04%
CYRX	F	-0.04%
NRIX	D	-0.04%
ADV	F	-0.04%
VMEO	C	-0.04%
GOGO	F	-0.04%
BOX	C	-0.04%
MEI	D	-0.04%
EYPT	F	-0.04%
SVRA	F	-0.04%
CTLP	B	-0.04%
BHB	D	-0.04%
VFC	B	-0.04%
WEAV	B	-0.04%
CMP	D	-0.04%
WOOF	A	-0.04%
ACHC	F	-0.04%
PAHC	C	-0.04%
KE	F	-0.03%
PDM	C	-0.03%
PLOW	C	-0.03%
CADE	D	-0.03%
BANR	C	-0.03%
NMIH	C	-0.03%
TITN	F	-0.03%
TRDA	D	-0.03%
MOV	F	-0.03%
LAZR	F	-0.03%
PRAA	F	-0.03%
VERV	F	-0.03%
SR	C	-0.03%
TBPH	F	-0.03%
PFGC	A	-0.03%
LILA	B	-0.03%
MGRC	D	-0.03%
ACA	C	-0.03%
DBX	B	-0.03%
PACK	F	-0.03%
ATEX	D	-0.03%
RBBN	B	-0.03%
XPOF	F	-0.03%
ZIP	D	-0.03%
AGCO	D	-0.03%
FUL	F	-0.03%
CBL	D	-0.03%
AEO	B	-0.03%
TPH	C	-0.03%
HAFC	D	-0.03%
PRGO	F	-0.03%
DEA	D	-0.03%
ALTR	B	-0.03%
RUSHB	D	-0.03%
LGF.A	F	-0.02%
HGV	F	-0.02%
ESTA	D	-0.02%
INFA	D	-0.02%
SON	D	-0.02%
RNST	D	-0.02%
CTS	B	-0.02%
APAM	C	-0.02%
UMBF	C	-0.02%
NBTB	D	-0.02%
MWA	A	-0.02%
EB	F	-0.02%
TMCI	F	-0.02%
ST	F	-0.02%
SIGI	D	-0.02%
NNI	C	-0.02%
ORI	B	-0.02%
EWCZ	F	-0.02%
LYEL	F	-0.02%
HBI	B	-0.02%
NUVB	F	-0.02%
MTH	C	-0.02%
FLGT	F	-0.02%
ALEC	F	-0.02%
SRRK	F	-0.02%
FIBK	D	-0.02%
CWK	C	-0.02%
SBH	C	-0.02%
AHH	F	-0.02%
FRT	D	-0.02%
DMRC	F	-0.02%
OFIX	D	-0.02%
FNA	F	-0.02%
CRMT	F	-0.02%
TDOC	D	-0.01%
AUB	D	-0.01%
IMAX	D	-0.01%