FAB vs. PKW ETF Comparison

Comparison of First Trust Multi Cap Value AlphaDEX Fund (FAB) to PowerShares Buyback Achievers (PKW)
FAB

First Trust Multi Cap Value AlphaDEX Fund

FAB Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Multi Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Composite 1500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$85.02

Average Daily Volume

4,786

Number of Holdings *

660

* may have additional holdings in another (foreign) market
PKW

PowerShares Buyback Achievers

PKW Description The PowerShares Buyback AchieversTM Portfolio (Fund) is based on the NASDAQ US Buyback AchieversTM Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to track the performance of companies that meet the requirements to be classified as BuyBack Achievers™. To become eligible for inclusion in the Index, a company must be incorporated in the U.S., trade on a US exchange and must have repurchased at least 5% or more of its outstanding shares for the trailing 12 months. The Fund and the Index are reconstituted annually in January and rebalanced quarterly in January, April, July and October. Effective December 28, 2012, the NADAQ OMX Group, Inc. replaced Mergent, Inc., as the Index Provider of the Index. Effective February 25, 2013, the name of the Index changed from Share Buyback Achievers Index to NASDAQ Buyback Achievers Index. There will be no change to the methodology by which NASDAQ OMX Group, Inc., the Index Provider, calculates the Index. Please see the Fund’s prospectus supplement for more information. On February 25, 2013, NASDAQ took the place of the NYSE as the official Index data source.

Grade (RS Rating)

Last Trade

$113.26

Average Daily Volume

14,602

Number of Holdings *

190

* may have additional holdings in another (foreign) market
Performance
Period FAB PKW
30 Days 4.01% 4.37%
60 Days 2.84% 6.47%
90 Days 8.64% 8.51%
12 Months 21.57% 24.64%
92 Overlapping Holdings
Symbol Grade Weight in FAB Weight in PKW Overlap
ABG D 0.16% 0.15% 0.15%
AFL C 0.31% 2.19% 0.31%
AIG D 0.35% 1.74% 0.35%
AMG C 0.23% 0.19% 0.19%
AMN F 0.09% 0.06% 0.06%
AN D 0.17% 0.23% 0.17%
ARW C 0.18% 0.23% 0.18%
ASGN D 0.09% 0.15% 0.09%
ASH D 0.12% 0.15% 0.12%
ASO C 0.23% 0.14% 0.14%
ATKR F 0.11% 0.11% 0.11%
ATSG D 0.13% 0.03% 0.03%
BC C 0.14% 0.18% 0.14%
BERY B 0.14% 0.27% 0.14%
BHF F 0.04% 0.09% 0.04%
BTU D 0.21% 0.1% 0.1%
BYD C 0.19% 0.2% 0.19%
CACI B 0.05% 0.37% 0.05%
CAR F 0.06% 0.09% 0.06%
CASH B 0.08% 0.06% 0.06%
CFG C 0.39% 0.64% 0.39%
CHGG F 0.07% 0.01% 0.01%
CMCSA D 0.44% 4.78% 0.44%
CNC D 0.4% 1.43% 0.4%
CNX B 0.14% 0.15% 0.14%
COOP C 0.19% 0.21% 0.19%
CRC C 0.09% 0.12% 0.09%
CSGS C 0.06% 0.05% 0.05%
CVCO A 0.03% 0.12% 0.03%
DD B 0.09% 1.2% 0.09%
DDS F 0.1% 0.15% 0.1%
DE B 0.27% 3.81% 0.27%
DEI B 0.06% 0.1% 0.06%
DINO F 0.18% 0.3% 0.18%
DK F 0.02% 0.04% 0.02%
DXC C 0.19% 0.13% 0.13%
ECVT F 0.07% 0.03% 0.03%
EIG C 0.14% 0.04% 0.04%
ENVA C 0.12% 0.07% 0.07%
EXPD C 0.08% 0.61% 0.08%
FBP C 0.03% 0.12% 0.03%
FOXA B 0.5% 0.32% 0.32%
GNW B 0.03% 0.1% 0.03%
GPI B 0.25% 0.17% 0.17%
HCA B 0.21% 3.66% 0.21%
HGV F 0.08% 0.13% 0.08%
HIG B 0.4% 1.21% 0.4%
HP F 0.18% 0.11% 0.11%
HTZ F 0.1% 0.03% 0.03%
IART F 0.01% 0.05% 0.01%
INVA B 0.15% 0.04% 0.04%
JBGS C 0.03% 0.06% 0.03%
JEF B 0.05% 0.44% 0.05%
JNJ C 0.2% 5.36% 0.2%
KBH A 0.25% 0.22% 0.22%
L C 0.37% 0.62% 0.37%
LBRT D 0.2% 0.11% 0.11%
LILAK D 0.1% 0.05% 0.05%
LMT C 0.21% 4.87% 0.21%
MATX B 0.17% 0.16% 0.16%
MPC F 0.41% 2.03% 0.41%
MTG B 0.25% 0.23% 0.23%
NAVI C 0.11% 0.06% 0.06%
NXST D 0.13% 0.19% 0.13%
ODP F 0.07% 0.04% 0.04%
OLN D 0.12% 0.18% 0.12%
ORI B 0.1% 0.33% 0.1%
PAG D 0.13% 0.36% 0.13%
PRG B 0.16% 0.07% 0.07%
PSX F 0.39% 1.9% 0.39%
PVH F 0.19% 0.19% 0.19%
PYPL B 0.21% 2.63% 0.21%
R A 0.19% 0.21% 0.19%
RYI D 0.12% 0.02% 0.02%
SAH D 0.1% 0.04% 0.04%
SCHL D 0.11% 0.03% 0.03%
SEB D 0.21% 0.11% 0.11%
SLM D 0.09% 0.16% 0.09%
SLVM B 0.08% 0.11% 0.08%
SM F 0.19% 0.16% 0.16%
SPB C 0.13% 0.09% 0.09%
STLD F 0.37% 0.62% 0.37%
STT A 0.29% 0.89% 0.29%
SYF C 0.43% 0.66% 0.43%
TGNA D 0.12% 0.08% 0.08%
THC A 0.21% 0.55% 0.21%
TXT D 0.26% 0.59% 0.26%
VAC F 0.06% 0.09% 0.06%
VLO F 0.38% 1.57% 0.38%
WU F 0.13% 0.14% 0.13%
XHR B 0.05% 0.05% 0.05%
XRX D 0.02% 0.04% 0.02%
FAB Overweight 568 Positions Relative to PKW
Symbol Grade Weight
DHI B 0.59%
LEN B 0.53%
EXC C 0.51%
ETR B 0.51%
T C 0.5%
GPN D 0.5%
CINF B 0.5%
BRK.A C 0.49%
ACGL C 0.48%
CF C 0.46%
UAL C 0.45%
GM C 0.44%
EG C 0.44%
CVS D 0.43%
MKL C 0.43%
ADM D 0.43%
APTV D 0.42%
XEL B 0.42%
ATO B 0.41%
ED C 0.41%
AEP C 0.41%
EOG D 0.41%
AEE C 0.41%
EBAY B 0.41%
PCG C 0.4%
BG D 0.4%
CB B 0.4%
VTRS D 0.39%
EQT D 0.39%
CE F 0.39%
NUE F 0.39%
CVX D 0.39%
CAG C 0.39%
UHAL A 0.39%
CTSH C 0.39%
COP D 0.39%
HBAN B 0.38%
SJM C 0.38%
KHC C 0.38%
MTB B 0.38%
IPG C 0.37%
KMI B 0.37%
DVN F 0.37%
F F 0.37%
SNA C 0.37%
VZ B 0.37%
FANG D 0.37%
CTRA D 0.37%
LNG C 0.36%
WBD D 0.36%
COF B 0.35%
HPE D 0.35%
OXY F 0.35%
RS D 0.34%
XOM C 0.34%
LYB D 0.34%
OC D 0.33%
LKQ F 0.33%
TROW D 0.32%
BEN F 0.31%
WEC C 0.31%
GIS B 0.3%
DUK C 0.3%
BBY C 0.3%
CMS C 0.3%
D C 0.3%
EIX C 0.3%
WFC D 0.3%
EQR B 0.29%
DTE C 0.29%
ZM C 0.29%
FITB B 0.29%
WPC C 0.29%
DGX B 0.29%
CHTR D 0.29%
HAL F 0.29%
FE C 0.29%
SRE C 0.28%
RF B 0.28%
MHO B 0.28%
TDY B 0.28%
USB B 0.28%
KR C 0.28%
INCY C 0.27%
JBHT D 0.27%
LUV C 0.26%
MTH A 0.26%
TEL D 0.25%
RNR C 0.25%
ZBH F 0.25%
BAC D 0.25%
RUSHA C 0.25%
TMHC A 0.25%
FYBR C 0.24%
RDN C 0.24%
ESNT B 0.24%
JXN A 0.24%
LBRDK F 0.24%
SWKS D 0.24%
CRBG D 0.24%
BKR C 0.24%
FDX C 0.24%
JBL D 0.24%
ESGR D 0.23%
CNXC F 0.23%
CNP C 0.23%
HOG C 0.23%
TAP D 0.23%
LAD D 0.23%
C C 0.23%
FMC C 0.23%
AGO C 0.22%
UHS B 0.22%
SSNC B 0.21%
NEE C 0.21%
G C 0.21%
MOH D 0.21%
SIG C 0.21%
FNF B 0.21%
KIM C 0.21%
KRC B 0.2%
EVRG B 0.2%
AGCO D 0.2%
PEG B 0.2%
NOG D 0.2%
KEY B 0.2%
TPH C 0.2%
TEX F 0.2%
PKG B 0.2%
PNC B 0.2%
LOW B 0.2%
MDT C 0.2%
DAR F 0.2%
TRV C 0.2%
PNW C 0.2%
VLY C 0.2%
WTM D 0.2%
COLB B 0.2%
CADE C 0.19%
MOS F 0.19%
EPAM F 0.19%
NFG B 0.19%
BKH B 0.19%
HSY C 0.19%
POR C 0.19%
APD B 0.19%
CHK D 0.19%
BCC B 0.19%
OMC B 0.19%
OGS B 0.19%
CPB C 0.19%
WRB C 0.19%
WY C 0.19%
AL D 0.19%
KDP B 0.19%
OKE B 0.19%
TGT C 0.18%
MDU C 0.18%
MUR F 0.18%
OVV F 0.18%
MTDR F 0.18%
GMS D 0.18%
DOV B 0.18%
HRL C 0.18%
NOV F 0.18%
ARE C 0.18%
CSCO C 0.18%
GS C 0.18%
UNM B 0.18%
PTEN F 0.17%
HPQ D 0.17%
DOW D 0.17%
AVT C 0.17%
OZK D 0.17%
OGN D 0.17%
BWA D 0.17%
CVI F 0.17%
GPC D 0.17%
WBS D 0.17%
MS D 0.17%
PPG D 0.17%
MLI A 0.16%
OSK F 0.16%
CMC D 0.16%
ADTN D 0.16%
LEA F 0.16%
CLF F 0.16%
INTC F 0.16%
MGY C 0.16%
GL C 0.16%
WAL B 0.16%
LNC D 0.16%
CUZ B 0.16%
UPS D 0.16%
OGE C 0.15%
NMIH B 0.15%
PBF F 0.15%
URBN F 0.15%
PNFP B 0.15%
CCS B 0.15%
NI B 0.15%
HE F 0.15%
KNX C 0.14%
WTFC B 0.14%
AVA C 0.14%
NWN C 0.14%
UFPI C 0.14%
HII D 0.14%
THO D 0.14%
UAA C 0.14%
CHRD F 0.14%
ONB C 0.14%
NWE B 0.14%
EWBC D 0.14%
SON C 0.14%
UTHR C 0.14%
AGNC B 0.14%
APA F 0.14%
AXS B 0.14%
EBC B 0.14%
ALLY F 0.14%
PHIN B 0.14%
BNL B 0.14%
BZH B 0.14%
AEO F 0.13%
HPP D 0.13%
VAL F 0.13%
WCC D 0.13%
FHN D 0.13%
TKR D 0.13%
GDEN D 0.13%
ALK C 0.13%
SANM D 0.13%
PII D 0.13%
JAZZ D 0.13%
FNB C 0.13%
GEF D 0.13%
IMKTA D 0.13%
UVV D 0.13%
EMN B 0.13%
NRG C 0.13%
GHC B 0.13%
SR B 0.13%
WMK C 0.13%
LZB C 0.13%
SBH B 0.12%
INDB C 0.12%
RC F 0.12%
RLJ D 0.12%
AAT B 0.12%
CNO B 0.12%
FCF C 0.12%
BKU C 0.12%
OMF D 0.12%
K B 0.12%
CZR C 0.12%
LGIH C 0.12%
NX F 0.12%
EFSC B 0.12%
STBA B 0.12%
CXW F 0.12%
HIW B 0.12%
KOP F 0.12%
CUBI F 0.12%
DNB C 0.11%
OLPX C 0.11%
KSS F 0.11%
UMBF B 0.11%
FRME D 0.11%
DNOW D 0.11%
VTR C 0.11%
REVG D 0.11%
OCFC B 0.11%
KVUE C 0.11%
CATY C 0.11%
FFBC D 0.11%
GAP F 0.11%
RRC D 0.11%
SNDR B 0.11%
CBRE A 0.11%
CRI D 0.11%
CALM A 0.11%
GES F 0.11%
CABO F 0.11%
JBT D 0.11%
BOKF B 0.1%
HOMB B 0.1%
IDA C 0.1%
BLK B 0.1%
ABT C 0.1%
CMA B 0.1%
POOL C 0.1%
UBSI B 0.1%
MDLZ B 0.1%
AWK B 0.1%
TRGP B 0.1%
ABR B 0.1%
ABM D 0.1%
CENTA F 0.1%
REYN C 0.1%
MAA B 0.1%
PEBO C 0.1%
M F 0.1%
SAIC C 0.1%
AIZ B 0.1%
LPX B 0.1%
IPGP F 0.1%
MKC C 0.1%
LNT B 0.1%
WMT C 0.1%
ADNT F 0.1%
USM C 0.1%
VSH F 0.1%
WGO D 0.1%
PB B 0.1%
PRDO D 0.1%
WERN D 0.1%
ABCB B 0.1%
ARCH F 0.1%
SLGN B 0.1%
HUBG C 0.1%
PFBC D 0.1%
ALGT F 0.1%
FAF B 0.1%
IBOC D 0.1%
SSB B 0.1%
SFNC B 0.09%
SWX C 0.09%
ELV C 0.09%
MSGE B 0.09%
LHX C 0.09%
J C 0.09%
PDCO F 0.09%
PFG B 0.09%
HWC D 0.09%
KMB D 0.09%
GT F 0.09%
CTVA B 0.09%
TSCO C 0.09%
GD B 0.09%
UGI C 0.09%
NKE D 0.09%
TOWN B 0.09%
PATK B 0.09%
LGND C 0.09%
SEIC C 0.09%
COLM C 0.09%
WTRG D 0.09%
ZION D 0.09%
TALO D 0.09%
EPC F 0.09%
MIDD D 0.09%
BBWI F 0.09%
PARR F 0.09%
AYI B 0.09%
PRGO D 0.09%
JCI B 0.09%
CMI C 0.09%
DTM B 0.09%
SYY D 0.09%
TSN C 0.09%
VSCO C 0.09%
MATW F 0.09%
ANDE D 0.09%
CI C 0.09%
RYN C 0.09%
CRK D 0.09%
REZI D 0.09%
NJR B 0.09%
REGN C 0.09%
SASR B 0.09%
IAC C 0.09%
FBNC B 0.09%
CROX D 0.08%
JELD D 0.08%
NBHC D 0.08%
FHI A 0.08%
RNST D 0.08%
EQC C 0.08%
DAN F 0.08%
BXC D 0.08%
FIBK B 0.08%
BECN D 0.08%
KMT B 0.08%
CENX D 0.08%
OMI D 0.08%
OI D 0.08%
SJW C 0.08%
OMCL C 0.08%
WSBC D 0.08%
AX D 0.08%
WSFS D 0.08%
WHR D 0.08%
UNF C 0.08%
FHB D 0.08%
MCRI C 0.08%
RJF C 0.08%
WLK D 0.08%
CTOS F 0.08%
ENS D 0.08%
HOPE B 0.08%
PNM B 0.08%
BANR B 0.08%
NWBI C 0.08%
SKX D 0.08%
SNX D 0.08%
BKE B 0.08%
ADV C 0.08%
SSTK F 0.08%
VBTX B 0.08%
PRU C 0.08%
OFG C 0.08%
DKS D 0.08%
RIG F 0.07%
MRTN D 0.07%
ARCB D 0.07%
QCOM D 0.07%
KOS F 0.07%
HTLD D 0.07%
KN D 0.07%
NMRK A 0.07%
MLKN D 0.07%
BIIB F 0.07%
ICUI B 0.07%
APOG B 0.07%
HUM F 0.07%
CNXN B 0.06%
SBCF C 0.06%
TCBI B 0.06%
UCBI B 0.06%
DFIN B 0.06%
AUB D 0.06%
KLG C 0.06%
NIC C 0.06%
CPK B 0.06%
NHC D 0.06%
GOGO F 0.06%
ALEX B 0.06%
SKY B 0.06%
VNO B 0.06%
GTY B 0.06%
PLUS A 0.06%
HELE D 0.06%
WAFD C 0.06%
DORM B 0.06%
DIOD F 0.06%
MODG F 0.06%
ROIC B 0.06%
ZD D 0.06%
CBRL D 0.06%
CMCO F 0.06%
VRTS F 0.06%
AMKR F 0.06%
GEO F 0.06%
SHEN F 0.05%
CRUS D 0.05%
AVNT B 0.05%
VOYA B 0.05%
IVZ B 0.05%
HSIC C 0.05%
EHC C 0.05%
BXMT C 0.05%
AFG B 0.05%
SNV C 0.05%
BPOP C 0.05%
LNN D 0.05%
EAT A 0.05%
IP B 0.05%
PTVE D 0.05%
USFD B 0.05%
NVST D 0.05%
HLI B 0.05%
TRS D 0.05%
PCH C 0.05%
MAT C 0.05%
CVBF D 0.05%
TFX C 0.05%
HTH C 0.05%
FULT D 0.05%
HLF F 0.05%
SNEX B 0.05%
TRMK C 0.05%
CCK A 0.05%
TCBK D 0.05%
PBH B 0.05%
JLL B 0.05%
BUSE C 0.05%
PSMT B 0.05%
BDC B 0.05%
DG F 0.05%
VCTR B 0.05%
SRCE C 0.05%
PRIM B 0.05%
SAFT D 0.05%
MCY D 0.05%
LCII C 0.05%
OEC F 0.05%
DEA B 0.05%
CWT C 0.05%
AR F 0.04%
FOXF D 0.04%
KALU F 0.04%
BJ D 0.04%
LANC D 0.04%
CACC F 0.04%
KWR D 0.04%
SEE D 0.04%
LFUS C 0.04%
BLMN F 0.04%
SIGI D 0.04%
RHI D 0.04%
STRA F 0.04%
KEX C 0.04%
GXO D 0.04%
LSTR D 0.04%
PARA F 0.04%
SEM D 0.04%
NEOG D 0.04%
MTX D 0.04%
MMS C 0.04%
SUM D 0.04%
PCRX F 0.04%
RGA C 0.04%
FUL C 0.04%
KFY B 0.03%
HMN D 0.03%
SHOO B 0.03%
WD A 0.03%
PGRE C 0.03%
LXP B 0.03%
AAP F 0.03%
NNI B 0.03%
MWA B 0.03%
ADUS B 0.03%
HNI C 0.03%
BHLB B 0.03%
THS C 0.03%
NBTB D 0.03%
CWEN C 0.03%
STC B 0.03%
FBK B 0.03%
BOOT A 0.03%
VSAT F 0.03%
BMBL F 0.03%
CBU C 0.03%
PLXS A 0.03%
PFS B 0.03%
FDP C 0.03%
LTH B 0.03%
HI F 0.02%
GO F 0.02%
ROG F 0.02%
OXM F 0.02%
SCL D 0.02%
CTS D 0.02%
CAKE C 0.02%
THRM D 0.02%
WOR D 0.02%
ENOV D 0.02%
OII D 0.02%
ASB D 0.02%
NVEE F 0.02%
CMTG D 0.02%
APAM C 0.02%
KFRC D 0.02%
AIN D 0.02%
ATUS C 0.02%
PPBI D 0.02%
FAB Underweight 98 Positions Relative to PKW
Symbol Grade Weight
TMUS C -5.47%
BKNG C -4.65%
MCK F -2.37%
ORLY C -2.36%
MAR C -2.35%
CSX D -2.34%
HLT B -1.93%
MET B -1.92%
AZO D -1.89%
VRSK D -1.37%
DFS B -1.16%
APP C -1.03%
PHM B -1.01%
VST C -1.0%
CAH C -0.98%
GDDY C -0.77%
BLDR C -0.76%
CSL B -0.69%
EXPE C -0.6%
TOL B -0.53%
EQH C -0.46%
MUSA D -0.4%
WMS D -0.4%
MGM F -0.4%
BRKR D -0.35%
EXP B -0.32%
PRI B -0.31%
HRB C -0.31%
WSC D -0.27%
CNM F -0.27%
NSIT D -0.24%
MTN D -0.24%
WH B -0.22%
CHH C -0.21%
VVV D -0.18%
RH B -0.17%
TNET F -0.17%
EEFT D -0.16%
GOLF D -0.14%
NSA B -0.13%
DOCN A -0.13%
HUN D -0.13%
IDCC B -0.12%
TNL D -0.11%
SKYW C -0.11%
GFF D -0.11%
ATGE C -0.1%
CEIX D -0.1%
VIRT C -0.1%
PK D -0.1%
CARG B -0.09%
AZTA F -0.09%
AMR F -0.09%
HURN C -0.07%
PZZA D -0.06%
GBX C -0.05%
PEB D -0.05%
SBSI B -0.04%
CGEM D -0.04%
ANAB C -0.04%
CNNE D -0.04%
PLAY F -0.04%
ZIP D -0.03%
DXPE C -0.03%
STGW B -0.03%
JACK F -0.03%
LSEA C -0.02%
CCRN F -0.02%
FPI D -0.02%
NFBK C -0.02%
OPY D -0.02%
LXU D -0.02%
HONE C -0.02%
SNCY D -0.02%
IMXI D -0.02%
NR D -0.02%
EGBN C -0.02%
LPRO D -0.02%
PRA C -0.02%
KELYA D -0.02%
LQDT B -0.02%
HCKT C -0.02%
MBI F -0.01%
MX F -0.01%
SKIN F -0.01%
TASK F -0.01%
ONTF F -0.01%
ZYXI F -0.01%
DBI F -0.01%
GCO D -0.01%
WSBF B -0.01%
RLGT C -0.01%
DENN D -0.01%
NECB B -0.01%
LWAY C -0.01%
SENEA C -0.01%
TBPH F -0.01%
LOCO B -0.01%
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