GINN vs. FYT ETF Comparison

Comparison of Goldman Sachs Innovate Equity ETF (GINN) to First Trust Small Cap Value AlphaDEX Fund (FYT)

GINN

Goldman Sachs Innovate Equity ETF

GINN Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the Solactive Innovative Global Equity Index. The fund seeks to achieve its investment objective by investing at least 80% of its assets in securities included in its index, in depositary receipts representing securities included in its index and in underlying stocks in respect of depositary receipts included in its index. The index is designed to deliver exposure to companies that may benefit from technological innovation and the resulting changes in the economy across five key themes that are potential drivers of changes in the economy.

Grade (RS Rating)

Last Trade

$61.18

Average Daily Volume

40,766

Number of Holdings ^*

333

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.73

Average Daily Volume

18,752

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

Performance

Period	GINN	FYT
30 Days	6.60%	0.39%
60 Days	14.51%	4.13%
90 Days	5.94%	8.13%
12 Months	34.49%	21.06%

8 Overlapping Holdings

Symbol	Grade	Weight in GINN	Weight in FYT	Overlap
BDC	A	0.08%	0.3%	0.08%
BMBL	F	0.05%	0.15%	0.05%
CSGS	B	0.07%	0.28%	0.07%
GHC	A	0.11%	0.7%	0.11%
MSGE	B	0.08%	0.43%	0.08%
OII	D	0.12%	0.13%	0.12%
SNEX	B	0.07%	0.27%	0.07%
ZD	D	0.08%	0.31%	0.08%

GINN Overweight 325 Positions Relative to FYT

Symbol	Grade	Weight
NVDA	B	2.1%
AMZN	C	2.07%
MSFT	D	1.92%
AAPL	C	1.88%
GOOGL	B	1.77%
META	A	1.36%
BABA	A	1.14%
TSLA	C	1.1%
LLY	D	1.0%
AMD	C	0.86%
INTC	D	0.84%
MELI	D	0.81%
SE	B	0.81%
AVGO	B	0.75%
TSM	B	0.71%
NVO	F	0.7%
MA	A	0.7%
V	B	0.69%
JNJ	D	0.67%
WMT	A	0.66%
ABBV	C	0.63%
ORCL	A	0.59%
ABT	C	0.57%
BIDU	C	0.54%
GS	B	0.53%
TM	D	0.53%
BLK	A	0.51%
SQ	D	0.5%
MRK	F	0.5%
MDT	C	0.5%
ISRG	C	0.49%
KKR	A	0.48%
GE	B	0.48%
DIS	D	0.47%
PYPL	A	0.47%
ABBV	C	0.47%
CSCO	A	0.45%
VRTX	D	0.45%
BX	C	0.44%
QCOM	D	0.43%
AMGN	D	0.43%
TER	C	0.42%
PFE	D	0.42%
TMO	D	0.42%
REGN	D	0.41%
SYK	C	0.41%
UBER	C	0.41%
BMY	A	0.4%
APO	A	0.4%
NU	D	0.39%
CRM	B	0.39%
NFLX	A	0.38%
NKE	D	0.37%
GM	D	0.37%
ADBE	F	0.37%
MS	A	0.36%
FTNT	A	0.35%
BNTX	B	0.34%
PLTR	A	0.34%
IBM	A	0.34%
GRAB	C	0.33%
NTES	B	0.33%
PDD	B	0.33%
EW	F	0.33%
F	D	0.33%
PANW	B	0.32%
GEHC	C	0.32%
SHOP	B	0.32%
CRWD	D	0.31%
BSX	A	0.31%
JD	A	0.31%
DHR	D	0.31%
ANET	A	0.31%
AMP	A	0.3%
HPQ	B	0.3%
SPOT	C	0.3%
ADSK	B	0.3%
LMT	A	0.28%
HMC	D	0.28%
MRVL	C	0.28%
COIN	F	0.28%
NOW	B	0.27%
IBKR	A	0.26%
ZBRA	B	0.26%
EA	D	0.26%
APTV	D	0.26%
ILMN	B	0.25%
EQIX	C	0.25%
TXT	F	0.25%
A	B	0.25%
PODD	C	0.24%
RBLX	D	0.24%
DXCM	F	0.24%
CMCSA	B	0.24%
XPEV	C	0.24%
LYV	A	0.23%
DLR	C	0.23%
AMBA	C	0.23%
NIO	C	0.23%
CPAY	A	0.23%
LI	C	0.23%
EXAS	C	0.23%
FICO	C	0.23%
DFS	A	0.23%
HPE	B	0.22%
MSCI	B	0.22%
EBAY	A	0.22%
SNOW	F	0.22%
AGR	C	0.22%
AFRM	C	0.22%
KEYS	B	0.22%
STT	A	0.22%
AUR	C	0.21%
BAX	D	0.21%
GPN	F	0.21%
LHX	A	0.21%
LULU	D	0.21%
NTRS	B	0.21%
TKO	A	0.2%
AVAV	B	0.2%
ABNB	D	0.2%
BAH	C	0.2%
MOG.A	C	0.2%
NXPI	F	0.2%
DUOL	B	0.2%
AMT	D	0.2%
MRNA	F	0.19%
CRBG	B	0.19%
DKS	D	0.19%
EVR	C	0.19%
MASI	B	0.19%
MSTR	B	0.19%
SOFI	C	0.19%
MORN	B	0.18%
ZS	F	0.18%
TECH	D	0.18%
APH	D	0.18%
FSLR	C	0.18%
VRSK	D	0.18%
TME	B	0.18%
LCID	F	0.18%
ARES	A	0.18%
TOST	B	0.17%
TW	A	0.17%
GME	D	0.17%
JKHY	A	0.17%
BILI	B	0.17%
CZR	B	0.17%
PATH	D	0.17%
LVS	B	0.17%
CYBR	C	0.16%
SSNC	C	0.16%
QTWO	B	0.16%
PRCT	D	0.16%
TPG	A	0.16%
RIVN	F	0.16%
NOVT	C	0.16%
VCYT	C	0.16%
ENPH	F	0.16%
NTRA	A	0.16%
CG	B	0.16%
QGEN	F	0.16%
SNAP	D	0.16%
CVNA	A	0.15%
LDOS	A	0.15%
WBD	F	0.15%
COHR	B	0.15%
AKAM	D	0.15%
HOOD	B	0.15%
ACIW	A	0.15%
CACI	A	0.15%
GLW	C	0.15%
ATAT	A	0.15%
EEFT	F	0.14%
RBA	D	0.14%
ZBH	F	0.14%
OTEX	D	0.14%
CGNX	F	0.14%
UMC	D	0.14%
FOUR	A	0.14%
S	C	0.14%
JNPR	C	0.14%
NOK	C	0.14%
TTWO	D	0.14%
CRSP	F	0.14%
MARA	F	0.14%
ZETA	B	0.13%
GMED	B	0.13%
MTCH	B	0.13%
FFIV	B	0.13%
OKTA	F	0.13%
SMTC	C	0.13%
CHWY	C	0.13%
IVZ	A	0.13%
NET	D	0.13%
BWA	C	0.13%
HUBS	D	0.13%
SRPT	F	0.13%
KTOS	B	0.13%
RVMD	B	0.13%
TYL	D	0.13%
LYFT	D	0.12%
LRN	D	0.12%
ASO	D	0.12%
MBAVU	C	0.12%
TXG	F	0.12%
HLNE	A	0.12%
BGC	B	0.12%
ALTR	B	0.12%
TNDM	D	0.12%
MYGN	D	0.12%
RIOT	F	0.11%
NTLA	F	0.11%
XMTR	F	0.11%
NICE	D	0.11%
PLTK	C	0.11%
VRNA	B	0.11%
DOCU	A	0.11%
TAL	C	0.11%
PTON	C	0.11%
SNX	C	0.11%
WULF	C	0.11%
PTC	B	0.11%
AI	D	0.1%
CIEN	A	0.1%
ALKT	D	0.1%
WB	B	0.1%
PSN	A	0.1%
EDR	A	0.1%
SMCI	F	0.1%
RNW	D	0.1%
GLOB	D	0.1%
DLO	D	0.1%
MGM	D	0.1%
ETSY	F	0.1%
YY	C	0.1%
IDYA	F	0.1%
GH	F	0.1%
STNE	F	0.1%
IDCC	A	0.1%
SLAB	D	0.1%
AHCO	D	0.09%
TENB	D	0.09%
COLM	B	0.09%
NRIX	D	0.09%
MSGS	A	0.09%
W	C	0.09%
EXLS	B	0.09%
EXTR	D	0.09%
UFPT	D	0.09%
ADPT	A	0.09%
INST	C	0.09%
SWKS	F	0.09%
RUN	D	0.09%
CSTL	B	0.09%
VIRT	B	0.08%
AXNX	A	0.08%
TDOC	D	0.08%
FL	F	0.08%
QRVO	F	0.08%
AMSC	C	0.08%
BEAM	F	0.08%
IRTC	F	0.08%
NCNO	F	0.08%
EVRI	A	0.08%
KRYS	D	0.08%
AY	C	0.08%
MQ	F	0.08%
MOMO	B	0.08%
IQ	D	0.08%
MNKD	B	0.08%
OSIS	C	0.08%
PJT	A	0.08%
SOUN	F	0.08%
RPD	D	0.07%
PAGS	F	0.07%
ALRM	F	0.07%
INFN	C	0.07%
MD	B	0.07%
PRLB	F	0.07%
NTCT	C	0.07%
IMNM	F	0.07%
FLGT	F	0.07%
MRVI	F	0.07%
DGII	B	0.07%
ASGN	D	0.07%
CLSK	F	0.07%
SSYS	D	0.07%
IREN	C	0.07%
CSIQ	D	0.07%
TYRA	C	0.06%
SANA	F	0.06%
SHLS	F	0.06%
SABR	C	0.06%
IMTX	F	0.06%
IRDM	C	0.06%
INDI	F	0.06%
SPT	F	0.06%
UDMY	F	0.06%
MXL	D	0.06%
RPAY	F	0.06%
SYNA	F	0.06%
IMCR	F	0.06%
PENN	D	0.06%
RNG	F	0.06%
HEPS	D	0.05%
CHPT	F	0.05%
ERAS	D	0.05%
OSPN	D	0.05%
COUR	F	0.05%
IDT	C	0.05%
ORIC	F	0.05%
RCKT	F	0.05%
CIFR	C	0.05%
ALLO	D	0.05%
RGNX	F	0.04%
RBBN	C	0.04%
VERV	F	0.04%
LQDT	C	0.04%
LXRX	F	0.04%
CEPU	C	0.04%
JMIA	D	0.03%
DOYU	B	0.03%
GCBC	F	0.02%
SCLX	F	0.0%

GINN Underweight 243 Positions Relative to FYT

Symbol	Grade	Weight
PRG	C	-0.86%
CNX	A	-0.77%
UAA	B	-0.76%
CCS	C	-0.75%
BZH	C	-0.73%
NMIH	B	-0.73%
BNL	C	-0.72%
PHIN	D	-0.72%
EBC	B	-0.7%
INVA	B	-0.7%
LZB	D	-0.69%
NWE	C	-0.69%
HE	F	-0.68%
NWN	D	-0.68%
EIG	A	-0.68%
AVA	D	-0.68%
ATSG	D	-0.67%
SR	D	-0.67%
GEF	B	-0.66%
UVV	D	-0.66%
TGNA	B	-0.66%
WMK	D	-0.66%
IMKTA	F	-0.65%
SPB	C	-0.65%
ENVA	B	-0.63%
HIW	C	-0.62%
LGIH	C	-0.62%
EFSC	D	-0.61%
STBA	D	-0.61%
CNO	B	-0.61%
RLJ	D	-0.61%
GDEN	D	-0.61%
SBH	B	-0.6%
NX	F	-0.6%
CXW	F	-0.6%
KOP	F	-0.6%
JBT	B	-0.6%
CALM	A	-0.59%
FCF	D	-0.59%
BKU	D	-0.59%
RYI	D	-0.59%
CABO	F	-0.59%
AAT	C	-0.59%
HPP	F	-0.59%
INDB	D	-0.57%
GES	F	-0.57%
ALGT	D	-0.57%
RC	F	-0.57%
DNOW	F	-0.56%
CUBI	F	-0.56%
SNDR	D	-0.56%
HTZ	F	-0.56%
ADNT	F	-0.55%
OCFC	C	-0.55%
FRME	D	-0.54%
OLPX	C	-0.54%
FFBC	D	-0.54%
CATY	B	-0.54%
VSCO	C	-0.53%
REVG	D	-0.53%
ARCH	D	-0.53%
ABR	C	-0.52%
CRI	D	-0.52%
KSS	D	-0.52%
WERN	D	-0.51%
SCHL	F	-0.51%
HUBG	D	-0.51%
SAH	D	-0.51%
PFBC	D	-0.51%
WGO	D	-0.51%
CRK	B	-0.51%
PRDO	D	-0.5%
NAVI	D	-0.5%
IBOC	D	-0.5%
VSH	F	-0.49%
ABM	D	-0.49%
USM	B	-0.49%
REZI	D	-0.48%
LILAK	D	-0.48%
ANDE	D	-0.48%
PEBO	F	-0.48%
FBNC	B	-0.47%
CENTA	F	-0.47%
CRC	B	-0.47%
SASR	B	-0.46%
PATK	A	-0.46%
CENX	C	-0.44%
EPC	F	-0.44%
MATW	F	-0.44%
VBTX	C	-0.44%
SSTK	F	-0.44%
SLVM	C	-0.44%
BANR	B	-0.43%
PDCO	F	-0.43%
SFNC	B	-0.43%
TOWN	C	-0.43%
DAN	D	-0.42%
PARR	F	-0.42%
PNM	B	-0.42%
LGND	C	-0.42%
TALO	D	-0.42%
OFG	D	-0.42%
MCRI	B	-0.41%
NWBI	D	-0.41%
BKE	B	-0.41%
HOPE	B	-0.41%
JELD	D	-0.41%
CASH	C	-0.41%
ADV	F	-0.4%
CTOS	F	-0.4%
BXC	D	-0.4%
UNF	A	-0.4%
OI	D	-0.4%
FHI	A	-0.4%
FIBK	C	-0.39%
OMI	F	-0.39%
KMT	C	-0.39%
APOG	B	-0.39%
AMN	F	-0.39%
AX	D	-0.39%
FHB	D	-0.39%
RNST	D	-0.38%
WSBC	D	-0.38%
WSFS	D	-0.38%
NBHC	D	-0.38%
SJW	D	-0.38%
OMCL	C	-0.38%
EQC	D	-0.37%
KN	B	-0.37%
CBRL	D	-0.37%
NMRK	C	-0.37%
ARCB	F	-0.37%
ODP	F	-0.36%
ECVT	F	-0.36%
ICUI	B	-0.36%
KOS	F	-0.35%
HTLD	F	-0.35%
CMCO	D	-0.35%
MRTN	F	-0.34%
VRTS	D	-0.33%
MLKN	F	-0.33%
CHGG	F	-0.32%
DEI	A	-0.32%
PLUS	B	-0.32%
MODG	F	-0.32%
DORM	C	-0.31%
ROIC	C	-0.31%
GEO	D	-0.31%
VAC	D	-0.3%
HELE	D	-0.3%
WAFD	D	-0.29%
MCY	B	-0.29%
GTY	C	-0.29%
DIOD	F	-0.29%
AUB	D	-0.28%
NIC	D	-0.28%
LCII	C	-0.28%
VCTR	A	-0.28%
TCBI	B	-0.28%
CNXN	C	-0.28%
ALEX	D	-0.28%
CPK	C	-0.28%
NHC	D	-0.28%
PRIM	A	-0.28%
SRCE	D	-0.27%
CWT	D	-0.27%
SAFT	D	-0.27%
PSMT	A	-0.27%
DEA	D	-0.27%
DFIN	B	-0.27%
SBCF	D	-0.27%
OEC	F	-0.27%
UCBI	B	-0.27%
TRMK	D	-0.26%
FULT	D	-0.26%
EAT	A	-0.26%
PTVE	D	-0.26%
TCBK	D	-0.26%
BUSE	D	-0.26%
KLG	F	-0.26%
HTH	F	-0.25%
GOGO	F	-0.25%
CVBF	B	-0.25%
PBH	D	-0.25%
HLF	F	-0.25%
XHR	A	-0.25%
PCRX	D	-0.24%
LNN	C	-0.24%
TRS	D	-0.24%
MTX	C	-0.22%
SHEN	F	-0.22%
FOXF	F	-0.21%
BLMN	F	-0.21%
KALU	D	-0.2%
STRA	F	-0.2%
LTH	B	-0.16%
FDP	C	-0.16%
CBU	D	-0.15%
CVCO	C	-0.15%
CWEN	C	-0.15%
PFS	D	-0.15%
PLXS	A	-0.15%
BOOT	B	-0.15%
FBP	B	-0.14%
SHOO	A	-0.14%
NBTB	D	-0.14%
ADUS	D	-0.14%
HNI	B	-0.14%
WD	C	-0.14%
BHLB	D	-0.14%
JBGS	C	-0.14%
FBK	B	-0.14%
MWA	A	-0.14%
STC	D	-0.14%
ATUS	C	-0.14%
PPBI	D	-0.13%
KFY	C	-0.13%
PGRE	D	-0.13%
HMN	B	-0.13%
NNI	B	-0.13%
THS	D	-0.13%
LXP	D	-0.13%
GNW	A	-0.13%
KFRC	F	-0.12%
NVEE	F	-0.12%
ASB	D	-0.12%
CAKE	A	-0.12%
AIN	F	-0.12%
APAM	B	-0.12%
WOR	F	-0.11%
SCL	D	-0.11%
CTS	B	-0.11%
ENOV	F	-0.11%
CMTG	F	-0.11%
VSAT	F	-0.11%
THRM	F	-0.11%
OXM	F	-0.1%
ROG	D	-0.1%
XRX	D	-0.1%
GO	F	-0.09%
DK	F	-0.09%
HI	F	-0.08%
IART	F	-0.07%