AFSM vs. ESIX ETF Comparison

Comparison of Active Factor Small Cap ETF (AFSM) to SPDR S&P SmallCap 600 ESG ETF (ESIX)

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.19

Average Daily Volume

15,699

Number of Holdings ^*

295

* may have additional holdings in another (foreign) market

ESIX

SPDR S&P SmallCap 600 ESG ETF

ESIX Description

SPDR S&P SmallCap 600 ESG ETF is an exchange traded fund launched by State Street Global Advisors, Inc. The fund is managed by SSGA Funds Management, Inc. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of small-cap companies. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the S&P SmallCap 600 ESG Index, by using representative sampling technique. SPDR S&P SmallCap 600 ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.36

Average Daily Volume

1,557

Number of Holdings ^*

367

* may have additional holdings in another (foreign) market

Performance

Period	AFSM	ESIX
30 Days	5.15%	6.82%
60 Days	4.94%	6.05%
90 Days	5.47%	6.01%
12 Months	31.74%	31.00%

99 Overlapping Holdings

Symbol	Grade	Weight in AFSM	Weight in ESIX	Overlap
ACIW	B	0.02%	0.64%	0.02%
ACLS	F	0.02%	0.29%	0.02%
ADUS	D	0.4%	0.25%	0.25%
AKR	B	0.29%	0.28%	0.28%
ALKS	C	0.93%	0.52%	0.52%
AMN	F	0.04%	0.1%	0.04%
AMPH	F	0.05%	0.19%	0.05%
AMWD	C	0.52%	0.17%	0.17%
ANDE	D	0.04%	0.17%	0.04%
APAM	B	0.06%	0.38%	0.06%
APOG	C	0.37%	0.2%	0.2%
AROC	A	0.64%	0.44%	0.44%
ATGE	B	0.32%	0.35%	0.32%
AVNS	F	0.27%	0.09%	0.09%
AZZ	A	0.27%	0.28%	0.27%
BCC	B	0.72%	0.61%	0.61%
BHE	C	0.29%	0.19%	0.19%
BKU	A	0.26%	0.34%	0.26%
BMI	B	0.63%	0.72%	0.63%
BRC	D	0.16%	0.36%	0.16%
CAL	F	0.36%	0.12%	0.12%
CALM	A	0.72%	0.41%	0.41%
CASH	B	0.35%	0.22%	0.22%
CHCO	B	0.54%	0.21%	0.21%
COLL	F	0.04%	0.11%	0.04%
COOP	B	0.63%	0.7%	0.63%
CPRX	C	0.93%	0.27%	0.27%
CSGS	B	0.13%	0.17%	0.13%
CTRE	C	0.07%	0.56%	0.07%
DFIN	D	0.46%	0.18%	0.18%
DNOW	B	0.29%	0.17%	0.17%
DXC	B	0.3%	0.44%	0.3%
EGBN	B	0.57%	0.1%	0.1%
EIG	B	0.13%	0.15%	0.13%
EMBC	C	0.03%	0.09%	0.03%
EPAC	C	0.0%	0.3%	0.0%
EXTR	C	0.21%	0.24%	0.21%
FBP	C	0.33%	0.38%	0.33%
FDP	B	0.61%	0.13%	0.13%
FORM	D	0.04%	0.34%	0.04%
FTDR	B	0.06%	0.47%	0.06%
GEO	B	0.51%	0.4%	0.4%
GES	F	0.15%	0.06%	0.06%
GFF	A	0.1%	0.36%	0.1%
HIW	C	0.35%	0.38%	0.35%
HLX	B	0.22%	0.16%	0.16%
HRMY	D	0.36%	0.14%	0.14%
HSII	B	0.64%	0.1%	0.1%
HUBG	A	0.28%	0.34%	0.28%
IDCC	B	1.17%	0.51%	0.51%
JXN	C	0.78%	0.84%	0.78%
KELYA	F	0.16%	0.05%	0.05%
KN	B	0.23%	0.18%	0.18%
KSS	F	0.06%	0.23%	0.06%
LGND	C	0.41%	0.24%	0.24%
LPG	F	0.32%	0.11%	0.11%
LRN	A	0.36%	0.48%	0.36%
MATX	C	0.37%	0.62%	0.37%
MD	C	0.36%	0.14%	0.14%
MHO	D	0.78%	0.47%	0.47%
MLI	B	1.38%	1.14%	1.14%
MLKN	F	0.08%	0.19%	0.08%
MTH	D	0.34%	0.73%	0.34%
NAVI	F	0.18%	0.13%	0.13%
NMIH	C	0.56%	0.34%	0.34%
NSIT	F	0.05%	0.48%	0.05%
NTCT	C	0.23%	0.18%	0.18%
NX	C	0.21%	0.16%	0.16%
ODP	F	0.29%	0.1%	0.1%
OFG	B	0.54%	0.23%	0.23%
OMI	F	0.06%	0.1%	0.06%
PCRX	C	0.13%	0.08%	0.08%
PFBC	B	0.87%	0.13%	0.13%
PFS	B	0.32%	0.32%	0.32%
PINC	B	0.46%	0.26%	0.26%
PIPR	A	0.25%	0.59%	0.25%
PRG	C	0.26%	0.23%	0.23%
PRGS	A	0.38%	0.32%	0.32%
RAMP	B	0.1%	0.22%	0.1%
RDN	D	0.7%	0.58%	0.58%
REZI	A	0.6%	0.42%	0.42%
SBH	C	0.21%	0.15%	0.15%
SCSC	C	0.15%	0.12%	0.12%
SIG	B	0.37%	0.49%	0.37%
SLG	B	0.65%	0.55%	0.55%
SLVM	B	0.65%	0.32%	0.32%
SMP	C	0.22%	0.08%	0.08%
SPSC	D	0.09%	0.75%	0.09%
STBA	B	0.53%	0.18%	0.18%
SXC	A	0.27%	0.11%	0.11%
TBBK	B	0.7%	0.29%	0.29%
TILE	B	0.37%	0.16%	0.16%
TNC	D	0.18%	0.18%	0.18%
TPH	D	0.07%	0.44%	0.07%
UFPT	C	0.6%	0.25%	0.25%
WGO	C	0.07%	0.19%	0.07%
WNC	C	0.38%	0.09%	0.09%
WT	A	0.49%	0.15%	0.15%
XRX	F	0.16%	0.11%	0.11%

AFSM Overweight 196 Positions Relative to ESIX

Symbol	Grade	Weight
SKYW	C	1.22%
NHC	C	1.2%
SFM	A	1.0%
CRS	B	0.87%
DAKT	C	0.86%
STRL	A	0.84%
ANF	F	0.82%
ZETA	D	0.81%
FIX	A	0.79%
EME	A	0.79%
CVLT	B	0.74%
MTG	C	0.73%
HALO	F	0.7%
UVE	B	0.7%
POWL	C	0.7%
TMHC	C	0.7%
SANM	B	0.67%
CEIX	A	0.67%
MCY	A	0.65%
CRVL	B	0.62%
HWKN	B	0.61%
GMED	A	0.61%
GMS	B	0.6%
PLUS	F	0.59%
NTB	B	0.58%
PRK	B	0.58%
NHI	D	0.57%
CORT	B	0.57%
SUPN	C	0.56%
BTU	B	0.55%
TGNA	B	0.55%
BXC	B	0.54%
CVNA	B	0.53%
BELFB	C	0.53%
DOLE	D	0.53%
KBH	D	0.52%
BRBR	A	0.52%
HIMS	B	0.51%
COKE	C	0.51%
MUSA	B	0.51%
PI	D	0.5%
APPF	B	0.49%
ACT	C	0.49%
PRDO	B	0.47%
TEX	F	0.47%
CSWI	B	0.46%
HRB	D	0.44%
DDS	B	0.44%
PLAB	C	0.43%
USLM	A	0.43%
LNTH	D	0.43%
WFRD	D	0.42%
RMR	F	0.42%
IESC	C	0.41%
YMAB	F	0.41%
EVER	D	0.41%
QTWO	A	0.4%
AMR	C	0.39%
BDC	C	0.39%
INMD	C	0.38%
VRNT	C	0.38%
M	F	0.37%
RDNT	B	0.37%
YOU	D	0.37%
ANIP	F	0.37%
BPMC	B	0.36%
CRAI	C	0.36%
LOPE	C	0.36%
BLBD	D	0.36%
IIPR	D	0.36%
CNXN	C	0.35%
ESNT	F	0.34%
PDM	D	0.34%
MOG.A	B	0.34%
TRMK	C	0.34%
CMC	B	0.33%
ATKR	D	0.33%
PBF	D	0.32%
CUZ	B	0.31%
SCS	C	0.31%
IBOC	B	0.31%
SPNS	F	0.3%
TWI	F	0.3%
CNK	C	0.3%
GRBK	D	0.3%
RXST	F	0.3%
CRDO	B	0.29%
HURN	C	0.29%
SBRA	C	0.29%
TCMD	B	0.29%
ADMA	B	0.28%
VIRT	A	0.28%
BKE	B	0.28%
PHIN	A	0.28%
ASO	F	0.28%
THFF	B	0.28%
MEDP	D	0.27%
ITCI	C	0.27%
HCC	B	0.27%
BNL	D	0.27%
PSN	D	0.27%
ABG	C	0.26%
INTA	B	0.26%
CCRN	F	0.26%
VRNS	D	0.26%
HCI	C	0.26%
BKH	A	0.26%
GNK	D	0.25%
AGX	B	0.25%
GIII	D	0.25%
PRM	C	0.25%
HAE	C	0.23%
VNDA	C	0.23%
MED	D	0.23%
LMAT	A	0.23%
IMKTA	C	0.22%
HDSN	F	0.22%
AMKR	D	0.21%
TMDX	F	0.21%
VCTR	B	0.21%
SIGA	F	0.21%
WABC	B	0.21%
PK	C	0.2%
BLFS	C	0.2%
ENS	F	0.2%
KRC	B	0.2%
CMPR	D	0.2%
INSW	F	0.2%
NUS	D	0.2%
SGBX	F	0.19%
DHT	F	0.19%
ONTO	F	0.19%
ASGN	F	0.19%
ASC	F	0.19%
NSSC	D	0.19%
TARS	C	0.19%
UCTT	D	0.18%
TPC	C	0.18%
GOGL	F	0.18%
HOV	D	0.17%
TGTX	B	0.17%
NVST	B	0.17%
ADNT	F	0.17%
AXSM	B	0.17%
SD	D	0.16%
HY	D	0.16%
HROW	D	0.16%
VSH	F	0.16%
SCVL	F	0.15%
STNG	F	0.15%
AIT	B	0.14%
NECB	C	0.14%
METC	C	0.14%
ALRM	C	0.14%
MRVI	F	0.14%
AYI	B	0.14%
TWST	F	0.13%
CWCO	C	0.13%
MOV	D	0.13%
CECO	B	0.12%
CLW	F	0.12%
ALKT	B	0.12%
OSCR	D	0.11%
YEXT	B	0.11%
CHRD	D	0.11%
INVA	D	0.11%
CGEM	F	0.11%
AMCX	C	0.1%
ASTH	F	0.1%
MAX	F	0.09%
KRYS	C	0.08%
KTB	B	0.08%
ATLO	C	0.07%
PEBK	B	0.07%
CTS	C	0.06%
GRND	A	0.06%
JWN	D	0.06%
SWX	B	0.05%
REVG	C	0.05%
OGS	A	0.05%
ATEN	A	0.05%
HE	C	0.04%
TDC	D	0.04%
SEMR	C	0.04%
PHR	F	0.04%
ETD	C	0.04%
EOLS	D	0.04%
OTTR	C	0.04%
PGNY	F	0.03%
JBI	F	0.03%
VITL	D	0.03%
RYI	C	0.03%
SWI	C	0.03%
LBRT	D	0.03%
MITK	C	0.0%
MAIN	A	0.0%

AFSM Underweight 268 Positions Relative to ESIX

Symbol	Grade	Weight
LUMN	C	-0.98%
GKOS	B	-0.85%
ATI	C	-0.78%
AWI	A	-0.75%
ALK	B	-0.75%
MMSI	A	-0.66%
LNC	C	-0.66%
BCPC	B	-0.64%
FSS	B	-0.62%
DY	D	-0.6%
GPI	B	-0.6%
ITRI	C	-0.59%
EAT	A	-0.58%
SEE	C	-0.58%
ACA	A	-0.57%
MGY	A	-0.57%
AL	B	-0.57%
SM	B	-0.57%
BOX	B	-0.56%
SHAK	C	-0.55%
IBP	D	-0.54%
PECO	A	-0.53%
ITGR	B	-0.51%
AGO	B	-0.5%
ABCB	B	-0.5%
ICUI	D	-0.47%
MAC	B	-0.47%
FELE	B	-0.47%
GVA	A	-0.47%
PLXS	B	-0.47%
AEIS	C	-0.47%
FUL	F	-0.46%
KFY	B	-0.45%
CRC	A	-0.45%
PBH	A	-0.45%
SKT	A	-0.44%
SEM	B	-0.44%
OGN	F	-0.44%
RUSHA	C	-0.43%
AUB	B	-0.43%
SITM	B	-0.43%
FULT	A	-0.43%
CVCO	A	-0.43%
VRRM	F	-0.43%
UCB	A	-0.43%
NWL	C	-0.42%
CATY	B	-0.42%
WDFC	B	-0.42%
JBT	B	-0.42%
PJT	A	-0.42%
CBU	B	-0.41%
DORM	B	-0.41%
APLE	B	-0.39%
NPO	A	-0.39%
ABM	B	-0.39%
FHB	B	-0.39%
SMTC	B	-0.39%
HP	C	-0.38%
WD	D	-0.38%
SMPL	B	-0.38%
SXT	C	-0.37%
BXMT	C	-0.36%
SHOO	F	-0.36%
HASI	D	-0.36%
CWK	C	-0.36%
AEO	F	-0.36%
BOH	B	-0.35%
BL	B	-0.35%
AWR	B	-0.35%
SFNC	C	-0.35%
DEI	B	-0.35%
GNW	A	-0.35%
CARG	B	-0.35%
TRN	B	-0.34%
IOSP	C	-0.34%
INDB	B	-0.34%
TDS	B	-0.33%
CWT	C	-0.33%
PTEN	C	-0.33%
BFH	C	-0.32%
LCII	C	-0.32%
LXP	D	-0.31%
UE	B	-0.31%
PLMR	A	-0.31%
HBI	B	-0.31%
FFBC	B	-0.31%
DV	C	-0.31%
SNEX	B	-0.3%
PPBI	C	-0.3%
AGYS	A	-0.3%
BANR	B	-0.29%
PAYO	A	-0.29%
DIOD	D	-0.29%
VCEL	B	-0.29%
MTX	B	-0.29%
ARCB	C	-0.29%
HNI	B	-0.29%
AAP	D	-0.28%
SBCF	B	-0.28%
STRA	C	-0.27%
CCS	D	-0.27%
YELP	C	-0.27%
BANF	B	-0.27%
MYRG	B	-0.27%
KLIC	B	-0.27%
CAKE	C	-0.26%
KWR	C	-0.26%
HI	C	-0.26%
RNST	B	-0.26%
IBTX	B	-0.26%
BANC	B	-0.25%
TFIN	B	-0.25%
CNMD	C	-0.25%
KMT	B	-0.25%
ROCK	C	-0.25%
EVTC	B	-0.25%
PSMT	D	-0.25%
ROIC	A	-0.25%
HAYW	B	-0.25%
CWEN	C	-0.25%
JBLU	F	-0.24%
B	A	-0.24%
OMCL	C	-0.24%
VIAV	C	-0.24%
ENR	B	-0.24%
SHO	D	-0.23%
STC	B	-0.23%
ALG	B	-0.23%
VYX	B	-0.23%
OI	C	-0.23%
FBK	C	-0.22%
FL	F	-0.22%
GBX	A	-0.22%
LZB	B	-0.21%
DRH	B	-0.21%
NBHC	C	-0.21%
FCF	B	-0.21%
TNDM	D	-0.21%
ROG	D	-0.2%
LKFN	C	-0.2%
CENTA	C	-0.19%
WKC	C	-0.19%
SONO	C	-0.19%
EPC	F	-0.19%
TRUP	B	-0.19%
WWW	A	-0.19%
VECO	F	-0.18%
VRTS	B	-0.18%
SCL	C	-0.18%
PZZA	F	-0.18%
SJW	F	-0.18%
HOPE	C	-0.18%
NWN	A	-0.18%
CUBI	B	-0.18%
DVAX	C	-0.18%
TRIP	F	-0.18%
NGVT	B	-0.18%
LTC	B	-0.18%
HMN	B	-0.18%
XHR	B	-0.17%
PDCO	F	-0.17%
THS	D	-0.17%
UPBD	B	-0.17%
HLIT	D	-0.16%
XNCR	B	-0.16%
ELME	D	-0.16%
MYGN	F	-0.16%
VRE	B	-0.16%
PEB	D	-0.16%
HTH	C	-0.16%
TALO	C	-0.16%
KW	C	-0.15%
UNIT	B	-0.15%
UNFI	A	-0.15%
JBGS	F	-0.15%
USPH	B	-0.15%
THRM	F	-0.15%
TGI	B	-0.15%
ALEX	B	-0.15%
STAA	F	-0.15%
LNN	B	-0.15%
DCOM	B	-0.14%
DEA	D	-0.14%
WOR	F	-0.14%
CRK	B	-0.14%
SAFT	B	-0.14%
BHLB	B	-0.14%
AAT	B	-0.14%
KALU	C	-0.14%
ECPG	C	-0.13%
NVEE	F	-0.13%
CARS	C	-0.13%
ALGT	B	-0.13%
QNST	B	-0.13%
ARLO	C	-0.13%
CERT	F	-0.13%
COHU	C	-0.13%
MSEX	C	-0.13%
AORT	B	-0.12%
CENX	B	-0.12%
DAN	D	-0.12%
AMSF	B	-0.12%
FBRT	D	-0.12%
CBRL	C	-0.12%
SDGR	C	-0.12%
CSR	B	-0.12%
PBI	B	-0.12%
OXM	F	-0.12%
PMT	C	-0.12%
SBSI	C	-0.11%
MMI	C	-0.11%
UTL	B	-0.11%
PARR	F	-0.11%
VVI	C	-0.11%
RCUS	F	-0.1%
HFWA	C	-0.1%
PRAA	D	-0.1%
JACK	C	-0.1%
VTOL	B	-0.1%
TMP	B	-0.1%
CWEN	C	-0.1%
CLB	B	-0.1%
RWT	D	-0.1%
BDN	C	-0.1%
ASIX	B	-0.09%
JBSS	F	-0.09%
KOP	C	-0.09%
CPF	B	-0.09%
BJRI	C	-0.09%
HAYN	A	-0.09%
PRA	C	-0.09%
MNRO	D	-0.09%
EYE	C	-0.09%
VTLE	C	-0.09%
MATW	C	-0.08%
AXL	C	-0.08%
GPRE	F	-0.08%
MGPI	F	-0.08%
SEDG	F	-0.08%
HAFC	B	-0.08%
FWRD	D	-0.08%
VIR	D	-0.08%
HAIN	D	-0.07%
AMBC	C	-0.07%
SPTN	D	-0.07%
NBR	C	-0.07%
WSR	A	-0.07%
INN	D	-0.07%
TRST	B	-0.07%
THRY	D	-0.06%
UFCS	A	-0.06%
NVRI	D	-0.06%
HPP	F	-0.06%
IRWD	F	-0.06%
SHEN	F	-0.06%
MTUS	C	-0.06%
GDOT	D	-0.06%
USNA	C	-0.05%
BGS	F	-0.05%
GOGO	C	-0.05%
PAHC	C	-0.05%
RGNX	D	-0.05%
LESL	D	-0.05%
CNSL	C	-0.04%
CENT	C	-0.04%
FLGT	F	-0.04%
WRLD	C	-0.04%
CRSR	C	-0.03%