FYT vs. XSVM ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Invesco S&P SmallCap Value with Momentum ETF (XSVM)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.46

Average Daily Volume

9,542

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

XSVM

Invesco S&P SmallCap Value with Momentum ETF

XSVM Description

The investment seeks to track the investment results (before fees and expenses) of the S&P SmallCap 600 High Momentum Value Index (the "underlying index"). The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index. Strictly in accordance with its guidelines and mandated procedures, the index provider compiles, maintains and calculates the underlying index, which is designed to track the performance of approximately 120 stocks in the S&P SmallCap 600® that have the highest “value” and “momentum” scores.

Grade (RS Rating)

Last Trade

$58.57

Average Daily Volume

64,722

Number of Holdings ^*

113

* may have additional holdings in another (foreign) market

Performance

Period	FYT	XSVM
30 Days	6.00%	6.32%
60 Days	7.52%	9.22%
90 Days	8.63%	8.33%
12 Months	22.82%	21.19%

56 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in XSVM	Overlap
ABM	B	0.27%	0.99%	0.27%
ABR	B	0.49%	0.78%	0.49%
AMWD	B	0.52%	0.85%	0.52%
ANDE	D	0.45%	1.26%	0.45%
BFH	B	0.71%	1.72%	0.71%
BHE	C	0.27%	0.9%	0.27%
BKU	B	0.36%	1.05%	0.36%
BLMN	F	0.12%	0.51%	0.12%
CAL	D	0.57%	0.79%	0.57%
CASH	B	0.41%	0.84%	0.41%
CCS	F	0.58%	0.93%	0.58%
CENTA	C	0.51%	0.66%	0.51%
CNXN	C	0.11%	0.67%	0.11%
CUBI	B	0.64%	1.0%	0.64%
CVI	F	0.46%	0.61%	0.46%
CXW	B	0.69%	1.21%	0.69%
DNOW	B	0.6%	0.85%	0.6%
EIG	A	0.66%	0.99%	0.66%
FCF	B	0.37%	1.02%	0.37%
FHB	B	0.28%	0.88%	0.28%
FULT	B	0.38%	0.85%	0.38%
GBX	A	0.79%	1.05%	0.79%
GEO	B	0.3%	1.26%	0.3%
GES	F	0.54%	0.68%	0.54%
GIII	D	0.64%	1.33%	0.64%
GRBK	D	0.33%	0.78%	0.33%
HMN	B	0.29%	0.83%	0.29%
HUBG	A	0.38%	0.71%	0.38%
INVA	B	0.65%	0.83%	0.65%
KALU	B	0.41%	0.54%	0.41%
KSS	F	0.57%	1.44%	0.57%
LZB	C	0.47%	0.75%	0.47%
MLKN	D	0.49%	0.66%	0.49%
NX	C	0.41%	0.6%	0.41%
ODP	F	0.27%	0.92%	0.27%
OFG	B	0.24%	0.72%	0.24%
OMI	F	0.28%	0.83%	0.28%
PARR	F	0.55%	0.96%	0.55%
PFBC	B	0.4%	0.8%	0.4%
PHIN	B	0.52%	0.95%	0.52%
PSMT	C	0.24%	0.68%	0.24%
SAH	B	0.51%	1.35%	0.51%
SCSC	B	0.48%	1.1%	0.48%
SCVL	D	0.31%	0.62%	0.31%
SHO	C	0.65%	0.7%	0.65%
SNEX	B	0.29%	1.8%	0.29%
SPNT	C	0.58%	1.02%	0.58%
STBA	B	0.24%	1.0%	0.24%
STC	C	0.12%	0.74%	0.12%
TDS	B	0.63%	1.03%	0.63%
TRMK	B	0.56%	0.91%	0.56%
TTMI	B	0.32%	0.78%	0.32%
VBTX	B	0.39%	1.21%	0.39%
VTLE	C	0.65%	0.87%	0.65%
WGO	B	0.38%	0.78%	0.38%
WSFS	B	0.38%	0.86%	0.38%

FYT Overweight 200 Positions Relative to XSVM

Symbol	Grade	Weight
RIOT	B	0.84%
JBT	A	0.76%
BMBL	C	0.75%
PINC	A	0.73%
ECVT	C	0.73%
IART	D	0.71%
CABO	B	0.69%
HELE	C	0.68%
TALO	C	0.68%
ULH	B	0.68%
GT	C	0.67%
BTU	B	0.66%
KMT	B	0.66%
CTOS	B	0.65%
PK	B	0.65%
TGNA	B	0.65%
FOR	F	0.64%
APLE	B	0.64%
GEF	A	0.64%
UVV	B	0.63%
EPC	F	0.63%
VC	D	0.62%
AVA	C	0.62%
RLJ	B	0.62%
PLAB	C	0.62%
CRGY	B	0.61%
WS	B	0.6%
GPOR	B	0.6%
KOS	F	0.59%
RES	F	0.59%
HTZ	C	0.58%
VSH	F	0.58%
IMKTA	B	0.58%
HOV	F	0.58%
DBRG	F	0.57%
VAC	B	0.56%
USM	C	0.56%
WKC	D	0.56%
BV	B	0.56%
INDB	B	0.55%
SEB	D	0.55%
LILAK	F	0.54%
GHC	B	0.54%
FFBC	B	0.53%
PEBO	B	0.53%
DRH	B	0.52%
EQC	C	0.52%
EBC	B	0.52%
BY	B	0.52%
REZI	A	0.52%
MRC	B	0.51%
HIW	D	0.51%
PRDO	B	0.51%
WMK	B	0.5%
PDCO	F	0.5%
LADR	B	0.5%
ZD	B	0.5%
PRG	B	0.49%
SBH	C	0.49%
NWN	B	0.49%
VSCO	B	0.48%
NWE	C	0.48%
BNL	D	0.48%
CMCO	B	0.48%
AMN	F	0.48%
VSTS	D	0.47%
NAVI	D	0.47%
MODG	F	0.47%
ADNT	D	0.45%
VSAT	F	0.45%
OEC	D	0.44%
HY	F	0.43%
IPGP	C	0.42%
XRX	F	0.42%
PLYA	B	0.42%
SFNC	B	0.41%
CATY	B	0.41%
CVBF	B	0.41%
BANR	B	0.41%
VRTS	B	0.4%
CRK	B	0.4%
RNST	B	0.4%
LAUR	B	0.4%
WSBC	B	0.4%
SASR	A	0.4%
SNDR	B	0.39%
TCBK	B	0.39%
DAN	D	0.39%
ALG	B	0.39%
EFSC	B	0.39%
FIBK	B	0.38%
HOPE	B	0.38%
BKE	A	0.38%
MCRI	A	0.38%
SRCE	B	0.38%
FRME	B	0.38%
KLG	D	0.37%
XHR	B	0.37%
PTVE	C	0.37%
WERN	B	0.37%
LGIH	F	0.36%
BUSE	B	0.36%
ARCB	C	0.36%
SPB	B	0.36%
SJW	F	0.36%
UNF	B	0.35%
PEB	D	0.35%
SSTK	D	0.35%
MRTN	B	0.35%
DFH	F	0.34%
LC	B	0.32%
GOGO	C	0.31%
CRI	D	0.31%
ASB	B	0.29%
HLF	D	0.29%
NIC	B	0.28%
FHI	A	0.28%
PBH	A	0.27%
ROCK	C	0.26%
MTX	B	0.26%
ALEX	B	0.26%
NWBI	B	0.26%
CSGS	B	0.26%
ENOV	C	0.26%
CAR	C	0.26%
FBNC	B	0.26%
SBCF	B	0.26%
SHEN	F	0.26%
THRM	F	0.25%
KWR	C	0.25%
LCII	C	0.25%
SCL	C	0.25%
CXT	D	0.25%
ARI	D	0.25%
HTH	B	0.25%
KAR	B	0.25%
LNN	C	0.25%
WAFD	B	0.25%
TOWN	B	0.25%
IOSP	B	0.25%
DEA	D	0.25%
ROG	D	0.24%
DFIN	D	0.23%
SYNA	D	0.23%
YETI	C	0.23%
DK	D	0.22%
AVNS	F	0.21%
FOXF	F	0.21%
GO	C	0.21%
PATK	D	0.21%
MYRG	B	0.17%
UPWK	B	0.17%
MGPI	F	0.15%
MCW	C	0.15%
CVCO	B	0.14%
CBU	B	0.14%
TCBI	B	0.14%
SHLS	D	0.14%
FDP	B	0.14%
PPBI	B	0.13%
PGRE	B	0.13%
NBTB	B	0.13%
BHLB	B	0.13%
MSEX	C	0.13%
PFS	B	0.13%
HLIO	B	0.13%
NVEE	C	0.13%
NNI	C	0.13%
CNMD	C	0.13%
SAM	B	0.13%
FBK	B	0.13%
BHF	B	0.13%
DEI	C	0.13%
IVT	B	0.13%
ROIC	A	0.13%
HAYW	C	0.13%
OI	D	0.12%
PLUS	F	0.12%
AIR	C	0.12%
XPEL	C	0.12%
LXP	C	0.12%
SHOO	D	0.12%
CWEN	D	0.12%
KFRC	C	0.12%
GPRE	F	0.12%
EVTC	C	0.12%
GNW	B	0.12%
NMRK	B	0.12%
UPBD	B	0.12%
MTRN	B	0.12%
MSGE	F	0.12%
SAFT	B	0.12%
JBGS	F	0.12%
CC	C	0.12%
OXM	D	0.11%
CMTG	D	0.11%
RC	D	0.11%
OLPX	F	0.1%
GIC	D	0.1%
AIN	D	0.1%

FYT Underweight 57 Positions Relative to XSVM

Symbol	Grade	Weight
JXN	B	-1.7%
GPI	A	-1.67%
KELYA	F	-1.42%
LNC	B	-1.32%
EZPW	B	-1.26%
TWI	F	-1.2%
ABG	B	-1.19%
RUSHA	B	-1.15%
SXC	B	-1.09%
MHO	D	-1.07%
AGO	B	-1.07%
DXPE	B	-1.05%
CPF	B	-1.02%
HSII	B	-0.98%
ENVA	B	-0.98%
AX	B	-0.96%
ABCB	B	-0.95%
TILE	B	-0.95%
CENX	B	-0.92%
SANM	B	-0.91%
AL	B	-0.91%
MCY	B	-0.9%
CALM	B	-0.89%
CEIX	B	-0.85%
SKYW	B	-0.82%
MTH	D	-0.82%
FBRT	C	-0.82%
TPH	D	-0.81%
PMT	D	-0.81%
RDN	C	-0.78%
COOP	B	-0.78%
KOP	C	-0.74%
PUMP	D	-0.73%
DLX	A	-0.73%
NMIH	C	-0.71%
EFC	C	-0.69%
HCC	C	-0.68%
WABC	B	-0.68%
HP	C	-0.67%
VTOL	B	-0.67%
CRC	B	-0.67%
ETD	D	-0.66%
BCC	B	-0.65%
NOG	B	-0.65%
SIG	B	-0.63%
ARCH	B	-0.62%
GMS	B	-0.62%
REX	C	-0.6%
SM	C	-0.55%
URBN	C	-0.54%
WOR	F	-0.51%
MTUS	C	-0.5%
NVRI	F	-0.5%
LBRT	F	-0.48%
AMR	C	-0.47%
MYE	F	-0.47%
LPG	F	-0.36%