FDM vs. OUSM ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM)

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$64.64

Average Daily Volume

11,530

Number of Holdings ^*

131

* may have additional holdings in another (foreign) market

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$44.15

Average Daily Volume

74,520

Number of Holdings ^*

109

* may have additional holdings in another (foreign) market

Performance

Period	FDM	OUSM
30 Days	2.29%	-0.94%
60 Days	0.84%	0.29%
90 Days	4.37%	3.94%
12 Months	23.59%	29.39%

1 Overlapping Holdings

	Symbol	Grade	Weight in FDM	Weight in OUSM	Overlap
	DHIL	D	0.79%	0.52%	0.52%

FDM Overweight 130 Positions Relative to OUSM

Symbol	Grade	Weight
LEU	A	2.74%
BJRI	B	1.6%
TPB	A	1.53%
LMB	B	1.49%
GLDD	B	1.43%
MLR	A	1.43%
HAYN	A	1.42%
ASIX	C	1.41%
VMEO	C	1.41%
PTLO	A	1.38%
ASTE	C	1.37%
CPF	C	1.34%
SPTN	D	1.32%
IBCP	D	1.3%
RGR	F	1.27%
ETD	F	1.23%
KELYA	D	1.22%
WLDN	B	1.15%
HCKT	D	1.14%
EZPW	B	1.12%
NBN	A	1.11%
SWBI	D	1.09%
SMBC	B	1.06%
EGY	F	1.03%
WLFC	B	1.0%
MCB	B	1.0%
PLOW	F	0.99%
IMXI	F	0.99%
DAKT	C	0.97%
UVE	C	0.96%
MPB	B	0.93%
SNCY	A	0.92%
ARKO	C	0.9%
CCBG	A	0.89%
LQDT	D	0.89%
KE	C	0.84%
FC	D	0.83%
SHBI	B	0.82%
NWPX	A	0.82%
ESQ	A	0.81%
MOFG	C	0.8%
LXU	B	0.8%
ANET	B	0.8%
LYTS	A	0.79%
TTI	C	0.79%
TIPT	A	0.78%
AROW	A	0.78%
CMPO	B	0.78%
CSV	A	0.77%
EE	A	0.75%
TRDA	A	0.74%
WRLD	D	0.72%
CCSI	B	0.72%
LINC	A	0.72%
USAP	A	0.71%
FISI	D	0.7%
RMR	D	0.7%
NPK	F	0.7%
CCRN	F	0.69%
NRIM	D	0.68%
BSRR	D	0.68%
KODK	F	0.66%
SD	F	0.66%
CWCO	F	0.66%
PLPC	A	0.66%
ODC	C	0.65%
NECB	B	0.65%
TCMD	A	0.65%
OPY	A	0.64%
ITIC	B	0.64%
GLRE	C	0.64%
LGTY	B	0.63%
FMAO	A	0.63%
CRCT	B	0.62%
HNRG	B	0.61%
CENT	D	0.6%
NEWT	B	0.6%
HVT	F	0.59%
ARTNA	F	0.58%
DCGO	B	0.57%
LOCO	D	0.56%
MOV	F	0.56%
ACIC	A	0.55%
VPG	F	0.54%
LEGH	C	0.53%
NGVC	B	0.53%
INBK	C	0.53%
SIGA	D	0.53%
SENEA	A	0.52%
RM	D	0.5%
REPX	F	0.46%
AMPY	F	0.46%
JRVR	F	0.44%
PKOH	D	0.44%
AVNW	F	0.43%
HRTG	D	0.43%
MCFT	D	0.42%
MITT	D	0.4%
TASK	B	0.39%
RCKY	F	0.38%
FLXS	A	0.38%
FSTR	F	0.37%
LSEA	F	0.36%
PWOD	A	0.36%
NGS	F	0.35%
EML	C	0.34%
KRT	C	0.34%
VLGEA	D	0.34%
HBB	C	0.34%
JILL	F	0.33%
REI	F	0.32%
ACTG	D	0.32%
SGC	B	0.32%
EARN	D	0.31%
NATR	D	0.29%
FF	B	0.29%
TAYD	C	0.28%
LAKE	F	0.25%
BBCP	D	0.25%
LWAY	B	0.25%
ACU	F	0.24%
VIRC	D	0.24%
PEBK	D	0.23%
ESOA	A	0.23%
TWIN	D	0.23%
BTMD	D	0.21%
FEIM	C	0.2%
INTT	C	0.17%
CSPI	F	0.14%
KEQU	D	0.12%

FDM Underweight 108 Positions Relative to OUSM

Symbol	Grade	Weight
AVT	B	-2.23%
SEIC	A	-2.21%
TXRH	A	-2.19%
LECO	B	-2.16%
RHI	C	-2.15%
EHC	A	-2.11%
HLI	A	-2.1%
GNTX	B	-2.08%
DCI	B	-2.03%
DLB	B	-2.03%
MSM	D	-2.01%
DOX	B	-2.0%
PINC	A	-1.98%
JNPR	A	-1.95%
NHC	C	-1.86%
HRB	D	-1.86%
AOS	F	-1.85%
MTN	F	-1.83%
CHE	F	-1.82%
WU	F	-1.76%
RNR	C	-1.75%
G	C	-1.72%
OGN	D	-1.7%
SNX	C	-1.68%
SCI	A	-1.64%
NYT	A	-1.5%
MKTX	B	-1.46%
INGR	C	-1.46%
RLI	B	-1.45%
ITT	C	-1.41%
LFUS	D	-1.38%
RDN	F	-1.36%
MLI	A	-1.27%
MTG	D	-1.18%
LEA	F	-1.09%
LSTR	D	-1.05%
EVR	A	-0.99%
VCTR	A	-0.99%
CRI	F	-0.96%
ESNT	F	-0.94%
BMI	D	-0.89%
APAM	A	-0.88%
CALM	B	-0.88%
IDCC	A	-0.86%
TGNA	B	-0.84%
HLNE	A	-0.84%
FELE	D	-0.83%
WEN	A	-0.8%
VSH	F	-0.8%
BRC	D	-0.76%
BWA	D	-0.76%
CNS	B	-0.75%
WTS	D	-0.75%
RL	B	-0.74%
EXPO	D	-0.74%
UFPI	C	-0.73%
TW	B	-0.72%
PRGS	B	-0.71%
CR	B	-0.68%
SHOO	D	-0.65%
WH	A	-0.65%
COLM	C	-0.65%
AMSF	A	-0.62%
OLED	F	-0.61%
AIT	A	-0.58%
FHI	A	-0.58%
TPR	A	-0.58%
PII	F	-0.56%
GL	C	-0.55%
WMG	A	-0.55%
LANC	B	-0.53%
FLO	F	-0.49%
NI	B	-0.48%
PHIN	C	-0.48%
WHR	B	-0.44%
CHH	A	-0.42%
MUSA	C	-0.4%
FSS	F	-0.4%
SSD	F	-0.39%
DKS	F	-0.38%
CASY	A	-0.36%
EBF	F	-0.34%
NFG	C	-0.32%
WTRG	C	-0.31%
PNW	D	-0.29%
OGE	C	-0.26%
KFRC	D	-0.26%
REYN	F	-0.26%
UGI	D	-0.24%
WDFC	A	-0.2%
IDA	A	-0.2%
JJSF	C	-0.2%
PSMT	C	-0.17%
NJR	D	-0.15%
OTTR	F	-0.15%
UVV	C	-0.15%
ALE	A	-0.14%
OGS	C	-0.14%
POR	C	-0.14%
NWE	D	-0.12%
BKH	D	-0.12%
MGEE	C	-0.12%
SR	D	-0.12%
WMK	D	-0.11%
CWT	D	-0.11%
AWR	C	-0.11%
AVA	D	-0.09%
CPK	C	-0.07%