FYT vs. SMDV ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to ProShares Russell 2000 Dividend Growers ETF (SMDV)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$53.98

Average Daily Volume

19,137

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

SMDV

ProShares Russell 2000 Dividend Growers ETF

SMDV Description

The investment seeks investment results before fees and expenses that track the performance of the Russell 2000 Dividend Growth Index. Under normal circumstances, the fund will invest at least 80% of its total assets in component securities (i.e., securities of the index and comparable securities that have economic characteristics that are substantially identical to the economic characteristics of the securities of the index). The index contains a minimum of 40 stocks, which are equally weighted, and no single sector is allowed to comprise more than 30% of the index&#39;s weight.

Grade (RS Rating)

Last Trade

$67.38

Average Daily Volume

57,860

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	SMDV
30 Days	-1.88%	-1.88%
60 Days	-0.86%	-0.08%
90 Days	6.64%	11.08%
12 Months	19.89%	25.05%

36 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in SMDV	Overlap
ABM	D	0.49%	0.98%	0.49%
ABR	C	0.52%	1.13%	0.52%
ANDE	D	0.48%	1.02%	0.48%
APOG	C	0.39%	1.09%	0.39%
ASB	F	0.12%	0.95%	0.12%
AUB	D	0.28%	0.95%	0.28%
AVA	D	0.68%	0.98%	0.68%
BUSE	D	0.26%	0.94%	0.26%
CBU	D	0.15%	0.95%	0.15%
CPK	C	0.28%	1.02%	0.28%
CSGS	C	0.28%	1.01%	0.28%
CWT	D	0.27%	0.97%	0.27%
FIBK	D	0.39%	0.98%	0.39%
FRME	D	0.54%	0.97%	0.54%
FULT	D	0.26%	0.94%	0.26%
GTY	C	0.29%	0.98%	0.29%
HI	F	0.08%	0.9%	0.08%
HMN	C	0.13%	0.98%	0.13%
HNI	C	0.14%	1.02%	0.14%
INDB	D	0.57%	0.93%	0.57%
LNN	C	0.24%	1.06%	0.24%
MATW	F	0.44%	0.95%	0.44%
MWA	A	0.14%	1.08%	0.14%
NBTB	D	0.14%	0.91%	0.14%
NWE	B	0.69%	1.03%	0.69%
NWN	D	0.68%	1.01%	0.68%
PEBO	F	0.48%	0.95%	0.48%
PFBC	D	0.51%	0.97%	0.51%
PNM	B	0.42%	1.05%	0.42%
SCL	D	0.11%	1.04%	0.11%
SFNC	C	0.43%	1.02%	0.43%
SJW	F	0.38%	0.97%	0.38%
SR	D	0.67%	1.0%	0.67%
STBA	D	0.61%	0.96%	0.61%
UVV	D	0.66%	0.99%	0.66%
WSBC	D	0.38%	0.91%	0.38%

FYT Overweight 215 Positions Relative to SMDV

Symbol	Grade	Weight
PRG	C	0.86%
CNX	A	0.77%
UAA	B	0.76%
CCS	C	0.75%
BZH	C	0.73%
NMIH	C	0.73%
BNL	C	0.72%
PHIN	D	0.72%
GHC	C	0.7%
EBC	D	0.7%
INVA	B	0.7%
LZB	D	0.69%
HE	F	0.68%
EIG	C	0.68%
ATSG	D	0.67%
GEF	D	0.66%
TGNA	C	0.66%
WMK	D	0.66%
IMKTA	F	0.65%
SPB	C	0.65%
ENVA	C	0.63%
HIW	C	0.62%
LGIH	C	0.62%
EFSC	D	0.61%
CNO	C	0.61%
RLJ	D	0.61%
GDEN	D	0.61%
SBH	C	0.6%
NX	F	0.6%
CXW	F	0.6%
KOP	F	0.6%
JBT	B	0.6%
CALM	A	0.59%
FCF	D	0.59%
BKU	D	0.59%
RYI	F	0.59%
CABO	F	0.59%
AAT	C	0.59%
HPP	F	0.59%
GES	F	0.57%
ALGT	D	0.57%
RC	F	0.57%
DNOW	F	0.56%
CUBI	F	0.56%
SNDR	C	0.56%
HTZ	F	0.56%
ADNT	D	0.55%
OCFC	C	0.55%
OLPX	C	0.54%
FFBC	D	0.54%
CATY	D	0.54%
VSCO	C	0.53%
REVG	D	0.53%
ARCH	C	0.53%
CRI	D	0.52%
KSS	D	0.52%
WERN	D	0.51%
SCHL	F	0.51%
HUBG	D	0.51%
SAH	D	0.51%
WGO	D	0.51%
CRK	B	0.51%
PRDO	D	0.5%
NAVI	F	0.5%
IBOC	D	0.5%
VSH	F	0.49%
USM	C	0.49%
REZI	D	0.48%
LILAK	D	0.48%
FBNC	D	0.47%
CENTA	F	0.47%
CRC	B	0.47%
SASR	C	0.46%
PATK	B	0.46%
CENX	C	0.44%
EPC	F	0.44%
VBTX	C	0.44%
SSTK	F	0.44%
SLVM	C	0.44%
BANR	C	0.43%
PDCO	F	0.43%
MSGE	C	0.43%
TOWN	D	0.43%
DAN	D	0.42%
PARR	F	0.42%
LGND	D	0.42%
TALO	F	0.42%
OFG	D	0.42%
MCRI	C	0.41%
NWBI	D	0.41%
BKE	D	0.41%
HOPE	D	0.41%
JELD	C	0.41%
CASH	D	0.41%
ADV	F	0.4%
CTOS	F	0.4%
BXC	D	0.4%
UNF	A	0.4%
OI	D	0.4%
FHI	C	0.4%
OMI	F	0.39%
KMT	D	0.39%
AMN	F	0.39%
AX	D	0.39%
FHB	D	0.39%
RNST	D	0.38%
WSFS	D	0.38%
NBHC	D	0.38%
OMCL	C	0.38%
EQC	D	0.37%
KN	D	0.37%
CBRL	D	0.37%
NMRK	B	0.37%
ARCB	F	0.37%
ODP	F	0.36%
ECVT	F	0.36%
ICUI	C	0.36%
KOS	F	0.35%
HTLD	F	0.35%
CMCO	C	0.35%
MRTN	F	0.34%
VRTS	F	0.33%
MLKN	F	0.33%
CHGG	F	0.32%
DEI	A	0.32%
PLUS	C	0.32%
MODG	F	0.32%
DORM	D	0.31%
ROIC	C	0.31%
ZD	D	0.31%
GEO	C	0.31%
BDC	B	0.3%
VAC	D	0.3%
HELE	D	0.3%
WAFD	D	0.29%
MCY	B	0.29%
DIOD	F	0.29%
NIC	D	0.28%
LCII	C	0.28%
VCTR	A	0.28%
TCBI	C	0.28%
CNXN	C	0.28%
ALEX	D	0.28%
NHC	D	0.28%
PRIM	C	0.28%
SRCE	D	0.27%
SNEX	C	0.27%
SAFT	D	0.27%
PSMT	C	0.27%
DEA	D	0.27%
DFIN	D	0.27%
SBCF	D	0.27%
OEC	F	0.27%
UCBI	B	0.27%
TRMK	D	0.26%
EAT	A	0.26%
PTVE	D	0.26%
TCBK	D	0.26%
KLG	D	0.26%
HTH	F	0.25%
GOGO	F	0.25%
CVBF	B	0.25%
PBH	D	0.25%
HLF	F	0.25%
XHR	C	0.25%
PCRX	D	0.24%
TRS	D	0.24%
MTX	D	0.22%
SHEN	F	0.22%
FOXF	F	0.21%
BLMN	F	0.21%
KALU	D	0.2%
STRA	F	0.2%
LTH	C	0.16%
FDP	C	0.16%
CVCO	C	0.15%
BMBL	F	0.15%
CWEN	C	0.15%
PFS	D	0.15%
PLXS	B	0.15%
BOOT	C	0.15%
FBP	D	0.14%
SHOO	C	0.14%
ADUS	D	0.14%
WD	C	0.14%
BHLB	D	0.14%
JBGS	C	0.14%
FBK	D	0.14%
STC	C	0.14%
ATUS	B	0.14%
OII	C	0.13%
PPBI	D	0.13%
KFY	C	0.13%
PGRE	D	0.13%
NNI	C	0.13%
THS	D	0.13%
LXP	D	0.13%
GNW	C	0.13%
KFRC	F	0.12%
NVEE	F	0.12%
CAKE	B	0.12%
AIN	F	0.12%
APAM	C	0.12%
WOR	F	0.11%
CTS	D	0.11%
ENOV	F	0.11%
CMTG	F	0.11%
VSAT	F	0.11%
THRM	F	0.11%
OXM	F	0.1%
ROG	F	0.1%
XRX	D	0.1%
GO	F	0.09%
DK	F	0.09%
IART	F	0.07%

FYT Underweight 62 Positions Relative to SMDV

Symbol	Grade	Weight
AIT	B	-1.13%
BMI	A	-1.12%
MATX	C	-1.1%
GFF	C	-1.09%
KAI	C	-1.08%
EXPO	A	-1.08%
HY	F	-1.07%
TRN	C	-1.07%
AVNT	C	-1.07%
SXI	C	-1.06%
FELE	C	-1.06%
NPO	C	-1.06%
WTS	C	-1.06%
GRC	D	-1.06%
POWI	F	-1.05%
ODC	D	-1.05%
OGS	C	-1.05%
CNS	C	-1.04%
MTRN	F	-1.03%
HASI	B	-1.02%
JJSF	C	-1.02%
MSEX	D	-1.02%
UTL	D	-1.01%
LMAT	B	-1.01%
MGRC	D	-1.01%
CTRE	B	-1.01%
ALG	F	-1.01%
AWR	B	-1.01%
PLOW	D	-1.01%
AMSF	B	-1.0%
BKH	C	-1.0%
ORRF	C	-1.0%
SPTN	C	-1.0%
BCPC	D	-1.0%
CCOI	B	-1.0%
ALE	A	-0.99%
UHT	C	-0.99%
KWR	F	-0.99%
NJR	C	-0.99%
IBCP	D	-0.98%
OTTR	F	-0.98%
SBSI	D	-0.97%
NSP	F	-0.97%
JOUT	F	-0.97%
POR	D	-0.97%
CADE	D	-0.97%
LANC	F	-0.97%
UCB	D	-0.96%
UBSI	D	-0.96%
YORW	F	-0.96%
TMP	C	-0.96%
WDFC	D	-0.96%
GABC	D	-0.96%
FUL	F	-0.96%
GATX	F	-0.96%
WASH	D	-0.95%
ENSG	D	-0.95%
MBWM	D	-0.95%
NXRT	D	-0.94%
HFWA	D	-0.93%
TRNO	D	-0.93%
PFC	D	-0.92%