ROUS vs. SMMV ETF Comparison

Comparison of Lattice U.S. Equity Strategy ETF (ROUS) to iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV)

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$53.81

Average Daily Volume

59,027

Number of Holdings ^*

345

* may have additional holdings in another (foreign) market

SMMV

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV Description

iShares Edge MSCI Min Vol USA Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization U.S. equities that, in the aggregate, have lower volatility characteristics relative to the small-capitalization U.S. equity market.

Grade (RS Rating)

Last Trade

$43.84

Average Daily Volume

37,673

Number of Holdings ^*

289

* may have additional holdings in another (foreign) market

Performance

Period	ROUS	SMMV
30 Days	3.07%	5.88%
60 Days	4.41%	7.08%
90 Days	5.48%	8.51%
12 Months	29.12%	28.57%

44 Overlapping Holdings

Symbol	Grade	Weight in ROUS	Weight in SMMV	Overlap
ADC	A	0.17%	1.45%	0.17%
ALKS	C	0.27%	0.71%	0.27%
ATR	B	0.08%	1.49%	0.08%
AVT	C	0.69%	0.34%	0.34%
AXS	A	0.37%	1.32%	0.37%
BJ	A	0.09%	0.73%	0.09%
CACI	D	0.24%	0.81%	0.24%
CASY	A	0.26%	0.79%	0.26%
CHE	D	0.13%	1.32%	0.13%
CIEN	C	0.02%	0.15%	0.02%
COKE	C	0.13%	0.06%	0.06%
CSWI	B	0.06%	0.45%	0.06%
CVLT	B	0.78%	1.12%	0.78%
DBX	B	0.43%	0.28%	0.28%
DCI	B	0.24%	0.31%	0.24%
DLB	B	0.25%	0.81%	0.25%
EHC	B	0.02%	1.08%	0.02%
EXEL	B	0.29%	1.73%	0.29%
FCN	F	0.14%	0.61%	0.14%
FLO	D	0.19%	0.82%	0.19%
GPK	C	0.23%	0.11%	0.11%
GWRE	A	0.07%	0.09%	0.07%
HRB	D	0.49%	0.47%	0.47%
INGR	C	0.08%	0.72%	0.08%
ITCI	C	0.04%	0.08%	0.04%
LOPE	C	0.25%	0.69%	0.25%
LSTR	D	0.23%	0.81%	0.23%
MMS	F	0.08%	0.23%	0.08%
MSA	F	0.02%	0.44%	0.02%
MUSA	B	0.64%	1.6%	0.64%
NSIT	F	0.32%	0.3%	0.3%
NYT	D	0.35%	0.4%	0.35%
OGE	A	0.08%	1.16%	0.08%
OHI	C	0.02%	0.6%	0.02%
ORI	A	0.31%	1.57%	0.31%
POR	C	0.12%	0.49%	0.12%
RGA	A	0.14%	1.11%	0.14%
RNR	C	0.16%	0.93%	0.16%
SFM	A	0.14%	1.07%	0.14%
SLGN	A	0.02%	0.14%	0.02%
SNX	D	0.25%	0.31%	0.25%
SON	F	0.2%	0.43%	0.2%
UNM	A	0.41%	1.16%	0.41%
WTM	A	0.29%	0.93%	0.29%

ROUS Overweight 301 Positions Relative to SMMV

Symbol	Grade	Weight
GOOGL	C	1.26%
AAPL	C	1.22%
MSFT	D	1.14%
WMT	A	1.09%
JNJ	C	1.08%
HPQ	B	1.07%
UNH	B	1.02%
NTAP	C	1.0%
NVDA	B	0.99%
T	A	0.89%
DELL	B	0.88%
HPE	B	0.86%
ABBV	F	0.85%
VZ	C	0.84%
KR	B	0.84%
MRK	D	0.84%
IBM	C	0.83%
CSCO	B	0.83%
XOM	B	0.82%
MSI	B	0.82%
JPM	A	0.81%
HD	B	0.81%
META	D	0.78%
EA	A	0.77%
TMUS	B	0.76%
CTSH	B	0.75%
LLY	F	0.75%
BRK.A	B	0.72%
GILD	C	0.7%
FICO	B	0.67%
TXN	C	0.65%
PG	C	0.64%
ORCL	A	0.64%
EOG	A	0.63%
AVGO	D	0.63%
MTB	A	0.62%
MO	A	0.6%
APH	A	0.58%
FOXA	A	0.58%
GWW	B	0.58%
IT	C	0.56%
COST	A	0.56%
GLW	B	0.54%
MCK	A	0.54%
HUM	C	0.53%
QCOM	F	0.52%
GDDY	A	0.52%
AMZN	C	0.52%
NRG	B	0.51%
SHW	B	0.51%
CINF	A	0.5%
ALSN	B	0.49%
FAST	B	0.49%
BK	A	0.48%
CMI	A	0.48%
VLO	C	0.47%
INCY	C	0.44%
RPM	A	0.44%
ACN	B	0.44%
CVS	D	0.44%
CL	D	0.43%
CTAS	B	0.43%
ELV	F	0.42%
FFIV	B	0.42%
UTHR	C	0.42%
ACI	C	0.41%
JNPR	D	0.4%
V	A	0.4%
MLI	B	0.4%
TRV	B	0.39%
MA	B	0.39%
EME	A	0.39%
RS	B	0.39%
NXPI	D	0.38%
SW	A	0.38%
LMT	D	0.38%
KMB	C	0.38%
CHRW	B	0.38%
ETR	B	0.37%
CMCSA	B	0.37%
SANM	B	0.37%
ORLY	B	0.37%
FDX	B	0.36%
VRTX	D	0.36%
AMGN	F	0.36%
VNT	C	0.36%
VRSN	C	0.36%
BBY	D	0.35%
C	A	0.34%
PM	B	0.34%
MKL	A	0.33%
EBAY	D	0.33%
CB	C	0.33%
GPC	D	0.33%
CDW	F	0.33%
TER	F	0.33%
LNG	A	0.33%
AZO	C	0.32%
BMI	B	0.32%
AFL	B	0.32%
CRUS	D	0.32%
TSCO	D	0.32%
BMY	B	0.32%
PCAR	B	0.31%
ANET	C	0.31%
SYF	B	0.31%
WM	B	0.31%
VICI	C	0.31%
LOW	C	0.31%
STLD	B	0.3%
YUM	D	0.3%
GRMN	B	0.3%
RMD	C	0.3%
RHI	C	0.29%
AMAT	F	0.29%
PHM	D	0.29%
GPI	B	0.29%
DUK	C	0.29%
CDNS	B	0.29%
PEP	F	0.28%
KLAC	F	0.28%
TJX	A	0.28%
OTIS	C	0.28%
HSY	F	0.27%
RF	A	0.27%
XEL	A	0.27%
DGX	A	0.27%
COR	B	0.27%
EG	C	0.26%
SYY	D	0.26%
SO	C	0.26%
MPC	D	0.26%
MAS	D	0.26%
ITW	B	0.26%
PRU	A	0.25%
STT	B	0.25%
KEYS	A	0.25%
SNA	A	0.25%
CI	D	0.24%
PEG	A	0.24%
MANH	D	0.24%
NVR	D	0.24%
ACGL	C	0.24%
NFG	A	0.24%
PKG	A	0.23%
PGR	A	0.23%
AIT	B	0.23%
BKNG	A	0.23%
CRBG	B	0.23%
DTE	C	0.23%
TT	A	0.23%
ED	C	0.23%
HBAN	A	0.23%
R	B	0.23%
WFC	A	0.22%
KD	B	0.22%
WSM	C	0.22%
AN	C	0.22%
AEP	C	0.22%
AYI	B	0.22%
DKS	D	0.21%
GEN	B	0.21%
PNC	B	0.21%
MCHP	F	0.21%
CVX	A	0.21%
OC	A	0.2%
HCA	F	0.2%
ROP	B	0.2%
RSG	A	0.2%
OGN	F	0.2%
PPL	A	0.19%
ARW	D	0.19%
SNPS	B	0.19%
RDN	D	0.19%
DHI	F	0.19%
VRSK	A	0.19%
WSO	A	0.19%
CAT	B	0.19%
DY	D	0.18%
IRM	C	0.18%
ECL	D	0.18%
REGN	F	0.17%
ASGN	F	0.17%
FE	C	0.17%
MDT	D	0.17%
LRCX	F	0.17%
CAH	B	0.17%
UFPI	C	0.17%
BAH	F	0.17%
FITB	B	0.17%
LYB	F	0.17%
STX	C	0.16%
JBL	C	0.16%
ADBE	C	0.16%
VST	A	0.16%
CBT	D	0.16%
SKX	D	0.16%
PPG	F	0.16%
OMC	C	0.15%
SWKS	F	0.15%
MMM	D	0.15%
MTG	C	0.14%
ABT	B	0.14%
ALL	A	0.14%
O	C	0.14%
RL	C	0.14%
FLEX	B	0.14%
BPOP	C	0.14%
BSX	A	0.14%
ROL	B	0.14%
MCD	D	0.14%
CMC	B	0.14%
GIS	D	0.14%
LAMR	C	0.13%
USB	A	0.13%
PANW	B	0.13%
DOV	A	0.13%
WEC	A	0.13%
AEE	A	0.13%
EIX	B	0.12%
BLDR	D	0.12%
LII	A	0.12%
PSTG	D	0.12%
AVB	B	0.12%
FANG	C	0.12%
EQR	C	0.12%
LDOS	C	0.11%
BAC	A	0.11%
MTD	F	0.11%
INTU	B	0.11%
TGT	F	0.11%
CNC	D	0.1%
UMBF	B	0.1%
VMI	B	0.1%
AMCR	C	0.1%
L	A	0.1%
FSS	B	0.1%
DVN	F	0.1%
NEE	C	0.09%
HUBB	B	0.09%
AIZ	A	0.09%
KO	D	0.09%
WELL	A	0.09%
ADI	D	0.09%
CHRD	D	0.09%
CBOE	C	0.09%
JHG	B	0.08%
GLPI	C	0.08%
EXC	C	0.08%
ACIW	B	0.08%
NOC	D	0.08%
COP	C	0.08%
SPG	A	0.07%
PSA	C	0.07%
APPF	B	0.07%
GD	D	0.07%
SRE	A	0.07%
NNN	C	0.07%
FTNT	C	0.07%
KNF	B	0.07%
PTC	B	0.06%
LNC	C	0.06%
SPSC	D	0.06%
AWI	A	0.05%
ANF	F	0.05%
MOG.A	B	0.05%
NOW	A	0.05%
ADSK	A	0.05%
BR	A	0.05%
HON	C	0.05%
FELE	B	0.04%
LFUS	D	0.04%
CCI	C	0.04%
EPRT	B	0.04%
COF	C	0.04%
BCO	F	0.04%
IP	A	0.04%
D	C	0.04%
AKAM	D	0.04%
NXST	C	0.04%
ADM	D	0.03%
CF	A	0.03%
NWSA	A	0.03%
JCI	B	0.03%
SYK	B	0.02%
PAYX	B	0.02%
SEE	C	0.02%
CHTR	C	0.02%
VTR	B	0.02%
ITRI	C	0.02%
LIN	C	0.02%
PSX	C	0.02%
FHN	A	0.02%
AAON	B	0.02%
AIG	B	0.02%
AVY	F	0.01%
MPWR	F	0.01%
MTH	D	0.01%
ONB	C	0.01%
AOS	F	0.01%
WPC	C	0.01%

ROUS Underweight 245 Positions Relative to SMMV

Symbol	Grade	Weight
RGLD	C	-1.39%
RLI	A	-1.25%
HQY	A	-1.23%
SIGI	C	-1.14%
DTM	A	-1.14%
IDA	A	-1.12%
THG	A	-1.11%
ENSG	C	-1.06%
PNW	A	-0.91%
GNTX	C	-0.9%
PSN	D	-0.87%
BWXT	B	-0.78%
POST	C	-0.77%
PBH	A	-0.77%
TXNM	A	-0.75%
NEU	D	-0.75%
CALM	A	-0.72%
CW	C	-0.71%
LRN	A	-0.7%
RYAN	A	-0.69%
PAGP	A	-0.68%
TKO	A	-0.66%
CCOI	B	-0.66%
CTRE	C	-0.65%
MSGS	A	-0.64%
NWE	B	-0.64%
BRC	D	-0.63%
TXRH	B	-0.62%
WEN	D	-0.6%
VNOM	A	-0.59%
MDU	D	-0.59%
CCCS	B	-0.59%
INSM	C	-0.58%
GHC	B	-0.58%
MSM	C	-0.57%
AMED	F	-0.56%
IBKR	A	-0.54%
HESM	B	-0.54%
PINC	B	-0.51%
PRGS	A	-0.51%
TGNA	B	-0.5%
VIRT	A	-0.5%
FCFS	F	-0.49%
CWAN	B	-0.48%
DRS	B	-0.47%
LAUR	A	-0.47%
JJSF	C	-0.47%
PCVX	D	-0.47%
ECG	C	-0.46%
ESGR	B	-0.46%
MGEE	B	-0.46%
IONS	F	-0.45%
WERN	C	-0.45%
HURN	C	-0.42%
JAZZ	B	-0.42%
KNTK	A	-0.42%
KBR	F	-0.42%
EQC	B	-0.4%
HLI	A	-0.38%
MCY	A	-0.38%
ADUS	D	-0.37%
AM	A	-0.36%
CWST	A	-0.35%
PRDO	B	-0.35%
XENE	D	-0.34%
BATRK	D	-0.34%
REYN	D	-0.33%
AGX	B	-0.33%
UNF	B	-0.33%
MGRC	B	-0.33%
NHC	C	-0.33%
AVPT	A	-0.33%
HMN	B	-0.33%
SNDR	B	-0.32%
VRRM	F	-0.32%
BHE	C	-0.32%
SKWD	A	-0.32%
LANC	C	-0.32%
INSW	F	-0.31%
SMPL	B	-0.31%
IDCC	B	-0.31%
CORT	B	-0.3%
USLM	A	-0.3%
GO	C	-0.3%
GPOR	B	-0.3%
PDCO	F	-0.3%
DVAX	C	-0.29%
WT	A	-0.28%
MIRM	B	-0.28%
HWKN	B	-0.28%
CRNX	C	-0.27%
VVV	D	-0.27%
EIG	B	-0.26%
ALE	A	-0.26%
CRAI	C	-0.25%
YELP	C	-0.25%
SAIC	F	-0.25%
OSW	B	-0.25%
SCI	B	-0.25%
IDYA	F	-0.24%
NJR	A	-0.24%
OLLI	D	-0.24%
PPC	C	-0.24%
SAFT	B	-0.24%
ASH	F	-0.23%
WABC	B	-0.22%
INVA	D	-0.21%
ADMA	B	-0.21%
AMSF	B	-0.21%
NTST	C	-0.2%
PJT	A	-0.2%
AVA	A	-0.2%
OPCH	D	-0.19%
AWR	B	-0.19%
IMKTA	C	-0.19%
CHH	A	-0.19%
EDR	A	-0.19%
SWX	B	-0.18%
BFC	B	-0.18%
RARE	F	-0.18%
NTCT	C	-0.18%
ATEN	A	-0.18%
COLL	F	-0.18%
KRP	B	-0.18%
CNX	A	-0.17%
SPNT	B	-0.17%
ARCH	B	-0.16%
CNXN	C	-0.16%
HCC	B	-0.16%
KNSA	F	-0.16%
CXW	C	-0.16%
WMK	C	-0.16%
CWT	C	-0.16%
PRGO	C	-0.15%
ICFI	F	-0.15%
IRON	B	-0.15%
IDT	B	-0.15%
DJCO	B	-0.14%
VVX	C	-0.14%
JBSS	F	-0.14%
BLKB	B	-0.14%
HCKT	B	-0.14%
OGS	A	-0.14%
HSTM	B	-0.14%
ATGE	B	-0.14%
GTX	C	-0.13%
RGR	F	-0.13%
REX	D	-0.13%
LBTYK	A	-0.13%
KRYS	C	-0.13%
ZYME	C	-0.13%
LMAT	A	-0.12%
UVE	B	-0.12%
HALO	F	-0.12%
SPTN	D	-0.12%
SMP	C	-0.12%
PLXS	B	-0.11%
VREX	B	-0.11%
LQDT	B	-0.11%
USM	B	-0.11%
LTC	B	-0.11%
ACLX	C	-0.11%
NTNX	B	-0.11%
SHEN	F	-0.11%
CHCO	B	-0.11%
SNRE	D	-0.1%
MCS	B	-0.1%
AGIO	C	-0.1%
ALRM	C	-0.1%
DHIL	B	-0.1%
ACEL	C	-0.1%
EBF	F	-0.1%
NABL	F	-0.1%
UFCS	A	-0.1%
TIPT	C	-0.09%
CRVL	B	-0.09%
GEO	B	-0.09%
HCI	C	-0.09%
EPAC	C	-0.09%
YORW	F	-0.09%
SPRY	C	-0.09%
IRWD	F	-0.09%
FC	F	-0.08%
DORM	B	-0.08%
EWTX	C	-0.08%
ANIP	F	-0.08%
NPK	B	-0.08%
TARS	C	-0.08%
VITL	D	-0.08%
BBSI	B	-0.08%
KELYA	F	-0.08%
MATX	C	-0.08%
STRA	C	-0.08%
NTGR	B	-0.08%
FRPH	B	-0.08%
CEIX	A	-0.08%
IMAX	B	-0.07%
SR	A	-0.07%
BOX	B	-0.07%
CNSL	C	-0.07%
SENEA	A	-0.07%
TBPH	B	-0.07%
LQDA	F	-0.07%
ATEX	F	-0.07%
THS	D	-0.07%
OSIS	A	-0.07%
WINA	C	-0.07%
CPK	A	-0.07%
NRC	F	-0.06%
PBF	D	-0.06%
IMXI	B	-0.06%
CART	C	-0.06%
CLW	F	-0.06%
HG	C	-0.06%
RAMP	B	-0.06%
UTI	B	-0.06%
CCRN	F	-0.06%
ACT	C	-0.06%
ACHC	F	-0.06%
IRMD	C	-0.05%
ADEA	C	-0.05%
IMNM	F	-0.05%
SCHL	F	-0.05%
METC	C	-0.05%
ACAD	C	-0.05%
UTZ	D	-0.05%
AESI	B	-0.05%
KROS	D	-0.05%
CGON	F	-0.05%
USPH	B	-0.05%
SEB	F	-0.05%
RMR	F	-0.05%
BATRA	F	-0.05%
BTU	B	-0.05%
GNK	D	-0.04%
SWBI	C	-0.04%
DAWN	D	-0.04%
DK	C	-0.04%
TH	C	-0.04%
CGEM	F	-0.03%
MITK	C	-0.03%
ROG	D	-0.03%
ANAB	F	-0.03%
CRGX	F	-0.03%
ITOS	F	-0.02%