AUSF vs. PFM ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to PowerShares Dividend Achievers (PFM)
AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings *

190

* may have additional holdings in another (foreign) market
PFM

PowerShares Dividend Achievers

PFM Description The PowerShares Dividend AchieversTM Portfolio (Fund) seeks to replicate, before fees and expenses, the NASDAQ US Broad Dividend AchieversTM Index (Index), which is designed to identify a diversified group of dividend-paying companies. The Fund will normally invest at least 90% of its total assets in dividend paying common stocks that comprise Index. These companies have increased their annual dividend for 10 or more consecutive fiscal years. The Fund and the Index are reconstituted annually in January and rebalanced quarterly in January, April, July and October. Effective December 28, 2012, the NADAQ OMX Group, Inc., replaced Mergent, Inc., as the Index Provider of the Index. Effective February 25, 2013, the name of the Index changed from Broad Dividend Achievers Index to NASDAQ US Broad Dividend Achievers Index. There will be no change to the methodology by which NASDAQ OMX Group, Inc., the Index Provider, calculates the Index. Please see the Fund’s prospectus supplement for more information. On February 25, 2013, NASDAQ took the place of the NYSE as the official Index data source.

Grade (RS Rating)

Last Trade

$47.68

Average Daily Volume

24,412

Number of Holdings *

416

* may have additional holdings in another (foreign) market
Performance
Period AUSF PFM
30 Days 4.22% 2.19%
60 Days 5.67% 2.87%
90 Days 7.18% 5.56%
12 Months 33.52% 26.89%
90 Overlapping Holdings
Symbol Grade Weight in AUSF Weight in PFM Overlap
AAPL C 0.1% 3.9% 0.1%
ABBV D 0.14% 1.27% 0.14%
ADM D 0.47% 0.11% 0.11%
ADP B 1.43% 0.53% 0.53%
AFL B 0.1% 0.27% 0.1%
AJG B 0.07% 0.28% 0.07%
AL B 0.55% 0.02% 0.02%
AMGN D 0.07% 0.65% 0.07%
ATO A 0.07% 0.1% 0.07%
ATR B 0.09% 0.05% 0.05%
AVT C 0.48% 0.02% 0.02%
BBY D 0.46% 0.08% 0.08%
BDX F 0.08% 0.28% 0.08%
BEN C 0.53% 0.05% 0.05%
BR A 0.84% 0.12% 0.12%
CADE B 0.54% 0.03% 0.03%
CAH B 0.08% 0.13% 0.08%
CB C 0.08% 0.5% 0.08%
CBOE B 0.94% 0.09% 0.09%
CHD B 0.12% 0.12% 0.12%
CHE D 0.5% 0.04% 0.04%
CL D 0.07% 0.33% 0.07%
CMCSA B 0.51% 0.72% 0.51%
CME A 1.39% 0.35% 0.35%
COR B 1.51% 0.21% 0.21%
COST B 0.12% 1.76% 0.12%
CSCO B 1.41% 1.0% 1.0%
CVX A 0.09% 1.27% 0.09%
DGX A 0.07% 0.08% 0.07%
DUK C 0.1% 0.38% 0.1%
ECL D 0.07% 0.3% 0.07%
ED D 0.08% 0.14% 0.08%
EMN D 0.47% 0.05% 0.05%
GD F 1.33% 0.34% 0.34%
HIG B 0.08% 0.15% 0.08%
HII D 0.42% 0.03% 0.03%
HON B 0.07% 0.64% 0.07%
HPQ B 0.52% 0.16% 0.16%
IBM C 1.37% 0.83% 0.83%
ICE C 1.41% 0.39% 0.39%
INGR B 0.08% 0.04% 0.04%
JNJ D 1.34% 1.61% 1.34%
KMB D 0.07% 0.2% 0.07%
KO D 1.03% 1.15% 1.03%
KR B 0.12% 0.18% 0.12%
LAD A 0.55% 0.04% 0.04%
LIN D 1.35% 0.93% 0.93%
LMT D 1.4% 0.55% 0.55%
LYB F 0.46% 0.12% 0.12%
MA C 0.08% 2.06% 0.08%
MCD D 0.7% 0.9% 0.7%
MCK B 0.09% 0.34% 0.09%
MDLZ F 0.07% 0.37% 0.07%
MDT D 0.45% 0.48% 0.45%
MMC B 1.42% 0.48% 0.48%
MO A 0.65% 0.41% 0.41%
MRK F 1.0% 1.06% 1.0%
MSI B 0.09% 0.35% 0.09%
NOC D 0.08% 0.31% 0.08%
NXST C 0.49% 0.02% 0.02%
ORI A 0.1% 0.04% 0.04%
OZK B 0.54% 0.02% 0.02%
PB A 0.55% 0.03% 0.03%
PEP F 0.66% 0.94% 0.66%
PFE D 0.43% 0.61% 0.43%
PG A 0.83% 1.73% 0.83%
PKG A 0.09% 0.09% 0.09%
PNW B 0.09% 0.04% 0.04%
RF A 0.55% 0.1% 0.1%
RNR C 0.47% 0.06% 0.06%
ROP B 0.07% 0.26% 0.07%
RSG A 1.56% 0.28% 0.28%
RTX C 1.4% 0.69% 0.69%
SNA A 0.1% 0.08% 0.08%
SO D 0.12% 0.42% 0.12%
SON D 0.47% 0.02% 0.02%
TRV B 0.12% 0.26% 0.12%
UBSI B 0.55% 0.02% 0.02%
UGI A 0.48% 0.02% 0.02%
UMBF B 0.56% 0.03% 0.03%
UNH C 0.08% 2.35% 0.08%
UNM A 0.65% 0.06% 0.06%
V A 1.51% 2.25% 1.51%
VZ C 1.83% 0.77% 0.77%
WBA F 0.43% 0.03% 0.03%
WM A 1.38% 0.38% 0.38%
WMT A 1.56% 2.92% 1.56%
WRB A 0.09% 0.1% 0.09%
XOM B 0.08% 2.31% 0.08%
ZION B 0.56% 0.04% 0.04%
AUSF Overweight 100 Positions Relative to PFM
Symbol Grade Weight
T A 1.9%
TMUS B 1.59%
BSX B 1.54%
BRK.A B 1.5%
EA A 1.43%
JNPR F 1.36%
EDR A 1.32%
ACI C 1.29%
DOX D 1.25%
DTM B 0.7%
KMI A 0.66%
TPR B 0.63%
MARA C 0.62%
IP B 0.59%
OKE A 0.58%
SYF B 0.58%
FHN A 0.57%
WBS A 0.57%
FNB A 0.56%
VTRS A 0.56%
CMA A 0.55%
WHR B 0.55%
ONB B 0.55%
ABG B 0.55%
CFG B 0.55%
COLB A 0.55%
HBAN A 0.55%
LBRDK C 0.54%
INTC D 0.54%
HPE B 0.54%
PVH C 0.53%
TAP C 0.53%
C A 0.53%
GM B 0.52%
ALLY C 0.52%
LNC B 0.52%
PCAR B 0.52%
AM A 0.52%
NOV C 0.52%
BCC B 0.51%
CIVI D 0.51%
SLG B 0.51%
CNH C 0.51%
CNC D 0.5%
CHRD D 0.5%
JXN C 0.5%
DINO D 0.49%
BG F 0.49%
AGNC D 0.49%
STWD C 0.49%
QGEN D 0.49%
CVS D 0.49%
HST C 0.49%
MOS F 0.48%
SNX C 0.48%
X C 0.48%
CRBG B 0.48%
BWA D 0.48%
VICI C 0.48%
RDN C 0.48%
KRC C 0.47%
HOG D 0.47%
SOLV C 0.47%
TDG D 0.47%
M D 0.47%
RPRX D 0.47%
GAP C 0.47%
WU D 0.46%
CAG D 0.45%
FMC D 0.45%
LEA D 0.44%
KHC F 0.43%
SWKS F 0.43%
ARW D 0.43%
DOW F 0.42%
OGN D 0.42%
CE F 0.29%
YUM B 0.26%
CACI D 0.18%
PGR A 0.18%
TW A 0.14%
GRMN B 0.13%
VRSK A 0.1%
GDDY A 0.1%
WMB A 0.1%
LDOS C 0.1%
AME A 0.09%
TJX A 0.08%
CI F 0.08%
FI A 0.08%
HOLX D 0.08%
VRSN F 0.08%
FE C 0.07%
VRTX F 0.07%
CTLT B 0.07%
K A 0.07%
WELL A 0.07%
L A 0.07%
AKAM D 0.06%
REGN F 0.05%
AUSF Underweight 326 Positions Relative to PFM
Symbol Grade Weight
MSFT F -3.91%
AVGO D -3.32%
JPM A -3.01%
ORCL B -2.21%
HD A -1.76%
BAC A -1.56%
ACN C -0.95%
MS A -0.94%
ABT B -0.88%
PM B -0.88%
TXN C -0.82%
INTU C -0.82%
CAT B -0.81%
GS A -0.8%
QCOM F -0.79%
DHR F -0.72%
NEE D -0.68%
SPGI C -0.68%
BLK C -0.67%
LOW D -0.66%
SYK C -0.64%
ETN A -0.62%
UNP C -0.62%
BMY B -0.5%
SBUX A -0.49%
PLD D -0.46%
ADI D -0.45%
UPS C -0.43%
SHW A -0.41%
TT A -0.4%
ELV F -0.4%
AMT D -0.4%
NKE D -0.39%
CTAS B -0.38%
APH A -0.37%
MCO B -0.37%
AON A -0.36%
KLAC D -0.36%
ZTS D -0.35%
ITW B -0.35%
PNC B -0.35%
USB A -0.34%
APD A -0.32%
EMR A -0.32%
MMM D -0.31%
TGT F -0.31%
CSX B -0.29%
EPD A -0.29%
TFC A -0.27%
GWW B -0.25%
BK A -0.25%
MET A -0.25%
SRE A -0.25%
PSX C -0.24%
AMP A -0.24%
ALL A -0.23%
PAYX C -0.22%
AEP D -0.22%
MPLX A -0.21%
O D -0.21%
CMI A -0.21%
PRU A -0.2%
LHX C -0.2%
NDAQ A -0.2%
FAST B -0.2%
DFS B -0.19%
PEG A -0.19%
XEL A -0.17%
GLW B -0.17%
A D -0.16%
VMC B -0.16%
SYY B -0.16%
RJF A -0.15%
EXR D -0.15%
MCHP D -0.15%
RMD C -0.15%
NUE C -0.15%
FITB A -0.14%
ROK B -0.14%
EIX B -0.14%
HUM C -0.14%
TSCO D -0.13%
XYL D -0.13%
BRO B -0.13%
WEC A -0.13%
DOV A -0.12%
PPG F -0.12%
STT A -0.12%
AEE A -0.11%
DTE C -0.11%
HSY F -0.11%
AWK D -0.11%
TROW B -0.11%
ES D -0.1%
WST C -0.1%
CINF A -0.1%
HUBB B -0.1%
CDW F -0.1%
CSL C -0.09%
PFG D -0.09%
CMS C -0.09%
CLX B -0.09%
STE F -0.09%
STLD B -0.09%
LII A -0.09%
RPM A -0.08%
KEY B -0.08%
BAH F -0.08%
ARE D -0.08%
FDS B -0.08%
TSN B -0.08%
WSO A -0.08%
MAA B -0.08%
MKC D -0.08%
JBHT C -0.08%
ERIE D -0.08%
ESS B -0.08%
GGG B -0.07%
RGA A -0.07%
DPZ C -0.07%
LNT A -0.07%
AVY D -0.07%
FIX A -0.07%
HRL D -0.07%
WLK D -0.07%
NI A -0.07%
FNF B -0.07%
WSM B -0.07%
MAS D -0.07%
RS B -0.07%
EXPD D -0.07%
IEX B -0.07%
GPC D -0.07%
CHRW C -0.06%
ELS C -0.06%
SWK D -0.06%
REG B -0.06%
POOL C -0.06%
MORN B -0.06%
NDSN B -0.06%
UDR B -0.06%
EVRG A -0.06%
HEI B -0.06%
CASY A -0.06%
SEIC B -0.05%
WTRG B -0.05%
CUBE D -0.05%
EVR B -0.05%
RRX B -0.05%
AIZ A -0.05%
AFG A -0.05%
SJM D -0.05%
LECO B -0.05%
ALB C -0.05%
ITT A -0.05%
SCI B -0.05%
JKHY D -0.05%
ENSG D -0.04%
EGP F -0.04%
TTC D -0.04%
OGE B -0.04%
AOS F -0.04%
WTFC A -0.04%
CFR B -0.04%
DCI B -0.04%
REXR F -0.04%
CBSH A -0.04%
RGLD C -0.04%
AES F -0.04%
GL B -0.04%
MKTX D -0.04%
AIT A -0.04%
CHDN B -0.04%
PRI A -0.04%
IPG D -0.04%
THG A -0.03%
TRNO F -0.03%
THO B -0.03%
FFIN B -0.03%
SIGI C -0.03%
LFUS F -0.03%
IDA A -0.03%
CBT C -0.03%
HOMB A -0.03%
BMI B -0.03%
STAG F -0.03%
MSA D -0.03%
FAF A -0.03%
FR C -0.03%
AGCO D -0.03%
R B -0.03%
OSK B -0.03%
AXS A -0.03%
BOKF B -0.03%
SSD D -0.03%
ADC B -0.03%
RHI B -0.03%
NNN D -0.03%
SSB B -0.03%
UFPI B -0.03%
RLI B -0.03%
WSFS A -0.02%
CBU B -0.02%
PRGO B -0.02%
SR A -0.02%
PII D -0.02%
MGEE C -0.02%
GFF A -0.02%
AUB B -0.02%
MDU D -0.02%
CCOI B -0.02%
WDFC B -0.02%
ASH D -0.02%
BANF B -0.02%
ASB B -0.02%
FUL F -0.02%
CNO A -0.02%
BKH A -0.02%
IBOC A -0.02%
AVNT B -0.02%
FLO D -0.02%
POR C -0.02%
KAI A -0.02%
NJR A -0.02%
EXPO D -0.02%
FELE B -0.02%
LANC C -0.02%
CNS B -0.02%
AGO B -0.02%
TKR D -0.02%
MATX C -0.02%
GATX A -0.02%
DDS B -0.02%
BC C -0.02%
SWX B -0.02%
BCPC B -0.02%
WTS B -0.02%
NFG A -0.02%
SLGN A -0.02%
MSEX B -0.01%
GABC B -0.01%
TR B -0.01%
UVV B -0.01%
LNN B -0.01%
WABC B -0.01%
NWN A -0.01%
CSGS B -0.01%
TCBK B -0.01%
STBA B -0.01%
SRCE B -0.01%
ANDE D -0.01%
TNC D -0.01%
HMN B -0.01%
DKL C -0.01%
SCL C -0.01%
GTY B -0.01%
SJW D -0.01%
APOG B -0.01%
LKFN B -0.01%
NHC C -0.01%
CHCO B -0.01%
AGM C -0.01%
WOR F -0.01%
WSBC A -0.01%
SYBT B -0.01%
HI C -0.01%
NBTB B -0.01%
LMAT A -0.01%
MTRN C -0.01%
SXI B -0.01%
HNI B -0.01%
FRME B -0.01%
TOWN B -0.01%
HWKN B -0.01%
NSP D -0.01%
ABR C -0.01%
CPK A -0.01%
CWT D -0.01%
WAFD B -0.01%
IOSP B -0.01%
MAN D -0.01%
AVA A -0.01%
INDB B -0.01%
SFNC B -0.01%
TRN C -0.01%
KWR C -0.01%
AWR B -0.01%
BRC D -0.01%
JJSF B -0.01%
OTTR C -0.01%
NWE B -0.01%
POWI D -0.01%
FIBK A -0.01%
ABM B -0.01%
JOUT D -0.0%
FLIC B -0.0%
ARTNA D -0.0%
HVT D -0.0%
ODC C -0.0%
BMRC B -0.0%
CTO B -0.0%
YORW D -0.0%
AROW B -0.0%
UHT D -0.0%
THFF B -0.0%
PLOW D -0.0%
HIFS B -0.0%
CASS B -0.0%
SPTN D -0.0%
WASH C -0.0%
MATW C -0.0%
GSBC B -0.0%
SMBC B -0.0%
HY D -0.0%
MBWM B -0.0%
HBNC B -0.0%
MNRO D -0.0%
FCBC B -0.0%
HFWA B -0.0%
SCVL F -0.0%
PFC A -0.0%
GRC A -0.0%
SBSI B -0.0%
CTBI B -0.0%
TMP B -0.0%
AMSF B -0.0%
Compare ETFs