GRID vs. PFM ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to PowerShares Dividend Achievers (PFM)
GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$122.99

Average Daily Volume

113,199

Number of Holdings *

44

* may have additional holdings in another (foreign) market
PFM

PowerShares Dividend Achievers

PFM Description The PowerShares Dividend AchieversTM Portfolio (Fund) seeks to replicate, before fees and expenses, the NASDAQ US Broad Dividend AchieversTM Index (Index), which is designed to identify a diversified group of dividend-paying companies. The Fund will normally invest at least 90% of its total assets in dividend paying common stocks that comprise Index. These companies have increased their annual dividend for 10 or more consecutive fiscal years. The Fund and the Index are reconstituted annually in January and rebalanced quarterly in January, April, July and October. Effective December 28, 2012, the NADAQ OMX Group, Inc., replaced Mergent, Inc., as the Index Provider of the Index. Effective February 25, 2013, the name of the Index changed from Broad Dividend Achievers Index to NASDAQ US Broad Dividend Achievers Index. There will be no change to the methodology by which NASDAQ OMX Group, Inc., the Index Provider, calculates the Index. Please see the Fund’s prospectus supplement for more information. On February 25, 2013, NASDAQ took the place of the NYSE as the official Index data source.

Grade (RS Rating)

Last Trade

$46.74

Average Daily Volume

33,087

Number of Holdings *

416

* may have additional holdings in another (foreign) market
Performance
Period GRID PFM
30 Days -0.99% 0.30%
60 Days 2.09% 2.67%
90 Days 5.19% 5.56%
12 Months 32.66% 26.16%
13 Overlapping Holdings
Symbol Grade Weight in GRID Weight in PFM Overlap
ABBV F 7.76% 1.5% 1.5%
ADI D 0.78% 0.48% 0.48%
AES F 0.06% 0.04% 0.04%
CSCO A 1.6% 0.99% 0.99%
EMR A 0.53% 0.31% 0.31%
ETN B 9.08% 0.62% 0.62%
HON B 1.03% 0.61% 0.61%
HUBB C 4.21% 0.11% 0.11%
IBM D 1.34% 0.84% 0.84%
LFUS D 0.04% 0.03% 0.03%
ORCL A 2.16% 2.22% 2.16%
QCOM F 1.31% 0.81% 0.81%
TXN B 1.35% 0.85% 0.85%
GRID Overweight 31 Positions Relative to PFM
Symbol Grade Weight
JCI A 8.61%
PWR B 4.51%
TSLA B 2.68%
NVDA A 2.41%
APTV F 2.36%
NVT C 1.87%
ENPH F 1.52%
ITRI B 0.79%
GEV B 0.62%
ATKR C 0.58%
AEIS B 0.57%
NXPI F 0.37%
MYRG B 0.31%
FLNC C 0.17%
AMSC B 0.16%
SEDG F 0.13%
TRMB B 0.12%
WLDN C 0.1%
GNRC B 0.08%
MTZ B 0.06%
PLPC B 0.06%
WCC B 0.06%
VMI B 0.05%
BDC C 0.03%
ACA B 0.03%
STM F 0.02%
ESE B 0.02%
ENS D 0.02%
DGII B 0.01%
AZZ B 0.01%
EBR F 0.0%
GRID Underweight 403 Positions Relative to PFM
Symbol Grade Weight
MSFT C -3.92%
AAPL C -3.83%
AVGO C -3.62%
WMT A -2.9%
JPM A -2.87%
UNH B -2.42%
XOM B -2.29%
V A -2.19%
MA B -2.04%
COST B -1.78%
HD B -1.72%
PG C -1.67%
JNJ D -1.59%
BAC A -1.49%
CVX A -1.22%
KO F -1.17%
MRK F -1.11%
PEP D -0.96%
ACN B -0.95%
LIN D -0.94%
MCD C -0.91%
MS A -0.89%
ABT C -0.86%
PM B -0.83%
CAT B -0.81%
INTU A -0.81%
GS B -0.79%
AMGN F -0.75%
DHR F -0.75%
CMCSA B -0.72%
VZ D -0.72%
RTX D -0.7%
SPGI C -0.67%
NEE D -0.67%
LOW B -0.65%
PFE F -0.64%
UNP D -0.63%
SYK A -0.61%
LMT D -0.57%
ADP A -0.53%
MDT D -0.48%
CB C -0.48%
BMY B -0.47%
SBUX B -0.47%
MMC D -0.47%
PLD D -0.46%
ELV F -0.42%
UPS C -0.41%
SO D -0.41%
SHW A -0.41%
KLAC F -0.4%
AMT F -0.4%
NKE F -0.39%
CTAS B -0.39%
MO A -0.39%
TT B -0.39%
MDLZ F -0.38%
WM A -0.38%
APH B -0.38%
ICE C -0.38%
DUK D -0.37%
MCO C -0.37%
MSI B -0.36%
GD C -0.36%
AON B -0.35%
MCK B -0.34%
ZTS D -0.34%
ITW B -0.34%
PNC B -0.34%
CME B -0.34%
NOC D -0.33%
USB B -0.33%
CL F -0.32%
MMM C -0.31%
CSX B -0.3%
ECL C -0.3%
TGT C -0.29%
APD B -0.29%
EPD A -0.28%
RSG B -0.28%
BDX F -0.28%
AJG A -0.27%
TFC B -0.26%
AFL C -0.26%
ROP A -0.26%
GWW B -0.25%
TRV B -0.25%
MET C -0.24%
BK B -0.24%
SRE B -0.24%
PAYX B -0.23%
AMP A -0.23%
AEP D -0.22%
ALL B -0.22%
PSX C -0.22%
CMI A -0.21%
COR B -0.21%
LHX B -0.21%
O D -0.21%
MPLX A -0.2%
FAST B -0.2%
PRU B -0.19%
DFS B -0.19%
KMB D -0.19%
NDAQ B -0.19%
GLW B -0.18%
PEG C -0.18%
KR A -0.18%
MCHP F -0.17%
A F -0.17%
RMD C -0.16%
XEL A -0.16%
NUE D -0.16%
SYY D -0.16%
VMC B -0.16%
HIG C -0.15%
HUM D -0.15%
EXR D -0.15%
HPQ B -0.15%
EIX C -0.14%
BRO B -0.14%
RJF A -0.14%
ED D -0.14%
XYL F -0.13%
WEC B -0.13%
ROK B -0.13%
TSCO D -0.13%
FITB A -0.13%
DOV A -0.12%
LYB F -0.12%
STT B -0.12%
CAH B -0.12%
PPG F -0.12%
ADM F -0.11%
CHD A -0.11%
HSY F -0.11%
TROW A -0.11%
AWK D -0.11%
BR A -0.11%
CDW F -0.11%
LII B -0.1%
STLD C -0.1%
CINF A -0.1%
WRB B -0.1%
RF A -0.1%
WST B -0.1%
BAH C -0.1%
AEE B -0.1%
DTE D -0.1%
PFG C -0.09%
CMS D -0.09%
CLX A -0.09%
CSL B -0.09%
CBOE D -0.09%
PKG B -0.09%
STE D -0.09%
ES D -0.09%
ATO B -0.09%
MAS D -0.08%
FDS A -0.08%
WSO B -0.08%
MAA C -0.08%
SNA A -0.08%
BBY C -0.08%
MKC D -0.08%
ESS C -0.08%
ERIE F -0.08%
JBHT C -0.08%
ARE F -0.08%
DPZ C -0.07%
NI A -0.07%
FIX B -0.07%
WSM F -0.07%
AVY F -0.07%
FNF C -0.07%
HRL F -0.07%
WLK F -0.07%
EXPD C -0.07%
GPC D -0.07%
TSN B -0.07%
IEX B -0.07%
RPM A -0.07%
RS C -0.07%
DGX B -0.07%
KEY B -0.07%
JKHY C -0.06%
ELS B -0.06%
REG A -0.06%
SWK F -0.06%
RNR D -0.06%
POOL D -0.06%
HEI A -0.06%
EVRG A -0.06%
UDR C -0.06%
RGA A -0.06%
GGG B -0.06%
LNT C -0.06%
MORN B -0.06%
NDSN B -0.06%
CASY B -0.06%
CHDN B -0.05%
WTRG C -0.05%
AIZ A -0.05%
CUBE D -0.05%
BEN C -0.05%
IPG F -0.05%
AFG A -0.05%
ATR A -0.05%
RRX B -0.05%
ALB C -0.05%
EVR B -0.05%
EMN D -0.05%
LECO C -0.05%
SJM F -0.05%
ITT A -0.05%
SCI B -0.05%
CHRW A -0.05%
UNM A -0.05%
UFPI B -0.04%
ENSG C -0.04%
EGP D -0.04%
CHE D -0.04%
OGE B -0.04%
ZION B -0.04%
WTFC B -0.04%
TTC F -0.04%
CFR B -0.04%
CBSH A -0.04%
AOS F -0.04%
CE F -0.04%
REXR F -0.04%
DCI A -0.04%
ORI A -0.04%
GL B -0.04%
RGLD C -0.04%
INGR B -0.04%
LAD B -0.04%
PRI B -0.04%
AIT A -0.04%
MKTX C -0.04%
PNW A -0.04%
SEIC A -0.04%
UMBF B -0.03%
TRNO F -0.03%
HOMB A -0.03%
SIGI B -0.03%
CBT C -0.03%
BMI B -0.03%
FAF C -0.03%
STAG D -0.03%
MSA D -0.03%
AGCO F -0.03%
CADE B -0.03%
FR D -0.03%
AXS A -0.03%
R B -0.03%
OSK B -0.03%
BOKF B -0.03%
ADC A -0.03%
PB B -0.03%
NNN F -0.03%
WBA D -0.03%
RLI A -0.03%
RHI B -0.03%
HII F -0.03%
SSD F -0.03%
SSB B -0.03%
SR C -0.02%
PRGO C -0.02%
MGEE B -0.02%
MDU D -0.02%
ABM B -0.02%
CBU B -0.02%
AUB A -0.02%
POWI D -0.02%
WDFC B -0.02%
PII F -0.02%
CCOI C -0.02%
BANF B -0.02%
ASB B -0.02%
ASH F -0.02%
BKH A -0.02%
CNO B -0.02%
FUL F -0.02%
IBOC B -0.02%
FLO F -0.02%
NJR A -0.02%
AVNT B -0.02%
POR D -0.02%
KAI B -0.02%
AGO B -0.02%
FELE B -0.02%
SON F -0.02%
UGI D -0.02%
DDS B -0.02%
AVT C -0.02%
CNS C -0.02%
NXST C -0.02%
AL B -0.02%
OZK B -0.02%
EXPO D -0.02%
LANC C -0.02%
GATX B -0.02%
SWX B -0.02%
TKR F -0.02%
NFG D -0.02%
UBSI B -0.02%
WTS B -0.02%
MATX B -0.02%
THG A -0.02%
SLGN B -0.02%
BCPC B -0.02%
BC D -0.02%
IDA A -0.02%
THO B -0.02%
FFIN B -0.02%
MSEX C -0.01%
TR B -0.01%
GABC A -0.01%
UVV B -0.01%
LNN B -0.01%
WABC B -0.01%
NWN B -0.01%
TCBK B -0.01%
STBA B -0.01%
CSGS B -0.01%
SRCE B -0.01%
ANDE D -0.01%
HMN B -0.01%
DKL C -0.01%
TNC F -0.01%
GTY C -0.01%
SJW F -0.01%
SCL C -0.01%
LKFN B -0.01%
APOG B -0.01%
AGM B -0.01%
CHCO B -0.01%
WSBC B -0.01%
NHC B -0.01%
WOR F -0.01%
SYBT B -0.01%
HI C -0.01%
NBTB B -0.01%
LMAT B -0.01%
MTRN B -0.01%
SXI B -0.01%
FRME B -0.01%
HNI B -0.01%
TOWN B -0.01%
HWKN C -0.01%
CPK A -0.01%
AVA C -0.01%
ABR B -0.01%
NSP F -0.01%
WAFD B -0.01%
CWT D -0.01%
TRN B -0.01%
INDB B -0.01%
SFNC B -0.01%
IOSP B -0.01%
MAN F -0.01%
KWR C -0.01%
AWR C -0.01%
OTTR C -0.01%
NWE C -0.01%
WSFS B -0.01%
FIBK B -0.01%
BRC B -0.01%
JJSF C -0.01%
GFF B -0.01%
FLIC B -0.0%
JOUT F -0.0%
ARTNA F -0.0%
HVT F -0.0%
ODC C -0.0%
BMRC A -0.0%
CTO B -0.0%
YORW F -0.0%
AROW B -0.0%
THFF A -0.0%
PLOW C -0.0%
UHT D -0.0%
CASS B -0.0%
HIFS B -0.0%
SPTN F -0.0%
WASH B -0.0%
MATW C -0.0%
SMBC B -0.0%
HY F -0.0%
GSBC B -0.0%
MBWM B -0.0%
HBNC A -0.0%
MNRO B -0.0%
FCBC B -0.0%
HFWA B -0.0%
PFC B -0.0%
SCVL D -0.0%
CTBI B -0.0%
SBSI B -0.0%
TMP B -0.0%
GRC B -0.0%
AMSF B -0.0%
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