XSHD vs. FYT ETF Comparison

Comparison of PowerShares S&P SmallCap High Dividend Low Volatility Portfolio (XSHD) to First Trust Small Cap Value AlphaDEX Fund (FYT)

XSHD

PowerShares S&P SmallCap High Dividend Low Volatility Portfolio

XSHD Description

The PowerShares S&P SmallCap High Dividend Low Volatility Portfolio is based on the S&P SmallCap 600 Low Volatility High Dividend Index. The Fund will invest at least 90% of its total assets in securities that comprise the Index. The Index is composed of 60 securities in the S&P SmallCap 600 Index that have historically provided high dividend yields with lower volatility over the past 12 months. Volatility is a statistical measurement of the magnitude of up and down asset price fluctuations over time. The Fund and the Index are rebalanced and reconstituted semi-annually on the last business day in January and July.

Grade (RS Rating)

Last Trade

$15.08

Average Daily Volume

44,631

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.11

Average Daily Volume

19,129

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

Performance

Period	XSHD	FYT
30 Days	-3.27%	-2.65%
60 Days	-1.56%	-0.29%
90 Days	6.18%	6.05%
12 Months	10.30%	20.95%

22 Overlapping Holdings

Symbol	Grade	Weight in XSHD	Weight in FYT	Overlap
AVA	D	1.87%	0.68%	0.68%
BLMN	F	1.58%	0.21%	0.21%
CABO	F	1.18%	0.59%	0.59%
CALM	B	1.18%	0.59%	0.59%
CPK	C	0.83%	0.28%	0.28%
CRC	B	0.8%	0.47%	0.47%
CSGS	C	1.06%	0.28%	0.28%
CWEN	C	2.62%	0.15%	0.15%
CWT	D	0.79%	0.27%	0.27%
DEA	D	2.98%	0.27%	0.27%
FDP	C	1.81%	0.16%	0.16%
HIW	C	3.03%	0.62%	0.62%
HNI	B	1.08%	0.14%	0.14%
KMT	C	1.28%	0.39%	0.39%
MATW	F	1.12%	0.44%	0.44%
NHC	D	0.75%	0.28%	0.28%
NWN	C	1.9%	0.68%	0.68%
PDCO	F	1.3%	0.43%	0.43%
RC	F	2.75%	0.57%	0.57%
SCHL	F	0.78%	0.51%	0.51%
SJW	D	0.98%	0.38%	0.38%
UVV	D	2.36%	0.66%	0.66%

XSHD Overweight 29 Positions Relative to FYT

Symbol	Grade	Weight
BXMT	C	3.58%
KREF	C	3.51%
VGR	B	3.28%
KW	B	3.25%
EFC	D	3.23%
GNL	D	3.13%
ARI	F	2.82%
CCOI	B	2.76%
CVI	F	2.38%
ETD	C	2.02%
SPTN	B	1.8%
PINC	F	1.56%
DLX	F	1.51%
MOV	F	1.48%
ENR	B	1.42%
MYE	F	1.37%
NOG	F	1.35%
TRN	C	1.34%
RHI	D	1.16%
ASIX	A	1.15%
SXC	F	1.13%
UTL	C	1.11%
AROC	B	1.04%
MSEX	C	0.86%
MGEE	C	0.85%
AWR	A	0.84%
SEE	C	0.83%
IPAR	D	0.79%
SXT	C	0.77%

XSHD Underweight 229 Positions Relative to FYT

Symbol	Grade	Weight
PRG	C	-0.86%
CNX	A	-0.77%
UAA	B	-0.76%
CCS	C	-0.75%
BZH	C	-0.73%
NMIH	C	-0.73%
BNL	C	-0.72%
PHIN	C	-0.72%
GHC	B	-0.7%
EBC	D	-0.7%
INVA	B	-0.7%
LZB	C	-0.69%
NWE	B	-0.69%
HE	F	-0.68%
EIG	B	-0.68%
ATSG	B	-0.67%
SR	C	-0.67%
GEF	D	-0.66%
TGNA	B	-0.66%
WMK	D	-0.66%
IMKTA	F	-0.65%
SPB	C	-0.65%
ENVA	D	-0.63%
LGIH	C	-0.62%
EFSC	D	-0.61%
STBA	D	-0.61%
CNO	C	-0.61%
RLJ	D	-0.61%
GDEN	D	-0.61%
SBH	C	-0.6%
NX	F	-0.6%
CXW	F	-0.6%
KOP	F	-0.6%
JBT	B	-0.6%
FCF	D	-0.59%
BKU	D	-0.59%
RYI	F	-0.59%
AAT	C	-0.59%
HPP	F	-0.59%
INDB	D	-0.57%
GES	F	-0.57%
ALGT	D	-0.57%
DNOW	F	-0.56%
CUBI	F	-0.56%
SNDR	C	-0.56%
HTZ	F	-0.56%
ADNT	D	-0.55%
OCFC	C	-0.55%
FRME	D	-0.54%
OLPX	C	-0.54%
FFBC	D	-0.54%
CATY	D	-0.54%
VSCO	C	-0.53%
REVG	D	-0.53%
ARCH	D	-0.53%
ABR	C	-0.52%
CRI	D	-0.52%
KSS	D	-0.52%
WERN	D	-0.51%
HUBG	D	-0.51%
SAH	D	-0.51%
PFBC	D	-0.51%
WGO	D	-0.51%
CRK	B	-0.51%
PRDO	D	-0.5%
NAVI	D	-0.5%
IBOC	D	-0.5%
VSH	F	-0.49%
ABM	D	-0.49%
USM	C	-0.49%
REZI	D	-0.48%
LILAK	D	-0.48%
ANDE	D	-0.48%
PEBO	F	-0.48%
FBNC	D	-0.47%
CENTA	F	-0.47%
SASR	C	-0.46%
PATK	C	-0.46%
CENX	B	-0.44%
EPC	F	-0.44%
VBTX	C	-0.44%
SSTK	F	-0.44%
SLVM	C	-0.44%
BANR	C	-0.43%
MSGE	A	-0.43%
SFNC	C	-0.43%
TOWN	D	-0.43%
DAN	D	-0.42%
PARR	F	-0.42%
PNM	B	-0.42%
LGND	D	-0.42%
TALO	F	-0.42%
OFG	D	-0.42%
MCRI	B	-0.41%
NWBI	D	-0.41%
BKE	D	-0.41%
HOPE	D	-0.41%
JELD	D	-0.41%
CASH	D	-0.41%
ADV	F	-0.4%
CTOS	F	-0.4%
BXC	D	-0.4%
UNF	A	-0.4%
OI	D	-0.4%
FHI	C	-0.4%
FIBK	D	-0.39%
OMI	F	-0.39%
APOG	B	-0.39%
AMN	F	-0.39%
AX	D	-0.39%
FHB	D	-0.39%
RNST	D	-0.38%
WSBC	D	-0.38%
WSFS	D	-0.38%
NBHC	D	-0.38%
OMCL	C	-0.38%
EQC	D	-0.37%
KN	C	-0.37%
CBRL	D	-0.37%
NMRK	A	-0.37%
ARCB	D	-0.37%
ODP	F	-0.36%
ECVT	F	-0.36%
ICUI	B	-0.36%
KOS	F	-0.35%
HTLD	F	-0.35%
CMCO	D	-0.35%
MRTN	F	-0.34%
VRTS	F	-0.33%
MLKN	F	-0.33%
CHGG	F	-0.32%
DEI	A	-0.32%
PLUS	C	-0.32%
MODG	F	-0.32%
DORM	C	-0.31%
ROIC	C	-0.31%
ZD	D	-0.31%
GEO	F	-0.31%
BDC	B	-0.3%
VAC	D	-0.3%
HELE	D	-0.3%
WAFD	D	-0.29%
MCY	B	-0.29%
GTY	C	-0.29%
DIOD	F	-0.29%
AUB	D	-0.28%
NIC	D	-0.28%
LCII	B	-0.28%
VCTR	B	-0.28%
TCBI	C	-0.28%
CNXN	C	-0.28%
ALEX	D	-0.28%
PRIM	C	-0.28%
SRCE	D	-0.27%
SNEX	C	-0.27%
SAFT	D	-0.27%
PSMT	B	-0.27%
DFIN	C	-0.27%
SBCF	D	-0.27%
OEC	F	-0.27%
UCBI	B	-0.27%
TRMK	D	-0.26%
FULT	D	-0.26%
EAT	A	-0.26%
PTVE	D	-0.26%
TCBK	D	-0.26%
BUSE	D	-0.26%
KLG	D	-0.26%
HTH	D	-0.25%
GOGO	F	-0.25%
CVBF	B	-0.25%
PBH	D	-0.25%
HLF	F	-0.25%
XHR	B	-0.25%
PCRX	F	-0.24%
LNN	C	-0.24%
TRS	D	-0.24%
MTX	B	-0.22%
SHEN	F	-0.22%
FOXF	F	-0.21%
KALU	D	-0.2%
STRA	F	-0.2%
LTH	C	-0.16%
CBU	D	-0.15%
CVCO	B	-0.15%
BMBL	F	-0.15%
PFS	D	-0.15%
PLXS	B	-0.15%
BOOT	A	-0.15%
FBP	D	-0.14%
SHOO	A	-0.14%
NBTB	D	-0.14%
ADUS	D	-0.14%
WD	C	-0.14%
BHLB	D	-0.14%
JBGS	C	-0.14%
FBK	D	-0.14%
MWA	A	-0.14%
STC	C	-0.14%
ATUS	B	-0.14%
OII	D	-0.13%
PPBI	F	-0.13%
KFY	C	-0.13%
PGRE	D	-0.13%
HMN	B	-0.13%
NNI	C	-0.13%
THS	C	-0.13%
LXP	D	-0.13%
GNW	C	-0.13%
KFRC	F	-0.12%
NVEE	F	-0.12%
ASB	F	-0.12%
CAKE	A	-0.12%
AIN	F	-0.12%
APAM	C	-0.12%
WOR	F	-0.11%
SCL	D	-0.11%
CTS	B	-0.11%
ENOV	F	-0.11%
CMTG	F	-0.11%
VSAT	F	-0.11%
THRM	F	-0.11%
OXM	F	-0.1%
ROG	D	-0.1%
XRX	D	-0.1%
GO	F	-0.09%
DK	F	-0.09%
HI	F	-0.08%
IART	F	-0.07%