FYX vs. FYC ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$98.83

Average Daily Volume

23,203

Number of Holdings ^*

494

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.55

Average Daily Volume

22,948

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

Performance

Period	FYX	FYC
30 Days	2.69%	4.37%
60 Days	2.02%	5.63%
90 Days	11.14%	13.49%
12 Months	21.55%	27.48%

211 Overlapping Holdings

	Symbol	Grade	Weight in FYX	Weight in FYC	Overlap
	ACIW	B	0.29%	0.71%	0.29%
	ACVA	B	0.13%	0.38%	0.13%
	ADMA	B	0.48%	0.94%	0.48%
	AESI	C	0.18%	0.35%	0.18%
	AGIO	D	0.32%	0.62%	0.32%
	AGL	F	0.06%	0.18%	0.06%
	AGM	D	0.19%	0.36%	0.19%
	AGYS	D	0.24%	0.46%	0.24%
	AI	F	0.05%	0.09%	0.05%
	AIV	B	0.13%	0.26%	0.13%
	AKR	C	0.15%	0.45%	0.15%
	ALG	D	0.06%	0.12%	0.06%
	ALHC	C	0.45%	0.88%	0.45%
	ALKT	D	0.31%	0.62%	0.31%
	ALRM	F	0.05%	0.2%	0.05%
	ALX	B	0.19%	0.37%	0.19%
	AMC	D	0.06%	0.23%	0.06%
	AMRX	B	0.32%	0.63%	0.32%
	ANIP	D	0.11%	0.31%	0.11%
	ARDX	D	0.2%	0.5%	0.2%
	AROC	C	0.29%	0.56%	0.29%
	ATGE	D	0.32%	0.63%	0.32%
	AZZ	C	0.3%	0.59%	0.3%
	BANF	B	0.14%	0.41%	0.14%
	BCRX	C	0.23%	0.44%	0.23%
	BE	F	0.05%	0.2%	0.05%
	BKD	D	0.29%	0.57%	0.29%
	BOWL	D	0.2%	0.48%	0.2%
	BRC	B	0.27%	0.52%	0.27%
	BROS	D	0.15%	0.39%	0.15%
	CAL	F	0.16%	0.43%	0.16%
	CARG	B	0.13%	0.38%	0.13%
	CARS	D	0.16%	0.41%	0.16%
	CBZ	F	0.22%	0.43%	0.22%
	CDRE	C	0.13%	0.37%	0.13%
	CEIX	D	0.28%	0.55%	0.28%
	CHCO	B	0.2%	0.38%	0.2%
	CLDX	C	0.07%	0.27%	0.07%
	CLSK	F	0.04%	0.14%	0.04%
	CMPR	F	0.22%	0.43%	0.22%
	CNK	B	0.4%	0.79%	0.4%
	COLL	B	0.27%	0.54%	0.27%
	CORT	B	0.27%	0.52%	0.27%
	CPRX	B	0.16%	0.46%	0.16%
	CRDO	D	0.21%	0.41%	0.21%
	CRNX	C	0.14%	0.27%	0.14%
	CRS	B	0.39%	0.76%	0.39%
	CSWI	B	0.3%	0.59%	0.3%
	CTRE	B	0.07%	0.29%	0.07%
	CWAN	A	0.08%	0.15%	0.08%
	DFH	C	0.08%	0.3%	0.08%
	DOCN	B	0.07%	0.13%	0.07%
	DOCS	B	0.17%	0.32%	0.17%
	DRH	C	0.06%	0.24%	0.06%
	DRVN	C	0.07%	0.13%	0.07%
	DSGR	B	0.21%	0.41%	0.21%
	DY	B	0.33%	0.65%	0.33%
	ENV	C	0.18%	0.35%	0.18%
	ENVX	F	0.15%	0.29%	0.15%
	EPAC	B	0.26%	0.5%	0.26%
	ESE	B	0.07%	0.27%	0.07%
	ESRT	B	0.13%	0.38%	0.13%
	ETWO	C	0.06%	0.23%	0.06%
	EXTR	C	0.07%	0.26%	0.07%
	FA	B	0.07%	0.29%	0.07%
	FCPT	A	0.07%	0.14%	0.07%
	FLNC	C	0.15%	0.44%	0.15%
	FOR	C	0.06%	0.23%	0.06%
	FORM	F	0.13%	0.34%	0.13%
	FTDR	B	0.26%	0.67%	0.26%
	FWRG	F	0.05%	0.2%	0.05%
	GBDC	C	0.12%	0.33%	0.12%
	GBX	C	0.23%	0.45%	0.23%
	GERN	D	0.32%	0.62%	0.32%
	GFF	C	0.18%	0.48%	0.18%
	GH	D	0.11%	0.31%	0.11%
	GIC	D	0.06%	0.24%	0.06%
	GIII	C	0.13%	0.39%	0.13%
	GPOR	C	0.11%	0.33%	0.11%
	GRBK	B	0.16%	0.46%	0.16%
	GTX	D	0.06%	0.11%	0.06%
	GVA	B	0.36%	0.71%	0.36%
	HASI	B	0.21%	0.41%	0.21%
	HEES	D	0.06%	0.23%	0.06%
	HIMS	D	0.24%	0.47%	0.24%
	HLX	D	0.24%	0.47%	0.24%
	HRMY	B	0.08%	0.3%	0.08%
	HURN	C	0.2%	0.51%	0.2%
	HWKN	B	0.39%	0.76%	0.39%
	ICFI	C	0.27%	0.53%	0.27%
	IDCC	B	0.28%	0.54%	0.28%
	IESC	C	0.34%	0.67%	0.34%
	IIPR	B	0.21%	0.41%	0.21%
	INSW	D	0.2%	0.4%	0.2%
	INTA	B	0.07%	0.14%	0.07%
	IOSP	D	0.1%	0.3%	0.1%
	ITRI	C	0.3%	0.6%	0.3%
	IVT	B	0.07%	0.28%	0.07%
	JBI	F	0.09%	0.27%	0.09%
	JJSF	C	0.18%	0.35%	0.18%
	JOE	C	0.13%	0.25%	0.13%
	JWN	B	0.26%	0.5%	0.26%
	KNTK	B	0.13%	0.37%	0.13%
	KRYS	D	0.32%	0.63%	0.32%
	KTOS	B	0.27%	0.52%	0.27%
	KW	C	0.07%	0.13%	0.07%
	KYMR	C	0.18%	0.52%	0.18%
	LADR	B	0.06%	0.25%	0.06%
	LAUR	B	0.19%	0.49%	0.19%
	LKFN	C	0.13%	0.36%	0.13%
	LMAT	B	0.26%	0.51%	0.26%
	LMND	D	0.07%	0.13%	0.07%
	LPG	F	0.21%	0.39%	0.21%
	LRN	B	0.35%	0.68%	0.35%
	LTC	B	0.13%	0.26%	0.13%
	MBIN	C	0.25%	0.5%	0.25%
	MGNI	D	0.18%	0.36%	0.18%
	MIR	D	0.16%	0.32%	0.16%
	MIRM	D	0.36%	0.72%	0.36%
	MLNK	C	0.13%	0.26%	0.13%
	MRUS	D	0.15%	0.39%	0.15%
	MYGN	B	0.2%	0.51%	0.2%
	MYRG	F	0.04%	0.17%	0.04%
	NABL	D	0.15%	0.28%	0.15%
	NARI	F	0.06%	0.11%	0.06%
	NHI	A	0.23%	0.59%	0.23%
	NSA	B	0.21%	0.4%	0.21%
	NSSC	F	0.18%	0.34%	0.18%
	OSCR	B	0.4%	0.79%	0.4%
	OSIS	C	0.19%	0.36%	0.19%
	OSW	C	0.31%	0.6%	0.31%
	OUT	B	0.07%	0.28%	0.07%
	PAR	B	0.14%	0.41%	0.14%
	PDFS	D	0.09%	0.18%	0.09%
	PDFS	D	0.1%	0.18%	0.1%
	PDFS	D	0.09%	0.27%	0.09%
	PDFS	D	0.1%	0.27%	0.1%
	PEB	D	0.06%	0.22%	0.06%
	PI	B	0.36%	0.7%	0.36%
	PJT	B	0.34%	0.66%	0.34%
	PK	D	0.11%	0.32%	0.11%
	PLAY	F	0.05%	0.09%	0.05%
	PLMR	B	0.28%	0.54%	0.28%
	PMT	B	0.18%	0.48%	0.18%
	POWL	C	0.35%	0.69%	0.35%
	PRCT	B	0.4%	0.78%	0.4%
	PRGS	C	0.13%	0.37%	0.13%
	PRVA	D	0.07%	0.26%	0.07%
	PTCT	C	0.19%	0.51%	0.19%
	PTGX	C	0.4%	0.78%	0.4%
	QTWO	B	0.36%	0.71%	0.36%
	RAMP	F	0.05%	0.2%	0.05%
	RDNT	B	0.28%	0.68%	0.28%
	RKLB	B	0.09%	0.34%	0.09%
	RKT	B	0.08%	0.16%	0.08%
	ROAD	B	0.35%	0.68%	0.35%
	ROCK	D	0.06%	0.11%	0.06%
	RRR	D	0.12%	0.23%	0.12%
	RXST	C	0.27%	0.54%	0.27%
	RYTM	B	0.22%	0.42%	0.22%
	SABR	D	0.14%	0.27%	0.14%
	SATS	B	0.38%	0.74%	0.38%
	SBRA	B	0.22%	0.42%	0.22%
	SCS	B	0.25%	0.49%	0.25%
	SGBX	F	0.34%	0.67%	0.34%
	SHAK	C	0.14%	0.4%	0.14%
	SHO	D	0.06%	0.23%	0.06%
	SITM	B	0.07%	0.27%	0.07%
	SKT	B	0.07%	0.28%	0.07%
	SKWD	C	0.26%	0.52%	0.26%
	SKYW	C	0.28%	0.55%	0.28%
	SLG	B	0.22%	0.57%	0.22%
	SMG	C	0.06%	0.24%	0.06%
	SMMT	C	0.64%	1.67%	0.64%
	SMTC	C	0.33%	0.65%	0.33%
	SPNT	C	0.35%	0.68%	0.35%
	SPR	D	0.19%	0.49%	0.19%
	STRL	B	0.32%	0.62%	0.32%
	SWI	B	0.12%	0.36%	0.12%
	SXI	C	0.06%	0.25%	0.06%
	SYBT	B	0.21%	0.41%	0.21%
	TBBK	B	0.31%	0.6%	0.31%
	TDS	C	0.34%	0.66%	0.34%
	TGI	D	0.16%	0.31%	0.16%
	TGLS	B	0.16%	0.45%	0.16%
	THR	D	0.11%	0.32%	0.11%
	TMDX	C	0.3%	0.59%	0.3%
	TNC	D	0.11%	0.32%	0.11%
	TNDM	C	0.26%	0.52%	0.26%
	TNL	D	0.23%	0.45%	0.23%
	TPG	B	0.16%	0.46%	0.16%
	TR	C	0.06%	0.25%	0.06%
	TRIP	F	0.05%	0.18%	0.05%
	TRN	C	0.31%	0.61%	0.31%
	TWST	D	0.27%	0.54%	0.27%
	UE	B	0.21%	0.4%	0.21%
	UFPT	C	0.28%	0.55%	0.28%
	UMH	C	0.08%	0.15%	0.08%
	USLM	B	0.34%	0.67%	0.34%
	VCEL	D	0.06%	0.23%	0.06%
	VCYT	B	0.09%	0.16%	0.09%
	VECO	F	0.16%	0.31%	0.16%
	VERX	D	0.24%	0.47%	0.24%
	VGR	C	0.09%	0.34%	0.09%
	WABC	D	0.12%	0.35%	0.12%
	WHD	C	0.26%	0.63%	0.26%
	WRBY	D	0.22%	0.43%	0.22%
	YELP	F	0.06%	0.22%	0.06%
	YOU	B	0.1%	0.37%	0.1%
	ZETA	B	0.46%	0.91%	0.46%
	ZUO	D	0.11%	0.21%	0.11%

FYX Overweight 285 Positions Relative to FYC

	Symbol	Grade	Weight
	PRG	B	0.39%
	HE	F	0.38%
	CCS	B	0.37%
	INVA	B	0.36%
	OLPX	C	0.35%
	PHIN	B	0.35%
	BNL	B	0.35%
	BZH	B	0.35%
	SBH	B	0.35%
	NMIH	B	0.35%
	NWE	A	0.34%
	EIG	B	0.34%
	CNX	A	0.34%
	CALM	B	0.34%
	EBC	B	0.34%
	ATSG	D	0.33%
	WMK	C	0.33%
	LZB	C	0.33%
	REVG	C	0.33%
	AVA	B	0.33%
	NWN	B	0.33%
	UAA	C	0.33%
	GEF	D	0.32%
	IMKTA	D	0.32%
	SPB	B	0.32%
	UVV	D	0.32%
	GHC	C	0.32%
	SR	B	0.32%
	HPP	D	0.31%
	PRDO	D	0.31%
	GDEN	D	0.31%
	EFSC	B	0.3%
	STBA	B	0.3%
	CXW	F	0.3%
	HIW	B	0.3%
	KOP	F	0.3%
	ENVA	C	0.3%
	CUBI	F	0.3%
	TGNA	C	0.3%
	AAT	B	0.29%
	CNO	B	0.29%
	FCF	C	0.29%
	BKU	C	0.29%
	OMCL	C	0.29%
	LGIH	C	0.29%
	LGND	C	0.29%
	NX	D	0.29%
	GES	F	0.28%
	CRC	C	0.28%
	CABO	F	0.28%
	JBT	D	0.28%
	RYI	F	0.28%
	INDB	C	0.28%
	RC	D	0.28%
	RLJ	D	0.28%
	SCHL	D	0.27%
	MCRI	B	0.27%
	ICUI	B	0.27%
	FFBC	C	0.27%
	SNDR	B	0.27%
	CRI	C	0.27%
	BANR	B	0.27%
	NWBI	C	0.27%
	KMT	B	0.26%
	KSS	F	0.26%
	NAVI	C	0.26%
	OMI	D	0.26%
	FRME	C	0.26%
	WSBC	D	0.26%
	AX	D	0.26%
	DNOW	D	0.26%
	NMRK	B	0.26%
	OCFC	B	0.26%
	UNF	B	0.26%
	CATY	B	0.26%
	WERN	D	0.25%
	ARCH	F	0.25%
	HUBG	C	0.25%
	PFBC	C	0.25%
	ALGT	F	0.25%
	FHI	A	0.25%
	RNST	D	0.25%
	IBOC	C	0.25%
	BXC	D	0.25%
	LILAK	D	0.24%
	ABR	B	0.24%
	ABM	D	0.24%
	CENTA	D	0.24%
	KN	D	0.24%
	MLKN	D	0.24%
	PEBO	C	0.24%
	SAH	D	0.24%
	ADNT	F	0.24%
	USM	C	0.24%
	VSH	D	0.24%
	WGO	D	0.24%
	MATW	F	0.23%
	ANDE	D	0.23%
	CRK	D	0.23%
	REZI	D	0.23%
	VSCO	C	0.23%
	ROIC	B	0.23%
	SASR	B	0.23%
	HTZ	D	0.23%
	FBNC	B	0.23%
	GTY	B	0.22%
	ECVT	F	0.22%
	PLUS	B	0.22%
	TALO	F	0.22%
	EPC	F	0.22%
	TOWN	B	0.22%
	PATK	B	0.22%
	PARR	F	0.22%
	WAFD	B	0.22%
	DORM	B	0.22%
	MRTN	D	0.22%
	DEI	B	0.22%
	NIC	C	0.21%
	BKE	B	0.21%
	AMN	F	0.21%
	NHC	D	0.21%
	ADV	C	0.21%
	VBTX	B	0.21%
	OFG	C	0.21%
	CASH	B	0.21%
	SFNC	B	0.21%
	CMCO	F	0.21%
	PDCO	F	0.21%
	MSGE	B	0.21%
	VCTR	B	0.2%
	WSFS	C	0.2%
	SRCE	C	0.2%
	PRIM	C	0.2%
	MCY	C	0.2%
	VAC	F	0.2%
	SLVM	B	0.2%
	CTOS	F	0.2%
	FHB	C	0.2%
	DEA	B	0.2%
	CWT	C	0.2%
	SBCF	C	0.2%
	UCBI	B	0.2%
	SSTK	F	0.2%
	HOPE	B	0.2%
	DIOD	F	0.2%
	DFIN	B	0.2%
	AUB	C	0.2%
	PNM	B	0.2%
	KLG	C	0.2%
	FULT	C	0.19%
	DAN	F	0.19%
	CENX	D	0.19%
	SNEX	C	0.19%
	JELD	D	0.19%
	TRMK	C	0.19%
	NBHC	C	0.19%
	EQC	B	0.19%
	FIBK	B	0.19%
	TCBK	C	0.19%
	PBH	B	0.19%
	BUSE	C	0.19%
	PSMT	B	0.19%
	OI	D	0.19%
	SJW	C	0.19%
	PTVE	D	0.18%
	ODP	F	0.18%
	HTLD	D	0.18%
	CHGG	F	0.18%
	TRS	D	0.18%
	CVBF	C	0.18%
	OEC	F	0.18%
	APOG	B	0.18%
	ARCB	D	0.17%
	XHR	C	0.17%
	KOS	F	0.17%
	ZD	D	0.16%
	CBRL	D	0.16%
	FDP	B	0.16%
	VRTS	D	0.16%
	GEO	F	0.16%
	LTH	B	0.16%
	HELE	D	0.15%
	CBU	C	0.15%
	CVCO	B	0.15%
	LOB	B	0.15%
	PFS	B	0.15%
	MODG	F	0.15%
	TCBI	B	0.14%
	CSGS	C	0.14%
	HNI	B	0.14%
	CPK	B	0.14%
	THS	C	0.14%
	NBTB	D	0.14%
	FOXF	F	0.14%
	CWEN	B	0.14%
	STC	B	0.14%
	FBK	B	0.14%
	ALEX	B	0.14%
	GOGO	F	0.14%
	JBGS	B	0.14%
	KALU	F	0.14%
	VSAT	F	0.14%
	SHOO	B	0.13%
	WD	B	0.13%
	BDC	B	0.13%
	GNW	B	0.13%
	SAFT	C	0.13%
	FBP	C	0.13%
	LXP	B	0.13%
	LCII	C	0.13%
	NNI	B	0.13%
	CNXN	B	0.13%
	LNN	C	0.12%
	EAT	B	0.12%
	ENOV	F	0.12%
	OII	D	0.12%
	ASB	D	0.12%
	NVEE	F	0.12%
	AIN	D	0.12%
	HTH	C	0.12%
	KFY	B	0.12%
	HMN	C	0.12%
	XRX	F	0.11%
	PCRX	F	0.11%
	FWRD	C	0.11%
	CTS	D	0.11%
	SHEN	F	0.11%
	TTMI	D	0.11%
	WOR	F	0.11%
	THRM	D	0.11%
	BLMN	F	0.1%
	ROG	D	0.1%
	STRA	D	0.1%
	MTX	D	0.1%
	SCL	D	0.1%
	GO	F	0.09%
	DK	F	0.09%
	ASTH	B	0.08%
	HI	F	0.08%
	VIRT	B	0.08%
	HLF	F	0.08%
	MP	D	0.07%
	BOH	C	0.07%
	ADUS	B	0.07%
	VICR	F	0.07%
	MWA	C	0.07%
	HAYW	C	0.07%
	CLBK	C	0.07%
	PIPR	B	0.07%
	BHLB	C	0.07%
	SUPN	C	0.07%
	BMBL	F	0.07%
	BOOT	B	0.07%
	PRK	C	0.07%
	PLXS	B	0.07%
	IART	F	0.07%
	CAKE	C	0.06%
	ARI	F	0.06%
	ENR	F	0.06%
	CMTG	F	0.06%
	APAM	C	0.06%
	SXT	C	0.06%
	KFRC	D	0.06%
	LEVI	C	0.06%
	ATUS	C	0.06%
	CHEF	C	0.06%
	PPBI	D	0.06%
	LEG	D	0.06%
	PINC	C	0.06%
	VSTO	B	0.06%
	PGRE	C	0.06%
	NTCT	D	0.06%
	DNUT	D	0.06%
	XPRO	F	0.05%
	GPRE	F	0.05%
	VRNT	F	0.05%
	TDOC	D	0.05%
	EYE	F	0.05%
	OXM	D	0.05%
	HLIO	D	0.05%
	B	D	0.05%
	FTRE	F	0.05%
	AIR	C	0.05%
	COHU	F	0.04%
	CRSR	F	0.03%

FYX Underweight 32 Positions Relative to FYC

	Symbol	Grade	Weight
	NOVA	C	-0.22%
	XMTR	D	-0.18%
	RUN	C	-0.18%
	TGTX	B	-0.15%
	NEO	C	-0.14%
	MGEE	B	-0.14%
	DNLI	B	-0.14%
	PLYM	D	-0.13%
	AMWD	C	-0.13%
	BANC	B	-0.13%
	CNMD	D	-0.13%
	PHR	C	-0.13%
	IAS	D	-0.13%
	AWR	B	-0.13%
	EVTC	D	-0.12%
	WINA	C	-0.12%
	RNG	D	-0.12%
	DBRG	D	-0.12%
	BEAM	F	-0.12%
	NTST	D	-0.12%
	JAMF	D	-0.12%
	RES	D	-0.11%
	PLAB	F	-0.11%
	MTRN	D	-0.11%
	VC	F	-0.1%
	CTKB	F	-0.1%
	WNC	F	-0.1%
	UPWK	D	-0.1%
	UEC	F	-0.1%
	MCW	F	-0.1%
	CXM	F	-0.09%
	BASE	F	-0.09%

FYX: Top Represented Industries & Keywords

Industries: Banks - Regional - US Biotechnology Software - Application Diversified Industrials REIT - Diversified Building Materials Engineering & Construction Restaurants Software - Infrastructure Specialty Chemicals Asset Management Education & Training Services Electronic Components Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services REIT - Hotel & Motel REIT - Office REIT - Retail Savings & Cooperative Banks

Keywords: Bank Banking Deposit Products Real Estate Investment Trust Medicine Commercial Banking Real Estate Loans Computing Insurance Investment Management Loan Aerospace Commercial Bank Mortgage Loan Clothing Natural Gas Chemical Transport Trust Services Construction

FYC: Top Represented Industries & Keywords

Industries: Biotechnology Software - Application Banks - Regional - US Software - Infrastructure Diversified Industrials Medical Devices REIT - Diversified Engineering & Construction Diagnostics & Research Oil & Gas Equipment & Services REIT - Hotel & Motel REIT - Retail Aerospace & Defense Building Materials Business Services Drug Manufacturers - Specialty & Generic Information Technology Services REIT - Healthcare Facilities Restaurants Communication Equipment

Keywords: Medicine Real Estate Investment Trust Computing Biopharmaceutical Bank Banking Biotechnology Disease Aerospace Cancer Chemical Telecommunications Biology Construction IBD 50 Natural Gas Clinical Medicine Cloud Computing Electronics Insurance