HSMV vs. NUSC ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to NuShares ESG Small-Cap ETF (NUSC)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.41

Average Daily Volume

1,137

Number of Holdings ^*

146

* may have additional holdings in another (foreign) market

NUSC

NuShares ESG Small-Cap ETF

NUSC Description

Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG Small-Cap Index.

Grade (RS Rating)

Last Trade

$42.29

Average Daily Volume

51,048

Number of Holdings ^*

478

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	NUSC
30 Days	0.35%	-0.47%
60 Days	4.14%	4.57%
90 Days	9.74%	7.91%
12 Months	27.25%	25.60%

46 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in NUSC	Overlap
ADC	B	1.33%	0.09%	0.09%
AGCO	D	0.33%	0.03%	0.03%
AMG	B	0.61%	0.56%	0.56%
ATR	A	2.04%	0.04%	0.04%
BCPC	C	0.54%	0.57%	0.54%
BLKB	C	0.42%	0.27%	0.27%
CASY	D	0.24%	0.73%	0.24%
CBSH	D	0.71%	0.55%	0.55%
COLM	B	0.56%	0.07%	0.07%
CPK	C	0.65%	0.27%	0.27%
CUBE	C	0.27%	0.13%	0.13%
DLB	D	0.93%	0.45%	0.45%
EGP	D	0.7%	0.44%	0.44%
ENSG	D	0.77%	0.33%	0.33%
EPRT	C	0.68%	0.3%	0.3%
ESNT	C	0.78%	0.07%	0.07%
EVTC	D	0.27%	0.21%	0.21%
FAF	B	0.41%	0.68%	0.41%
FCN	C	0.59%	0.65%	0.59%
HRB	C	0.28%	0.87%	0.28%
HXL	F	0.24%	0.31%	0.24%
IDCC	A	0.59%	0.35%	0.35%
JAZZ	F	0.31%	0.14%	0.14%
KBR	C	0.85%	0.77%	0.77%
LFUS	C	0.27%	0.1%	0.1%
MSA	F	0.87%	0.42%	0.42%
MTG	B	0.57%	0.06%	0.06%
MTN	D	0.31%	0.41%	0.31%
MUSA	D	0.46%	0.9%	0.46%
NJR	C	1.22%	0.46%	0.46%
NMIH	C	0.61%	0.03%	0.03%
NYT	A	1.02%	0.41%	0.41%
OGS	C	0.71%	0.42%	0.42%
OHI	C	1.13%	0.48%	0.48%
ONB	D	0.28%	0.11%	0.11%
ORI	B	1.7%	0.02%	0.02%
PCH	C	0.21%	0.36%	0.21%
PFGC	A	0.43%	0.03%	0.03%
PRGS	B	0.59%	0.2%	0.2%
PRI	A	0.71%	0.51%	0.51%
R	C	0.27%	0.56%	0.27%
REXR	D	0.24%	0.7%	0.24%
RGA	C	0.65%	0.62%	0.62%
RGLD	C	0.35%	0.41%	0.35%
SBRA	C	0.57%	0.02%	0.02%
SCI	C	0.58%	0.99%	0.58%

HSMV Overweight 100 Positions Relative to NUSC

Symbol	Grade	Weight
POST	C	1.7%
INGR	A	1.67%
SEIC	B	1.65%
DTM	A	1.62%
CTRE	B	1.6%
OGE	A	1.53%
CACI	A	1.48%
IDA	C	1.46%
MSGS	A	1.37%
DCI	B	1.33%
AMH	D	1.31%
CHE	C	1.29%
RLI	A	1.28%
FLO	D	1.26%
AM	A	1.2%
NWE	B	1.18%
NNN	A	1.16%
NFG	A	1.15%
FHI	C	1.14%
POR	C	1.11%
AFG	C	1.08%
GNTX	D	1.06%
MMS	B	1.06%
GGG	B	1.04%
GLPI	A	1.04%
MDU	C	0.97%
EHC	B	0.91%
FCPT	C	0.9%
EPR	C	0.89%
BKH	C	0.89%
ELS	D	0.83%
EFC	D	0.83%
LSTR	D	0.78%
AVA	D	0.77%
PECO	C	0.72%
AWR	A	0.71%
RNR	A	0.7%
PBH	D	0.68%
LOPE	D	0.67%
SLGN	C	0.66%
RPM	A	0.63%
CW	A	0.63%
AGO	B	0.6%
SF	A	0.6%
JHG	C	0.58%
FELE	C	0.57%
ACM	C	0.56%
CWT	D	0.54%
ARW	C	0.54%
RS	D	0.52%
AVT	C	0.52%
FNF	A	0.52%
EPC	F	0.52%
CHH	B	0.52%
GATX	F	0.51%
FR	C	0.48%
FLS	A	0.47%
LANC	F	0.47%
MSM	D	0.47%
LAMR	C	0.46%
BRX	C	0.46%
RYN	C	0.45%
CHDN	D	0.44%
ASH	F	0.42%
BWXT	A	0.42%
SAIC	A	0.41%
RDN	D	0.41%
PB	D	0.4%
JEF	A	0.39%
CLH	C	0.39%
ENR	B	0.39%
CNO	C	0.39%
MAN	D	0.38%
ITT	B	0.38%
LXP	D	0.38%
GPK	C	0.38%
ABM	D	0.35%
IOSP	F	0.35%
BJ	D	0.35%
CSL	A	0.34%
FNB	D	0.33%
JJSF	B	0.33%
COOP	B	0.33%
LECO	D	0.33%
G	A	0.31%
EXEL	B	0.3%
KEX	C	0.3%
EVR	C	0.3%
MIDD	D	0.29%
CRI	D	0.28%
ALV	F	0.28%
KFY	C	0.28%
LII	C	0.26%
ORA	C	0.26%
OSK	F	0.26%
AIN	F	0.26%
FSS	B	0.25%
PLXS	B	0.24%
IRT	C	0.23%
NSA	C	0.15%

HSMV Underweight 432 Positions Relative to NUSC

Symbol	Grade	Weight
CNM	F	-0.82%
EWBC	D	-0.82%
CROX	C	-0.81%
NTNX	C	-0.79%
CR	B	-0.78%
USFD	C	-0.72%
FMC	B	-0.7%
JXN	A	-0.69%
CVLT	C	-0.68%
FTI	B	-0.66%
LAD	C	-0.66%
TRNO	D	-0.65%
BFAM	C	-0.64%
BMI	A	-0.64%
BERY	C	-0.64%
RHP	C	-0.63%
FRPT	C	-0.63%
PCOR	D	-0.63%
EXLS	A	-0.62%
ESI	B	-0.62%
WAL	C	-0.61%
AGNC	C	-0.61%
MOD	B	-0.61%
WMS	D	-0.6%
DAR	F	-0.59%
ARMK	A	-0.59%
CRUS	D	-0.59%
MAT	D	-0.58%
CHX	D	-0.57%
MOG.A	A	-0.57%
WEX	C	-0.56%
BCC	C	-0.56%
FIX	A	-0.56%
AXTA	C	-0.53%
FHN	D	-0.52%
UGI	C	-0.52%
ACIW	B	-0.52%
LPX	A	-0.51%
VVV	D	-0.5%
AL	D	-0.48%
RHI	D	-0.47%
ITRI	C	-0.46%
ONTO	B	-0.46%
AAON	A	-0.46%
FLEX	C	-0.45%
SAIA	D	-0.45%
ALKS	B	-0.44%
WTM	D	-0.44%
SITE	D	-0.43%
WFRD	F	-0.43%
BLD	C	-0.43%
GPI	C	-0.42%
PFSI	C	-0.42%
KRC	C	-0.42%
GNRC	B	-0.41%
HOG	D	-0.4%
JLL	B	-0.4%
WD	C	-0.39%
FTDR	C	-0.38%
DXC	D	-0.37%
SSB	C	-0.37%
NSIT	B	-0.37%
HAS	A	-0.37%
SPSC	D	-0.36%
PLNT	B	-0.35%
LRN	C	-0.35%
STWD	C	-0.35%
FBP	D	-0.35%
BRC	C	-0.34%
ICUI	B	-0.34%
WBS	D	-0.34%
LSCC	D	-0.34%
THO	B	-0.34%
AVNT	C	-0.33%
IVZ	A	-0.32%
NOVT	C	-0.32%
RUN	D	-0.31%
PJT	C	-0.31%
WHD	B	-0.31%
ATKR	F	-0.31%
VLY	C	-0.31%
AZEK	C	-0.3%
GME	F	-0.3%
AROC	B	-0.3%
TPR	B	-0.3%
SNV	D	-0.3%
SXT	C	-0.29%
BECN	F	-0.29%
OZK	F	-0.29%
REZI	D	-0.28%
NWL	D	-0.28%
BXMT	C	-0.28%
HAE	D	-0.27%
PVH	F	-0.27%
ENV	C	-0.27%
NOV	F	-0.27%
TBBK	C	-0.26%
ASGN	D	-0.26%
HIMS	B	-0.26%
KNF	C	-0.26%
PCVX	B	-0.26%
SPB	C	-0.26%
CRVL	C	-0.26%
MTX	B	-0.25%
CWEN	C	-0.25%
HNI	B	-0.25%
ZION	D	-0.25%
RNA	B	-0.25%
ELAN	D	-0.24%
PLMR	C	-0.24%
RCM	B	-0.24%
XPO	F	-0.24%
FYBR	C	-0.24%
CALX	C	-0.23%
COMP	C	-0.23%
EPAC	C	-0.23%
CYTK	F	-0.23%
VCTR	B	-0.23%
TNET	F	-0.22%
TGNA	B	-0.22%
BDC	B	-0.22%
ZD	D	-0.22%
ADTN	B	-0.22%
VKTX	C	-0.22%
WSC	D	-0.21%
CLVT	D	-0.21%
YETI	B	-0.21%
POWL	A	-0.21%
WDFC	B	-0.21%
HWC	D	-0.21%
EAT	A	-0.21%
MIR	B	-0.21%
NARI	F	-0.21%
OMCL	C	-0.2%
PRIM	C	-0.2%
CRNX	C	-0.2%
SHC	C	-0.2%
EQC	D	-0.2%
RYAN	A	-0.2%
JBT	B	-0.2%
PRCT	C	-0.2%
STC	C	-0.2%
LEVI	B	-0.2%
MRCY	B	-0.19%
LCII	B	-0.19%
EFSC	D	-0.19%
CNK	C	-0.19%
HASI	C	-0.19%
SCL	D	-0.18%
DFIN	C	-0.18%
PAR	D	-0.18%
MGNI	D	-0.17%
WGO	D	-0.17%
ITGR	C	-0.17%
HCP	B	-0.17%
FTRE	F	-0.17%
GKOS	B	-0.17%
WCC	C	-0.17%
LUMN	C	-0.17%
OUT	C	-0.17%
SFM	A	-0.17%
GERN	D	-0.17%
SLAB	D	-0.17%
MODG	F	-0.16%
AAP	F	-0.16%
DV	F	-0.16%
TMHC	C	-0.16%
M	F	-0.16%
ROG	D	-0.16%
WHR	B	-0.16%
PRG	C	-0.16%
SWX	C	-0.16%
HLIT	C	-0.16%
PLUG	D	-0.16%
GAP	F	-0.16%
AMN	F	-0.16%
RXST	F	-0.16%
ANDE	D	-0.16%
VERA	C	-0.16%
PEB	D	-0.16%
CASH	D	-0.16%
MRUS	D	-0.15%
KLIC	D	-0.15%
XPRO	F	-0.15%
SAVA	D	-0.15%
STBA	D	-0.15%
SONO	D	-0.15%
HQY	C	-0.15%
SJW	D	-0.15%
IDYA	F	-0.15%
ESRT	C	-0.15%
XHR	B	-0.15%
VNT	F	-0.14%
WRBY	C	-0.14%
BRKR	D	-0.14%
DYN	D	-0.14%
CSGS	C	-0.14%
TRIP	F	-0.14%
RDNT	C	-0.14%
GTLB	D	-0.14%
UNM	A	-0.13%
VSEC	D	-0.13%
DNLI	C	-0.13%
IRDM	B	-0.13%
AZTA	F	-0.13%
INDB	D	-0.13%
UNIT	B	-0.13%
RXRX	F	-0.13%
DNOW	F	-0.13%
KTB	B	-0.13%
HELE	D	-0.13%
AYI	A	-0.13%
LNN	C	-0.13%
PBI	C	-0.12%
BKD	D	-0.12%
LCID	D	-0.12%
ARI	F	-0.12%
VOYA	A	-0.12%
TDC	D	-0.12%
NEO	F	-0.12%
RUSHA	D	-0.12%
GBX	C	-0.12%
VITL	B	-0.11%
MRC	D	-0.11%
GH	F	-0.11%
MYRG	F	-0.11%
TILE	C	-0.11%
EXPI	C	-0.11%
WOLF	F	-0.11%
HURN	D	-0.11%
PLAY	D	-0.11%
NOVA	D	-0.11%
MYGN	D	-0.11%
ARVN	F	-0.11%
INTA	C	-0.11%
OMI	F	-0.11%
ARQT	D	-0.1%
JOE	D	-0.1%
CWEN	C	-0.1%
PEBO	F	-0.1%
EWTX	B	-0.1%
DGII	B	-0.1%
QNST	B	-0.1%
ARRY	F	-0.1%
ERII	B	-0.1%
PDFS	F	-0.1%
AIR	D	-0.1%
LNC	D	-0.1%
FA	A	-0.1%
JWN	D	-0.1%
KYMR	D	-0.1%
LBPH	D	-0.1%
VRDN	A	-0.1%
CARS	F	-0.1%
COUR	F	-0.1%
ESTC	F	-0.1%
CRSP	F	-0.09%
CECO	D	-0.09%
IRON	C	-0.09%
PETQ	A	-0.09%
PYCR	D	-0.09%
PDCO	F	-0.09%
TARS	C	-0.09%
KBH	C	-0.09%
BZH	C	-0.09%
SIG	C	-0.08%
SCHL	F	-0.08%
PRA	B	-0.08%
KOP	F	-0.08%
MBUU	D	-0.08%
NVST	D	-0.08%
NVCR	F	-0.08%
WNC	F	-0.08%
GBCI	C	-0.08%
KURA	F	-0.08%
MNRO	B	-0.08%
EYE	F	-0.08%
PEN	D	-0.08%
CGEM	F	-0.07%
RPAY	F	-0.07%
IBCP	D	-0.07%
ETWO	F	-0.07%
PHAT	C	-0.07%
COGT	C	-0.07%
SMP	D	-0.07%
KREF	C	-0.07%
HZO	D	-0.07%
VVI	B	-0.07%
PRTA	F	-0.07%
CDMO	C	-0.07%
EMBC	F	-0.07%
CFLT	F	-0.07%
VECO	F	-0.07%
PLYA	D	-0.07%
BHLB	D	-0.07%
CSTL	C	-0.07%
HAIN	B	-0.07%
ABG	D	-0.06%
BHE	C	-0.06%
IMNM	F	-0.06%
MAX	B	-0.06%
HPP	F	-0.06%
PNFP	D	-0.06%
LPRO	D	-0.06%
CWH	C	-0.06%
INFN	C	-0.06%
STGW	B	-0.06%
WVE	B	-0.06%
ARKO	C	-0.05%
ELVN	B	-0.05%
HUMA	D	-0.05%
CCRN	F	-0.05%
IART	F	-0.05%
THG	C	-0.05%
VREX	F	-0.05%
STAA	D	-0.05%
RCUS	F	-0.05%
KTOS	A	-0.05%
LESL	F	-0.05%
FFBC	D	-0.05%
AMBC	F	-0.05%
FIVE	D	-0.05%
MLNK	F	-0.05%
RDUS	D	-0.05%
AMAL	D	-0.05%
VAC	D	-0.05%
ETNB	F	-0.05%
ARCT	D	-0.05%
RVNC	F	-0.05%
SNDX	F	-0.05%
XRX	D	-0.05%
PNTG	C	-0.05%
MCS	A	-0.04%
MNMD	F	-0.04%
PLRX	F	-0.04%
GTN	D	-0.04%
ETSY	F	-0.04%
FL	F	-0.04%
EE	A	-0.04%
CCO	D	-0.04%
ZEUS	F	-0.04%
CYRX	F	-0.04%
NRIX	D	-0.04%
ADV	F	-0.04%
VMEO	C	-0.04%
NABL	F	-0.04%
GOGO	F	-0.04%
BOX	C	-0.04%
KW	B	-0.04%
MEI	D	-0.04%
EYPT	F	-0.04%
SVRA	F	-0.04%
CTLP	B	-0.04%
BHB	D	-0.04%
VFC	B	-0.04%
WEAV	B	-0.04%
CMP	D	-0.04%
WOOF	A	-0.04%
ACHC	F	-0.04%
PAHC	C	-0.04%
KE	F	-0.03%
PDM	C	-0.03%
PLOW	C	-0.03%
CADE	D	-0.03%
BANR	C	-0.03%
TITN	F	-0.03%
TRDA	D	-0.03%
MOV	F	-0.03%
LAZR	F	-0.03%
PRAA	F	-0.03%
VERV	F	-0.03%
SR	C	-0.03%
TBPH	F	-0.03%
LILA	B	-0.03%
MGRC	D	-0.03%
ACA	C	-0.03%
DBX	B	-0.03%
PACK	F	-0.03%
ATEX	D	-0.03%
RBBN	B	-0.03%
XPOF	F	-0.03%
ZIP	D	-0.03%
FUL	F	-0.03%
CBL	D	-0.03%
AEO	B	-0.03%
TPH	C	-0.03%
HAFC	D	-0.03%
PRGO	F	-0.03%
TGI	F	-0.03%
DEA	D	-0.03%
ALTR	B	-0.03%
RUSHB	D	-0.03%
BANC	D	-0.02%
LGF.A	F	-0.02%
HGV	F	-0.02%
ESTA	D	-0.02%
INFA	D	-0.02%
SON	D	-0.02%
RAMP	F	-0.02%
RNST	D	-0.02%
CNMD	D	-0.02%
CTS	B	-0.02%
APAM	C	-0.02%
JAMF	F	-0.02%
UMBF	C	-0.02%
NBTB	D	-0.02%
MWA	A	-0.02%
EB	F	-0.02%
TMCI	F	-0.02%
ST	F	-0.02%
SIGI	D	-0.02%
NNI	C	-0.02%
EWCZ	F	-0.02%
LYEL	F	-0.02%
HBI	B	-0.02%
NUVB	F	-0.02%
MTH	C	-0.02%
FLGT	F	-0.02%
ALEC	F	-0.02%
SRRK	F	-0.02%
FIBK	D	-0.02%
CWK	C	-0.02%
SBH	C	-0.02%
AHH	F	-0.02%
FRT	D	-0.02%
DMRC	F	-0.02%
OFIX	D	-0.02%
FNA	F	-0.02%
CRMT	F	-0.02%
TDOC	D	-0.01%
AUB	D	-0.01%
IMAX	D	-0.01%