AUSF vs. SMMV ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.57

Average Daily Volume

36,827

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

SMMV

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV Description

iShares Edge MSCI Min Vol USA Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization U.S. equities that, in the aggregate, have lower volatility characteristics relative to the small-capitalization U.S. equity market.

Grade (RS Rating)

Last Trade

$43.97

Average Daily Volume

37,673

Number of Holdings ^*

289

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	SMMV
30 Days	2.63%	5.88%
60 Days	4.88%	7.08%
90 Days	5.86%	8.51%
12 Months	31.88%	28.57%

14 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in SMMV	Overlap
AM	A	0.51%	0.36%	0.36%
ATR	B	0.09%	1.49%	0.09%
AVT	C	0.48%	0.34%	0.34%
CACI	D	0.22%	0.81%	0.22%
CHE	D	0.5%	1.32%	0.5%
DTM	A	0.67%	1.14%	0.67%
EDR	A	1.27%	0.19%	0.19%
INGR	C	0.08%	0.72%	0.08%
ORI	A	0.09%	1.57%	0.09%
PNW	A	0.08%	0.91%	0.08%
RNR	C	0.46%	0.93%	0.46%
SNX	D	0.48%	0.31%	0.31%
SON	F	0.47%	0.43%	0.43%
UNM	A	0.63%	1.16%	0.63%

AUSF Overweight 176 Positions Relative to SMMV

Symbol	Grade	Weight
T	A	1.81%
VZ	C	1.72%
TMUS	B	1.58%
RSG	A	1.53%
COR	B	1.52%
V	A	1.5%
WMT	A	1.5%
BSX	A	1.49%
BRK.A	B	1.46%
ADP	A	1.45%
LMT	D	1.45%
GD	D	1.45%
JNPR	D	1.44%
RTX	D	1.42%
MMC	B	1.41%
CSCO	B	1.41%
ICE	C	1.39%
WM	B	1.39%
EA	A	1.37%
CME	B	1.36%
DOX	D	1.36%
LIN	C	1.34%
IBM	C	1.32%
JNJ	C	1.31%
ACI	C	1.29%
KO	D	1.01%
MRK	D	0.99%
CBOE	C	0.88%
BR	A	0.83%
PG	C	0.79%
MCD	D	0.71%
PEP	F	0.67%
MARA	B	0.67%
KMI	A	0.63%
MO	A	0.62%
LBRDK	C	0.59%
IP	A	0.57%
COLB	B	0.57%
TPR	B	0.57%
UMBF	B	0.57%
ONB	C	0.57%
SYF	B	0.57%
ZION	B	0.56%
UBSI	B	0.56%
FNB	A	0.56%
FHN	A	0.56%
WBS	A	0.56%
PB	B	0.55%
HBAN	A	0.55%
JXN	C	0.55%
CMA	B	0.55%
PVH	C	0.55%
ABG	C	0.55%
CADE	B	0.55%
RF	A	0.54%
LNC	C	0.54%
WHR	B	0.54%
OKE	A	0.54%
VTRS	A	0.54%
CFG	B	0.54%
AL	B	0.54%
LAD	A	0.54%
PCAR	B	0.54%
HPE	B	0.54%
C	A	0.53%
GM	C	0.53%
INTC	C	0.53%
OZK	B	0.53%
TAP	C	0.53%
BEN	C	0.52%
HPQ	B	0.52%
NOV	C	0.52%
ALLY	C	0.52%
BCC	B	0.51%
CMCSA	B	0.51%
QGEN	D	0.5%
BWA	D	0.5%
HST	C	0.5%
RDN	D	0.49%
X	B	0.49%
CIVI	D	0.49%
SLG	B	0.49%
GAP	C	0.49%
SOLV	D	0.48%
MOS	F	0.48%
M	F	0.48%
NXST	C	0.48%
CNC	D	0.48%
TDG	D	0.48%
CHRD	D	0.48%
WBA	F	0.47%
BBY	D	0.47%
KRC	B	0.47%
STWD	C	0.47%
AGNC	C	0.47%
CRBG	B	0.47%
DINO	D	0.47%
BG	D	0.47%
VICI	C	0.46%
RPRX	D	0.46%
CVS	D	0.46%
UGI	C	0.46%
LYB	F	0.46%
MDT	D	0.46%
CNH	C	0.45%
LEA	F	0.45%
HOG	D	0.45%
EMN	C	0.45%
CAG	F	0.45%
FMC	D	0.44%
KHC	F	0.44%
OGN	F	0.44%
PFE	F	0.44%
SWKS	F	0.44%
ADM	D	0.44%
WU	F	0.44%
HII	F	0.44%
ARW	D	0.43%
DOW	F	0.42%
CE	F	0.29%
YUM	D	0.26%
PGR	A	0.18%
ABBV	F	0.14%
LDOS	C	0.13%
GRMN	B	0.13%
TW	A	0.13%
SO	C	0.12%
KR	B	0.12%
COST	A	0.11%
TRV	B	0.11%
CHD	A	0.11%
VRSK	A	0.1%
AAPL	C	0.1%
WMB	A	0.1%
GDDY	A	0.1%
SNA	A	0.1%
AFL	B	0.1%
MCK	A	0.09%
CVX	A	0.09%
NOC	D	0.09%
PKG	A	0.09%
AME	A	0.09%
MSI	B	0.09%
WRB	A	0.09%
DUK	C	0.09%
AMGN	F	0.08%
UNH	B	0.08%
CI	D	0.08%
CAH	B	0.08%
HOLX	D	0.08%
HIG	B	0.08%
CB	C	0.08%
XOM	B	0.08%
ED	C	0.08%
BDX	F	0.08%
MA	B	0.08%
VRSN	C	0.08%
FE	C	0.07%
MDLZ	F	0.07%
KMB	C	0.07%
CTLT	C	0.07%
K	A	0.07%
CL	D	0.07%
AJG	A	0.07%
ATO	A	0.07%
L	A	0.07%
DGX	A	0.07%
WELL	A	0.07%
ECL	D	0.07%
ROP	B	0.07%
VRTX	D	0.07%
TJX	A	0.07%
HON	C	0.07%
FI	A	0.07%
REGN	F	0.06%
AKAM	D	0.06%

AUSF Underweight 275 Positions Relative to SMMV

Symbol	Grade	Weight
EXEL	B	-1.73%
MUSA	B	-1.6%
ADC	A	-1.45%
RGLD	C	-1.39%
AXS	A	-1.32%
RLI	A	-1.25%
HQY	A	-1.23%
OGE	A	-1.16%
SIGI	C	-1.14%
CVLT	B	-1.12%
IDA	A	-1.12%
RGA	A	-1.11%
THG	A	-1.11%
EHC	B	-1.08%
SFM	A	-1.07%
ENSG	C	-1.06%
WTM	A	-0.93%
GNTX	C	-0.9%
PSN	D	-0.87%
FLO	D	-0.82%
LSTR	D	-0.81%
DLB	B	-0.81%
CASY	A	-0.79%
BWXT	B	-0.78%
POST	C	-0.77%
PBH	A	-0.77%
TXNM	A	-0.75%
NEU	D	-0.75%
BJ	A	-0.73%
CALM	A	-0.72%
ALKS	C	-0.71%
CW	C	-0.71%
LRN	A	-0.7%
LOPE	C	-0.69%
RYAN	A	-0.69%
PAGP	A	-0.68%
TKO	A	-0.66%
CCOI	B	-0.66%
CTRE	C	-0.65%
MSGS	A	-0.64%
NWE	B	-0.64%
BRC	D	-0.63%
TXRH	B	-0.62%
FCN	F	-0.61%
OHI	C	-0.6%
WEN	D	-0.6%
VNOM	A	-0.59%
MDU	D	-0.59%
CCCS	B	-0.59%
INSM	C	-0.58%
GHC	B	-0.58%
MSM	C	-0.57%
AMED	F	-0.56%
IBKR	A	-0.54%
HESM	B	-0.54%
PINC	B	-0.51%
PRGS	A	-0.51%
TGNA	B	-0.5%
VIRT	A	-0.5%
POR	C	-0.49%
FCFS	F	-0.49%
CWAN	B	-0.48%
HRB	D	-0.47%
DRS	B	-0.47%
LAUR	A	-0.47%
JJSF	C	-0.47%
PCVX	D	-0.47%
ECG	C	-0.46%
ESGR	B	-0.46%
MGEE	B	-0.46%
IONS	F	-0.45%
CSWI	B	-0.45%
WERN	C	-0.45%
MSA	F	-0.44%
HURN	C	-0.42%
JAZZ	B	-0.42%
KNTK	A	-0.42%
KBR	F	-0.42%
NYT	D	-0.4%
EQC	B	-0.4%
HLI	A	-0.38%
MCY	A	-0.38%
ADUS	D	-0.37%
CWST	A	-0.35%
PRDO	B	-0.35%
XENE	D	-0.34%
BATRK	D	-0.34%
REYN	D	-0.33%
AGX	B	-0.33%
UNF	B	-0.33%
MGRC	B	-0.33%
NHC	C	-0.33%
AVPT	A	-0.33%
HMN	B	-0.33%
SNDR	B	-0.32%
VRRM	F	-0.32%
BHE	C	-0.32%
SKWD	A	-0.32%
LANC	C	-0.32%
INSW	F	-0.31%
SMPL	B	-0.31%
IDCC	B	-0.31%
DCI	B	-0.31%
CORT	B	-0.3%
USLM	A	-0.3%
GO	C	-0.3%
NSIT	F	-0.3%
GPOR	B	-0.3%
PDCO	F	-0.3%
DVAX	C	-0.29%
WT	A	-0.28%
DBX	B	-0.28%
MIRM	B	-0.28%
HWKN	B	-0.28%
CRNX	C	-0.27%
VVV	D	-0.27%
EIG	B	-0.26%
ALE	A	-0.26%
CRAI	C	-0.25%
YELP	C	-0.25%
SAIC	F	-0.25%
OSW	B	-0.25%
SCI	B	-0.25%
IDYA	F	-0.24%
NJR	A	-0.24%
OLLI	D	-0.24%
PPC	C	-0.24%
SAFT	B	-0.24%
MMS	F	-0.23%
ASH	F	-0.23%
WABC	B	-0.22%
INVA	D	-0.21%
ADMA	B	-0.21%
AMSF	B	-0.21%
NTST	C	-0.2%
PJT	A	-0.2%
AVA	A	-0.2%
OPCH	D	-0.19%
AWR	B	-0.19%
IMKTA	C	-0.19%
CHH	A	-0.19%
SWX	B	-0.18%
BFC	B	-0.18%
RARE	F	-0.18%
NTCT	C	-0.18%
ATEN	A	-0.18%
COLL	F	-0.18%
KRP	B	-0.18%
CNX	A	-0.17%
SPNT	B	-0.17%
ARCH	B	-0.16%
CNXN	C	-0.16%
HCC	B	-0.16%
KNSA	F	-0.16%
CXW	C	-0.16%
WMK	C	-0.16%
CWT	C	-0.16%
PRGO	C	-0.15%
CIEN	C	-0.15%
ICFI	F	-0.15%
IRON	B	-0.15%
IDT	B	-0.15%
DJCO	B	-0.14%
VVX	C	-0.14%
SLGN	A	-0.14%
JBSS	F	-0.14%
BLKB	B	-0.14%
HCKT	B	-0.14%
OGS	A	-0.14%
HSTM	B	-0.14%
ATGE	B	-0.14%
GTX	C	-0.13%
RGR	F	-0.13%
REX	D	-0.13%
LBTYK	A	-0.13%
KRYS	C	-0.13%
ZYME	C	-0.13%
LMAT	A	-0.12%
UVE	B	-0.12%
HALO	F	-0.12%
SPTN	D	-0.12%
SMP	C	-0.12%
GPK	C	-0.11%
PLXS	B	-0.11%
VREX	B	-0.11%
LQDT	B	-0.11%
USM	B	-0.11%
LTC	B	-0.11%
ACLX	C	-0.11%
NTNX	B	-0.11%
SHEN	F	-0.11%
CHCO	B	-0.11%
SNRE	D	-0.1%
MCS	B	-0.1%
AGIO	C	-0.1%
ALRM	C	-0.1%
DHIL	B	-0.1%
ACEL	C	-0.1%
EBF	F	-0.1%
NABL	F	-0.1%
UFCS	A	-0.1%
TIPT	C	-0.09%
CRVL	B	-0.09%
GWRE	A	-0.09%
GEO	B	-0.09%
HCI	C	-0.09%
EPAC	C	-0.09%
YORW	F	-0.09%
SPRY	C	-0.09%
IRWD	F	-0.09%
FC	F	-0.08%
DORM	B	-0.08%
EWTX	C	-0.08%
ANIP	F	-0.08%
NPK	B	-0.08%
TARS	C	-0.08%
ITCI	C	-0.08%
VITL	D	-0.08%
BBSI	B	-0.08%
KELYA	F	-0.08%
MATX	C	-0.08%
STRA	C	-0.08%
NTGR	B	-0.08%
FRPH	B	-0.08%
CEIX	A	-0.08%
IMAX	B	-0.07%
SR	A	-0.07%
BOX	B	-0.07%
CNSL	C	-0.07%
SENEA	A	-0.07%
TBPH	B	-0.07%
LQDA	F	-0.07%
ATEX	F	-0.07%
THS	D	-0.07%
OSIS	A	-0.07%
WINA	C	-0.07%
CPK	A	-0.07%
NRC	F	-0.06%
PBF	D	-0.06%
IMXI	B	-0.06%
COKE	C	-0.06%
CART	C	-0.06%
CLW	F	-0.06%
HG	C	-0.06%
RAMP	B	-0.06%
UTI	B	-0.06%
CCRN	F	-0.06%
ACT	C	-0.06%
ACHC	F	-0.06%
IRMD	C	-0.05%
ADEA	C	-0.05%
IMNM	F	-0.05%
SCHL	F	-0.05%
METC	C	-0.05%
ACAD	C	-0.05%
UTZ	D	-0.05%
AESI	B	-0.05%
KROS	D	-0.05%
CGON	F	-0.05%
USPH	B	-0.05%
SEB	F	-0.05%
RMR	F	-0.05%
BATRA	F	-0.05%
BTU	B	-0.05%
GNK	D	-0.04%
SWBI	C	-0.04%
DAWN	D	-0.04%
DK	C	-0.04%
TH	C	-0.04%
CGEM	F	-0.03%
MITK	C	-0.03%
ROG	D	-0.03%
ANAB	F	-0.03%
CRGX	F	-0.03%
ITOS	F	-0.02%