FYT vs. AFMC ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Active Factor Mid Cap ETF (AFMC)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.73

Average Daily Volume

18,752

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

AFMC

Active Factor Mid Cap ETF

AFMC Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by mid capitalization companies. The manager defines mid capitalization companies as those that, at the time of investment, have a market capitalization between the minimum and maximum market capitalization of a widely recognized index of mid capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.09

Average Daily Volume

15,410

Number of Holdings ^*

242

* may have additional holdings in another (foreign) market

Performance

Period	FYT	AFMC
30 Days	0.39%	4.88%
60 Days	4.13%	9.89%
90 Days	8.13%	11.24%
12 Months	21.06%	38.31%

20 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in AFMC	Overlap
ADNT	F	0.55%	0.21%	0.21%
AMN	F	0.39%	0.15%	0.15%
BDC	A	0.3%	0.29%	0.29%
CATY	B	0.54%	0.22%	0.22%
CRI	D	0.52%	0.25%	0.25%
FHI	A	0.4%	0.63%	0.4%
GEF	B	0.66%	0.39%	0.39%
GHC	A	0.7%	0.41%	0.41%
HIW	C	0.62%	0.83%	0.62%
HNI	B	0.14%	0.44%	0.14%
HPP	F	0.59%	0.19%	0.19%
IART	F	0.07%	0.02%	0.02%
IBOC	D	0.5%	0.75%	0.5%
KMT	C	0.39%	0.45%	0.39%
NAVI	D	0.5%	0.21%	0.21%
PBH	D	0.25%	0.05%	0.05%
PDCO	F	0.43%	0.07%	0.07%
TGNA	B	0.66%	0.48%	0.48%
VSH	F	0.49%	0.17%	0.17%
ZD	D	0.31%	0.22%	0.22%

FYT Overweight 231 Positions Relative to AFMC

Symbol	Grade	Weight
PRG	C	0.86%
CNX	A	0.77%
UAA	B	0.76%
CCS	C	0.75%
BZH	C	0.73%
NMIH	B	0.73%
BNL	C	0.72%
PHIN	D	0.72%
EBC	B	0.7%
INVA	B	0.7%
LZB	D	0.69%
NWE	C	0.69%
HE	F	0.68%
NWN	D	0.68%
EIG	A	0.68%
AVA	D	0.68%
ATSG	D	0.67%
SR	D	0.67%
UVV	D	0.66%
WMK	D	0.66%
IMKTA	F	0.65%
SPB	C	0.65%
ENVA	B	0.63%
LGIH	C	0.62%
EFSC	D	0.61%
STBA	D	0.61%
CNO	B	0.61%
RLJ	D	0.61%
GDEN	D	0.61%
SBH	B	0.6%
NX	F	0.6%
CXW	F	0.6%
KOP	F	0.6%
JBT	B	0.6%
CALM	A	0.59%
FCF	D	0.59%
BKU	D	0.59%
RYI	D	0.59%
CABO	F	0.59%
AAT	C	0.59%
INDB	D	0.57%
GES	F	0.57%
ALGT	D	0.57%
RC	F	0.57%
DNOW	F	0.56%
CUBI	F	0.56%
SNDR	D	0.56%
HTZ	F	0.56%
OCFC	C	0.55%
FRME	D	0.54%
OLPX	C	0.54%
FFBC	D	0.54%
VSCO	C	0.53%
REVG	D	0.53%
ARCH	D	0.53%
ABR	C	0.52%
KSS	D	0.52%
WERN	D	0.51%
SCHL	F	0.51%
HUBG	D	0.51%
SAH	D	0.51%
PFBC	D	0.51%
WGO	D	0.51%
CRK	B	0.51%
PRDO	D	0.5%
ABM	D	0.49%
USM	B	0.49%
REZI	D	0.48%
LILAK	D	0.48%
ANDE	D	0.48%
PEBO	F	0.48%
FBNC	B	0.47%
CENTA	F	0.47%
CRC	B	0.47%
SASR	B	0.46%
PATK	A	0.46%
CENX	C	0.44%
EPC	F	0.44%
MATW	F	0.44%
VBTX	C	0.44%
SSTK	F	0.44%
SLVM	C	0.44%
BANR	B	0.43%
MSGE	B	0.43%
SFNC	B	0.43%
TOWN	C	0.43%
DAN	D	0.42%
PARR	F	0.42%
PNM	B	0.42%
LGND	C	0.42%
TALO	D	0.42%
OFG	D	0.42%
MCRI	B	0.41%
NWBI	D	0.41%
BKE	B	0.41%
HOPE	B	0.41%
JELD	D	0.41%
CASH	C	0.41%
ADV	F	0.4%
CTOS	F	0.4%
BXC	D	0.4%
UNF	A	0.4%
OI	D	0.4%
FIBK	C	0.39%
OMI	F	0.39%
APOG	B	0.39%
AX	D	0.39%
FHB	D	0.39%
RNST	D	0.38%
WSBC	D	0.38%
WSFS	D	0.38%
NBHC	D	0.38%
SJW	D	0.38%
OMCL	C	0.38%
EQC	D	0.37%
KN	B	0.37%
CBRL	D	0.37%
NMRK	C	0.37%
ARCB	F	0.37%
ODP	F	0.36%
ECVT	F	0.36%
ICUI	B	0.36%
KOS	F	0.35%
HTLD	F	0.35%
CMCO	D	0.35%
MRTN	F	0.34%
VRTS	D	0.33%
MLKN	F	0.33%
CHGG	F	0.32%
DEI	A	0.32%
PLUS	B	0.32%
MODG	F	0.32%
DORM	C	0.31%
ROIC	C	0.31%
GEO	D	0.31%
VAC	D	0.3%
HELE	D	0.3%
WAFD	D	0.29%
MCY	B	0.29%
GTY	C	0.29%
DIOD	F	0.29%
AUB	D	0.28%
NIC	D	0.28%
LCII	C	0.28%
CSGS	B	0.28%
VCTR	A	0.28%
TCBI	B	0.28%
CNXN	C	0.28%
ALEX	D	0.28%
CPK	C	0.28%
NHC	D	0.28%
PRIM	A	0.28%
SRCE	D	0.27%
CWT	D	0.27%
SNEX	B	0.27%
SAFT	D	0.27%
PSMT	A	0.27%
DEA	D	0.27%
DFIN	B	0.27%
SBCF	D	0.27%
OEC	F	0.27%
UCBI	B	0.27%
TRMK	D	0.26%
FULT	D	0.26%
EAT	A	0.26%
PTVE	D	0.26%
TCBK	D	0.26%
BUSE	D	0.26%
KLG	F	0.26%
HTH	F	0.25%
GOGO	F	0.25%
CVBF	B	0.25%
HLF	F	0.25%
XHR	A	0.25%
PCRX	D	0.24%
LNN	C	0.24%
TRS	D	0.24%
MTX	C	0.22%
SHEN	F	0.22%
FOXF	F	0.21%
BLMN	F	0.21%
KALU	D	0.2%
STRA	F	0.2%
LTH	B	0.16%
FDP	C	0.16%
CBU	D	0.15%
CVCO	C	0.15%
BMBL	F	0.15%
CWEN	C	0.15%
PFS	D	0.15%
PLXS	A	0.15%
BOOT	B	0.15%
FBP	B	0.14%
SHOO	A	0.14%
NBTB	D	0.14%
ADUS	D	0.14%
WD	C	0.14%
BHLB	D	0.14%
JBGS	C	0.14%
FBK	B	0.14%
MWA	A	0.14%
STC	D	0.14%
ATUS	C	0.14%
OII	D	0.13%
PPBI	D	0.13%
KFY	C	0.13%
PGRE	D	0.13%
HMN	B	0.13%
NNI	B	0.13%
THS	D	0.13%
LXP	D	0.13%
GNW	A	0.13%
KFRC	F	0.12%
NVEE	F	0.12%
ASB	D	0.12%
CAKE	A	0.12%
AIN	F	0.12%
APAM	B	0.12%
WOR	F	0.11%
SCL	D	0.11%
CTS	B	0.11%
ENOV	F	0.11%
CMTG	F	0.11%
VSAT	F	0.11%
THRM	F	0.11%
OXM	F	0.1%
ROG	D	0.1%
XRX	D	0.1%
GO	F	0.09%
DK	F	0.09%
HI	F	0.08%

FYT Underweight 222 Positions Relative to AFMC

Symbol	Grade	Weight
UTHR	C	-1.58%
SFM	A	-1.55%
TOL	C	-1.51%
THC	D	-1.27%
KBH	D	-1.22%
VST	A	-1.2%
MTG	A	-1.17%
EME	B	-1.15%
ORI	A	-1.14%
AYI	A	-1.03%
GDDY	B	-1.02%
NRG	A	-0.99%
ALSN	A	-0.98%
ACT	B	-0.96%
ESNT	A	-0.95%
MLI	B	-0.94%
COKE	C	-0.93%
FIX	A	-0.91%
INGR	B	-0.9%
WSM	C	-0.88%
ERIE	A	-0.87%
CSL	A	-0.85%
TMHC	C	-0.81%
RDN	D	-0.81%
UNM	A	-0.8%
CNM	F	-0.76%
LII	C	-0.76%
IDCC	A	-0.75%
GLPI	C	-0.75%
WPC	C	-0.75%
OC	C	-0.74%
CW	A	-0.73%
CACI	A	-0.7%
JBL	C	-0.69%
TXRH	A	-0.69%
BLDR	C	-0.67%
CVLT	B	-0.65%
PHM	C	-0.64%
NTAP	D	-0.64%
SF	A	-0.63%
NXST	D	-0.63%
AMG	B	-0.62%
JXN	A	-0.62%
OHI	C	-0.61%
BERY	C	-0.61%
ONTO	B	-0.6%
G	A	-0.6%
SNX	C	-0.59%
CRUS	D	-0.59%
MUSA	D	-0.59%
TPL	A	-0.58%
HRB	C	-0.58%
WBS	D	-0.58%
UHS	D	-0.57%
CMC	D	-0.57%
PRI	A	-0.56%
FICO	C	-0.56%
NFG	A	-0.56%
CHRD	F	-0.55%
TPR	B	-0.55%
MTH	C	-0.55%
CUZ	C	-0.55%
NYT	C	-0.55%
EXP	C	-0.55%
FFIV	B	-0.55%
ENS	B	-0.54%
SBRA	C	-0.53%
DINO	F	-0.53%
BRBR	A	-0.53%
PSN	A	-0.52%
DBX	C	-0.52%
HALO	D	-0.51%
CRS	B	-0.49%
BCC	C	-0.48%
ACIW	A	-0.48%
DECK	B	-0.48%
CHE	D	-0.47%
JLL	C	-0.47%
AGCO	D	-0.47%
MAN	D	-0.47%
SANM	D	-0.46%
NVST	D	-0.46%
PPC	C	-0.46%
AMR	F	-0.46%
PK	D	-0.46%
MEDP	F	-0.45%
CBSH	D	-0.45%
RGLD	C	-0.44%
BTU	B	-0.44%
LAMR	C	-0.43%
NTCT	C	-0.43%
DDS	D	-0.42%
GMED	B	-0.42%
PINC	F	-0.41%
ARW	C	-0.41%
PVH	D	-0.41%
ASO	D	-0.4%
RPM	A	-0.4%
MOH	F	-0.4%
SNA	C	-0.39%
WFRD	F	-0.39%
AIZ	B	-0.38%
TEX	F	-0.38%
ANF	D	-0.38%
WSO	C	-0.37%
LNTH	C	-0.36%
EPR	C	-0.36%
JAZZ	F	-0.36%
UFPI	C	-0.35%
SAIC	A	-0.35%
RS	D	-0.34%
DKS	D	-0.34%
ADC	C	-0.34%
STLD	C	-0.33%
BYD	B	-0.33%
FSS	D	-0.32%
APPF	C	-0.32%
GAP	F	-0.32%
HOG	D	-0.31%
TTEK	A	-0.31%
IBP	C	-0.31%
CSWI	A	-0.31%
COLB	C	-0.3%
MANH	A	-0.3%
NSA	D	-0.3%
OLN	D	-0.3%
EXEL	B	-0.3%
PBF	F	-0.3%
HWC	D	-0.3%
AN	D	-0.29%
AVT	B	-0.29%
CR	A	-0.28%
INCY	B	-0.28%
CTRE	C	-0.28%
CHRW	C	-0.28%
SSB	C	-0.28%
RL	B	-0.27%
EHC	C	-0.27%
ATKR	F	-0.26%
CROX	C	-0.26%
CNA	D	-0.26%
NVT	C	-0.26%
LEA	F	-0.26%
WWD	C	-0.26%
MSM	D	-0.26%
GPI	C	-0.25%
TDC	D	-0.25%
FHN	D	-0.25%
LPX	C	-0.24%
HST	D	-0.24%
LOPE	D	-0.24%
ENSG	D	-0.24%
WCC	D	-0.23%
JHG	A	-0.23%
BWA	C	-0.23%
ESAB	C	-0.21%
NBIX	F	-0.21%
L	C	-0.21%
VMI	B	-0.21%
CLF	D	-0.2%
NEU	F	-0.2%
SJM	D	-0.2%
JWN	D	-0.2%
CRVL	C	-0.2%
OZK	D	-0.19%
AIT	B	-0.19%
HOMB	D	-0.18%
NUS	F	-0.18%
PRGO	F	-0.18%
ABG	D	-0.17%
APLE	B	-0.17%
DXC	C	-0.17%
OPCH	F	-0.17%
BLD	D	-0.16%
M	D	-0.16%
NSIT	B	-0.15%
ATR	A	-0.15%
AEO	C	-0.15%
SM	D	-0.15%
ZION	D	-0.14%
CASY	D	-0.13%
CNXC	F	-0.12%
CAH	B	-0.12%
TPH	C	-0.12%
AOS	C	-0.12%
OGN	F	-0.11%
BOX	C	-0.11%
CUBE	C	-0.11%
BPMC	F	-0.1%
ELF	F	-0.1%
CPT	C	-0.1%
SKX	B	-0.09%
HSIC	D	-0.09%
VNT	F	-0.09%
EQH	B	-0.09%
APA	F	-0.09%
OSCR	C	-0.09%
ITT	C	-0.09%
BRX	C	-0.08%
ITRI	C	-0.08%
HLI	A	-0.08%
WU	D	-0.08%
LECO	D	-0.08%
ASGN	D	-0.08%
DCI	B	-0.08%
UGI	C	-0.07%
ZETA	B	-0.07%
ACLS	F	-0.07%
TAP	D	-0.07%
HAE	F	-0.07%
MMSI	C	-0.06%
DVA	C	-0.06%
DOCS	A	-0.06%
CACC	F	-0.05%
AWI	A	-0.05%
SPSC	D	-0.05%
SMAR	A	-0.05%
LEVI	C	-0.04%
BMI	A	-0.04%
NNN	C	-0.0%
VRNS	B	-0.0%
PI	A	-0.0%